Present: All the Justices
IN RE: COMMONWEALTH OF VIRGINIA
OPINION BY
CHIEF JUSTICE LEROY R. HASSELL, SR.
June 4, 2009
Record Nos. 080282 and 080283
UPON PETITIONS FOR A WRIT OF MANDAMUS AND A WRIT OF
PROHIBITION 1
I.
In this proceeding, which invokes this Court's original
jurisdiction, we consider whether a writ of mandamus or a writ
of prohibition lies to compel a circuit court, that had
entered a final judgment in a capital murder proceeding, to
vacate that judgment and conduct a hearing to determine
whether a criminal defendant was mentally retarded when he
robbed and murdered the victim.
II.
The underlying capital murder litigation that is the
subject of this proceeding has a very long history that we
will briefly summarize. In 1998, Daryl Renard Atkins was
convicted in a jury trial of the capital murder of Eric
Michael Nesbitt. Atkins was sentenced to death. This Court
affirmed Atkins' conviction for capital murder but vacated the
1
Judge N. Prentis Smiley, Jr., who was the original
respondent in this proceeding, died in December 2008, and by
order, this Court substituted the Honorable William H. Shaw,
III as the respondent.
sentence of death because error occurred during the penalty
proceeding of the capital murder trial. Atkins v.
Commonwealth, 257 Va. 160, 180, 510 S.E.2d 445, 457 (1999).
Upon remand, at the conclusion of a new penalty
proceeding, a different jury fixed Atkins' punishment at
death. The circuit court imposed the death penalty in
accordance with the jury verdict and this Court affirmed the
conviction. Atkins v. Commonwealth, 260 Va. 375, 390, 534
S.E.2d 312, 321 (2000) (Hassell & Koontz, JJ., dissenting).
The Supreme Court held in Atkins v. Virginia, 536 U.S.
304, 321 (2002) that the Eighth Amendment to the United States
Constitution prohibits the execution of persons who are
mentally retarded. The Supreme Court vacated Atkins' judgment
of death and this Court remanded the case to the circuit court
and directed that the circuit court conduct a jury trial on
Atkins' claim that he is mentally retarded and, therefore, not
subject to the death penalty.
Upon remand, a jury found that Atkins is not mentally
retarded and the circuit court reinstated Atkins' sentence of
death. On appeal, however, this Court reversed that judgment
because error occurred during the proceeding to determine
whether Atkins was mentally retarded. Atkins v. Commonwealth,
272 Va. 144, 161, 631 S.E.2d 93, 102 (2006).
2
This Court reversed and annulled the final judgment and
remanded the case to the circuit court for a new proceeding to
determine whether Atkins is mentally retarded. During this
remand, Atkins filed a motion in the circuit court requesting
the imposition of a life sentence pursuant to Code § 19.2-
264.5 or a new trial. Atkins asserted that the Commonwealth's
Attorney withheld exculpatory evidence and suborned perjury
during Atkins' 1998 capital murder trial. Atkins also
asserted that the Commonwealth's Attorney, who allegedly
withheld evidence and suborned perjury, should be disqualified
from representing the Commonwealth during the proceeding to
determine whether Atkins is mentally retarded. The
Commonwealth opposed Atkins' motions and argued that the
circuit court lacked jurisdiction to alter the sentence of
death without a finding by a jury that Atkins is mentally
retarded. The circuit court entered orders staying the
proceeding and Atkins sought an interlocutory appeal to this
Court and a writ of mandamus. This Court denied the
interlocutory appeal, dismissed the writ of mandamus, and the
proceedings resumed in the circuit court.
The circuit court conducted an evidentiary hearing on
Atkins' motions to disqualify the Commonwealth's Attorney and
to vacate the sentence of death. The motions claimed
exculpatory evidence violations occurred under the rule of
3
Brady v. Maryland, 373 U.S. 83 (1963). During the hearing,
Atkins produced the following evidence. A critical issue in
Atkins' original capital murder trial was whether Atkins or
his accomplice, William Jones, murdered the victim, because
only the triggerman may receive the death penalty under the
facts and circumstances of this case. On August 6, 1997, the
Commonwealth's Attorney and certain law enforcement personnel
met with Jones and his attorney to prepare Jones for Atkins'
capital murder trial. This session was recorded with an
audiotape recorder. At some point during the three-hour trial
preparation session, the Commonwealth's Attorney turned the
audiotape recorder off for sixteen minutes because the
Commonwealth's Attorney thought Jones' testimony was not
" 'going to do [the Commonwealth’s case] any good.' "
During the sixteen-minute interval that was not recorded,
the Commonwealth's Attorney, law enforcement officers, and
Jones "acted out" the events related to the murder of Nesbitt.
Jones' initial version of the facts changed after the
rehearsed and coached unrecorded reenactment of the murder.
The circuit court found that the Commonwealth's Attorney
had "coached" Jones after the Commonwealth's Attorney realized
that Jones' initial version of the facts regarding the capital
murder would be "problematic" to the Commonwealth. The
4
circuit court found that Jones "changed his story. He
modified his story."
The circuit court stated in its final judgment order
that:
"[T]he Office of the Commonwealth Attorney for York
County and the City of Poquoson improperly suppressed
exculpatory evidence from the August 6, 1997 interview of
William Jones, in violation of Brady v. Maryland, 373
U.S. 83 (1963), and that the suppressed information
probably would have affected the outcome of Daryl Atkins’
trial had it been revealed to Atkins’ counsel in 1998."
At the conclusion of the two-day evidentiary hearing, the
circuit court set aside Atkins' sentence of death and imposed
a sentence of life imprisonment without the possibility of
parole "based on the newly discovered evidence of a Brady
violation." 2
III.
A.
The Commonwealth asserts that mandamus is an appropriate
remedy that the Commonwealth may utilize to compel Judge Shaw
to vacate the circuit court's judgment, dated January 24,
2008, that set aside Atkins' sentence of death and sentenced
2
Generally, the remedy for a Brady violation is not a
reduction in the sentence but a new trial, "if 'the false
testimony could . . . in any reasonable likelihood have
affected the judgment of the jury.' " United States v.
Bagley, 473 U.S. 667, 677 (1985) (quoting Giglio v. United
States, 405 U.S. 150, 154 (1972)); see also Workman v.
Commonwealth, 272 Va. 633, 651, 636 S.E.2d 368, 378 (2006);
5
him to life in the penitentiary without the possibility of
parole. We disagree with the Commonwealth.
The writ of mandamus is an extraordinary remedy and for
that reason this Court has carefully scrutinized and imposed
limitations upon the use of this writ. This Court has
consistently stated the following pertinent principles:
"A writ of mandamus is an extraordinary remedial
process, which is not awarded as a matter of right but in
the exercise of a sound judicial discretion. Due to the
drastic character of the writ, the law has placed
safeguards around it. Consideration should be had for
the urgency which prompts an exercise of the discretion,
the interests of the public and third persons, the
results which would follow upon a refusal of the writ, as
well as the promotion of substantial justice. In
doubtful cases the writ will be denied, but [when] the
right involved and the duty sought to be enforced are
clear and certain and [when] there is no other available
specific and adequate remedy the writ will issue."
Gannon v. State Corp. Commission, 243 Va. 480, 482, 416 S.E.2d
446, 447 (1992) (quoting Richmond-Greyhound Lines v. Davis,
200 Va. 147, 151-52, 104 S.E.2d 813, 816 (1958)); accord
Umstattd v. Centex Homes, 274 Va. 541, 545-46, 650 S.E.2d 527,
530 (2007); Hertz v. Times-World Corporation, 259 Va. 599,
607-08, 528 S.E.2d 458, 462-63 (2000); Williams v. Matthews,
248 Va. 277, 281, 448 S.E.2d 625, 627 (1994); Railroad Company
v. Fugate, 206 Va. 159, 162, 142 S.E.2d 546, 548-49 (1965).
We stated, over 130 years ago, that:
Bowman v. Commonwealth, 248 Va. 130, 135, 445 S.E.2d 110, 112-
6
"In relation to courts and judicial officers,
[mandamus] cannot be made to perform the functions of a
writ of error or appeal, or other legal proceeding to
review or correct errors, or to anticipate and forestall
judicial action. It may be appropriately used and is
often used to compel courts to act [when] they refuse to
act and ought to act, but not to direct and control the
judicial discretion to be exercised in the performance of
the act to be done; to compel courts to hear and decide
where they have jurisdiction, but not to pre-determine
the decision to be made; to require them to proceed to
judgment, but not to fix and prescribe the judgment to be
rendered."
Page v. Clopton, 71 Va. (30 Gratt.) 415, 418 (1878).
This Court also stated, over a century ago, that: "It is
also well settled that mandamus does not lie to compel an
officer to undo what he has done in the exercise of his
judgment and discretion, and to do what he had already
determined ought not to be done." Thurston v. Hudgins, 93 Va.
780, 784, 20 S.E. 966, 968 (1895). We acknowledged this
important precept in Board of Supervisors v. Combs, 160 Va.
487, 498, 169 S.E. 589, 593 (1933) and observed:
"Mandamus is prospective merely . . . . It is not a
preventive remedy; its purpose and object is to command
performance, not desistance, and is a compulsory as
distinguished from a revisory writ; it lies to compel,
not to revise or correct action, however erroneous it may
have been, and is not like a writ of error or appeal, a
remedy for erroneous decisions."
160 Va. at 498, 169 S.E.2d at 593; see also Harrison v.
Barksdale, 127 Va. 180, 188-89, 102 S.E. 789, 792 (1920). We
restated this elemental precept in Richlands Medical Ass'n v.
13 (1994).
7
Commonwealth, 230 Va. 384, 387, 337 S.E.2d 737, 740 (1985):
"[M]andamus is applied prospectively only; it will not be
granted to undo an act already done." We recently repeated
this principle when we stated in In re: Commonwealth’s
Attorney, 265 Va. 313, 319 n.4, 576 S.E.2d 458, 462 n.4 (2003)
that "mandamus will [not] lie to undo acts already done."
Applying this fundamental principle of jurisprudence in
the present proceeding, we hold that mandamus does not lie.
The circuit court entered a final judgment in Atkins' capital
murder case on January 24, 2008. This final judgment is an
act that the circuit court has performed and the Commonwealth
seeks to use mandamus as a procedural mechanism to vacate or
"undo" the circuit court's judgment. We hold that mandamus
cannot be used by the Commonwealth or any other litigant to
collaterally attack or vacate a final judgment entered by a
circuit court upon the conclusion of a criminal proceeding.
B.
The Commonwealth contends that upon the entry of this
Court's mandate, directing the circuit court to conduct an
evidentiary hearing to determine whether Atkins is mentally
retarded, the circuit court was required to conduct that
hearing but lacked discretion to consider any other legal
issues. We disagree with the Commonwealth.
8
This Court's mandate that remanded this proceeding to the
circuit court for the mental retardation hearing did not
divest the circuit court of its authority and discretion to
consider legal issues that the Commonwealth and Atkins raised
upon remand. We stated in Powell v. Commonwealth, 267 Va.
107, 128, 590 S.E.2d 537, 550 (2004): "[W]hile the directive
of this Court's mandate binds the circuit court, that court is
not thereby prohibited from acting on matters not constrained
by the language of the mandate." Additionally, the United
States Supreme Court has stated: "While a mandate is
controlling as to matters within its compass, on remand a
lower court is free as to other issues." Sprague v. Ticonic
Nat’l Bank, 307 U.S. 161, 168 (1939). We hold that a circuit
court presiding during a remand of a capital murder proceeding
retains authority and discretion to resolve legal issues that
the litigants raise. A contrary holding would disrupt and
impair the circuit court's authority to preside during a
remand of a criminal proceeding.
Additionally, the Commonwealth's position that a circuit
court upon a remand must only consider the issue that is the
subject of the remand would prohibit a circuit court from
determining legal issues that affect a litigant's right to an
impartial and fair trial. For example, a defendant would not
be allowed to assert during a remand, as Atkins did in his
9
capital murder case, that a Commonwealth's Attorney should not
be allowed to prosecute the case because a conflict of
interest exists. Likewise, under the Commonwealth's view, a
litigant would not be able to assert that a court lacked
subject matter jurisdiction even though it is an elemental
precept that the lack of subject matter jurisdiction can be
raised at any time, including post-judgment.
The Commonwealth further suggests that the circuit
court lacked subject matter jurisdiction to consider any
issue other than the mental retardation hearing. The
Commonwealth's argument suffers from a fundamental
misunderstanding of the nature of a circuit court's
subject matter jurisdiction. For example, we have
stated:
"Subject matter jurisdiction refers to a court’s
power to adjudicate a class of cases or
controversies, and this power must be granted
through a constitution or statute. Subject matter
jurisdiction cannot be waived or conferred on a
court by the litigants and the lack of subject
matter jurisdiction may be raised at any time."
Jenkins v. Director, Va. Ctr. for Behav. Rehab., 271 Va.
4, 13, 624 S.E.2d 453, 458 (2006) (citations omitted);
accord Nelson v. Warden, 262 Va. 276, 281, 552 S.E.2d 73,
75 (2001); Morrison v. Bestler, 239 Va. 166, 169, 387
S.E.2d 753, 755 (1990); Humphreys v. Commonwealth, 186
Va. 765, 772-73, 43 S.E.2d 890, 894 (1947); Farant
10
Investment Corp. v. Francis, 138 Va. 417, 427-28, 122
S.E. 141, 144 (1924).
Without question, upon remand of Atkins’ criminal
proceeding from this Court to the circuit court, that court
had subject matter jurisdiction over the entire capital murder
case. Subject matter jurisdiction is conferred by statute
according to the subject of the case, in this instance capital
murder, rather than according to a particular proceeding that
may be one part of a capital murder case. See Code § 17.1-
513; Porter v. Commonwealth, 276 Va. 203, 229, 661 S.E.2d 415,
427 (2008); In re: Commonwealth’s Attorney, 265 Va. at 317,
576 S.E.2d at 461; Garza v. Commonwealth, 228 Va. 559, 565-66,
323 S.E.2d 127, 130 (1984).
C.
In the present mandamus proceeding, the Commonwealth
asserts that the circuit court was without authority to
consider any issue other than whether Atkins is mentally
retarded. However, the Commonwealth’s Attorney specifically
asked the circuit court, during the remanded criminal
proceeding, to rule on Atkins' motion to disqualify the
Commonwealth's Attorney because he allegedly created and
procured perjured testimony in Atkins' original trial. The
Commonwealth's Attorney stated to the court:
11
"[T]he Commonwealth adamantly denies these
allegations, but the reality is they have been made.
They are very serious, and they go to the fitness of
counsel. Should the Commonwealth have made similar
allegations against defense counsel, it would be an
issue of fitness of counsel to proceed, and I
believe that's where we are, and I believe that the
Court should have an evidentiary hearing on these
allegations. The Court, I do not believe, has the
jurisdiction to grant a new trial because of it, but
the Court should, I think, resolve this issue before
we proceed with the trial.
The Court: "Well, the resolution - I mean, you made
that representation earlier I think to resolve it
only to resolve it in favor of the Commonwealth, and
I think to invite the Court to resolve it you have
to allow the Court, in an evidentiary proceeding, to
go either way with it.
The Commonwealth’s Attorney: "Absolutely.
The Court: "So -- and with all due respect to the
Virginia Supreme Court, they have directed me back
to the issue of mental retardation, and by that
direction, I mean, that's the marching orders of the
Court.
The Commonwealth's Attorney: "I understand that,
Your Honor, but the question remains who are the
parties going to be in that trial, and at this
point, there is an allegation that's been made that
clearly implicates fitness of counsel for the
Commonwealth to proceed in that trial."
We will not permit the Commonwealth to ask the
circuit court during the remanded hearing on mental
retardation to exercise discretion and rule upon other
legal issues but, inconsistently, assert in the mandamus
proceeding that the circuit court lacked legal authority
to do so. The Commonwealth will not be allowed to
12
approbate and reprobate. Garlock Sealing Technologies,
LLC v. Little, 270 Va. 381, 388, 620 S.E.2d 773, 777
(2005); Cohn v. Knowledge Connections, Inc., 266 Va. 362,
367, 585 S.E.2d 578, 581 (2003); Hansen v. Stanley Martin
Companies, 266 Va. 345, 358, 585 S.E.2d 567, 575 (2003);
Fisher v. Commonwealth, 236 Va. 403, 417, 374 S.E.2d 46,
54 (1988).
D.
We also note that Code § 19.2-264.5 confers upon a
circuit court, presiding in a capital murder trial, the
authority to reduce a jury's verdict of death to a
sentence of imprisonment for life. Code § 19.2-264.5
states in relevant part:
"After the consideration of the [post-sentence]
report, and upon good cause shown, the court may set
aside the sentence of death and impose a sentence of
imprisonment for life. Notwithstanding any other
provision of law, if the court sets aside the
sentence of death and imposes a sentence of
imprisonment for life, it shall include in the
sentencing order an explanation for the reduction in
the sentence."
As we have stated above, the mandate that remanded
this proceeding to the circuit court for the mental
retardation hearing also "reversed and annulled" the
final judgment in Atkins' capital murder case and the
circuit court was required to enter a judgment upon the
conclusion of the capital murder proceedings. If we were
13
to accept the Commonwealth's argument in this case - that
the circuit court upon remand could only conduct the
mental retardation hearing and not consider any other
legal issues - we would improperly divest the circuit
court of its authority and discretion conferred by Code
§ 19.2-264.5. Additionally, the logical conclusion of
the Commonwealth's erroneous argument is that the circuit
court would have lacked authority to enter a final
judgment.
E.
We also reject the Commonwealth's contention that
mandamus lies for yet another reason. The Commonwealth
essentially seeks, using the guise of a mandamus
proceeding, to appeal the circuit court's judgment that
imposed upon Atkins the sentence of life imprisonment
without parole. Pursuant to Article VI, Section 1 of the
Constitution of Virginia and Code § 19.2-398, the
Commonwealth has a very limited right of appeal in a
criminal case. This limited right of appeal does not
include a right to appeal the circuit court’s final
judgment entered in Atkins' capital murder trial. The
Commonwealth seeks to circumvent and expand the
constitutional and statutory limitations imposed on its
limited right to appeal in a criminal case by challenging
14
a final judgment in this mandamus proceeding. Mandamus
may not be used as a substitute or guise for an appeal in
a criminal proceeding because the Commonwealth's
appellate rights are strictly prescribed by the
Constitution of Virginia and Code § 19.2-398. See Hertz,
259 Va. at 610, 528 S.E.2d at 464 (“mandamus cannot be
used as a substitute for an appeal”); Morrissette v.
McGinniss, 246 Va. 378, 382, 436 S.E.2d 433, 435 (1993);
Richlands Medical Ass'n, 230 Va. at 387, 337 S.E.2d at
740; Moon v. Welford, 84 Va. 34, 38, 4 S.E. 572, 575
(1887).
F.
We reject the Commonwealth's assertion that this Court's
decision in In re: Robert F. Horan, Jr., 271 Va. 258, 634
S.E.2d 675 (2006) requires that we grant the petition for writ
of mandamus. In Horan, we considered whether a circuit court
could enter a pre-trial order that prohibited the Commonwealth
from seeking the death penalty in a capital murder proceeding
that was pending in that circuit court. We granted the
petition for a writ of mandamus on the very narrow basis that
pursuant to Virginia's capital murder statutory scheme, the
circuit court did not have authority to make a sentencing
decision when ruling upon a pre-trial motion and, hence, the
circuit court's action was not within its discretion.
15
Our decision in Horan is not controlling in this
proceeding, which involves a final judgment that has been
entered in a criminal proceeding. Our holding in Horan
is limited to the unique procedural history in that case,
which did not involve a collateral attack upon a final
judgment in a criminal proceeding. Moreover, this Court
did not consider or discuss in Horan whether the circuit
court's order that prohibited the Commonwealth from
seeking the death penalty was an act performed by the
circuit court which could not be undone.
G.
As we have previously stated, in part III, section A of
this opinion, a purpose of the writ of mandamus, which is an
extraordinary remedy, is the promotion of substantial justice.
See Gannon, 243 Va. at 482, 416 S.E.2d at 447; Railroad
Company, 206 Va. at 162, 142 S.E.2d at 548; Richmond-Greyhound
Lines, 200 Va. at 151-52, 104 S.E.2d at 816. The promotion of
substantial justice has served as a prerequisite to the
issuance of a writ of mandamus in this Commonwealth for almost
200 years. For example, we stated in Commonwealth v. Justices
of Fairfax County Court, 4 Va. (2 Va. Cas.) 9, 13 (1815)
(emphasis in original omitted; other emphasis added):
"A mandamus is a prerogative writ; to the aid of
which the subject is entitled upon a proper case
previously shewn to the satisfaction of the Court.
16
The original nature of the writ, and the end for
which it was framed, direct upon what occasions it
shall be used. It was introduced to prevent
disorder from a failure of justice, and defect of
police. Therefore, it ought to be used upon all
occasions where the law has established no specific
remedy, and where in justice and good government
there ought to be one."
In the present proceeding, clearly, the issuance of
a writ of mandamus would not prevent "disorder from a
failure of justice." Id. A critical issue during the
trial of Atkins' capital murder case was whether Atkins
or his accomplice, Jones, was the triggerman who fired
the gun that killed the victim. Based upon the facts in
this record, only the triggerman could be subject to a
sentence of death. Atkins claimed that the accomplice
was the triggerman but the accomplice countered that
Atkins was the triggerman.
Based upon the record before this Court, including
the circuit court's final judgment, the circuit court had
no confidence in the integrity of the judicial process
and the jury verdict that resulted in Atkins' sentence of
death. The circuit court found that the Commonwealth's
Attorney had "coached" the accomplice who was involved in
the murder after the Commonwealth's Attorney realized
that the accomplice would have testified about facts that
would have been "problematic" to the Commonwealth's case.
17
The circuit court found that the accomplice "changed his
story . . . [h]e modified his story," and, the circuit
court held that information that the Commonwealth
suppressed "probably would have affected the outcome of
Daryl Atkins' trial." Simply stated, the coached
accomplice may very well have "changed his story" in
order to escape the possibility of a sentence of death.
Therefore, issuance of a writ of mandamus would not
prevent a failure of justice but merely would serve to
ignore the reality of the present case that justice was
not served by the Commonwealth’s deliberate use of
"coached" testimony.
H.
The dissent, relying principally upon this Court's
decisions in Horan, 271 Va. 258, 634 S.E.2d 675, In re:
Morrissey, 246 Va. 333, 433 S.E.2d 918 (1993), Davis v.
Sexton, 211 Va. 410, 177 S.E.2d 524 (1970), Kirk v. Carter,
202 Va. 335, 117 S.E.2d 135 (1960), Richardson v. Farrar, 88
Va. 760, 15 S.E. 117 (1892), Wilder v. Kelley, 88 Va. 274, 13
S.E. 483 (1891), Kent, Paine & Co. v. Dickinson, 66 Va. (25
Gratt.) 817 (1875), and Cowan v. Fulton, 64 Va. (23 Gratt.)
579 (1873), argues that these cases support a conclusion that
a writ of mandamus lies to compel a circuit court to vacate a
18
final judgment entered in a capital murder proceeding. We
disagree with the dissent.
Our decisions in Horan, Morrissey, Davis, Kirk,
Richardson, Wilder, Kent, Paine & Co., and Cowan, do not
involve final judgments entered in criminal proceedings. As
we have discussed in part III, sections C, D, and E of this
opinion, there are numerous substantive reasons why the
Commonwealth should not be allowed to use a mandamus
proceeding to invalidate a final judgment in a criminal case.
And, our decision in Horan is not pertinent to our resolution
of this proceeding for the reasons stated in part III, section
F of this opinion.
Our decision in In re: Commonwealth of Virginia, 229
Va. 159, 326 S.E.2d 695 (1985) is consistent with our
holding today. Contrary to the dissent's assertion, our
decision to grant the writ of mandamus in In re:
Commonwealth of Virginia, did not have the effect of
invalidating a final judgment in a criminal case. In In
re: Commonwealth, the circuit court withheld imposition
of sentence for a defendant's firearm conviction "until
September 26, 1985, a period of Twelve (12) months, upon
the conditions that [the defendant]: (1) keep the peace
and be of good behavior and obey all laws, (2) continue
with psychiatric care and treatment with reports to the
19
Court every Ninety (90) days." Id. at 161, 326 S.E.2d at
697.
The order that withheld imposition of sentence upon
the firearm conviction was not a final judgment entered
at the conclusion of a criminal case. Pursuant to the
specific terms of the order, the defendant would have
been required to return to the circuit court after a
period of twelve months and the court would then have to
decide whether to impose a sentence for the firearm
violation. Indeed, the very reason that the Commonwealth
filed a petition for a writ of mandamus in In re:
Commonwealth was to compel the circuit court to enter a
judgment that sentenced the defendant in accordance with
the criminal firearm statute. See id. at 160-61, 326
S.E.2d at 696.
IV.
The Commonwealth also asserts that this Court should
grant the Commonwealth's petition for a writ of prohibition.
The Commonwealth argues that the circuit court exceeded the
jurisdictional limits of this Court's 2006 mandate which
states: "[T]he case is remanded to the . . . circuit court for
a new proceeding . . . to determine whether [Atkins] is
mentally retarded."
20
We do not consider the Commonwealth's argument because
prohibition clearly does not lie for a reason that the
Commonwealth does not mention. We have stated:
"The writ of prohibition, as its name imports, is one
which commands the person to whom it is directed not to
do something which . . . the court is informed he is
about to do. If the thing be already done, it is
manifest the writ of prohibition cannot undo it, for that
would require an affirmative act; and the only effect of
a writ of prohibition is to suspend all action, and to
prevent any further proceeding in the prohibited
direction."
In re: Dept. of Corrections, 222 Va. 454, 461, 281 S.E.2d 857,
861 (1981) (quoting United States v. Hoffman, 71 U.S. (4
Wall.) 158, 161-62 (1867)). And, as we recently stated in In
re: Commonwealth’s Attorney, 265 Va. at 319 n.4, 576 S.E.2d at
462 n.4, "prohibition . . . will [not] lie to undo acts
already done." The circuit court in this case has entered a
final judgment in Atkins' capital murder proceeding which is
an act "already done" and a petition for a writ of prohibition
cannot be used to vacate or "undo" that final judgment.
V.
For the forgoing reasons, we will dismiss the
Commonwealth's petition for writ of mandamus and petition for
writ of prohibition.
Record No. 080282 – Petition dismissed.
Record No. 080283 – Petition dismissed.
JUSTICE KINSER, with whom JUSTICE LEMONS joins, dissenting.
21
Today, the majority holds that a writ of mandamus does
not lie to compel the Circuit Court of York County (the
Circuit Court) to comply with this Court's mandates on the
basis that mandamus, if issued, would undo an act already
done. Our jurisprudence does not support that conclusion
because we have issued mandamus in numerous cases when the
writ, either directly or implicitly, undid an act already
done. Further, the Circuit Court had no discretion to
disregard our mandates, the Commonwealth has a clear right to
the relief requested, and it has no other adequate remedy to
enforce that right. Moreover, in Wilder v. Kelley, 88 Va.
274, 13 S.E. 483 (1891), we issued a writ of mandamus to
compel a circuit court judge to enter and enforce an order of
this Court granting an injunction. Id. at 283, 13 S.E. at
486.
For the same reason, the majority likewise holds that a
writ of prohibition does not lie. As with mandamus, this
Court has issued a writ of prohibition on several occasions
when the writ undid an act already done. Moreover, in the
unique circumstances of this case, the Circuit Court exceeded
its jurisdiction when it entered the order setting aside a
death sentence. Contrary to the majority, I would issue a
writ of mandamus and a writ of prohibition. Thus, I
respectfully dissent.
I. PRIOR RELEVANT PROCEEDINGS
Before explaining why I conclude mandamus and prohibition
lie in this case, I find it necessary to summarize the
procedural history culminating in this Court's two separate
mandates ordering the Circuit Court to conduct a hearing to
determine whether Daryl Renard Atkins is mentally retarded.
After a jury trial in the Circuit Court, Atkins was sentenced
to death for the murder of Eric Michael Nesbitt during the
commission of robbery. This Court affirmed the judgment of
conviction but vacated the sentence of death and remanded the
case to the Circuit Court for a new sentencing hearing.
Atkins v. Commonwealth, 257 Va. 160, 180, 510 S.E.2d 445, 457
(1999) (Atkins I). At the re-sentencing proceeding, a
different jury imposed the death penalty, and the Circuit
Court sentenced Atkins in accordance with the jury's verdict.
Upon appeal to this Court, we upheld the Circuit Court's
judgment and sentence of death. Atkins v. Commonwealth, 260
Va. 375, 379, 534 S.E.2d 312, 314 (2000) (Atkins II).
The United States Supreme Court subsequently granted
Atkins a writ of certiorari on the sole issue "[w]hether the
execution of mentally retarded individuals convicted of
capital crimes violates the Eighth Amendment[.]" Atkins v.
Virginia, 534 U.S. 809, 809 (2001). In its decision, the
United States Supreme Court held that the execution of
23
mentally retarded individuals is excessive punishment, and
therefore violates the Eighth Amendment. Atkins v. Virginia,
536 U.S. 304, 320-21 (2002) (Atkins III). The United States
Supreme Court thus reversed our judgment with respect to
Atkins' sentence and remanded the case to this Court for
further proceedings. Id. at 321.
In accordance with emergency legislation enacted by the
General Assembly to establish procedures for determining
whether a defendant convicted of capital murder is mentally
retarded, see Code §§ 8.01-654.2, 19.2-264.3:1.1, 19.2-
264.3:1.2, and 19.2-264.3:3, and the mandate of the United
States Supreme Court, this Court remanded Atkins' case to the
Circuit Court for " 'the sole purpose of making a
determination of mental retardation.' " Atkins v.
Commonwealth, 266 Va. 73, 79, 581 S.E.2d 514, 517 (2003)
(quoting Code § 8.01-654.2) (Atkins IV). At the conclusion of
the mental retardation hearing conducted on remand, a third
jury found that Atkins failed to prove by a preponderance of
the evidence that he is mentally retarded under Code § 19.2-
264.3:1.1(A). Accordingly, the Circuit Court reinstated
Atkins' death sentence.
We awarded Atkins an appeal and reversed the Circuit
Court's judgment. Atkins v. Commonwealth, 272 Va. 144, 158,
631 S.E.2d 93, 100 (2006) (Atkins V). We then remanded the
24
case again so the Circuit Court could conduct a "new
proceeding to determine whether Atkins is mentally retarded."
Id. In the mandate to the Circuit Court dated October 18,
2006, we stated, in relevant part: "[T]he judgment is reversed
and annulled, the verdict of the jury is set aside, and the
case is remanded to the said [C]ircuit [C]ourt for a new
proceeding . . . to determine whether [Atkins] is mentally
retarded."
Subsequent to the remand in Atkins V, Atkins filed a
"Motion to Impose Life Sentence Based Upon Newly-Discovered
Evidence of Brady and Napue Violations." The Circuit Court
entered an order certifying an interlocutory appeal pursuant
to Code § 8.01-670.1 and requesting this Court to decide
whether, upon remand pursuant to Code § 8.01-654.2, the
Circuit Court was "prohibited or restricted from exercising
jurisdiction to hear" Atkins' motion and order an appropriate
remedy. In addition, Atkins petitioned for a writ of
mandamus, requesting this Court to direct the Circuit Court to
hear and decide his motion.
This Court entered an order refusing the interlocutory
appeal on the basis that Code § 8.01-670.1 is inapplicable in
a criminal case. The order contained the following mandate:
The [C]ircuit [C]ourt is directed to proceed
with this criminal case. Such proceeding is
confined to the terms of the mandate issued by the
25
Court on October 18, 2006 remanding this case to the
[C]ircuit [C]ourt for a jury determination of
whether Atkins is mentally retarded.
(Emphasis added.). The order also summarily dismissed Atkins'
petition for a writ of mandamus.
Instead of conducting the mandated hearing to determine
whether Atkins is mentally retarded, the Circuit Court granted
Atkins' motion, finding the Commonwealth had withheld
exculpatory evidence in violation of Brady v. Maryland, 373
U.S. 83 (1963). Relying on the provisions of Code § 19.2-
264.5, the Circuit Court set aside Atkins' sentence of death
and sentenced him to "imprisonment for life without the
possibility of parole."
This procedural history brings us to the present
proceedings. After the Circuit Court refused to conduct the
hearing to determine whether Atkins is mentally retarded, the
Commonwealth filed separate petitions seeking a writ of
mandamus and a writ of prohibition. I will address each of
these extraordinary writs separately.
II. MANDAMUS
In its petition for a writ of mandamus, the Commonwealth
requested that mandamus be issued compelling the Circuit Court
to conduct a hearing to determine whether Atkins is mentally
retarded in accordance with this Court's mandates. The issue
in this case is whether a writ of mandamus lies to compel the
26
Circuit Court to conduct that hearing, not whether mandamus
lies to compel a circuit court to vacate an order, as stated
by the majority. Because the Circuit Court did not have any
discretion to disregard this Court's mandates, and because the
Commonwealth has a clear right to the relief requested and no
other adequate remedy to enforce its right, I would issue the
writ of mandamus compelling the Circuit Court to conduct the
mental retardation hearing as previously mandated by this
Court.
"Before a writ of mandamus may issue there must be a
clear right in the petitioner to the relief sought, there must
be a legal duty on the part of the respondent to perform the
act which the petitioner seeks to compel, and there must be no
adequate remedy at law." Board of County Supervisors v.
Hylton Enterprises, Inc., 216 Va. 582, 584, 221 S.E.2d 534,
536 (1976) (citing Richmond-Greyhound Lines v. Davis, 200 Va.
147, 152, 104 S.E.2d 813, 817 (1958)). "[Mandamus] was
introduced to prevent disorder from a failure of justice, and
defect of police. Therefore, it ought to be used upon all
occasions where the law has established no specific remedy,
and where in justice and good government there ought to be
one." Commonwealth v. Justices of Fairfax County Court, 4 Va.
(2 Va. Cas.) 9, 13 (1815) (internal quotation marks omitted)
27
(emphasis added); accord Lewis v. Whittle, 77 Va. 415, 417
(1883).
" 'Mandamus is an extraordinary remedy employed to compel
a public official to perform a purely ministerial duty imposed
upon him by law.' " In re: Horan, 271 Va. 258, 258, 634
S.E.2d 675, 676 (2006) (quoting Richlands Med. Ass'n v.
Commonwealth, 230 Va. 384, 386, 337 S.E.2d 737, 739 (1985));
accord Griffin v. Board of Supervisors, 203 Va. 321, 328, 124
S.E.2d 227, 233 (1962). "A ministerial act is an act that one
performs in obedience to a legal mandate and in a prescribed
manner, without regard to his own judgment as to the propriety
of the act to be done." City of Richmond v. Hayes, 212 Va.
428, 429, 184 S.E.2d 784, 785 (1971) (citing Dovel v. Bertram,
184 Va. 19, 22, 34 S.E.2d 369, 370 (1945)); accord In re:
Horan, 271 Va. at 258-59, 634 S.E.2d at 676; Richlands Med.
Ass'n, 230 Va. at 386, 337 S.E.2d at 739.
Specifically with regard to mandamus directed to an
inferior court, we have previously explained that
mandamus may be appropriately used and is often used
to compel courts to act where they refuse to act and
ought to act, but not to direct and control the
judicial discretion to be exercised in the
performance of the act to be done; to compel courts
to hear and decide where they have jurisdiction, but
not to pre-determine the decision to be made; to
require them to proceed to judgment, but not to fix
and prescribe the judgment to be rendered.
28
Page v. Clopton, 71 Va. (30 Gratt.) 415, 418 (1878); accord In
re: Horan, 271 Va. at 259, 634 S.E.2d at 676.
Whether a writ of mandamus should issue in this case is
inextricably linked to this Court's mandates directing the
Circuit Court to conduct the hearing to determine whether
Atkins is mentally retarded. Pursuant to what we recognize as
the "mandate rule," a "trial judge is bound by a decision and
mandate from [an appellate court], unless [the court] acted
outside [its] jurisdiction. A trial court has no discretion
to disregard [a] lawful mandate." 1 Powell v. Commonwealth, 267
Va. 107, 127, 590 S.E.2d 537, 549 (2004) (alterations in
original) (emphasis added); see also United States v. Bell, 5
F.3d 64, 66 (4th Cir. 1993) ("[I]t is indisputable that a
lower court generally is bound to carry the mandate of the
upper court into execution and [may] not consider the
questions which the mandate laid at rest. [The "mandate
rule"] compels compliance on remand with the dictates of a
superior court and forecloses relitigation of issues expressly
or impliedly decided by the appellate court. . . . Thus, when
[an appellate] court remands for further proceedings, a
[lower] court must . . . implement both the letter and spirit
1
The remand of Atkins' case, pursuant to this Court's
mandate, was a "limited" remand, as opposed to a "general"
remand, for the sole purpose of conducting a mental
retardation hearing. See infra note 11.
29
of the . . . mandate, taking into account [the appellate
court's] opinion and the circumstances it embraces.") (second
and seventh alterations in original) (internal quotation marks
and citations omitted); Strayer v. Long, 83 Va. 715, 717-18, 3
S.E. 372, 373-74 (1887) (recognizing that a circuit court is
bound by the decree of this Court "and must obey it").
Pursuant to our mandates, the Circuit Court had no
discretion to refuse to conduct the mental retardation
hearing; the duty of the Circuit Court to do so was purely
ministerial. See Wilder, 88 Va. at 282, 13 S.E. at 485 ("When
a mandate goes down from the appellate tribunal to the
inferior tribunal, whose action has been reviewed and
reversed, there is no discretion; . . . and the simple
province of the inferior tribunal is to obey the command of
the superior."). Furthermore, the Commonwealth could not
appeal the Circuit Court's refusal to conduct the hearing and
thus has no adequate remedy at law. 2 See In re: Horan, 271 Va.
2
Mandamus does not lie when a petitioner has an adequate
remedy at law by virtue of an appeal. See Richlands Med.
Ass'n, 230 Va. at 387, 337 S.E.2d at 740 ("mandamus may not be
used as a substitute for an appeal"). The majority turns this
well-established principle on its head by holding that, since
the Commonwealth does not have the right to appeal the Circuit
Court's judgment setting aside Atkins' death sentence,
mandamus does not lie because it would be a guise for an
appeal the Commonwealth does not have. In other words,
according to the majority, if a petitioner does not have a
right of appeal, mandamus will not lie because it would be a
substitute for a non-existent appeal. The result of the
30
at 265, 634 S.E.2d at 680. Thus, I would issue a writ of
mandamus compelling the Circuit Court to conduct the mental
retardation hearing. "When the action of a court is 'a simple
refusal to hear and decide the case; and this [C]ourt having
held that no appeal lies from such refusal, it is exactly the
case to which the highly remedial writ of mandamus is most
frequently applied, in order to prevent a defect or failure of
justice.' " Id. at 260, 634 S.E.2d at 677 (quoting Cowan v.
Fulton, 64 Va. (23 Gratt.) 579, 584 (1873)); Smoleski v.
County Court, 168 S.E.2d 521, 523 (W. Va. 1969) ("compliance
with [an appellate court's] mandate in relation to a
proceeding in a trial court may be compelled and . . .
mandamus is the proper remedy to require such compliance").
In an analogous case, as I initially pointed out, we have
previously issued a writ of mandamus compelling a circuit
court to comply with a mandate from this Court. In Wilder, a
circuit court judge, who was the respondent in the mandamus
proceeding, refused to grant an injunction. 88 Va. at 275, 13
S.E. at 483. Acting pursuant to former Code § 3438 (now Code
§ 8.01-626), a justice of this Court awarded the injunction as
requested by the complainants. Id. at 275-76, 13 S.E. at 483.
majority's decision is that what was once a prerequisite to
seeking relief by mandamus, i.e., that there be no other
adequate remedy at law, is now a barrier to seeking such
relief.
31
The circuit court judge, however, then refused to enforce the
order of this Court and, instead, heard "a motion to dissolve
the injunction of the appellate judge, and . . . a motion to
enjoin and restrain the order of such judge, and also . . .
rules for contempt, and decided that there was no jurisdiction
in a single judge of the Supreme Court of Appeals[3] to control
. . . the action of a circuit court in its direction to its
receiver, or in enforcing injunctions pending in the circuit
court." Id. at 277, 13 S.E. at 484. The circuit court judge
held that "the order of the appellate judge was null and void,
and that the partial possession obtained under it was
unlawful, and dismissed the proceedings for contempt for
disobedience thereto, and, without otherwise disposing of the
case on it merits, continued the same." Id.
The petitioners, who obtained the injunction in this
Court, sought a writ of mandamus to compel the circuit court
judge to "enter and enforce the order . . . of the appellate
judge." Id. The question before us was "whether mandamus
[was] the proper remedy to compel this judge to obey the law,
or if he may annul the order, and by dilatory orders and
continuances, under the guise of exercising judicial
3
The 1971 Constitution of Virginia changed the name of
this Court from the "Supreme Court of Appeals" to the "Supreme
Court," and changed the designation for members of this Court
from "judges" to "justices."
32
discretion, reviewable by appeal only, entirely defeat the
same." Id. at 280, 13 S.E. at 485.
The respondent in Wilder argued that mandamus did not lie
to correct his erroneous judicial acts. Id. at 277, 13 S.E.
at 484. We disagreed, however, and stated:
The general rule on this subject is that, if the
inferior tribunal or corporate body has a discretion
and exercises it, this discretion cannot be
controlled by mandamus; but if the inferior tribunal
refuse when the law requires them to act, and the
party has no other adequate legal remedy, and when,
in justice, there ought to be one, mandamus will lie
to set them in motion to compel action, and, in
proper cases, the court will settle the legal
principle which should govern, but without
controlling the discretion of the subordinate
jurisdiction.
Id. at 281, 13 S.E. at 485.
In deciding to issue a writ of mandamus as requested by
the petitioners, we held:
When a mandate goes down from the appellate tribunal
to the inferior tribunal, whose action has been
reviewed and reversed, there is no discretion; that
has been exercised, and in the exercise been
exhausted, so far as it is established by the law;
and the simple province of the inferior tribunal is
to obey the command of the superior.
. . . .
It is settled law that when this order from an
appellate court or an appellate judge, made in
review of the order of an inferior court, comes
down, the lower court must enter and enforce it. It
is an order in his court in the latter case, and it
is an order in his court in the former case; but it
is there in each case for him to enter and obey. He
may not set aside and annul it upon any pretext
33
whatever. That may be done in a proper case by the
Court of Appeals when, in the latter case, it
reaches that tribunal; but it is not the province of
the lower court to do this. Being, then, a matter
of plain duty, and in no wise dependent upon any
discretion of any sort, it must be entered and
enforced as made, and mandamus will lie to enforce
the performance of this plain legal duty.
Id. at 282-83, 13 S.E. at 485-86. As in Wilder, mandamus
should issue in the case before us to ensure that the
Circuit Court obeys the mandates from this Court.
The majority, however, holds that it is inappropriate to
issue a writ of mandamus in the present case because to do so
would undo an act already done. According to the majority,
mandamus would compel the Circuit Court to vacate its order
setting aside Atkins' death sentence and imposing a life
sentence without the possibility of parole. It is correct
that a writ of mandamus "will not be granted to undo an act
already done." Richlands Med. Ass'n, 230 Va. at 387, 337
S.E.2d at 740. In my view, the majority merely recites this
principle and then applies it in the case before us without
actually examining the facts, not only of the cases upon which
the majority relies, but also of the numerous cases in which
this Court's issuance of a writ of mandamus either directly
compelled an act to be undone or had the incidental effect of
undoing an act already done even though the writ itself did
not specifically do so.
34
For instance, in In re: Horan, this Court issued a writ
of mandamus directing a circuit court judge to allow the
Commonwealth's Attorney to seek the death penalty in a
particular criminal case. 271 Va. at 265, 634 S.E.2d at 680.
We did so although the circuit court judge had already entered
an order prohibiting the Commonwealth from seeking the death
penalty. Id. at 258, 634 S.E.2d at 676. The majority states
there is a difference between the pre-trial order in In re:
Horan and the "final judgment" in this case. That distinction
has no significance with regard to whether a writ of mandamus
is appropriate. In both instances, the respective orders had
been entered when the petitions for writs of mandamus were
filed. Furthermore, this Court has issued writs of mandamus
even though the writ had the effect of undoing a final
judgment. See, e.g., Kirk v. Carter, 202 Va. 335, 337, 117
S.E.2d 135, 137 (1960) (requiring a three-judge court to hear
a case which it had previously dismissed); Richardson v.
Farrar, 88 Va. 760, 770, 15 S.E. 117, 121 (1892) (directing
the circuit court to reinstate the complaint and hear the case
on its merits).
While I disagree with the majority's application today of
the principle that mandamus does not lie to undo an act
already done, if the majority is correct in refusing to issue
a writ of mandamus in this case, then we should not have
35
issued the writ in In re: Horan. This is so because the
issuance of that writ had the incidental or secondary effect
of undoing the order prohibiting the Commonwealth from seeking
the death penalty even though the writ itself did not direct
the circuit court judge to vacate or suspend its pre-trial
order. 4 In sum, I find no meaningful difference between the
case before us and In re: Horan, as well as Wilder, that
explains or justifies the majority's decision today.
The holdings in In re: Horan and Wilder are not the only
instances in which this Court's issuance of a writ of mandamus
had the incidental effect of undoing an act already done. In
Town of Front Royal v. Front Royal & Warren County Industrial
Park Corporation, 248 Va. 581, 449 S.E.2d 794 (1994), we
considered "whether mandamus [was] a proper remedy in an
action to compel a municipality to comply with terms for
provision of sewer services in a decree previously entered by
4
The majority states, “this Court did not consider or
discuss in In re: Horan whether the circuit court's order that
prohibited the Commonwealth from seeking the death penalty was
an act performed by the circuit court which could not be
undone.” Contrary to the majority's statement, this Court did
consider that issue. The respondent in In re: Horan
specifically argued that mandamus did not lie because it would
undo the pre-trial order prohibiting the Commonwealth from
seeking the death penalty. See Memorandum Submitted by the
Honorable Leslie M. Alden in Opposition to "Emergency"
Petitions for Writs of Mandamus and Prohibition, and in
Support of Her Motion to Dismiss Those Petitions at 10-11, In
re: Horan, 271 Va. 258, 634 S.E.2d 675 (2006) (Record Nos.
060023 and 060024).
36
an annexation court." Id. at 582, 449 S.E.2d at 795. The
trial court had issued a writ of mandamus requiring the Town
"to plan and construct sewer collectors to each of" several
lots of real estate owned by the petitioner. Id. at 584, 449
S.E.2d at 796. On appeal, the Town argued, among other
things, that mandamus was not an appropriate remedy because
the petitioner was "attempting to use mandamus as a means to
revise or correct actions already taken by" the Town's
governing body. Id. at 586, 449 S.E.2d at 797. The Town
claimed the act already done was its denial of the
petitioner's formal application for sewer service. Id.
In rejecting that argument, this Court stated:
Here, . . . the Town is required, by the 1978 court
decree, to perform a prospective non-discretionary
act. The trial court's order issuing the writ of
mandamus compels the Town to comply with that
decree. We also observe, as the trial court found,
that [the petitioner] has met each requirement
necessary for the issuance of the writ.
Id. at 587, 449 S.E.2d at 798. Despite the fact that issuing
the writ of mandamus meant the Town had to reverse its
rejection of the petitioner's application for sewer service,
this Court, nevertheless, affirmed the trial court's judgment.
Id. The petitioner had a clear right to the relief sought in
its petition for a writ of mandamus, the annexation court's
1978 decree imposed a ministerial duty on the Town to
37
construct sewer lines to the petitioner's individual lots, and
the petitioner had no adequate remedy at law. Id.
In my view, the same rationale applies in the case before
us. The Commonwealth has a clear right to have the Circuit
Court conduct the hearing to determine whether Atkins is
mentally retarded. This Court's mandates imposed a
ministerial duty on the part of the Circuit Court to conduct
that hearing. And, the Commonwealth has no adequate remedy at
law.
The decisions in In re: Horan and Town of Front Royal are
not anomalies in our jurisprudence. In numerous other
decisions by this Court, the issuance of a writ of mandamus
had the incidental effect of undoing an act already done
although the writ itself did not directly compel such action.
See, e.g., Howell v. Catterall, 212 Va. 525, 186 S.E.2d 28
(1972) (issuing writ of mandamus compelling the State
Corporation Commission to grant petitioner a continuance,
thereby effectively undoing the Commission's order denying
petitioner a continuance); Planning Comm'n v. Berman, 211 Va.
774, 180 S.E.2d 670 (1971) (affirming issuance of writ of
mandamus to compel approval of site plan and issuance of
building permits, thereby undoing a planning commission's
previous disapproval of the site plan); Davis v. Sexton, 211
Va. 410, 177 S.E.2d 524 (1970) (issuing writ of mandamus
38
directing circuit court to allow a judge of a court not of
record to practice criminal law in the circuit court and to
represent a criminal defendant in a case pending before that
court, thereby effectively nullifying the circuit court's
order prohibiting the judge from practicing criminal law in
that court); Peery v. Board of Funeral Directors, 203 Va. 161,
123 S.E.2d 94 (1961) (issuing mandamus to compel the Virginia
Board of Funeral Directors and Embalmers to issue petitioner a
license as a funeral director, thereby undoing the Board's
previous denial of the license); Kirk, 202 Va. 335, 117 S.E.2d
135 (issuing mandamus to compel a three-judge court to hear
and determine an election contest instituted by petitioners,
thereby nullifying the court's order dismissing the election
contest); McKinney v. Peers, 91 Va. 684, 22 S.E. 506 (1895)
(petitioner, along with two other individuals, had received
the requisite number of votes to be elected justices of the
peace; the election commissioners and clerk met to review the
results of the election, threw out the vote cast at a certain
precinct, ascertained that three different individuals had
been duly elected, and issued certificates of election to
those individuals; this Court issued mandamus to compel the
clerk to issue to the petitioner a certificate of his
election, thereby nullifying the previously issued
certificates of election); Richardson, 88 Va. 760, 15 S.E. 117
39
(issuing mandamus to compel county court judge to reinstate a
complaint, which had been dismissed, and to proceed to hear
and determine the case upon its merits); Town of Danville v.
Blackwell, 80 Va. 38, 42 (1885) (issuing mandamus to the
corporation court of Danville to perform its absolute duty to
remove a case to the circuit court, thereby undoing
corporation court's order refusing to remove the case); Kent,
Paine & Co. v. Dickinson, 66 Va. (25 Gratt.) 817 (1875)
(issuing mandamus to compel a circuit court judge to hear and
finally dispose of an appeal that had been previously
dismissed by the said judge); Cowan v. Fulton, 64 Va. (23
Gratt.) 579 (1873) (same); Smith v. Dyer, 5 Va. (1 Call.) 562
(1799) (affirming a district court's judgment issuing a writ
of mandamus compelling a county court to reinstate a clerk
ousted from his office by the illegal appointment of another
person, thereby undoing not only the removal of the clerk but
also the appointment of a new clerk).
Moreover, there are instances in which we have actually
issued a writ of mandamus that directly compelled an act
already done to be undone. See, e.g., In re: Morrissey, 246
Va. 333, 334, 433 S.E.2d 918, 919 (1993) (issuing writ of
mandamus to reinstate a public officeholder wrongly deprived
of his office and "requiring that the court's [order removing
the public officer] be annulled"); In re: Commonwealth's
40
Attorney for Chesterfield County, 229 Va. 159, 163, 326 S.E.2d
695, 698 (1985) ("the writ of mandamus will be granted
directing the trial judge to forthwith vacate his judgment of
September 25, 1984, and to sentence [the defendant] according
to the provision of Code § 18.2-53.1").
In contrast to these cases, the decision in Morrissette
v. McGinniss, 246 Va. 378, 436 S.E.2d 433 (1993), provides an
example of when this Court affirmed a trial court's judgment
denying a writ of mandamus because the writ, if issued, would
have had the effect of undoing an act already done. There,
the petition for mandamus asked the trial court to order a
county's general registrar to amend and correct a
certification in order to show that the required number of
voters had indeed signed petitions for a referendum. Id. at
381, 436 S.E.2d at 435. The general registrar had already
certified that the petitions did not satisfy the requirements
for a referendum. Id. at 380, 435 S.E.2d at 434. The
petition for mandamus also asked the trial court to order the
county board of supervisors to hold a referendum on the
subject at issue despite the fact that the county board had
already refused to do so and had enacted an ordinance creating
a county service authority for the purpose of constructing and
operating facilities for "a water supply, treatment, and
distribution system, . . . a sewage collection, disposal and
41
treatment system, and . . . a garbage and refuse collection
and disposal system." 5 Id. at 380, 436 S.E.2d at 434.
In affirming the trial court's judgment refusing to issue
a writ of mandamus, we stated:
[The petitioner] seeks to use mandamus to revise or
correct the allegedly erroneous action of the
[general registrar], the [county board of
supervisors], and the State Corporation Commission.
He charges the [general registrar] with failing to
properly certify the validity of the petitions; he
charges the [county board] with unlawfully refusing
to call for a referendum. Those acts had been
performed at the time the mandamus petition was
filed and could not be undone by mandamus. [The
petitioner] should have taken prompt action
immediately after the public hearing to seek
judicial review of those allegedly erroneous
actions.
Id. at 382, 436 S.E.2d at 435.
Unfortunately, these cases demonstrate that our
jurisprudence is less than consistent in terms of when we use
the principle that mandamus does not lie to undo an act
already done as the basis for refusing to issue a writ of
mandamus. The majority describes this principle as a
"fundamental principle of jurisprudence." Whether it is or
not, even the cases upon which the majority relies do nothing
to explain or resolve the inconsistent results I find in our
jurisprudence.
5
The State Corporation Commission had also issued a
certificate of incorporation for the county service authority.
Morrissette, 246 Va. at 380, 436 S.E.2d at 434.
42
In Thurston v. Hudgins, 93 Va. 780, 20 S.E. 966 (1895),
the petitioner sought a writ of mandamus against an oyster
inspector to compel him to give notice to two other
individuals to remove their stakes from a certain oyster
ground, and if the individuals failed to do so, to require the
oyster inspector to remove the stakes. Id. at 781, 20 S.E. at
967. The trial court refused to issue the writ. Id.
On appeal, the decision turned "upon the question whether
the duties imposed upon an oyster inspector by the provisions
of the Code [were] purely ministerial in their nature, or
[were] duties necessarily calling for the exercise of judgment
and discretion in their performance." Id. at 783, 20 S.E. at
967. This Court concluded that an oyster inspector's
statutory duties were "quasi judicial in their nature,
requiring the exercise of judgment and discretion in their
performance," and mandamus was therefore not appropriate. Id.
at 784, 20 S.E. at 968.
We also recognized that the oyster inspector had already
exercised his discretion in assigning a certain 20 acres to
two individuals for the purpose of planting oysters or shells.
Thus, "[t]he object of the petitioner . . . was not only to
compel the inspector to undo what he had done, but to compel
him to do a specific act without reference to the opinion of
the inspector upon the subject." Id. We then stated, "It is
43
also well settled that mandamus does not lie to compel an
officer to undo what he has done in the exercise of his
judgment and discretion, and to do what he had already
determined ought not to be done, as is sought in this case."
Id. In other words, mandamus did not lie because the act to
be compelled was discretionary. See Harrison v. Barksdale,
127 Va. 180, 189-90, 102 S.E. 789, 792 (1920) (explaining that
in Thurston, the action of the officer that had been done was
in the exercise of judgment and discretion and for that reason
mandamus did not lie "to undo the action, and not merely
because the action was a past event").
Next, in Board of Supervisors v. Combs, 160 Va. 487, 169
S.E. 589 (1933), the Board of Supervisors of Amherst County
sought a writ of mandamus directing the state comptroller and
the Board of Supervisors of Campbell County "in the future to
distribute the tax derived from motor vehicle fuel, in
accordance with the said acts of 1930, page 42, ch. 45; that
Amherst [C]ounty be given credit for one-half of the
population of the [C]ity of Lynchburg as provided for in said
acts, and in keeping with all other provisions thereof, and
that said petitionees pay to Amherst [C]ounty all back pay or
arrears in said tax, to which it is entitled had the law been
so observed as it should have been, and deduct or credit the
future payments to Campbell [C]ounty until the fund is
44
equalized or adjusted upon a legal basis." Id. at 492, 169
S.E. at 591. We held that mandamus did not lie against the
Board of Supervisors of Campbell County because the statute in
question gave no authority to county boards of supervisors to
distribute the proceeds at issue. Id. at 493, 169 S.E. at
591.
As to the state comptroller, we noted not only that he
had already distributed all the revenues apportionable among
the counties under the 1930 act but also that the authority
vested in the state comptroller had been withdrawn by
subsequent legislation that became effective prior to this
Court's hearing the petition for mandamus. Id. at 494-95, 169
S.E. at 591-92. We concluded that mandamus did not lie
against the state comptroller because there was no longer a
fund from which he could make future distributions and because
the authority vested in the state comptroller had been
withdrawn. Id. at 495, 169 S.E. at 592. Thus, we held that
"[i]n view of the . . . facts and the change in the law
relating to the subject, it is obvious that the writ of
mandamus prayed for by the petitioner would, if awarded, be
unavailing and wholly nugatory." Id. at 496, 169 S.E. at 592.
"[T]o warrant the court in granting the writ against a public
officer such a state of facts must be presented as to show
that the relator has a clear right to the performance of the
45
thing demanded, and that a corresponding duty rests upon the
officer to perform that particular thing." Id. (quoting
Tyler v. Taylor, 70 Va. (29 Gratt.) 765, 767 (1878)).
As to the petitioner's request that the state comptroller
and Campbell County be directed to pay Amherst County "all
back pay or arrears in said tax to which it is entitled had
the law . . . been observed as it should have been," id. at
497-98, 169 S.E. at 593, we likewise concluded that mandamus
did not lie. To issue mandamus as the petitioner requested
would have specifically directed the state comptroller to undo
his distribution of the tax revenues derived from motor
vehicle fuel. We stated:
A mandamus is always granted to compel the
performance of some duty which has not been done
. . . . It is not granted to undo an act already
done. The court will not allow the validity of the
act to be tried in this way. We grant it, said Lord
Campbell, when that has not been done which a
statute orders to be done; but not for the purpose
of undoing what has been done.
Id. at 498, 169 S.E. at 593 (citing Harrison, 127 Va. 180, 102
S.E. 789 (internal quotation marks omitted)).
The quote from Lord Campbell relied upon in Combs comes
from the case of Ex parte Nash, 15 Q.B. 92 (1850). There, the
petitioner requested a writ of mandamus to compel a railway
company to take its seal off the register of shareholders.
Id. at 92. Prior to ruling, Lord Campbell stated to counsel
46
for the petitioner, "It seems to me quite new to try the
validity of an act by a mandamus to undo it." Id. at 95.
Lord Campbell then ruled:
We grant [mandamus] when that has not been done
which a statute orders to be done; but not for the
purpose of undoing what has been done. We may, upon
an application for a mandamus, entertain the
question whether a corporation, not having affixed
its seal, be bound to do so; but not the question
whether, when they have affixed it, they have been
right in doing so. I cannot give countenance to the
practice of trying in this form questions whether an
act professedly done in pursuance of a statute was
really justified by the statute.
Id. at 95-96; see also In re: Horan, 271 Va. at 264, 634
S.E.2d at 679; 2 T.C. Spelling, A Treatise on Injunctions and
Extraordinary Remedies, § 1436, at 1256-57 (1901) ("Mandamus
does not lie to compel a party holding an official position to
reverse a decision already rendered in the exercise of
discretionary powers. In other words, what has been already
done, however erroneously, cannot be undone by this remedy."). 6
6
This treatise divides the issue of mandamus into several
sections, two of those being "To Inferior Courts and Judicial
Officers" and "General Principles Governing Mandamus to Public
Officers." Spelling, at xi-xii. Interestingly, the treatise
discusses the principle that mandamus does not lie to undo an
act already done in the section concerning public officers but
does not mention it as an applicable rule in the section
pertaining to inferior courts. Thus, I maintain the principle
advanced by the majority in this case is not relevant when
deciding whether to issue a mandamus to an inferior court as
opposed to a public official.
47
Continuing, in Richlands Medical Association, the State
Health Commissioner requested the trial court to issue a writ
of mandamus ordering a hearing examiner "to adhere to the law,
to interpret properly the . . . Certificate of Public Need
Law, to restrict his review to the function specified in
[Code] § 32.1-97 . . ., to abandon his erroneous construction
of the law, and to affirm the . . . Commissioner's original
denial of the application" for a certificate of need to
construct a new hospital filed by Richlands Medical
Association. 230 Va. at 386, 337 S.E.2d at 739. This Court
reversed the trial court's judgment issuing the writ
"[b]ecause the hearing examiner's duties required the exercise
of judgment and discretion." Id. at 388, 377 S.E.2d at 740.
Alternatively, we also noted that mandamus, if issued, would
"revise the hearing examiner's completed acts." Id.
The case of In re: Commonwealth's Attorney, 265 Va. 313,
315, 576 S.E.2d 458, 460 (2003), involved two petitions for
writs of mandamus requesting this Court, among other things,
to direct a circuit court judge to vacate particular orders
and proceed to enter judgments of guilt. We did not issue
mandamus because the petitioner was asking us to control a
judge's exercise of judicial discretion. Id. at 319, 576
S.E.2d at 462. In a footnote, we also stated that the actions
of the circuit court judge at which the requested mandamus was
48
directed had already taken place. Id. at 319 n.4, 576 S.E.2d
at 462 n.4.
Finally, in contrast to those four cases, we were
confronted in Harrison with the question: "If the position of
the petitioners were well taken, and it was the duty of the
respondent to have entered a contrary order from that which he
did enter, would mandamus lie to compel him to do so?" 127
Va. at 187, 102 S.E. at 791. We answered the question in the
affirmative and stated:
It is true that mandamus will not lie unless the
respondent is in possession of the authority to
perform the act sought at the time the writ is asked
to be issued; but the mere fact that he has done
something contrary to his duty does not of itself
deprive the respondent of the authority later to
reverse such action and perform his duty aright.
Id. at 189, 102 S.E. at 792.
Despite the divergent application of the principle that
mandamus does not lie to undo an act already done, I do,
however, find consistency in the cases in which we have
considered whether to issue a writ of mandamus to an inferior
court. In In re: Horan, In re: Morrissey, In re:
Commonwealth's Attorney for Chesterfield County, Davis, Kirk,
Richardson, Wilder, Blackwell, Kent, Cowan, and Smith, we
issued (or affirmed the issuance of) writs of mandamus that
either directly or implicitly undid an act that had been done.
In other words, we did not refuse to issue mandamus because it
49
would undo an act already done by the inferior court. 7 I do
recognize that in the case of In re: Commonwealth's Attorney
we stated in a footnote that mandamus, if issued, would undo
an act already done. 265 Va. at 319 n.4, 576 S.E.2d at 462
n.4. That observation did not form the basis of the Court's
decision. Thus, it appears that this Court has not, with few
exceptions until today, applied this principle when
considering whether a writ of mandamus should issue to an
inferior court. See supra note 6.
In sum, I conclude that the jurisprudence of this Court
does not support the majority's refusal to issue a writ of
mandamus directing the Circuit Court to conduct a hearing to
determine whether Atkins is mentally retarded. The majority
applies the principle that mandamus does not lie to undo an
act already done as though this Court had never deviated from
a constant use of the principle to refuse to issue mandamus
anytime doing so would either directly or implicitly undo an
act already done. But, as I have demonstrated, we have not
been consistent, except with regard to issuing mandamus to
7
The majority concludes these cases are not relevant
because they did not involve final judgments in criminal
cases. For purposes of deciding whether mandamus should
issue, this Court has never before distinguished between final
judgments in civil cases and final judgments in criminal
cases. Yet, the majority does so today without explanation as
to why such a distinction is appropriate.
50
inferior courts. The majority merely cites the principle and
concludes that mandamus does not lie in the case before us but
ignores the rule of law embodied in our mandates. 8
There can be no question, and the majority does not
suggest otherwise, that our mandates to the Circuit Court left
no room for the exercise of discretion as to whether to
conduct the mental retardation hearing. We directed the
Circuit Court to do so, but it refused to obey our mandates.
But see Strayer, 83 Va. at 717, 3 S.E. at 374 (holding the
circuit court "must obey" this Court's mandate). We have held
that "[mandamus] may be appropriately used and is often used
to compel courts to act where they refuse to act and ought to
act." Page, 71 Va. (30 Gratt.) at 418; accord In re: Horan,
271 Va. at 259, 634 S.E.2d at 676.
Unlike the majority, I cannot sanction the Circuit
Court's refusal to perform its duty to "implement both the
letter and spirit" of our mandates. Bell, 5 F.3d at 66. As
we said many years ago, "mandamus is always granted to compel
8
I further note, as explained more thoroughly below in
discussing the majority's refusal to issue a writ of
prohibition, that the Circuit Court exceeded its jurisdiction
when it entered the order setting aside Atkins' death
sentence, thus rendering the order void ab initio.
Consequently, the issuance of a writ of mandamus would not
undo an act already done because the order, being void ab
initio, was a legal nullity and in all practical effect, never
done in the first place.
51
the performance of some duty which has not been done." Combs,
160 Va. at 498, 169 S.E. at 593. I also note that, by issuing
a writ of mandamus compelling the Circuit Court to conduct the
mental retardation hearing, we would not be reviewing the
merits of its decision that the Commonwealth withheld
exculpatory evidence. 9 See id. For these reasons, I would
issue a writ of mandamus directing the Circuit Court of York
County to conduct a hearing to determine whether Atkins is
mentally retarded.
9
I express no opinion as to whether the Circuit Court was
correct in finding that the Commonwealth withheld exculpatory
evidence in violation of Brady and whether setting aside
Atkins' sentence of death was an appropriate sanction. The
merits of the Circuit Court's decision on that issue are not
before us in these petitions for mandamus and prohibition.
Nevertheless, the majority apparently decides the Circuit
Court was correct since the majority concludes that issuing a
writ of mandamus is not appropriate because it "would serve to
ignore the reality of the present case that justice was not
served by the Commonwealth's deliberate use of 'coached'
testimony."
I do emphasize, however, that alleged Brady violations
are routinely the subject of petitions for writs of habeas
corpus. See, e.g., Elliot v. Warden, 274 Va. 598, 598-99, 652
S.E.2d 465, 471-72 (2007); Muhammad v. Warden, 274 Va. 3, 3-
13, 646 S.E.2d 182, 186-91 (2007); Lovitt v. Warden, 266 Va.
216, 223-24, 243-47, 585 S.E.2d 801, 805, 817-19 (2003).
Given the procedural status of Atkins' capital murder case, a
petition for a writ of habeas corpus is the appropriate
vehicle to address the merits of Atkins' motion alleging Brady
violations by the Commonwealth.
52
III. PROHIBITION
In addition to the petition for a writ of mandamus, the
Commonwealth also filed a petition seeking a writ of
prohibition. The Commonwealth asked that the Circuit Court be
prohibited "from enforcing [its] January 24, 2008, pre-trial
order . . . reducing the sentence of death imposed by the
jury" in Atkins' capital murder case and "from entering any
order in [that] case reducing the death sentence without a
jury determination of mental retardation." Because the
Circuit Court exceeded its jurisdiction when it entertained
Atkins's Brady motion and then entered the order setting aside
his death sentence, thereby rendering the order void ab
initio, I would issue the writ of prohibition as prayed for by
the Commonwealth.
"The office of a writ of prohibition is . . . to prevent
the exercise of jurisdiction of the court by the judge to whom
it is directed, either where he has no jurisdiction at all, or
is exceeding his jurisdiction." Rollins v. Bazile, 205 Va.
613, 616, 139 S.E.2d 114, 117 (1964); see also Burch v.
Hardwicke, 64 Va. (23 Gratt.) 51, 59 (1873) ("A [writ of]
prohibition is a proper remedy to restrain an inferior court
from acting in a matter of which it has no jurisdiction, or
from exceeding the bounds of its jurisdiction."). "Although
jurisdiction of the person, or of the subject matter, may have
53
once existed, yet, if for any cause it has been lost, the writ
[of prohibition] may issue." Rollins, 205 Va. at 616, 139
S.E.2d at 117. The writ is used "for the furtherance of
justice, and to secure order and regularity in judicial
proceedings, where none of the ordinary remedies provided by
law are applicable." Supervisors of Bedford v. Wingfield, 68
Va. (27 Gratt.) 329, 333 (1876).
Although this Court has never addressed the issue,
various other courts have found that a writ of prohibition is
a proper remedy to compel an inferior court to comply with a
superior court's mandates. See, e.g., Harbel Oil Co. v.
Superior Court, 345 P.2d 427, 429 (Ariz. 1959) (recognizing
that a writ of prohibition is the appropriate remedy when a
trial court refuses to obey the mandate of an appellate court
"since the trial court's jurisdiction on remand is delimited
by the terms of the mandate"); Arkansas Baptist Coll. v.
Dodge, 74 S.W.2d 645, 646 (Ark. 1934) (making temporary writ
of prohibition "perpetual" because chancery court failed to
follow appellate court's mandate); Butler v. Superior Court,
128 Cal. Rptr. 2d 403, 405 (Cal. Ct. App. 2002) ("When an
appellate court's reversal is accompanied by directions
requiring specific proceedings on remand, those directions are
binding on the trial court and must be followed. Any material
variance from the directions is unauthorized and void" and
54
"failure to follow appellate directions can be challenged by
an immediate petition for writ of prohibition."); Gibbs v.
Circuit Court, 191 So. 699, 700 (Fla. 1939) ("The law is
settled in this State that when a cause has been appealed and
judgment rendered by the appellate court, interference
therewith on the part of the lower court by any proceeding
other than such as is directed by the appellate court will be
prohibited."); Smith v. O'Connor, 646 N.E.2d 1115, 1117 (Ohio
1995) ("A writ of prohibition is an appropriate remedy to
prevent a lower court from proceeding contrary to the mandate
of a superior court."); Cherokee Water Co. v. Ross, 698 S.W.2d
363, 366 (Tex. 1985) ("When the opinion and mandate of [an
appellate court] prohibit relitigation of some issues on
remand, or direct that only some expressly severed issues or
causes may still be litigated, and the parties and trial court
attempt relitigation beyond that which was expressly
permitted, a writ of prohibition will issue to prohibit
relitigation." (citing City of Orange v. Clark, 627 S.W.2d 146
(Tex. 1982))); Frazier & Oxley, L.C. v. Cummings, 591 S.E.2d
728, 739 (W. Va. 2003) (holding that "when a circuit court
fails or refuses to obey or give effect to the mandate of [an
appellate court], misconstrues it, or acts beyond its province
in carrying it out, the writ of prohibition is an appropriate
means of enforcing compliance with the mandate").
55
In my view, this Court should follow this accepted
principle of law and hold that a writ of prohibition is the
proper remedy to enforce the Circuit Court's compliance with
this Court's mandates. Not only do accepted principles of
American law support this outcome, but issuing a writ of
prohibition under the circumstances of this case is also fully
supported by this Court's jurisprudence.
A writ of prohibition is to prevent the exercise of
jurisdiction when the judge to whom it is directed either has
no jurisdiction or is exceeding his jurisdiction. Rollins,
205 Va. at 616, 139 S.E.2d at 117. Thus, the dispositive
question for purposes of issuing a writ of prohibition in this
case is whether, upon remand from this Court, the Circuit
Court had jurisdiction to conduct any proceedings other than
the mental retardation hearing. I conclude that the Circuit
Court did not because its jurisdiction at that time was
circumscribed by the provisions of Code § 8.01-654.2 in
conjunction with this Court's two separate mandates.
Article VI, Section 1 of the Constitution of Virginia
grants to the General Assembly, subject to certain limitations
set forth in that section, "the power to determine the
original and appellate jurisdiction of the courts of the
Commonwealth." Pursuant to that constitutional provision, the
General Assembly statutorily conferred upon circuit courts
56
original subject matter jurisdiction for all indictments for
felonies. Code § 17.1-513; Porter v. Commonwealth, 276 Va.
203, 229, 661 S.E.2d 415, 427 (2008); see also Nelson v.
Warden, 262 Va. 276, 281, 552 S.E.2d 73, 75 (2001) (subject
matter jurisdiction is granted through a constitution or
statute). Subject matter jurisdiction gives a court the power
to adjudicate a class of cases or controversies. Jenkins v.
Director, Va. Ctr. for Behav. Rehab., 271 Va. 4, 13, 624
S.E.2d 453, 458 (2006). A circuit court, however, loses
jurisdiction over a felony case after the expiration of 21
days and may not thereafter modify, vacate, or suspend its
final judgment, Rule 1:1; but, if a person is sentenced for a
felony to the Department of Corrections, a circuit court "may,
at any time before the person is transferred to the
Department, suspend or otherwise modify the unserved portion
of such a sentence." Code § 19.2-303; Commonwealth v. Neely,
271 Va. 1, 2-3, 624 S.E.2d 657, 657 (2006). 10 See also
Virginia Dep't of Corrs. v. Crowley, 227 Va. 254, 264, 316
S.E.2d 439, 444 (1984) (holding that orders releasing certain
10
Rule 1:1 does not prevent a circuit court's entering an
order staying an execution date because such an order does not
modify, vacate, or suspend a final judgment. Davidson v.
Commonwealth, 246 Va. 168, 171, 432 S.E.2d 178, 179 (1993).
Under Rule 1:1, a circuit court may also "postpone execution
of the sentence in order to give the accused an opportunity to
apply for a writ of error and supersedeas."
57
defendants and suspending their sentences entered after the
21-day limitation in Rule 1:1 expired and after the defendants
were transferred to the penitentiary were void for lack of
jurisdiction).
In the case before us, there is no question that, prior
to this Court's remand for the sole purpose of conducting the
mental retardation hearing, the time limitations in both Rule
1:1 and Code § 19.2-303 had expired in Atkins' capital murder
case and the Circuit Court no longer had any jurisdiction over
the case. The General Assembly, however, enacted the
previously mentioned emergency legislation in order to provide
a mechanism for persons, such as Atkins, whose death sentences
had become final in a circuit court before April 29, 2003 to
present claims of mental retardation to this Court. Code
§ 8.01-654.2. In relevant part, Code § 8.01-654.2 states:
Notwithstanding any other provision of law, any
person under sentence of death whose sentence became
final in the circuit court before April 29, 2003,
and who desires to have a claim of his mental
retardation presented to the Supreme Court, shall do
so by one of the following methods: (i) . . . if his
direct appeal is pending in the Supreme Court, he
shall file a supplemental assignment of error and
brief containing his claim of mental retardation
. . . . The Supreme Court shall consider a claim
raised under this section and if it determines that
the claim is not frivolous, it shall remand the
claim to the circuit court for a determination of
mental retardation; otherwise the Supreme Court
shall dismiss the petition. The provisions of
§§ 19.2-264.3:1.1 and 19.2-264.3:1.2 shall govern a
determination of mental retardation made pursuant to
58
this section. If the claim is before the Supreme
Court on direct appeal and is remanded to the
circuit court and the case wherein the sentence of
death was imposed was tried by a jury, the circuit
court shall empanel a new jury for the sole purpose
of making a determination of mental retardation.
(Emphases added.). In accordance with the provisions of Code
§ 8.01-654.2, our remand to the Circuit Court was necessarily
restricted to "the sole purpose of making a determination of
mental retardation." 11 Atkins, 266 Va. at 80, 581 S.E.2d at
517 (quoting Code § 8.01-654.2).
Thus, but for the enactment of Code § 8.01-654.2 and this
Court's remand, the Circuit Court would not have had the power
to adjudicate whether Atkins is mentally retarded. Until the
enactment of this statute and the other emergency legislation,
see Code §§ 19.2-264.3:1.1, 19.2-264.3:1.2, and 19.2-264.3:3,
there was no procedure in the Commonwealth for a defendant
11
Remands by appellate courts are often described as
general or limited. Frazier & Oxley, 591 S.E.2d at 735. A
general remand means "a cause is broadly remanded for a new
trial [and] all of the issues are opened anew as if there had
been no trial." Overton Constr. Co. v. First State Bank, 688
S.W.2d 268, 269 (Ark. 1985). In contrast, a limited remand
"prohibit[s] relitigation of some issues on remand, or
direct[s] that only some expressly severed issues or causes
may still be litigated." Cherokee Water Co. v. Ross, 698
S.W.2d 363, 366 (Tex. 1985). "When the further proceedings
are specified in the mandate, the [trial] court is limited to
holding such as are directed." Hicks v. Gates Rubber Co., 928
F.2d 966, 971 (10th Cir. 1991). Our mandate to the Circuit
Court was a limited remand because it specified the further
proceeding to be conducted, i.e., the mental retardation
hearing.
59
convicted of capital murder to obtain a determination of
mental retardation by either a jury or a trial court sitting
as the factfinder. However, in the new but narrow class of
cases brought into existence because of the decision of the
United States Supreme Court in Atkins III, in which the death
sentence in a capital murder case became final in a circuit
court before April 29, 2003, and this Court has determined
that a claim of mental retardation is not frivolous, the
General Assembly conferred limited jurisdiction, not plenary
jurisdiction over an entire capital murder case, to a circuit
court to adjudicate whether the defendant is mentally
retarded. Given the limited jurisdiction in this particular
class of cases, the Circuit Court had the power to adjudicate
only the issue as to whether Atkins is mentally retarded. 12 In
12
The majority states, and I agree, that the
Commonwealth's Attorney asked the Circuit Court to rule on
Atkins' motion to disqualify the Commonwealth's Attorney
because he allegedly procured perjured testimony in Atkins'
original capital murder trial. Certainly, whether the
Commonwealth's Attorney should be disqualified from
participating in the hearing to determine whether Atkins is
mentally retarded is an issue that would be relevant and
necessary to that proceeding, as would a motion to prohibit
the introduction of certain evidence.
The request by the Commonwealth's Attorney asking the
Circuit Court to rule on Atkins' motion was not inconsistent
with the assertion that the Circuit Court lacked the power to
adjudicate other legal issues that were not relevant to the
mental retardation hearing. Nevertheless, even if the
majority is correct that the Commonwealth's Attorney
approbated and reprobated, the jurisdiction to adjudicate any
subject matter other than the issue of Atkins' mental
60
other words, the Circuit Court exceeded the jurisdiction
conferred by Code § 8.01-654.2 when it adjudicated Atkins'
Brady motion and set aside his sentence of death.
The Circuit Court itself questioned whether it had
jurisdiction to adjudicate Atkins' motion alleging Brady
violations when it certified an interlocutory appeal pursuant
to Code § 8.01-670.1, asking this Court whether it could hear
the motion and order an appropriate remedy. Although we
dismissed the appeal because Code § 8.01-670.1 is inapplicable
in criminal cases, this Court's mandate upon remand directed
the Circuit Court to continue with the case, expressly
"confined to the terms of [our previous mandate] remanding
this case for a jury determination of whether Atkins is
mentally retarded."
Since the Circuit Court exceeded its jurisdiction by
adjudicating Atkins' Brady motion when Atkins' capital murder
case was remanded pursuant to the limited jurisdiction
conferred by Code § 8.01-654.2, the order setting aside
Atkins' sentence of death is void and of no force and effect.
See Crowley, 227 Va. at 264, 316 S.E.2d at 444. We have held
in numerous cases that any action taken by a court after it
retardation cannot be conferred on the Circuit Court "by
consent of the parties, waiver or estoppel." Lucas v. Biller,
204 Va. 309, 313, 130 S.E.2d 582, 585 (1963); accord Wagner v.
61
loses jurisdiction is void ab initio and a complete nullity;
an order entered under such circumstances has no force and
effect. See, e.g., Morgan v. Russrand Triangle Assocs.,
L.L.C., 270 Va. 21, 26-27, 613 S.E.2d 589, 591-92 (2005);
Safrin v. Travaini Pumps USA, Inc., 269 Va. 412, 418, 611
S.E.2d 352, 355 (2005); James v. James, 263 Va. 474, 483, 562
S.E.2d 133, 138 (2002); Super Fresh Food Mkts. v. Ruffin, 263
Va. 555, 563-64, 561 S.E.2d 734, 739 (2002); Singh v. Mooney,
261 Va. 48, 54, 541 S.E.2d 549, 552 (2001); Davis v. Mullins,
251 Va. 141, 150, 466 S.E.2d 90, 94-95 (1996); Parrish v.
Jessee, 250 Va. 514, 521, 464 S.E.2d 141, 145 (1995); Ein v.
Commonwealth, 246 Va. 396, 400-01, 436 S.E.2d 610, 613 (1993);
Dixon v. Pugh, 244 Va. 539, 543, 423 S.E.2d 169, 171 (1992);
School Bd. of the City of Lynchburg v. Caudill Rowlett Scott,
Inc., 237 Va. 550, 556, 379 S.E.2d 319, 323 (1989); Prohm v.
Anderson, 220 Va. 74, 77, 255 S.E.2d 491, 492-93 (1979).
Further, it is well-settled that a judgment that is void ab
initio "may be 'impeached directly or collaterally by all
persons, anywhere, at any time, or in any manner.' " Singh,
261 Va. at 52, 541 S.E.2d at 551 (quoting Barnes v. American
Fertilizer Co., 144 Va. 692, 705, 130 S.E. 902, 906 (1925)
(emphasis added)); see also Hicks v. Mellis, 275 Va. 213, 219,
Shird, 257 Va. 584, 588, 514 S.E.2d 613, 615 (1999); Morrison
v. Bestler, 239 Va. 166, 169-70, 387 S.E.2d 753, 755 (1990).
62
657 S.E.2d 142, 145 (2008); Collins v. Shepherd, 274 Va. 390,
402, 649 S.E.2d 672, 678 (2007).
This Court's decision in State Farm Mutual Automobile
Insurance Company v. Remley, 270 Va. 209, 618 S.E.2d 316
(2005), directly supports my conclusion that the Circuit Court
exceeded its jurisdiction when it decided any issue other than
whether Atkins is mentally retarded. In that case, the
plaintiff, Christine B. Remley, obtained a default judgment
against the defendant, Craig Griffin. Id. at 213, 618 S.E.2d
at 317. The circuit court, however, erroneously stated in its
default judgment order "that judgment be and hereby is granted
to the plaintiff, Craig Griffin, and against the defendant."
Id.
Relying on Code § 8.01-428, 13 Remley's
uninsured/underinsured motorist carrier filed a motion to set
aside the default judgment; however, at the time it filed the
motion, both the 21-day period provided in Rule 1:1 and the
30-day period to file an appeal had expired. Id. at 213, 618
S.E.2d at 318. The circuit court denied the motion but
corrected the "scrivener's error" in its default judgment
order so as to reflect that judgment was granted to Remley,
13
The provisions of Code § 8.01-428 permit a court to set
aside default judgments for specific reasons, such as fraud
upon the court, and correct clerical mistakes after the 21-day
limitation in Rule 1:1 has expired.
63
the correct plaintiff. Id. at 215, 618 S.E.2d at 319. The
circuit court concluded that "its act of entering the
corrected judgment order did not extend the court's
jurisdiction to either grant the defendants leave to file a
late grounds of defense or their motion to set aside the
default judgment on grounds other than those contained in Code
§ 8.01-428." Id.
This Court affirmed the circuit court's judgment denying
the motion to set aside the default judgment. We gave these
reasons for our decision:
We disagree with [the insurer's] contention
that the circuit court reacquired jurisdiction over
all issues relating to plaintiff's motion for
judgment when the circuit court entered the order of
correction . . . . We hold that when a circuit
court exercises jurisdiction pursuant to Code
§ 8.01-428, such jurisdiction is limited to the
specific subjects set forth in paragraphs (A), (B),
(C), or (D) of Code § 8.01-428. Once a court
obtains jurisdiction pursuant to Code § 8.01-428,
the court is not authorized to consider any issues
that are not specifically set forth in this statute.
Id. at 221, 618 S.E.2d at 322 (emphasis added).
Similarly, once the Circuit Court at issue reacquired
jurisdiction of Atkins' capital murder case under Code § 8.01-
654.2, it was not authorized to consider any issue not
specifically set forth in that statute. Just as Code § 8.01-
428 is a limited exception to the conclusive effect of a final
judgment, so is Code § 8.01-654.2. See Charles v.
64
Commonwealth, 270 Va. 14, 17 n.*, 613 S.E.2d 432, 433 n.*
(2005) ("Unless otherwise provided by statute, see e.g., Code
§ 8.01-428, Rule 1:1 prohibits the modification of a final
order more than 21 days after the date of entry."); see also
McEwen Lumber Co. v. Lipscomb Bros. Lumber Co., 234 Va. 243,
244-45, 360 S.E.2d 845, 846 (1987).
This Court has affirmed the issuance of a writ of
prohibition to prevent a trial court from granting a new trial
after the expiration of the statutory period during which the
trial court retained jurisdiction to do so. Burroughs v.
Taylor, 90 Va. 55, 56, 17 S.E. 745, 746 (1893). This Court
has likewise issued a writ of prohibition to prevent a circuit
court from entertaining motions to reconsider sentencing
orders after the expiration of the 21-day period provided in
Rule 1:1 and after the defendants were transferred to the
Department of Corrections. In re: Dep't of Corrs., 222 Va.
454, 466, 281 S.E.2d 857, 864 (1981). Thus, I conclude that a
writ of prohibition as requested by the Commonwealth should be
issued.
Citing this latter case, the majority, however, holds
that a writ of prohibition does not lie in this case because
it would undo an act already done. In that case, five co-
defendants were convicted for various drug offenses and
sentenced to terms in the penitentiary. Id. at 457, 281
65
S.E.2d at 858-59. All the defendants filed motions to set
aside the judgments within 21 days of the sentencing orders.
Id. at 457-58, 281 S.E.2d at 859. The circuit court, within
the 21-day period of Rule 1:1, took the motions under
advisement, "stating that the defendants had not yet been
committed to the penitentiary system [and] that the court was
not prepared to rule on the motions at that time." Id. at
458, 281 S.E.2d at 859. At some point after the circuit court
took the motions under advisement, the defendants were
received into the penitentiary system. Id.
Subsequently, the circuit court, in three separate orders
entered on different dates, directed that three of the
defendants be released from custody, suspended the remainder
of the term of incarceration of each, and placed those three
defendants on probation for the balance of their original
sentences. Id. At the time the orders releasing the three
defendants from the penitentiary were entered, they had been
incarcerated for periods ranging from three and one-half
months to one year. Id. The circuit court, however, took no
action on the motions filed by the other two defendants. Id.
The Department of Corrections filed a petition for a writ
of prohibition in this Court alleging that the circuit court
"did not vacate or suspend the judgments of conviction prior
to the expiration of 21 days or delivery of the defendants to
66
the penitentiary, and therefore it had no jurisdiction to
enter the orders suspending the sentences and compelling the
release of [the three defendants] and has no jurisdiction now
to take any such action as to [the two remaining defendants]."
Id. The Department relied primarily on Rule 1:1 and former
Code § 53-272, the predecessor to Code § 19.2-303. Id. at 459,
281 S.E.2d at 859.
With regard to the two defendants whose motions the
circuit court had yet to decide, this Court held that because
the circuit court had not modified, vacated, or suspended the
final sentencing orders within 21-days of entry or before
those defendants had been transferred to the penitentiary, the
circuit court "no longer [had] jurisdiction to act on the
[pending] motions to suspend." Id. at 465, 281 S.E.2d at 863.
Thus, we "award[ed] a writ prohibiting the trial judge or any
other judge of the [circuit] court from entering any orders on
the motions to suspend the balance of the sentences of [the
two defendants]." Id. at 466, 281 S.E.2d at 864.
With regard to the three defendants who had already been
released from the penitentiary, we denied the writ of
prohibition, stating, "In each case, the release is an
accomplished fact; thus, the time for challenging such
67
releases in a petition for a writ of prohibition has passed." 14
Id. at 461, 281 S.E.2d at 861. In reaching that conclusion,
the Court explained the purpose of a writ of prohibition:
The writ of prohibition, as its name imports,
is one which commands the person to whom it is
directed not to do something which, by the
suggestion of the relator, the court is informed he
is about to do. If the thing be already done, it is
manifest the writ of prohibition cannot undo it, for
that would require an affirmative act; and the only
effect of a writ of prohibition is to suspend all
action, and to prevent any further proceeding in the
prohibited direction.
14
Subsequently, in Crowley, this Court was called upon to
determine whether the three circuit court orders for which we
had refused to issue a writ of prohibition to prevent their
enforcement, see In re: Dep't of Corrs., 222 Va. at 461, 281
S.E.2d at 861, could be vacated and set aside. 227 Va. at
258, 316 S.E.2d at 441. Applying Rule 1:1 and the rationale
enunciated in In re: Department of Corrections when this Court
granted the writ of prohibition as to the two defendants whose
motions to suspend had not been ruled upon, we held that
because the orders releasing the [three defendants]
and suspending their sentences were entered after
the 21-day limitation in Rule 1:1 had expired and
the [three defendants] had been transferred to the
penitentiary, those orders were void for lack of
jurisdiction and the [circuit] court erred in
dismissing the motions to vacate. Hence, we will
reverse the several judgments and enter a final
judgment in each case vacating the void order. If,
upon entry of our mandates, the Attorney General,
acting as attorney for the Commonwealth, for the
Department of Corrections, and for the warden of the
institution in which the [three defendants] were
incarcerated, so elects, he may initiate the process
required to return the [three defendants] to custody
to serve the sentences originally imposed.
Id. at 264, 316 S.E.2d at 444.
68
Id. (quoting United States v. Hoffman, 71 U.S. (4 Wall.) 158,
161-62 (1866)).
It appears that In re: Department of Corrections is the
only case in which we have refused to issue a writ of
prohibition on the basis that doing so would undo an act
already done. 15 In examining the Court's opinion, I find that
the release of the three defendants was the "accomplished
fact" cited by the Court as the act that would be undone by
issuing a writ of prohibition, as opposed to the circuit
court's three orders releasing the defendants from custody and
suspending the remainder of their terms of incarceration. Id.
at 461, 281 S.E.2d at 861.
In contrast to the decision in In re: Department of
Corrections, this Court has, on several occasions, issued a
writ of prohibition notwithstanding the fact that it would
undo an act already done. See, e.g., Charlottesville
Newspapers, Inc. v. Berry, 215 Va. 116, 118, 206 S.E.2d 267,
268 (1974) (issuing writ of prohibition preventing enforcement
of order denying public access to pleadings in civil actions
15
I recognize that in the case of In re: Commonwealth's
Attorney, we "note[d] that neither prohibition nor mandamus
will lie to undo acts already done." 265 Va. at 319 n.4, 576
S.E.2d at 462 n.4 (citing In re: Dep't of Corrs., 222 Va. at
461, 281 S.E.2d at 861). But, as I previously pointed out,
the statement, enunciated in a footnote, did not form the
basis of the Court's holding in that case.
69
and ordering "that the orders of the Circuit Court of
Albemarle County which may be in conflict herewith, be, and
the same hereby are, declared unenforceable"); Flanary v.
Morton, 197 Va. 416, 417-18, 90 S.E.2d 470, 471 (1955)
(because the circuit court did not have "the essential equity
jurisdiction to entertain" a certain suit and an injunction
granted in the suit was without validity and of no effect, a
writ of prohibition was issued and the circuit court was
"prohibited from having or holding any further proceedings in
said equity suit . . . and from enforcing the said
injunction"); Burroughs, 90 Va. at 56, 17 S.E. at 746
(affirming issuance of a writ of prohibition to prevent a
justice of the peace without jurisdiction from awarding a new
trial, after the justice had already granted a new trial);
Commonwealth v. Latham, 85 Va. 632, 633-34, 8 S.E. 488, 488-89
(1889) (issuing a writ of prohibition directed to a judge who
acted in excess of his jurisdiction when he enjoined the levy
for a debt in favor of the Commonwealth, thereby preventing
enforcement of an injunction already issued in the trial
court); James v. Stokes, 77 Va. 225, 227-31 (1883) (where a
justice of the peace assumed jurisdiction of a case involving
a debt that exceeded the jurisdictional amount over which the
justice had jurisdiction, this Court affirmed the issuance of
a writ of prohibition against the justice even though judgment
70
had been entered, writs of fieri facias had issued, and
partial collection on the judgment had occurred); French v.
Noel, 63 Va. (22 Gratt.) 454, 456 (1872) (holding that a writ
of prohibition was "the proper remedy for the plaintiff in
such a case as this, to prevent and arrest the said
unauthorized proceedings, and to have them declared null and
void; and that the said remedy still continues to exist,
notwithstanding the said judgment of the said [c]ircuit court
was rendered before the rule was awarded in this case"
(emphasis added)); Jackson v. Maxwell, 26 Va. (5 Rand.) 636
(1826) (issuing a writ of prohibition to inferior court
because that court was without jurisdiction when it granted a
writ of prohibition to another court, and prohibiting
enforcement of the inferior court's writ).
As with writs of mandamus, it appears that our cases are
at odds regarding when a writ of prohibition should not issue
because it would undo an act already done. I recognize that
the cases I cited in the prior paragraph preceded our decision
in In re: Department of Corrections, but, in the latter case,
we did not state that we were adopting for the first time in
the Commonwealth the rule that prohibition does not lie to
undo an act already done. Clearly, this rule had been part of
the common law for many years as reflected by the quote in In
re: Department of Corrections from the 1866 decision in
71
Hoffman. Furthermore, we did not distinguish our prior cases
issuing the writ and thereby undoing acts already done.
There is, however, a basis upon which our cases can be
harmonized. In those cases where a writ of prohibition was
issued, the act that either directly or indirectly was undone
by the writ was an order of an inferior court. As I pointed
out previously, the Court in In re: Department of Corrections
concluded that the act that would be undone by a writ of
prohibition was the "accomplished fact" of three defendants'
release from the penitentiary. 222 Va. at 461, 281 S.E.2d at
861. The Court did not mention the circuit court's three
orders, already entered, as the act that would be undone.
The distinction I draw is substantiated by the rationale
used in In re: Department of Corrections: " 'If the thing be
already done, it is manifest the writ of prohibition cannot
undo it, for that would require an affirmative act.' " 222
Va. at 461, 281 S.E.2d at 861 (emphasis added) (quoting
Hoffman 71 U.S. (4 Wall.) at 162). Obviously, in In re:
Department of Corrections, it would have required an
"affirmative act" to return those three defendants to
confinement in the penitentiary. Here, however, the
Commonwealth requests in its petition for a writ of
prohibition that the Circuit Court be prohibited from
enforcing its order reducing Atkins' sentence to life
72
imprisonment and from reducing Atkins' death sentence in the
absence of a jury finding that he is mentally retarded. That
relief does not require anything to be undone by an
"affirmative act" and is consistent with the type of relief we
have given when issuing a writ of prohibition. See, e.g.,
Charlottesville Newspapers, 215 Va. at 118, 206 S.E.2d at 268
(issuing writ of prohibition to prevent enforcement of circuit
court's order); Flanary, 197 Va. at 417, 90 S.E. at 471
(same).
Finally, as I previously explained, the Circuit Court's
order setting aside Atkins' sentence of death and sentencing
him to life imprisonment is a nullity and without force and
effect. As such, the order, void from the outset, is treated
as if it had never been entered in the first instance. See
Berry v. F&S Fin. Mktg., 271 Va. 329, 333, 626 S.E.2d 821, 823
(2006). It is anomalous, to say the least, that a writ of
prohibition under these circumstances would be undoing an act
that was, in effect, never done in the first place.
IV. CONCLUSION
In order to prevent a failure of justice, I would grant
both a writ of mandamus and a writ of prohibition to compel
the Circuit Court of York County to conduct the mandated
hearing to determine whether Atkins is mentally retarded and
to prohibit the Circuit Court from enforcing its order setting
73
aside Atkins' sentence of death and from taking any other
action in Atkins' case other than conducting the mental
retardation hearing and entering such orders as are relevant
and necessary to that proceeding. The Commonwealth has no
other adequate remedy at law that would provide the type of
complete relief necessitated by the peculiar facts of this
case. Justice and the rule of law demand that there be a
remedy for the Circuit Court's failure to follow the mandates
of this Court. 16 For these reasons, I respectfully dissent.
16
As I have already pointed out, Atkins' remedy for the
Commonwealth's alleged Brady violations is a petition for a
writ of habeas corpus. See supra note 9.
74