Present: All the Justices
THOMAS E. HORTON, SR.
v. Record No. 971645
COMMONWEALTH OF VIRGINIA
OPINION BY JUSTICE CYNTHIA D. KINSER
April 17, 1998
GEORGE R. NEWBY, JR.
v. Record No. 971576
COMMONWEALTH OF VIRGINIA
FROM THE COURT OF APPEALS OF VIRGINIA
In these cases, we decide whether there is sufficient
evidence of penetration to support the defendants’
convictions of forcible sodomy by engaging in cunnilingus
in violation of Code § 18.2-67.1. Because the evidence in
each case proves that the respective defendant penetrated
the outer portion of his victim’s genitalia, we will affirm
the convictions.
I. STANDARD OF REVIEW
The applicable standard of review is as follows:
Where the sufficiency of the evidence is
challenged after conviction, it is our duty to
consider it in the light most favorable to the
Commonwealth and give it all reasonable inferences
fairly deducible therefrom. We should affirm the
judgment unless it appears from the evidence that the
judgment is plainly wrong or without evidence to
support it.
Higginbotham v. Commonwealth, 216 Va. 349, 352, 218 S.E.2d
534, 537 (1975); see also Code § 8.01-680. Thus, we will
present the facts of each case in the light most favorable
to the Commonwealth.
II. FACTS
Horton v. Commonwealth
On February 6, 1996, H.H., 1 age 12, was asleep in her
bedroom. She was alone in the house because her parents
were at work. At approximately 1:48 a.m., H.H. awoke to
find someone standing at the door of her bedroom.
Initially, H.H. thought it was her father, but she realized
it was not when she looked at her clock and saw the time.
H.H. testified that as the man approached her, she could
see that he was wearing what she described as a “hunting
mask” which left his eyes, nose and mouth uncovered. When
the man came closer to her, H.H. started kicking and
screaming, and the man sprayed something in her eyes or
face that burned. When the man realized that she could
still see, he sprayed her again. However, before spraying
her the second time, he had removed his mask, and H.H.
recognized the man as Thomas E. Horton, Sr., her neighbor.
1
Full name deleted by the Court.
2
Even before seeing his face, H.H. had recognized Horton’s
voice.
Horton then handcuffed H.H.’s wrists together, pulled
down her purple jogging shorts, pulled up her shirt, and
got on top of her. Horton had also pulled down his pants.
Asserting that she knew the words for the parts of the body
because of a Family Life course she took at school, H.H.
said she felt his penis on the inside of her leg and
described how Horton spread her legs apart, pulled up her
shirt, and “licked [her] boobs.” When asked if Horton
tried to do anything else, H.H. stated that he tried “[to]
get his penis in my vagina,” but he was unable to do so.
H.H. then testified as follows:
Q. Did he do anything else to your vagina?
A. He licked it.
Q. He licked it?
A. Yes.
Q. With his tongue?
A. Yes.
When H.H. told Horton she needed to go to the
bathroom, he removed the handcuffs and allowed her to go.
However, Horton accompanied her to the bathroom and forced
her to wash. H.H. testified that upon their return to the
bedroom, Horton threatened to kill her if she told her
3
parents. He finally departed around 2:30 a.m. H.H. did
not telephone the 911 emergency number for help because she
was afraid that Horton had remained somewhere on the
premises. H.H. told her parents about the incident when
they returned home at approximately 5:00 a.m. The police
were notified shortly thereafter.
A.C. Powers of the Augusta County Sheriff’s Department
investigated the incident. He recovered an empty condom
pack and a condom wrapper on the floor of H.H.’s bedroom.
Since H.H. identified her assailant as Horton, Powers went
to Horton’s residence. He subsequently searched Horton’s
truck and residence where he found a mask matching the one
described by H.H., handcuffs, a canister of pepper spray,
and two unused condoms.
At trial, Horton moved to strike the Commonwealth’s
evidence on the basis that there was insufficient proof of
penetration to support the sodomy charge. He renewed this
motion at the close of all the evidence. The trial court
overruled the motions, and the jury found Horton guilty of
forcible sodomy. 2
2
The jury also convicted Horton of breaking and
entering, attempted rape, and wearing a mask. These
convictions are not before the Court on this appeal.
4
On October 29, 1996, the trial court denied Horton’s
motion to set aside the verdict and entered judgment on the
jury’s verdict. Horton then filed a petition for appeal in
the Court of Appeals of Virginia, which both a single judge
and a three-judge panel denied. Horton appeals.
Newby v. Commonwealth
The victim in this case, D.C., 3 began a new job as a
waitress/bartender at a restaurant in Chesterfield County
on March 13, 1995. During that evening, she noticed George
R. Newby, Jr., in the restaurant because he made several
remarks to her about her marriage and appearance. When a
co-worker announced that it was closing time, the remaining
customers, including Newby, exited the restaurant. While
D.C. cleaned up, the co-worker attempted to lock the door
but had difficulty with the lock. Newby then re-entered
the restaurant on the pretext of helping with the lock and
remained until D.C. and the co-worker left. As D.C. walked
to her car, Newby asked her if she would give him a ride
home, and she agreed.
Newby directed D.C. where to drive, and she eventually
arrived in front of a building that Newby described as “his
club.” D.C. testified that Newby then brought his left arm
3
Full name deleted by the Court.
5
around her neck and started squeezing her. She honked her
horn, but Newby told her to take her hand off the horn or
he would kill her. D.C. testified that Newby held
something with a sharp blade across her nose.
Then, according to D.C., Newby forced her from the car
and pulled her in the direction of some woods adjacent to
the building. Newby forced D.C. to remove her clothes and
lie flat on her back. He then “put his penis in [her]
vagina.” Because her vaginal area was dry and
unlubricated, Newby pulled his penis out of her vagina.
D.C. testified that Newby next “put his mouth on my vaginal
area and he drooled and I know this because it was so cold,
I could feel the heat . . . .” When asked if Newby’s mouth
was specifically on her vaginal area, D.C. replied that he
was “on my vulva area.” D.C. further testified that Newby
put his penis back in her vagina and that he put his mouth
on her genitalia at least twice.
Newby forced D.C. to engage in sexually explicit
conversation with him, and he eventually ejaculated inside
her. Newby then returned D.C.’s clothes to her but
threatened that he would kill her and her children if she
told anybody about what he had done. According to D.C.,
Newby said, “This isn’t the first time that I raped and you
better not be the first one to tell.” Newby allowed D.C.
6
to get dressed and return to her car, but she drove her car
into a ditch. Newby tried unsuccessfully to help D.C.
remove the car from the ditch. D.C. eventually walked to a
gas station where she telephoned a friend. The friend and
the police arrived shortly thereafter.
At trial, Newby’s defense was that D.C. consented to
the sexual activity. In support of his defense, Newby
testified, “I did lick Mrs. [C.’s] vaginal area and I did
penetrate her with my penis and have sex, but at no time
did she say, ‘No,’ did she say ‘Stop,’ or anything.”
At the conclusion of the Commonwealth’s evidence and
at the close of all the evidence, Newby moved to strike the
evidence on the basis that the Commonwealth had failed to
prove penetration on the sodomy charge. The trial court
overruled both motions. The jury convicted Newby of
forcible sodomy. 4
The Court of Appeals of Virginia awarded Newby an
appeal and affirmed his conviction of forcible sodomy in an
unpublished opinion dated July 1, l997. The Court of
Appeals reasoned that the jury could have found that
Newby’s mouth penetrated D.C.’s vulva during the protracted
4
The jury also convicted Newby of inanimate object
sexual penetration and rape. These convictions are not
before the Court on this appeal.
7
assault and in the course of his effort to moisten her
genitalia. Newby appeals.
III. ANALYSIS
The issue in these cases is what constitutes
sufficient evidence of penetration to support a conviction
of forcible sodomy by engaging in cunnilingus in violation
of Code § 18.2-67.1. 5 “[P]enetration is an essential
element of the crime of sodomy.” Ryan v. Commonwealth, 219
Va. 439, 444, 247 S.E.2d 698, 702 (1978). However,
penetration in sodomy, as in rape, can be proved by
circumstantial evidence, and the penetration “need be only
slight.” Id.
To resolve this issue, we first address the definition
of cunnilingus. Since Code § 18.2-67.1 does not define
“cunnilingus,” we must give the term its ordinary meaning.
5
The pertinent provisions of Code § 18.2-67.1 state
the following:
A. An accused shall be guilty of forcible sodomy
if he or she engages in cunnilingus, fellatio,
anallingus, or anal intercourse with a complaining
witness who is not his or her spouse, or causes a
complaining witness, whether or not his or her spouse,
to engage in such acts with any other person, and
1. The complaining witness is less than thirteen
years of age, or
2. The act is accomplished against the will of
the complaining witness, by force, threat or
intimidation of or against the complaining witness or
another person, or through the use of the complaining
witness’s mental incapacity or physical helplessness.
8
McKeon v. Commonwealth, 211 Va. 24, 27, 175 S.E.2d 282, 284
(1970). Webster’s Third New International Dictionary 554
(1993) defines cunnilingus as “stimulation of the vulva or
clitoris with the lips or tongue.” The term “cunnilingus”
derives from the Latin words cunnus meaning vulva and
lingere meaning to lick. Id. See also Black’s Law
Dictionary 380 (6th ed. 1990) (“[a]n act of sex committed
with the mouth and the female sexual organ”).
Our inquiry does not stop with the definition of
cunnilingus. We must also address the anatomy of the
female genitalia in relation to the act of cunnilingus.
The female external genitalia, starting with the outermost
parts, are: “the mons pubis, the labia majora et minora
pudendi, the clitoris, vestibule, vestibular bulb and the
greater vestibular glands. The term ‘vulva’ . . . includes
all these parts.” Henry Gray, Anatomy, Descriptive and
Surgical 1446 (Peter L. Williams et al. eds., 37th ed.
1989); see also Lawyers’ Medical Cyclopedia of Personal
Injuries and Allied Specialties 534 (Richard M. Patterson
ed., 4th ed. Vol 5A 1997); accord State v. Ludlum, 281
S.E.2d 159, 162 (N.C. 1981).
We have previously recognized the significance of the
anatomical structure of the female genitalia in relation to
the element of penetration. In Moore v. Commonwealth, 254
9
Va. 184, 190, 491 S.E.2d 739, 742 (1997), we referenced the
Court of Appeals’ statement in Love v. Commonwealth, 18 Va.
App. 84, 88, 441 S.E.2d 709, 712 (1994) that “penetration
of any portion of the vulva which encompasses the ‘external
parts of the female sex organs considered as a whole’ and
includes, beginning with the outermost parts, the labia
majora, labia minora, hymen, vaginal opening and vagina
. . . , is sufficient to show penetration.” In Rowland v.
Commonwealth, 147 Va. 636, 136 S.E. 564 (1927), we held
that penetration of the vulva was sufficient to affirm a
conviction of rape. In that case, the doctor who had
examined the victim testified that he was unable to “insert
his finger in the female organ” because the hymen was
intact but that there might have been penetration of the
vulva without injury to the hymen. Id. at 638, 136 S.E. at
565.
Since cunnilingus involves stimulation of the vulva or
clitoris and the vulva encompasses the outermost part of
the female genitalia, we conclude that penetration of any
portion of the vulva is sufficient to prove sodomy by
cunnilingus. Penetration of the vaginal opening or vagina
is not required. In other words, “insertion of the
defendant’s tongue into the victim’s vagina need not be
shown to prove cunnilingus.” Love, 18 Va. App. at 88, 441
10
S.E.2d at 712; accord State v. Kish, 443 A.2d 1274, 1278
(Conn. 1982); Partain v. State, 492 A.2d 669, 672 (Md. Ct.
Spec. App. 1985); State v. Thompson, 574 S.W.2d 432, 434
(Mo. Ct. App. 1977); State v. Brown, 405 N.W.2d 600, 607
(Neb. 1987); State v. Fraction, 503 A.2d 336, 338 (N.J.
Super. Ct. App. Div. 1985); Ludlum, 281 S.E.2d at 162;
State v. Beaulieu, 674 A.2d 377, 378 (R.I. 1996).
Turning now to the evidence in Horton’s case, H.H.
testified, in response to a question whether Horton did
anything else to her vagina, that he licked it with his
tongue. According to H.H., this act occurred after Horton
had unsuccessfully tried to insert his penis into her
vagina. Because of a Family Life course she took at
school, H.H. asserted that she knew the words for the parts
of the body. Her comprehension is evidenced by the fact
that she herself used the words “vagina” and “penis” in
describing Horton’s attempt to insert his penis into her
vagina.
Therefore, we conclude that this evidence, taken in
the light most favorable to the Commonwealth, is sufficient
to establish that Horton penetrated the vulva or outermost
portion of H.H.’s genitalia when he licked her vagina, and
in doing so, committed the act of sodomy by cunnilingus in
violation of Code § 18.2-67.1. Horton’s conviction is not
11
“plainly wrong or without evidence to support it.”
Higginbotham, 216 Va. at 352, 218 S.E.2d at 537.
We reach the same conclusion in Newby's case. D.C.
testified that Newby “put his penis in [her] vagina” but
pulled it out because she was unlubricated. Newby then
“put his mouth on [D.C.’s] vaginal area and . . . drooled.”
The jury could have inferred from this evidence that Newby
licked D.C.’s vagina or vaginal opening for the purpose of
lubricating her since he then re-inserted his penis into
her vagina. Furthermore, D.C. specifically stated that
Newby’s mouth was on her vulva, and Newby admitted that he
licked D.C.’s vaginal area. This evidence proves
penetration of D.C.’s outermost genitalia and is sufficient
evidence upon which to affirm Newby’s conviction of
forcible sodomy by engaging in cunnilingus. See also Ryan,
219 Va. at 444-45, 247 S.E.2d at 702 (affirming conviction
for carnal knowledge by mouth in which victim testified
that defendant licked her vagina with his tongue after
attempting unsuccessfully to engage in sexual intercourse).
Both Newby and Horton argue that our decision in Moore
is dispositive and underscores the insufficiency of the
evidence of penetration in their respective cases. We do
not agree. The critical factor in Moore was the victim’s
ambiguous testimony. The victim did not know or could not
12
adequately describe the structure of her sexual anatomy and
used the term “vagina” generally to describe the external
portion of her genitalia. Her testimony during the
Commonwealth’s case-in-chief demonstrated her lack of
understanding since she testified that the defendant placed
his penis “both ‘in’ and ‘on’ her vagina.” Moore, 254 Va.
at 187-88, 491 S.E.2d at 741. Finding the Commonwealth’s
evidence thus in a “state of equipoise on an essential
element of the crime,” we concluded that proof of
penetration failed as a matter of law. Id. at 189, 491
S.E.2d at 741. See also Ashby v. Commonwealth, 208 Va.
443, 444, 158 S.E.2d 657, 658 (1968), cert. denied, 393
U.S. 1111 (1969) (finding evidence that boy’s mouth was
merely placed on man’s genitals insufficient to prove
penetration).
In contrast to Moore, neither H.H. nor D.C. testified
equivocally about the nature of the sexual acts committed
upon them by their respective assailants. In addition,
they each understood the structure of their genitalia and
used the appropriate terms to describe their own anatomy as
well as the anatomy of their assailant. In no respect was
the evidence in either Horton’s or Newby’s case in a “state
of equipoise,” as it was in Moore.
13
For these reasons, we will affirm the judgment of the
Court of Appeals in each case.
Record Number 971645--Affirmed.
Record Number 971576--Affirmed.
14