IN THE SUPREME COURT OF TENNESSEE
AT JACKSON
FOR PUBLICATION
STATE OF TENNESSEE, ) Filed: December 1, 1997
)
Appellee, ) SHELBY COUNTY
)
v. ) Hon. Arthur T. Bennett
) Judge
ANDRE S. BLAND,
Appellant,
)
)
) Supreme Court
FILED
) No. 02-S01-9603-CR-00032
December 1, 1997
Cecil Crowson, Jr.
Appellate C ourt Clerk
FOR APPELLANT: FOR APPELLEE:
William L. Johnson John Knox Walkup
Patricia A. Odell Attorney General & Reporter
50 North Front St., Suite 1150
Memphis, Tennessee Michael E. Moore
Solicitor General
Darian B. Taylor
William David Bridgers
Assistant Attorneys General
Criminal Justice Division
Nashville, Tennessee
John W. Pierotti
District Attorney General
Thomas D. Henderson
David C. Henry
Assistant District Attorneys General
Memphis, Tennessee
OPINION
TRIAL COURT AND
COURT OF CRIMINAL APPEALS AFFIRMED. DROWOTA, J.
In this capital case, the defendant, Andre S. Bland, was convicted of
premeditated first degree murder, attempted aggravated robbery, especially
aggravated robbery, and attempted first degree murder. 1 In the sentencing hearing,
the jury found one aggravating circumstance: “[t]he murder was especially heinous,
atrocious or cruel in that it involved torture or serious physical abuse beyond that
necessary to produce death.” Tenn. Code Ann. § 39-13-204(I)(5) (1991 Repl. & 1996
Supp.). Finding that the aggravating circumstance outweighed mitigating
circumstances beyond a reasonable doubt, the jury sentenced the defendant to death
by electrocution.
On direct appeal to the Court of Criminal Appeals, the defendant challenged
both his conviction and sentence. After fully considering the defendant’s claims, the
Court of Criminal Appeals affirmed the trial court’s judgment. Thereafter, pursuant
to Tenn. Code Ann. § 39-13-206(a)(1) (1996 Supp.), 2 the case was docketed in this
Court.
The defendant raised several issues in this Court, but after carefully examining
the entire record and the law, including the thorough opinion of the Court of Criminal
Appeals and the briefs of the defendant and the State, this Court, on December 9,
1
The trial judge imposed an effective fifty year sentence for the convictions of attempted
agg rava ted ro bbe ry, esp ecia lly aggr avate d rob bery, a nd at tem pted first d egre e m urde r. In this
appeal, the defendant does not challenge those convictions or sentences.
2
"Whenever the death penalty is imposed for first degree murder and when the judgment
has become final in the trial court, the defendant shall have the right of direct appeal from the trial
court to the Court of Crim inal Appe als. The affirma nce of th e convic tion and the senten ce of de ath
shall be automatically reviewed by the Tennessee Supreme Court. Upon the affirmance by the
Cou rt of C rim inal A ppe als, th e cler k sh all doc ket th e cas e in the Sup rem e Co urt an d the cas e sha ll
procee d in acco rdance with the T ennes see R ules of A ppellate P rocedu re.”
-2-
1996, entered an Order limiting review to four issues and setting the cause for oral
argument at the April 1997 term of Court in Jackson. See Tenn. S. Ct. R. 12.3
For the reasons explained below, we have determined that none of the alleged
errors have merit. Moreover, the evidence supports the jury’s findings as to the
aggravating and mitigating circumstances, and the sentence of death is not
disproportionate or arbitrary. Accordingly, the defendant’s conviction for first degree
murder and sentence of death by electrocution are affirmed.
FACTUAL BACKGROUND
The evidence presented at the guilt phase of the trial established that on the
evening of October 9, 1992, the defendant, then nineteen years old, along with Darryl
Bailey, Martell Pollard, Carlos Sanders, and two men known only as Steve and Yogi,
attended a crap game at the apartment of Charles Sanders in the Southbrook
Apartment Complex in Memphis. When the crap game ended around 10:00 p.m,
these young men wandered outside and, at some point between 10:30 and 11:30
p.m., decided to rob two strangers, Earnest Norman and Marcel Nugent, whom they
had seen arriving at the complex earlier. Nugent had come along to the complex with
Norman to visit a friend. Norman and Nugent both testified that when they arrived,
four to six men were standing around in the parking lot, and as they were nearing
Norman’s car to leave about thirty minutes later, the group of men approached them,
asked who they were, where they were from, and whether they had any money.
3
Tennessee Supreme Court Rule 12 provides in pertinent part as follows: “Prior to the
setting of oral argument, the Court shall review the record and briefs and c onsider all errors
assigned. The Court may enter an order designating those issues it wishes addressed at oral
argum ent.”
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When Norman and Nugent ignored the group of men, one of the defendant’s party
struck Norman in the back of the head as he was about to get into his car. Norman
fled. As he ran, Norman realized he was being pursued by one of the men, and he
heard someone urging another person to shoot, and then heard a gun fire. Norman
escaped unhurt to a nearby service station and called 911.
In the meantime, Nugent, who had locked himself inside Norman’s car, found
himself trapped and surrounded by the group of men as they tried to force him out
of the car. About this time, the victim of the murder, twenty-year-old Ontrain (Terry)
Sanders,4 drove into the parking lot, got out of his car, and approached the men
surrounding Nugent. According to Nugent, the men said something to Sanders, who
turned and headed back to his car without replying. The defendant then fired a gun,
hitting Sanders in his right leg. Bleeding profusely, Sanders fled some 273 feet,
almost 100 yards, through the apartment complex. The defendant and Darryl Bailey
jogged after Sanders who was limping from the leg injury. When, during the chase,
the defendant shot Sanders in the leg again, Sanders attempted to hide under a
pickup truck. However, Sanders was discovered and the defendant shot him at least
two or three more times while he lay underneath the truck. The defendant and Darryl
Bailey then left Sanders, under the truck, pleading for help, and ran back around the
apartment complex to the car where Nugent was trapped.
Upon hearing gunfire, Henry Adams, who lived in an upstairs apartment,
looked out his back door and saw a man with a large shiny gun kneeling down as if
4
Sanders was not related to either Charles or Carlos Sanders, the hosts of the crap game;
and there is no indication that he knew any of the men involved in the attack on Norman and
Nuge nt.
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shooting under the truck. Adams heard three shots fired, then saw the man with the
gun turn and run. Hearing a man screaming, “Oh God, please help me,” Adams
called 911 just after midnight. When Adams returned to his back door to look out into
the parking lot, he saw someone trying to crawl out from underneath the pickup truck,
and heard the person yelling and pleading for help for a short while longer.
Floyd P. Johnson owned the green pickup truck under which Sanders had
taken refuge, and Johnson’s upstairs apartment also overlooked the area in which
the shooting occurred. Johnson testified that after hearing three gunshots, he looked
out his window and saw a man lying partially under his truck with his upper body
exposed and covered in blood. Johnson testified that the man was calling out, “Oh
God, help me!” Because he feared for his own safety, Johnson stayed on his
balcony, but attempted to calm Sanders down by talking to him and encouraging him
to remain still. Johnson said he talked with Sanders for ten or fifteen minutes until
the ambulance arrived.
While Sanders fought for his life under the truck, the defendant and Darryl
Bailey returned to Norman’s car. Bailey helped the group of men break through the
passenger window and pull Nugent from the automobile. Nugent scuffled with the
men before breaking free. As Nugent fled, his jacket was pulled off his back.
According to Martell Pollard when someone shouted, “he has a gun,” the defendant
shot Nugent in the leg. The men then took his watch and his money, kicked him,
beat him, and finally, the defendant again shot Nugent in the leg. The group of men
then disbanded, leaving Nugent lying in the parking lot. Nugent made it upstairs to
the apartment of Norman’s friend, where he waited until an ambulance arrived.
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The first ambulance on the scene transported Sanders to the hospital. One
of the paramedics testified that the unit arrived nine minutes after receiving the call,
but Sanders’ condition was very grave at the time of their arrival. Sanders died in the
ambulance on the way to the hospital.
Two days later, at the urging of his mother and grandmother and after learning
that the police were looking for him, the defendant turned himself into the Memphis
Police Department on the afternoon of October 12, 1992, approximately two days
after the killing. At that time, the defendant gave a statement in which he confessed
to shooting Nugent and Sanders with a chrome 9-millimeter pistol. The following is
the defendant’s account of the crime:
Me, Little Darryl, Carlos’ daddy, Carlos, and a guy named Pat
were shooting dice. We were inside Carlos Sanders’ house inside the
Southbrook Apartments. Little Steve knocked on the door and he
came out and got the 9-millimeter pistol that I had. By that time I got
up and came outdoors and got the gun from Little Steve. And Yogi
approached me saying he was fixing to rob dude that was up in the
house. Carlos, Martell, Yogi, Darryl, Steve and me were standing out
there, and Yogi was telling us he was going to rob the dude. I gave him
the gun, the 9-millimeter. By that time the dudes had come out the
apartment. Yogi approached him saying something to him, and then
they got into physical contact. Then he hit the dude and the dude
broke loose and ran. The other dude got in the car and locked himself
in. Steve and Darryl grabbed objects from the ground and started
hitting the car window. Darryl pulled the dude up out of the car. Steve,
Yogi, Darryl, Carlos, Martell, they was hitting the dude with objects they
picked up. I got the gun back from Yogi, and the dude in the Cadillac
[the victim] drove up and jumped out and started towards us. And then
I shot him in his leg. Then he went around the building and I went
around the building and shot him in his leg again. And then he had
tried crawl up under a truck and I shot him again. Then he continued
up under the truck. I went back around the corner, and they was
continuing to beat the dude that got out of the car. Then I walked up
and shot in both his legs. I wasn’t shooting to kill, that’s why I shot
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them in their leg. I turned around, threw the gun and ran to the Kings
Gate Apartments over to my girlfriend house, Teresa Wiggs. . . . and
then we went to sleep.
When asked by the police why he shot Sanders the first time, the defendant replied,
“Because when they was beating on the dude, he jumped out and approached us
and said, ‘What’s up?’ And I turned around and I shot him in his leg.” The defendant
said that he shot Nugent “so he couldn’t get away.” The defendant denied getting
any money or valuables from either Sanders or Nugent or being involved in the
robbery. He knew the other men “went in the dude pockets” but did not know if they
got anything. Nugent, however, testified that he was robbed. In addition, police
found an unemployment check, a bloody dollar bill and assorted change, keys, and
a black cap near the pickup truck where Sanders was killed. Sanders’ wallet was
also missing and never found.
Dr. Sandra Elkins, a forensic pathologist who had performed the autopsy on
Sanders, testified that the cause of his death was multiple gunshot wounds, one of
which lacerated his femoral artery and caused him to bleed to death. Dr. Elkins
found nine separate gunshot wounds to the victim’s right leg, extending from the
groin area of the upper thigh to just above the knee, which included both entrance
and exit wounds. From the combination of entrance and exit wounds, Dr. Elkins
deduced that the victim had actually been shot four or five times. A person with the
victim’s injuries, Dr. Elkins testified, could live from two to fifteen minutes and be
conscious four to five minutes after suffering such a wound.
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Based upon the proof summarized above, the jury found the defendant guilty
of first degree premeditated murder, especially aggravated robbery, attempted first
degree murder, and attempted aggravated robbery.
The trial proceeded to the sentencing phase on the conviction for first degree
murder. The State presented two witnesses. Dr. Elkins again testified that someone
with the victim’s injury could live from two to fifteen minutes and be conscious up to
four to five minutes. Since the victim’s femoral nerve had only been bruised and not
severed, and because the muscles and nerves of his right thigh had been completely
destroyed, Dr. Elkins testified that the victim would have experienced pain from the
wounds in his leg during the time he remained conscious.
The second State witness was the victim’s mother, Vivian Lewis, a deaf mute
who testified through an interpreter. She testified that her son was sweet and good
and had never been in any trouble. She said that the victim’s two small daughters,
two-years-old and four-years-old at the time of trial, were “very, very worried” and
wanted to see their father. Lewis also testified that her son’s murder had left his
family “very, very hurt.”
The defense presented three witnesses: the defendant’s mother, Marilyn
Boyd; his maternal grandmother, Virginia Bland; and the defendant himself. The
defendant had never known his father and was raised by his mother and
grandmother, who both testified that he had turned himself into the police at their
urging. The defendant had dropped out of high school in the eleventh grade, when
he was suspended for being “disrespectful to a teacher.” He had a juvenile record
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beginning at the age of eleven, consisting of multiple assaults and batteries, car
thefts, and at least one drug conviction. The defendant testified that he shot the
victim because the victim ran back to his car as if he was “fixing to get his gun or
something;” that he did not know why he and Darryl had followed the victim; that he
had been drinking and the crime was a spur of the moment decision; and that the
victim was shot several times because the automatic gun “kept on repeating shots.”
He expressed remorse and repeated that he was not trying to kill the victim: “[t]hat’s
why I shot him in the leg.” The defendant also admitted that he carried a gun
because he sold drugs and that he had been selling drugs on the night of the killing.
During closing argument, counsel for the defendant stressed his youth, lack of
education, and single parent upbringing.
Based on the proof, the jury determined that the State had proven the
existence of one aggravating circumstance beyond a reasonable doubt: “[t]he
murder was especially heinous, atrocious or cruel in that it involved torture or serious
physical abuse beyond that necessary to produce death.” Tenn. Code Ann. § 39-13-
204(I)(5) (1991 Repl. & 1996 Supp.). In addition, the jury found that the aggravating
circumstance outweighed the mitigating circumstances beyond a reasonable doubt,
and as a result, sentenced the defendant to death by electrocution. The trial court
entered a judgment in accordance with the jury’s verdict and the Court of Criminal
Appeals affirmed.5 After reviewing the record and considering the errors assigned
5
In its o pinion on th e pet ition to rehe ar filed by the State , the C ourt o f Crim inal A ppe als
expressed doubt about its jurisdiction over the case, observing that one possible interpretation of
Tenn. Code Ann. § 39-13-206(a)(1) (1996 Supp.) would divest the intermediate court of jurisdiction
of a capital case immediately upon the filing of an op inion affirm ing the se ntence of death .
However, the better interpretation of the statute, which we adopt, is that the Court of Criminal
App eals retain s juris dictio n to d ispo se of a tim ely filed petitio n for rehe aring of a c apita l case in
which the death se ntence has be en affirm ed. See Tenn. R. App. P. 39.
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by the defendant, we affirm the judgment of the trial court and Court of Criminal
Appeals.
SUFFICIENCY OF THE EVIDENCE
Relying upon State v. Brown, 836 S.W.2d 530 (Tenn. 1992), the defendant
contends that the trial court and Court of Criminal Appeals erred in finding the
evidence sufficient to establish premeditation and deliberation. He argues that the
only proof of these elements is repeated gunshots.
A guilty verdict by the jury, approved by the trial court, accredits the testimony
of the witnesses for the State and resolves all conflicts in favor of the prosecution’s
theory. State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973). A verdict of guilt
removes the presumption of innocence and replaces it with a presumption of guilt,
and the defendant has the burden of illustrating why the evidence is insufficient to
support the jury’s verdict. State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982).
Questions concerning the credibility of witnesses, the weight and value to be given
the evidence, as well as all factual issues raised by the evidence are resolved by the
trier of fact. This Court does not reweigh or reevaluate the evidence. State v.
Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). Nor may this Court substitute its
inferences for those drawn by the trier of fact from circumstantial evidence. Liakas
v. State, 199 Tenn. 298, 305, 286 S.W .2d 856, 859 (1956). Therefore, on appeal,
the State is entitled to the strongest legitimate view of the trial evidence and all
reasonable and legitimate inferences which may be drawn from the evidence.
Consequently, in considering the defendant’s claim that the evidence is not sufficient,
we must determine, after reviewing the evidence in the light most favorable to the
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State, whether any rational trier of fact could have found the defendant guilty of
premeditated first degree murder beyond a reasonable doubt. Tenn. R. App. P.
13(e); Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); State
v. Cazes, 875 S.W.2d 253 (Tenn. 1994).
At the time of the killing, first-degree murder was defined as an “intentional,
premeditated and deliberate killing of another.” Tenn. Code Ann. § 39-13-202(a)(1)
(1991). “Intentional” is defined as the “conscious objective or desire to engage in the
conduct or cause the result.” Tenn. Code Ann. § 39-11-106(18) (1991 Repl.).
Premeditation, on the other hand, requires “the exercise of reflection and judgment.”
Tenn. Code Ann. § 39-13-201(b)(2) (1991 Repl.). Finally, deliberation requires proof
of a “cool purpose” that includes some period of reflection during which the mind is
free from passion and excitement. Tenn. Code Ann. § 39-13-201(b)(1) (1991 Repl.);
Brown, 836 S.W.2d at 539.
The elements of premeditation and deliberation are questions for the jury
which may be established by proof of the circumstances surrounding the killing.
Brown, 836 S.W.2d at 539. There are several factors which tend to support the
existence of these elements which include: the use of a deadly weapon upon an
unarmed victim; the particular cruelty of the killing; declarations by the defendant of
an intent to kill; evidence of procurement of a weapon; preparations before the killing
for concealment of the crime, and calmness immediately after the killing. Brown, 836
S.W.2d at 541-42; State v. West, 844 S.W.2d 144, 148 (Tenn. 1992).
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Considering the proof in this record in the light most favorable to the State, as
we are required to do, we agree with the Court of Criminal Appeals that the evidence
is sufficient to establish premeditation and deliberation. Contrary to the defendant’s
assertion, the existence of repeated gunshots to the victim is not the only evidence
of premeditation and deliberation. Here, the defendant shot an unarmed victim after
the victim had turned around and headed back towards his car. When the victim
attempted to get away, the defendant followed him, at a rather slow pace, some 273
feet. During the chase, the defendant again shot the victim, consciously choosing to
engage in the conduct. After being shot a second time, the victim sought refuge
under a pickup truck. At that point, the victim was trapped and helpless. If, as the
defendant claimed, he intended only to disable the victim, he would have ended the
assault at that point. Instead, the defendant consciously chose to kneel down and
shoot the unarmed victim at least two or three more times while he was underneath
the pickup truck. Even assuming, as the defendant claimed, that the automatic
weapon continued to fire after he had released the trigger, the proof in this case
shows that, at a minimum, the defendant pulled the trigger on three separate
occasions - once when the victim began to return to his car, once during the chase,
and once while the victim tried to hide underneath the pickup truck. The jury logically
could have concluded that the defendant had time to reflect upon and choose a
course of action when he first fired his gun at the retreating victim, again during the
casual chase which ensued, and again upon discovery of the victim under the pickup
truck. These circumstances support a finding of premeditation and deliberation.
After leaving the victim begging for help underneath the pickup truck, the defendant
returned to Norman’s car where he stood and observed the beating and robbery of
Nugent. This fact illustrates calmness and dispassion. When Nugent broke away
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and began to run, someone yelled that he had a gun, and the defendant shot Nugent
twice. Once again, the defendant coolly responded to the situation by shooting
another unarmed person. Thereafter, the defendant “dumped” the gun in an effort
to conceal the crime and went to his girlfriend’s house and fell asleep. Calmness
immediately following a killing is evidence of a cool, dispassionate, premeditated
murder. West, 844 S.W.2d at 148.
Clearly, the evidence in this record is sufficient to support the conclusion that
the defendant, without passion or provocation and with a cool purpose, consciously
engaged in the conduct which caused the victim’s death after exercising judgment
and reflection. Therefore, we conclude that the evidence in this record is sufficient
to establish premeditation and deliberation.
SUFFICIENCY OF EVIDENCE - AGGRAVATING CIRCUMSTANCE
Pursuant to Tenn. Code Ann. § 39-13-206(c)(1)(B)-(C) (1991 Repl. & 1996
Supp.), we have examined the evidence to determine whether it is sufficient to
support the aggravating circumstance found by the jury and whether it is sufficient to
support the jury’s finding that the aggravating circumstance outweighed any
mitigating circumstances beyond a reasonable doubt. We conclude that the
evidence is clearly sufficient to support these findings.
The trial court correctly instructed the jury as to the definitions of the terms
“heinous,” “atrocious,” and “cruel” in accordance with this Court’s decision in State
v. Williams, 690 S.W.2d 517, 529 (Tenn. 1985); see also State v. Odom, 928 S.W.2d
18, 26 (Tenn. 1996). Also in accordance with Williams, the trial court instructed the
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jury that “torture” means “the infliction of severe physical or mental pain upon the
victim while he or she remains alive and conscious.” Id. The proof introduced by the
State during the trial clearly established torture.6 The defendant shot the victim once
in the leg. The victim began bleeding profusely. Proof introduced at the sentencing
hearing established that the bruising of the victim’s femoral nerve would have caused
great pain. Despite the bleeding from the wound and the resulting pain, the victim
fled as fast as he could from his attackers. They pursued him for some 273 feet,
almost 100 yards, shooting him again during the chase . No doubt terrified, the victim
crawled under a truck seeking refuge, but the defendant was relentless. He knelt
down and shot the victim several other times in the leg while the victim was
underneath the truck, and then left the dying victim under the truck pleading for help.
Sanders repeatedly called out, “Oh God, please help me,” as the defendant and his
friend ran away from the scene of the shooting. According to the medical testimony,
the victim could have remained alive, conscious and in pain for four to five minutes
after he was shot. According to the testimony of two eyewitnesses, the victim was
alive, conscious, pleading for help, and attempting to crawl out from underneath the
pickup truck for ten to fifteen minutes after they first heard gunshots. The facts and
circumstances surrounding this murder are clearly sufficient to establish torture as
that term has been defined in State v. Williams, supra, and to support the jury’s
finding that this murder was especially heinous, atrocious, or cruel, in that it involved
torture or serious physical abuse beyond that necessary to produce death. Tenn.
Code Ann. § 39-13-204(I)(5) (1991 Repl.). See also State v. Jones, 789 S.W.2d 545
6
The specific finding of the jury in this case was that the murder was “1. crue l 2. torture.”
Indeed, the State did not rely upon the “serious physical abuse” prong of the statute. The failure of
the verdict to repeat the language of the statute defining the aggravating circumstance does not
invalidate the jury’s findings . See State v. Henley, 774 S.W.2d 908, 917 (Tenn. 1989)(upholding
verdict of “a trocious , cruel, torture ”); see also State v. Teel, 793 S.W .2d 236, 250 (Tenn. 1990 ).
- 1 4 -
(Tenn. 1990); State v. Henley, 774 S.W.2d 908 (Tenn. 1989); State v. Taylor, 771
S.W.2d 387 (Tenn. 1989); State v. Sutton, 761 S.W.2d 763 (Tenn. 1988); State v.
Porterfield, 746 S.W.2d 441 (Tenn. 1988); State v. Cooper, 718 S.W.2d 256 (Tenn.
1986); State v. McNish, 727 S.W.2d 490 (Tenn. 1987); State v. Campbell, 664
S.W.2d 281 (Tenn. 1984).
Moreover, the evidence is sufficient to support the jury’s finding that the
statutory aggravating circumstance so found outweighed mitigating circumstances
beyond a reasonable doubt. In mitigation of the offense, the defendant relied upon
his cooperation with police, his youth, lack of a prior adult record, lack of education,
and absence of his father from the home. Although the proof shows that Bland
eventually turned himself into the Memphis police, he did so only at the urging of his
grandmother and mother and only after the police had instituted an intensive search
for him. Moreover, while the defendant was young at the time of the murder, only
nineteen, and had no adult criminal record, Bland admitted that he had an extensive
juvenile record which began at age eleven and included multiple assaults and
batteries. Though the defendant had not completed high school, he attended school
through the eleventh grade and was suspended for being disrespectful to a teacher.
There is no evidence that he suffered from a mental disease or defect. The weight
given aggravating and mitigating circumstances is entirely within the province of the
jury. The jury determines whether or not mitigation exists and whether the
aggravating circumstances outweigh mitigation beyond a reasonable doubt. State
v. Barber, 753 S.W.2d 659, 669 (Tenn. 1988). We are of the opinion that the
evidence is sufficient to support the jury’s finding that the aggravating circumstance
outweighed mitigating circumstances beyond a reasonable doubt.
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PROPORTIONALITY REVIEW
The defendant next claims that his sentence is disproportionate to the penalty
imposed in similar cases, considering both the nature of the crime and the defendant.
The defendant is therefore asserting that his sentence is comparatively
disproportionate. Initially, we emphasize that statutory comparative proportionality
review must be distinguished from traditional Eighth Amendment proportionality
analysis, which is the “abstract evaluation of the appropriateness of a sentence for
a particular crime.” Pulley v. Harris, 465 U.S. 37, 42-43, 104 S.Ct. 871, 875, 79
L.Ed.2d 29 (1984). By contrast, comparative proportionality review “presumes that
the death penalty is not disproportionate to the crime in the traditional sense. It
purports to inquire instead whether the penalty is nonetheless unacceptable in a
particular case because disproportionate to the punishment imposed on others
convicted of the same crime.” Id., 465 U.S. at 42-43, 104 S.Ct. at 875-76.
As a general principle, comparative proportionality review can be properly
understood only if considered in light of its jurisprudential origins. We begin our
review with a 1972 decision of the United States Supreme Court which, in effect,
invalidated all of the death penalty statutes of the states and the federal government.
Furman v. Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33 L.Ed.2d 346 (1972). In Furman,
the Court held that the Georgia statute was violative of the Eighth Amendment’s
prohibition against cruel and unusual punishment because the Georgia system left
the decision of whether a defendant lived or died to the unfettered discretion of the
jury. According to Furman, under the Georgia system, which was representative of
the other statutes in effect throughout the country, a sentence of death was
unconstitutional because “wantonly and . . . freakishly imposed” and cruel and
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unusual “in the same way that being struck by lightning is cruel and unusual.” Id.,
408 U.S. at 309-10, 92 S.Ct. at 2762-63 (Stewart, J., concurring).
Four years later, in Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d
859 (1976),7 the Court again reviewed the Georgia capital sentencing statutes which
had been amended in response to Furman to limit jury discretion and avoid arbitrary
and inconsistent imposition of the death penalty. Among the features of the
amended statutory scheme was a requirement that the Georgia Supreme Court
“review every death sentence to determine whether it was imposed under the
influence of passion, prejudice, or any other arbitrary factor, whether the evidence
supports the findings of a statutory aggravating circumstance, and ‘[w]hether the
sentence of death is excessive or disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant.’” Id., 428 U.S. at 204, 96 S.Ct.
at 2939-40. After rejecting the argument that the death penalty is prohibited by the
Eighth Amendment regardless of the circumstances of the offense, the character of
the offender, or the procedure followed, the Court upheld the amended Georgia
statutory scheme, concluding that “the concerns expressed in Furman that the
penalty of death not be imposed in an arbitrary and capricious manner can be met
by a carefully drafted statute that ensures that the sentencing authority is given
adequate information and guidance.” Id., 428 U.S. at 195, 96 S.Ct. at 2935-36. One
aspect of the Georgia statute cited with approval by the United States Supreme Court
in Gregg was the appellate review feature which was described as “a check against
7
On the sam e day that Gregg was decided, the United States Supreme Court also
approv ed the sta tutory capital s entenc ing sche mes of Florida a nd Te xas. See Proffitt v. Florida,
428 U .S. 242, 96 S.Ct. 296 0, 49 L.Ed .2d 913 ( 1976); Jurek v. Texas, 428 U.S. 262, 96 S.Ct. 2950,
49 L.Ed.2d 929 (1976).
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the random or arbitrary imposition of the death penalty.” Id., 428 U.S. at 206, 96
S.Ct. at 2940-41.
Responding to the United States Supreme Court decision in Gregg, supra,
the Tennessee General Assembly, in 1977, enacted a capital sentencing scheme
which contained a comparative proportionality review provision that was based upon
the Georgia statute.8 See David Raybin, “New Death Penalty Statute Enacted,”
Judicial Newsletter, University of Tennessee College of Law pp. 11-12 (May 1977).
Because of the approval given such provisions in Gregg, at the time of its enactment,
the comparative proportionality provision included in the Tennessee capital
sentencing scheme was considered to be constitutionally required. See Judicial
Newsletter at p. 11 (“These appellate review procedures appear to be constitutionally
required to insure, at least on a statewide level, that the death penalty is not imposed
in an arbitrary fashion.”).9 That view was commonly held until the United States
8
In response to Furman, Ten nes see enac ted a capit al sen tenc ing sc hem e in 19 73, P ublic
Acts 1973, Ch. 192, § 2, which was held unconstitutional under Art. II, § 17 of the Tennessee
Constitution because its provisions embraced more than one subject and not all of the subject
matte r was se t forth in the c aption. State v. Hailey, 505 S.W.2d 712 (Tenn. 1974). As a result, the
General Assembly that same year amended the definition of first degree murder and provided a
mandatory death penalty for all persons convicted of that offense or as an accessory before the fact
of that crime. Public Acts 1974, Ch. 462. In Collins v. Sta te, 550 S.W .2d 643 (Tenn. 1977),
however, the 1974 statute was he ld unconstitutional under three United States Suprem e Court
decisions invalidating, as violative of the Eighth and Fourteenth Amendments, statutes prescribing a
man datory sen tence o f death u pon co nviction of firs t degree murd er. See W oodso n v. North
Carolina, 428 U.S . 280, 96 S .Ct. 2978 , 49 L.Ed.2 d 944 (1 976); Roberts v. Louisiana, 428 U.S. 325,
96 S.C t. 3001, 49 L.Ed.2d 974 (19 76); W illiam s v. O klah om a, 428 U.S. 907, 96 S.Ct. 3218, 49
L.Ed .2d 1 215 (197 6). T here after , on F ebru ary 8, 1 977 , the G over nor c om mu ted th e sen tenc e of a ll
death row prisoners to life imprisonment, and on April 11, 1977, the death penalty statute became
effective w hen pa ssed o ver the G overno r’s veto. See Miller v. State , 584 S.W.2d 758, 762-63
(1979). Although the capital sentencing scheme has been modified somewhat over the intervening
twenty years , the 1977 enactm ent is the ba sis of the c urrent ca pital senten cing statu te. See e.g.
Public Ac ts 1981 , Ch. 33; P ublic Acts 1989, C h. 591, an d Public A cts 199 0, Ch. 10 38.
9
This view was commonly held by other state legislatures as well. Those states adopting
statutory pro visions req uiring com parative p roportion ality review includ e: A labam a, Ala. Code §
13A-5 -53(b)(3 ); Connecticut, Conn. G en. Stat. § 5 3a-46b (3); Delaw are, Del. Cod e Ann. tit. II, §
4209(g ); Geo rgia, Ga. Co de Ann . § 17-10 -35(c)(3 ); Idaho, Idaho C ode § 19 -2827(c ); Kentucky,
Ky. Rev. S tat. Ann. § 5 32.075 (3); Louisiana, La. Cod e Crim . Pro. Ann . art. 905.9 a nd La. S up. Ct.
- 1 8 -
Supreme Court explicitly rejected the idea that comparative proportionality review is
constitutionally required. Pulley, 465 U.S. at 50-51, 104 S.Ct. at 879-80 (“There is
. . . no basis in our cases for holding that comparative proportionality review by an
appellate court is required in every case in which the death penalty is imposed and
the defendant requests it.”); see also Walton v. Arizona, 497 U.S. 639, 655-56, 110
S.Ct. 3047, 3058, 111 L.Ed.2d 511 (1990); McCleskey v. Kemp, 481 U.S. 279, 306-
308, 107 S.Ct. 1756, 1774-75, 95 L.Ed.2d 262 (1987) (presumption that sentence not
disproportionate where it is imposed under a system which furnishes sufficient
guidance to the sentencer through constitutionally valid aggravating and mitigating
circumstances, and a federal court does not review the conclusions of the state’s
highest court so long as the proportionality review was undertaken in good faith).10
While important as an additional safeguard against arbitrary or capricious sentencing,
comparative proportionality review is not constitutionally required.11 Therefore, in
R. 28, Se ction 1; Maryland, Md. Co de Ann . [Crim. L aw] § 41 4(e); Mississippi, Miss. C ode An n. §
99-19-1 05(3); Misso uri, Mo. Re v. Stat. § 565 .035(3); Montana, Mont. Code Ann. § 46-18 -310(3);
Nebraska, Neb. R ev. Stat. § 29 -2521.0 3; Nevada. Nev. Re v. Stat. § 177 .055(2)( d); New
Ham pshire , N.H. Re v. Sat. Ann . § 630.5(X I); New Jersey, N.J. Re v. Stat. § 2C :11-3(e) ; New
Mexico, N.M. Sta t. Ann. § 31 -20A-4 (c); New York , N.Y. Crim . Proc. § 4 70.30(3 ); North Carolina,
N.C. G en. Stat. § 1 5A-20 00(d); Ohio , Ohio R ev. Cod e Ann. 2 929.05 (A); Oklahom a, Okla. S tat. tit.
21, § 701 .13(c)(3 ); Penn sylvan ia, 42 Pa. C ons. Sta t. 9711(H ); South Carolina, S.C. Co de Ann .
§ 16-3-2 5(c); South Da kota, S.D. Co dified Law s Ann. § 23A-27 A-12; Virginia , Va. Code Ann. § 17-
110.1; Washington, W ash. Re v. Code § 10-95 -130(2) ; Wyoming, Wyo. Stat. § 6-4-103(d). Three
other sta tes, by judicial d ecision, re quired co mpa rative prop ortionality review including: Arkansas,
Sherida n v. State , 855 S.W .2d 772, 7 80 (Ark . 1993); Arizona, State v. Richmond, 560 P.2d 41
(Ariz. 1976 ); Florida, Brown v. Wainwright, 392 So.2d 1327, 1331 (Fla. 1981).
10
The Tennessee statutory capital sentencing scheme has been repeatedly upheld against
constitutional attack, and, from the raw numbers, appears to be performing its intended purpose of
reserving the death sentence for the “worst of the bad .” In 1996, approximately 492 persons w ere
named in first degree murder indictments in this State. 102 persons were convicted of first degree
murder in that year. Five death sentences were returned, with 33 individuals receiving a sentence of
life imprisonment without the possibility of parole, while 64 individuals received a sentence of life
imprisonment with the possibility of parole.
11
Indeed, in the wake of Pulley, supra, nine of the twen ty-nine othe r state s wh ich init ially
conducted comparative proportionality review have either repealed the statutory provisions or
overruled court de cisions m andating it. See, Arkansas W illett v. State, 911 S.W.2d 937, 945-46
(Ark. 1995) (stating that Arkansas Su preme C ourt will no longer conduct proportionality reviews);
Arizona, State v. Salazar, 844 P.2d 566, 583-84 (Az. 1992) (stating that the Arizona Suprem e Court
- 1 9 -
adopting an approach to comparative proportionality review, a state appellate court
must evaluate the statutory language at issue and the legislative intent in light of the
jurisprudential background of Furman and Gregg. See State v. Webb, 680 A.2d 147,
200 (Conn. 1996).
Despite the lack of any federal constitutional standard, there are two basic
approaches to statutory comparative proportionality review: (1) the frequency method;
and (2) the precedent-seeking method. Webb, 680 A.2d at 209; State v. Marshall,
613 A.2d 1059 (N.J. 1992). Both approaches share a common goal which is to
determine whether a particular sentence is disproportionate to the sentences
imposed for similar crimes and similar defendants. Id. While the goal is the same,
the approaches are fundamentally different in principle and application. In general,
the frequency method12 employs a complicated statistical analysis that attempts and
purports to quantify, with near mathematical precision, the various factors leading to
will discontinu e propo rtionality reviews ); Connecticut, 1995 Conn. Acts 16, §3(b) (R eg. Sess.);
Idaho, 1994 Ida ho Ses s. Laws 127 (S.B . 1302); Maryland, 1992 Md. Laws 33 1 (H.B. 590);
Nevada, 1985 N ev. Stat. 52 7; O klahom a, 1985 O kla. Ses s. Laws , Ch. 265 , § 1; Penn sylvan ia,
1997 P a.Legis.S erv. Act 19 97-28, § 1 (S.B. 42 3); Wyoming, W yo. Stat. § 6-4 -103(d) .
12
No state has applied a “pure” frequenc y method approac h when conduc ting comparative
proportionality review. Although it appeared New Jersey would do so in Mar sha ll, supra, that Court
opted ins tead to utilize bo th the freq uency m ethod an d the pre ceden t-seek ing me thod. State v.
DiFrisco, 662 A.2d 442 ( N.J. 1995 ). Th e Ne w Je rsey S upre me Cou rt has ack now ledge d tha t it
relies “mo re he avily” o n pre ced ent-s eek ing re view th an on freq uen cy ana lysis, a nd it ha s ex plicitly
refuse d to set an arbitrary num erical stan dard at w hich def endan ts “gene rally” receive the death
penalty. Id. at 460. Although the Washington Supreme Court appears to utilize the frequency
approach to some degree, by quantifying for comparison the number of aggravating circumstances,
victims, and prior convictions, that Court recently stated:
We have quantified those factors that are easily quantifiable in order to be
as objective as possible. By this we do not suggest proportionality is a statistical
task or can be reduced to numbers, but only that numbers can point to areas of
concern. At its heart, proportionality review will always be a subjective judgment as
to wh ethe r a pa rticula r dea th se nten ce fa irly repr ese nts th e valu es inh eren t in
W ashington’s sentencing schem e for aggravated m urder.
State v. Pirtle , 904 P.2d 245, 276 (W ash. 1995).
- 2 0 -
the imposition or nonimposition of the death penalty and the frequency with which the
death penalty is imposed in certain circumstances. See e.g., Marshall, supra; State
v. Pirtle, 904 P.2d 245 (Wash. 1995). This approach has been criticized as an
unworkable attempt “to quantify the unquantifiable.” See Webb, 680 A.2d at 209; see
also State v. Ramsey, 864 S.W.2d 320, 327-28 (Mo. 1993) (en banc). By contrast,
a reviewing court employing the precedent-seeking approach compares the case
before it to other cases in which the defendants were convicted of the same or similar
crimes by examining the facts of the crimes, the characteristics of the defendants,
and the aggravating and mitigating factors involved. See e.g. Webb, supra; Tichnell
v. State, 468 A.2d 1, 13-23 (Md. 1983).
Without explicitly adopting the nomenclature, this Court has applied the
precedent-seeking approach for the past eighteen years. See e.g., State v. Barber,
753 S.W.2d 659, 665-66 (Tenn. 1988); State v. Cazes, 875 S.W.2d 253 (Tenn.
1994). The Tennessee statute was modeled after the Georgia scheme approved in
Gregg. The frequency approach had not even surfaced within published death
penalty jurisprudence in 1977 when our statute was enacted and it is inconsistent
with the type of fact specific analysis employed by Georgia and described and
approved by the United States Supreme Court in Gregg. There is no indication that
our Legislature contemplated a complicated statistical inquiry when it enacted the
statutory proportionality review provision in 1977. See Webb, 680 A.2d at 209.
Moreover, the General Assembly has never amended the statute to eliminate or
modify the precedent-seeking approach which has been utilized by this Court since
the comparative review provision was enacted.
- 2 1 -
We are mindful that the purposes of comparative proportionality review are to
eliminate the possibility that a person will be sentenced to death by the action of an
aberrant jury and to guard against the capricious or random imposition of the death
penalty. 13 As we have previously stated, comparative review of capital cases insures
rationality and consistency in the imposition of the death penalty. Barber, 753
S.W.2d at 665-66; see also State v. Kandies, 467 S.E.2d 67, 86 (N.C. 1996). In light
of the jurisprudential background against which our statutory provision was adopted,
combined with the General Assembly’s use of the word “disproportionate,” it is clear
that our function in performing comparative review is not to search for proof that a
defendant’s death sentence is perfectly symmetrical, but to identify and invalidate the
aberrant death sentence. Id.; State v. Groseclose, 615 S.W.2d 142, 150 (Tenn.
1981) (trial court reports are designed to prevent the arbitrary or capricious imposition
of the death penalty); see also Webb, 680 A.2d at 211; State v. Bey, 645 A.2d 685
(N.J. 1994). If the case, taken as a whole, is plainly lacking in circumstances
consistent with those in similar cases in which the death penalty has been imposed,
the sentence of death in the case being reviewed is disproportionate. State v.
Ramsey, 864 S.W.2d 320, 328 (Mo. banc 1993).14 Even if a defendant receives a
death sentence when the circumstances of the offense are similar to those of an
offense for which a defendant has received a life sentence, the death sentence is not
disproportionate where the Court can discern some basis for the lesser sentence.
See State v. Carter, 714 S.W.2d 241, 251 (Tenn. 1986). Moreover, where there is
13
Gregg, 428 U.S . at 206; 96 S.Ct. at 29 40; State v. Welcome , 485 So.2d 1235, 1258 (La.
1983); Tich nell, 468 A.2d at 15; State v. Mc Neill , 485 S.E .2d 284, 2 89 (N.C . 1997); State v. Rhines,
548 N .W .2d 415, 4 57 (S.D . 1996); Pirtle , 904 P.2d at 276.
14
Justice Reid singles out in his dissent the above quote from State v. Ramsey, and
concludes that “applying that standard, the sentence of death in this case is disproportionate.” He
fails to cite the remainder of this paragraph. The full paragraph speaks for itself and does not
support Justice Reid’s conclusion.
- 2 2 -
no discernible basis for the difference in sentencing, the death sentence is not
necessarily disproportionate. This Court is not required to determine that a sentence
less than death was never imposed in a case with similar characteristics. On the
contrary, our duty under the similarity standard is to assure that no abberant death
sentence is affirmed. Webb, 680 A.2d at 203. “Since the proportionality requirement
on review is intended to prevent caprice in the decision to inflict the [death] penalty,
the isolated decision of a jury to afford mercy does not render unconstitutional death
sentences imposed on defendants who were sentenced under a system that does
not create a substantial risk of arbitrariness or caprice.” Cf. Gregg, 428 U.S. at 203,
96 S.Ct. at 2939.
In our view, the precedent-seeking method effectively enables this Court to
achieve the goal of comparative proportionality review -- identifying aberrant
sentences. If a reviewing court allowed its comparative proportionality analysis to be
governed by statistical and quantitative analysis, the concept of “individualized
consideration” expounded in Lockett v. Ohio, 438 U.S. 586, 604-05, 98 S.Ct. 2954,
2964-65, 57 L.Ed.2d 973 (1978)(Burger, C.J., plurality opinion), would be frustrated.
State v. Williams, 301 S.E.2d 355, 356 (N.C. 1983); State v. Copeland, 300 S.E.2d
63, 72 (S.C. 1982).
In performing our comparative proportionality function, we are guided by the
language of the statute which provides that appellate courts reviewing capital cases
should determine whether “[t]he sentence of death is excessive or disproportionate
to the penalty imposed in similar cases, considering both the nature of the crime and
- 2 3 -
the defendant.” Tenn. Code Ann. § 39-13-206(c)(1)(D) (1991 Repl. & Supp. 1996). 15
Though the statute itself is silent on the issue,16 the universe from which we choose
the pool of “similar cases” for comparison includes “all cases in which the defendant
is convicted of first degree murder.” Tenn. Sup. Ct. Rule 12.
For purposes of comparative proportionality review, we eliminate from the
“universe” and include in the more narrow “pool” for comparison only those cases in
which a capital sentencing hearing was actually conducted to determine whether the
sentence should be life imprisonment, life imprisonment without the possibility of
15
Previous ly codified at T enn. Co de Ann . § 39-2-2 05(c)(4 ) (1982) and T enn. Co de Ann . §
39-240 6(c)(4) (S upp. 197 7).
16
Som e sta tes, e ither b y statu te or ju dicial d ecis ion lim it the p ool fo r com paris on to only
cases in which a s entenc e of dea th has be en imp osed. See A labam a, Beck v. State , 396 So.2d
645, 664 (Ala. 1980 ); Arkansas, Sande rs v. State , 878 S.W .2d 391, 4 00 (Ark . 1994); Arizona,
State v. W hite, 815 P.2d . 869, 884 (Ariz. 1991 ); Florida, W illiams v. Sta te, 437 So.2d 133, 137 (Fla.
1983); Kentucky, Gall v. Co mm onwea lth, 607 S.W .2d 97 (K y. 1980); Mississippi, King v. Sta te,
421 So .2d 1009 (Miss. 19 82); Nebraska, State v. Palmer, 399 N.W .2d 706, 7 33 (Ne b. 1986) ; New
Jersey, N.J. Stat. A nn. § 2C :11-3; Ohio , State v. Steffen, 509 N.E .2d 383, 3 95 (Oh io 1987); South
Carolina, State v. Copeland, 300 S.E.2 d 63 ( S.C . 198 2). O ther s tates includ e in the pool c ase s in
which the State sought the death penalty and a sentencing hearing was held, regardless of the
senten ce imp osed. See Connecticut, Practice Book § 4066A (b); Delaw are, Flam er v. State , 490
A.2d 10 4, 139 (D el. 1983); Maryland, Tich nell, 468 A.2d at 13-23 ; Misso uri, State v. W hitfield , 837
S.W .2d 503, 5 15 (Mo . 1992) (e n banc ); Montana, State v. Sm ith, 931 P.2d 1272, 12 85 (Mo nt.
1996); Nevada, Biondi v. Sta te, 699 P.2d 1062 (N ev. 1985 ); New Mexico , State v. Ga rcia , 664
P.2d 96 9 (N.M . 1983); North Carolina, Williams, 301 S.E .2d at 355 ; Oklahom a, Liles v. State , 702
P.2d. 10 25, 1036 (Okla. C rim. Ap p. 1985) ; South Da kota, Rhines, 548 N.W .2d at 455 ; Virginia ,
Jenk ins v. Com mon wealth , 423 S.E .2d 360, 3 71 (Va. 1 992); Washington, Wash. Rev. Code Ann.
§ 10.95.130(2)(b). Finally, some states include in the pool all death-eligible homicide convictions or
indictm ents. Geo rgia, Ga. Co de Ann . § 17-10 -37(a); Idaho, State v. Creech, 670 P.2d 463, 476
(Idaho 1 983); Louisiana, State v. Ma rtin, 376 So .2d 300, 3 12-13 (L a. 1979) ; New York , N.Y. Jud.
Law § 2 11-a (de ath-eligible ind ictmen ts); Penn sylvan ia, Comm onwealth v. Frey, 475 A.2d 700,
707 (Pa . 1984); Wyoming, Engbe rg v. State , 686 P.2d 541, 555 (Wyo. 1984). Of the twenty states
which s till require com parative re view, eight lim it the pool for c omp arison to c ases in w hich a de ath
sen tenc e wa s im pos ed; e ight c ons ider c ase s in wh ich a c apita l sent enc ing he aring was held
regardless of the sentence imposed; and three include in the pool all death-eligible homicides. One
other sta te, New H amp shire has not define d the poo l for com parison becau se it has n o death
penalty cases, though it has a capital sentencing scheme. The United States Supreme Court has
approv ed m ore limited “universe s” than tha t provided by our Ru le 12. See Gregg 428 U.S. at 205,
n. 56, 96 S .Ct. at 294 0, n. 56; Proffitt, 428 U.S. at 259, 96 S.Ct. at 2969-70.
- 2 4 -
parole, or death by electrocution, regardless of the sentence actually imposed.17
See Footnote 14, supra (listing other states with the same limitation). “[B]ecause the
aim of proportionality review is to ascertain what other capital sentencing authorities
have done with similar capital murder offenses, the only cases that could be deemed
similar . . . are those in which imposition of the death penalty was properly before the
sentencing authority for determination.” Tichnell, 468 A.2d at 15-16; Whitfield, 837
S.W.2d at 515; Smith, 931 P.2d at 1285; Rhines, 548 N.W.2d at 455-56. Accord,
Flamer v. State, 490 A.2d at 139.
Selecting similar cases from the pool for comparison is not an exact science.
No two cases or defendants are precisely identical. Though consideration of the
aggravating and mitigating circumstances as revealed by the Rule 12 reports is a
crucial element of the process, we are not limited to only those cases in which exactly
the same aggravating circumstances have been found. Barber, 753 S.W.2d at 667;
State v. Brimmer, 876 S.W.2d 75, 84 (Tenn. 1994). In choosing and comparing
similar cases, this Court considers many variables which are not readily subject to
17
W e do n ot inc lude in the p ool fo r com paris on firs t deg ree m urde r cas es in w hich the S tate
did not seek the death penalty or a sentence other than death was agreed upon as part of a plea
bargain ing agree men t. See Webb , 680 A.2d at 211, W hitfield , 837 S.W.2d at 515 (including in the
pool for comparison first degree murder cases in which the State did not seek the death penalty or
agree upon a sentence less than death without a hearing amounts to implicitly reviewing
prosecutorial discretion which is generally not subject to judicial review). Under current law a
sentencing hearing m ay be conducted to determ ine whether the sentence shou ld be life
imprisonment or life imprisonment without the possibility of parole, even if the State does not seek
the death penalty. Te nn. Cod e Ann. § 39-13-2 04(a) (1 996 Su pp.) Und er prior law, a penalty
hearing was held only if the State sought the death penalty. We include in the pool for comparison
only those first degree murder cases in which the State seeks the death penalty and a sentencing
hearing is held. Of course, the decision to prosecute or seek the death penalty may not be
deliberately based upon an imperm issible consideration “such as race, religion or other arbitrary
classification.” Oyler v. Boles, 368 U.S. 448, 456, 82 S .Ct. 5 01, 5 06, 7 L.Ed .2d 4 46 (1 962 ). By this
decision, defendants are in no way precluded from relying upon and utilizing the entire “universe” of
first degree murder cases when attempting to establish a claim for selective prosecution under the
Equal P rotection C lause, see Wayte v. United States, 470 U.S. 598, 608, 105 S.Ct. 1524, 1531, 84
L.Ed.2d 547 (1985).
- 2 5 -
complete enumeration and definition. Barber, 753 S.W.2d at 665; Williams, 301
S.E.2d at 355. This Court has not previously attempted to explicitly enumerate
factors, other than aggravating and mitigating circumstances, which are relevant to
identifying similar cases and conducting proportionality review. However, clearly
discernible from a review of the comparative proportionality discussions contained in
our prior decisions are several other factors relevant to the process of identification
and comparison of similar cases which include: (1) the means of death; (2) the
manner of death (e.g., violent, torturous, etc.); (3) the motivation for the killing; (4) the
place of death; (5) the similarity of the victims’ circumstances including age, physical
and mental conditions, and the victims’ treatment during the killing; (6) the absence
or presence of premeditation; (7) the absence or presence of provocation; (8) the
absence or presence of justification; and (9) the injury to and effects on nondecedent
victims. See Barber, supra; see also State v. Hodges, 944 S.W.2d 346 (Tenn.
1997); State v. Bush, 942 S.W.2d 489 (Tenn. 1997); State v. Smith, 893 S.W.2d 908
(Tenn. 1994); State v. Nichols, 877 S.W.2d 722 (Tenn. 1994); Brimmer, supra;
Cazes, supra; State v. Smith, 868 S.W.2d 561 (Tenn. 1993); State v. Howell, 868
S.W.2d 238 (Tenn. 1993); State v. Tran, 864 S.W.2d 465 (Tenn. 1993); State v.
Caughron, 855 S.W.2d 526 (Tenn. 1993); State v. Harris, 839 S.W.2d 54 (Tenn.
1992); State v. Black, 815 S.W.2d 166 (Tenn. 1991). Compare Marshall, 613 A.2d
at 1083.
Also evident from a reading of our prior cases are several criteria relevant to
a comparison of the characteristics of defendants which include: (1) the defendant’s
prior criminal record or prior criminal activity; (2) the defendant’s age, race, and
gender; (3) the defendant’s mental, emotional or physical condition; (4) the
- 2 6 -
defendant’s involvement or role in the murder; (5) the defendant’s cooperation with
authorities; (6) the defendant’s remorse; (7) the defendant’s knowledge of
helplessness of victim(s); (8) the defendant’s capacity for rehabilitation. Id.; see also
Tenn. Sup. Ct. Rule 12, Report of Trial Judge in Capital Cases. While by no means
an exhaustive list, examination and consideration of these and other salient factors
allows this Court to identify similar cases and determine whether the sentence of
death in the case under review should be invalidated as disproportionate.
To assist this Court in fulfilling our statutory duty, the State and the defendant
in each case must fully brief the issue by specifically identifying those similar cases
relevant to the comparative proportionality inquiry. 18 When addressing proportionality
review, the briefs of the parties shall contain a section setting forth the nature and
circumstances of the crimes that are claimed to be similar to that of which the
defendant has been convicted, including the statutory aggravating circumstances
found by the jury and the evidence of mitigating circumstances. In addition, the
parties shall include in the section a discussion of the character and record of the
defendants involved in the crimes, to the extent ascertainable from the Rule 12
reports, appellate court decisions, or records of the trials and sentencing hearings in
those cases.19
18
Presently we locate similar cases for comparative proportionality review by using
traditio nal re sea rch m etho ds an d by re viewin g the mo re tha n five hund red R ule 12 repo rts on file in
the C lerk’s offic e in N ash ville. W e are in the p roce ss o f sele cting the s pec ific cr iteria to be us ed in
the preparation of a Tenness ee CD-Ro m death pen alty database which will be used by this Court
and accessible to the litigants.
19
Cf. Webb , 680 A.2d 207, n. 75; Section 4, La.Sup. Ct. R. 905.9.1 (requiring the
prosecution and defense to file a “sentence review memoranda” addressing the propriety of the
sentence and discussing each first degree murder case in the district in which the sentence was
imposed, along with a synopsis of the facts about the crime and the defendant in the case on
appea l).
- 2 7 -
Comparative proportionality review is not a rigid, objective test. Cazes, 875
S.W.2d at 270. In conducting proportionality review, we do not attempt to employ
mathematical or scientific techniques. Williams, 301 S.E.2d at 355. In evaluating the
comparative proportionality of the sentence in light of the factors delineated above,
a reviewing court must also rely upon the experienced judgment and intuition of its
own members. Ramsey, 864 S.W.2d at 327-28; State v. East, 481 S.E.2d 652, 668
(N.C. 1997); Williams, 301 S.E.2d at 356; see also Marshall, 613 A.2d at 1075. As
previously explained, the sentence of death is not disproportionate, unless, the case
taken as a whole is plainly lacking in circumstances consistent with those in cases
where the death penalty has been imposed.
In this case, Justice Reid agrees that the proof shows premeditation and
torture and that the evidence supports the jury’s finding that the aggravating
circumstance outweighs mitigating circumstances beyond a reasonable doubt, but
he concludes that the sentence of death is disproportionate, stating that “the proof
does not show this defendant to possess the characteristics most repulsive to
society’s sense of decency, and most destructive to the very fabric of society.” Since
Justice Reid does not enumerate the characteristics which are most repulsive and
destructive to society, we can only assume that he has utilized his own subjective
judgment to make the determination. In our view, jurors are better equipped to
decide, in the first instance, whether a particular defendant should receive the death
penalty. The appellate task under § 206(c)(1)(D) is to compare similar cases, not to
gauge, in isolation, the culpability of a specific defendant or the heinousness of a
particular crime. See Webb, 680 A.2d at 204. Our role in conducting comparative
- 2 8 -
proportionality review is not to second-guess the jury’s decision, but to identify and
invalidate aberrant death sentences.
As a result of this fundamental disagreement about the role of this Court,
Justice Reid, beginning in State v. Harris, 839 S.W.2d 54, 84-85 (Tenn. 1992) (C.J.
Reid, dissenting), has repeatedly charged the majority with failing “to articulate and
apply a standard for comparative review. . .” However, as in the present dissent, in
Harris, Justice Reid did not articulate a proposed standard nor offer any constructive
advice to the majority on a methodology to correct the alleged error. This trend of
criticizing the majority’s comparative proportionality review analysis, while at the same
time offering no specific suggestions for improvement has continued over the
intervening five years.20
Even in the three prior direct appeal decisions of this Court where Justice Reid
has agreed that the sentence of death is not disproportionate, see Bush, 942 S.W.2d
at 527; Smith, 868 S.W.2d at 585; Howell, 868 S.W.2d at 271, Justice Reid has
provided no express guidance as to the objective criteria and structured analysis he
20
See State v. Middlebrooks, 840 S.W.2d 317, 354-55 (Tenn. 1992)(Reid, C.J., concurring
and diss enting); State v. Van Tran, 864 S.W.2d 465, 485 (Tenn. 1993) (Reid, C.J., concurring and
dissentin g); State v. Ho well, 868 S.W .2d 238, 2 71 (Te nn. 1993 )(Reid, C .J., concu rring); State v.
Sm ith, 868 S.W .2d 561, 5 85 (Te nn. 1993 ) (Reid, C .J., concu rring); State v. Hurley, 876 S.W.2d 57,
71 (Te nn. 1993 ) (Reid, C .J., dissen ting); State v. C azes, 87 5 S.W .2d 253, 2 72 (Re id, C.J.,
dissentin g); State v. Nic hols , 877 S.W .2d 722, 7 44 (Te nn. 1994 ) (Reid, C .J., dissen ting); State v.
Sm ith, 893 S.W .2d 908, 9 32 (Te nn. 1994 ) (Reid, J., c oncurr ing and d issenting ); State v. Bush, 942
S.W .2d 489, 5 27 (Te nn. 1997 ) (Reid, J., c oncurr ing); State v. Hodges, 944 S.W.2d 346, 362 (Tenn.
1997) (R eid, J., disse nting). Th e basis fo r Justice R eid’s prior as sertion tha t it is not poss ible to
articulate an alternative a pproac h for com parative re view in a diss enting op inion is not cle ar.
How ell, 868 S.W .2d at 272 (Reid, C.J., concurring) (“An adequate structure for co mparative
proportionality review cannot be set forth in a dissent.”) Jurists in other states have taken on the
task. See e.g. State v. Rhines, 548 N.W .2d 415, 4 61 (S.D . 1996) (A mun dson, J ., dissenting ); State
v. Brett, 892 P.2d 29, 71 (W ash. 19 95) (Utte r, J., dissen ting); State v. Lord, 822 P.2d 177, 228
(W ash. 19 91) (Utte r and Sm ith, JJ., disse nting); State v. Jeffries 717 P.2d 722, 731 (Wash. 1986 )
(Utter, J., dis senting). In deed, m any ma jority decisions actually beg in as diss enting op inions.
- 2 9 -
employed to conclude that the sentence of death was not disproportionate. In fact,
the explanations for the conclusion in Howell, Smith, and Bush that the sentence is
not disproportionate appear to be well-written explanations of how the facts
surrounding the commission of the offense demonstrate the rationality of the
sentence imposed, similar to the analysis which consistently has been employed by
a majority of this Court and often criticized by Justice Reid. One distinction from a
majority discussion of comparative proportionality review is apparent, however. The
prior concurring opinions do not discuss or even cite a single similar first degree
murder case, considered in comparison, which supports the finding of proportionality.
See Bush, 942 S.W.2d at 527; Smith, 868 S.W.2d at 585; Howell, 868 S.W.2d at
272-73. Likewise, in those prior cases in which Justice Reid has found the sentence
of death to be disproportionate, he has articulated no objective criteria or framework
for analysis, nor has he cited or discussed similar first degree murder cases to
support the finding. See e.g., Hodges, 944 S.W.2d at 346; Nichols, 877 S.W.2d at
744; Cazes, 875 S.W.2d at 272.
In this case, a majority of this Court has carefully articulated many factors
relevant to comparative proportionality review, and engaged in a lengthy discussion
of its history and purpose. Justice Reid continues to characterize our prior
discussions of comparative proportionality review as “conclusory” and “perfunctory.”
Without the benefit of specific suggestions or guidance,21 however, the analysis
21
As is stated in footnote 1 of Justice Reid’s dissenting opinion, the discussion of
proportionality review in this opinion was revised and expanded after the initial drafts of the
diss entin g opin ions were rece ived. T he ex pan sion prim arily wa s a re spo nse to Ju stice Reid ’s
dissenting opinion. We note that, as a result of our response, Justice Reid’s dissenting opinion was
revised and expanded.
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employed by the majority in this case has unaccountably gained Justice Reid’s
guarded approval.22
In fact, Justice Reid applies the factors enumerated by the majority in
determining that the sentence is disproportionate. However, in applying the analysis,
Justice Reid considers specific facts in isolation and fails to recognize that the factors
are to be applied in the context of the circumstances of the offense. For example,
Justice Reid states that the “means of death was a handgun, undoubtedly the most
commonly used instrument of homicide. Use of this weapon does not weigh for or
against culpability.” Justice Reid fails to mention anywhere in his analysis that the
gunshot wounds causing death were inflicted during the course of a chase in which
the unarmed, injured victim fled for his life. The other factors relied upon by Justice
Reid in support of his conclusion are also suspect. Particularly bothersome is Justice
Reid’s statement that “the victim could reasonably expect the possibility of violence”
because the “place of death was the parking lot of an apartment complex in South
Memphis, a location at which unlawful activity, including drug dealing, dice games,
robbery, assault and public drunkenness, was not unexpected.” A law abiding citizen
is free to travel anywhere he or she chooses. Where, as here, a citizen is randomly
murdered in a high crime area and a perpetrator is convicted and sentenced to death,
the citizen’s decision to travel into the neighborhood has no bearing on whether the
death penalty is disproportionate. Also troublesome is Justice Reid’s observation that
the defendant had no adult criminal record. Considering the defendant’s extensive
22
Justice Reid s tates: "T he pro portio nality pro cedu re outlin ed by th e majo rity in this
case answers many of the problems raised in those prior decisions. The majority sets a
course which could develop into a procedure which complies with the statute and the
cons titution s.”
- 3 1 -
juvenile record and that he was nineteen-years-old at the time of this offense, his lack
of a criminal adult record has little relevance. Finally, Justice Reid’s assertion that
the defendant has a capacity for rehabilitation is completely without support in the
record.
For the first time in a dissenting or concurring opinion Justice Reid cites and
discusses three other cases to support his finding. However, the State did not seek
the death penalty in two of the cases. Therefore, they are not similar cases for
comparative proportionality review. With respect to the third case, the State sought
the death penalty, but the defendant was sentenced to life imprisonment without the
possibility of parole. Though the details of the case are not clear from Justice Reid’s
opinion, we emphasize that the isolated decision of the sentencer to afford mercy
does not render the death sentence in this case disproportionate. In sum, Justice
Reid’s analysis does not demonstrate that this case, taken as a whole, is plainly
lacking in circumstances consistent with those cases in which the death penalty has
been imposed.
Application of the principles of comparative proportionality review convinces
us that the sentence of death in this case is neither excessive nor disproportionate
to the penalty imposed in similar cases considering the nature of the crime and the
defendant. Tenn. Code Ann. § 39-13-206(c)(1)(D) (1991 Repl. & 1996 Supp.). We
have studied, compared, and analyzed cases and conducted a meaningful
proportionality review as outlined herein and in Barber, 753 S.W.2d at 663-68. We
have made an independent, conscientious, and thorough review of this case, as we
have in every other capital case which has come before this Court over the past
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eighteen years. As a result of that review, we are of the opinion that the
premeditated killing of this victim warrants imposition of the death penalty.
Without provocation or explanation, the defendant shot an unresisting,
retreating victim and then chased the injured man some 91 yards, shooting him once
more during the course of the chase. The defendant was not deterred when the
severely injured victim sought refuge under a pickup truck; instead, he knelt down
and shot the helpless man several more times. The defendant ignored the victim’s
pleas for help and left him dying under the pickup truck. The victim remained alive,
conscious, and in pain for at least three to four minutes, and perhaps for as long as
ten or fifteen minutes according to the testimony of eyewitnesses. Unaffected by the
exceptional cruelty of his actions toward Terry Sanders, the defendant returned to the
scene of the ongoing robbery, watched the group of men drag Nugent from the car,
and did not hesitate to shoot Nugent twice when he tried to escape. When the
robbery was completed the defendant disposed of the gun he had used and went to
his girlfriend’s apartment and slept. The defendant described the shooting as a spur
of the moment decision. He said that he had been drinking and selling drugs prior
to the shooting. Though young when the murder was committed, only nineteen years
old, and lacking a prior adult criminal record, the defendant had a criminal history
which dated back eight years and included numerous assaults and batteries.
The defendant argues that the death penalty is disproportionate in this case
because this Court has generally affirmed only those death sentences imposed for
more “atrocious” murders. While it is true that this Court has reviewed and affirmed
the death penalty in cases involving more atrocious killings than the present crime,
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this fact does not invalidate as disproportionate the penalty imposed in this case.
Barber, 753 S.W.2d at 664-65. Moreover, as we have previously recognized, the fact
that there are cases in which a life sentence has been given for murders that were
also perhaps “more atrocious” than the murder in this case does not mean the death
penalty is disproportionate in this case. Barber, 753 S.W.2d at 664-65 (citing and
discussing cases). In conducting our review in this case, we have certainly found
examples of more atrocious killings in which the jury declined to impose the death
penalty. 23
For instance in State v. Jack Jay North, No. 02C01-9512-CC-00369 (Tenn.
Crim. App., at Jackson, Dec. 12, 1996), app. denied (Tenn. 1997), the defendant
and a co-defendant entered the home of the forty-five year old victim in the early
morning hours and shot the victim multiple times using a single shot sawed-off
shotgun. The first shot was to the victim’s arm and occurred in the living room. The
victim then fled into the bathroom and was shot two times more as he lay on the floor
begging the defendants to spare his life. The cause of death was a gunshot wound
to the victim’s head. Both North and his co-defendant admitted to being at the scene.
However, both denied being the trigger man and each blamed the other person for
planning and instigating the killing. The proof showed that the defendants were
engaged in gang activity and committed the murder to prove their worthiness to other
gang members. Neither North nor his co-defendant were acquainted with the victim,
but there was some proof that North’s mother had socialized with the victim during
23
As we stated in Barber, a co mp arativ e pro portio nality re view is cond ucte d by th is Co urt in
all death pe nalty case s. Id., 753 S.W .2d at 668 , n. 5. Tho ugh we do not alw ays include citations to
or discussions of other first degree murder cases in which the State sought the death penalty and
the defendant received a life sentence, this Court always considers those cases when conducting
comparative proportionality review.
- 3 4 -
a time period when North was living with his father. North was twenty years old at the
time of the killing. Though he did not graduate from high school, North had received
a GED. North had a prior conviction for burglary. In the course of the investigation,
North gave conflicting statements to the police, initially denying any involvement in
the killing. According to the trial judge, North testified both at the trial and at
sentencing in a “tearful, emotional manner.” The jury found North guilty of first degree
premeditated murder and also found that the State had proven the existence of three
aggravating circumstances24 beyond a reasonable doubt, including the circumstance
returned by the jury in this case, that “[t]he murder was especially heinous, atrocious,
or cruel in that it involved torture or serious physical abuse beyond that necessary to
produce death.” Tenn. Code Ann. § 39-13-204 (i)(5) (1991 Repl.). However, the jury
declined to impose the death penalty, returning instead a sentence of life
imprisonment without the possibility of parole. The jury’s decision to impose a
sentence less than death on North, even though the circumstances of the crime
reveal, in the words of the trial judge, that he was “a cold, callous person with
absolutely no regard for human life,” does not render Bland’s sentence
disproportionate. Cf. Gregg, supra, 428 U.S. at 203, 96 S.Ct. at 2939.
In conducting our review, we also have reviewed other cases bearing
similarities to the circumstances of this crime and the character of this defendant, in
which the defendants received a life sentence. For example, in State v. James
24
The jury also found that “[t]he murder was committed for the purpose of avoiding,
interfering with, or preventing a lawful arrest or prosecution of the defendant or another;” and that
“[t]he murder was committed while the defendant was engaged in committing, or was an
accomplice in the commission of, or was attempting to commit, or was fleeing after committing or
attempting to commit, any first degree murder, arson, rape, robbery, burglary, larceny, kidnapping,
aircraft piracy, or unlawful throwing, placing or discharging of a destructive device or bomb.” Tenn.
Code Ann. § 39 -13-204 (i)(6) & (7) (1 991 & S upp. 199 6).
- 3 5 -
Morning Craft, Jr., and Lewis Moorlet, C.C.A. No. 31, (Tenn. Crim. App., at Jackson,
Mar. 8, 1989), app. denied (Tenn. 1989), the seventy year old victim, owner and
operator of a liquor store in Memphis, closed his business at 11 p.m. and went to his
car. Finding a tire flat, he drove the car from the parking lot to the front of the store
to change the tire. Craft, along with several other persons, helped the victim change
the tire, and when the task was nearly completed, the victim was shot three times.
Craft was observed running from the scene with the wounded victim firing a gun at
him. The victim died from the gunshot wounds a short time later, one of which
severed his aorta. The proof showed that Craft and Moorlet had discussed robbing
the victim shortly before the crime was committed. Craft had named Moorlet as the
triggerman to several witnesses that testified for the State. The jury found both Craft
and Moorlet guilty of first degree murder committed in the perpetration of a robbery.
The State relied upon only the felony murder aggravating circumstance at the
sentencing hearing. Craft, twenty at the time the offense was committed, had a low
IQ and only a seventh grade education. The trial judge characterized Craft as “easily
led.” Three years earlier, Craft had been convicted of burglary. Moorlet had a twelfth
grade education and no prior criminal record. Though his IQ was listed as not known
by the trial judge, his conduct during the trial was described as “excellent.” There
was no evidence of drug or alcohol influence in the killing. Considering the proof, the
jury declined to impose the death penalty and instead imposed a life sentence upon
each defendant. Unlike this case, there was no evidence that the murder committed
by Craft and Moorlet involved torture. Unlike the unexplained, senseless murder
committed by Bland, the murder committed by Craft and Moorlet occurred during the
perpetration of a spur of the moment robbery. Though the killing was certainly
reprehensible, it was not an act of complete random violence as was the killing in this
- 3 6 -
case. Despite Bland’s assertions that he decided to shoot Sanders on the spur of the
moment, the assault upon the helpless victim continued for sometime and covered
some distance. The assault by Craft and Moorlet ended quickly and the victim was
not defenseless. One of the persons who had been helping the victim change the flat
tire testified for the State against Craft and Moorlet. He said when the task was
nearly completed, he began to walk away, leaving Craft and the victim behind
tightening the lug bolts. After taking only 15 or 20 steps, the witness heard three
shots and turned to see the wounded victim firing a gun at a fleeing Craft. Clearly,
the manner of the killing and the motive for the murder committed by Craft and
Moorlet are distinguishable and support the lesser sentence given.
Likewise, in State v. Horace Jones, C.C.A. No. 117, (Tenn. Crim. App., at
Jackson, Dec. 4, 1980), app. denied (Tenn. 1981), the jury imposed a life sentence
in a case with facts somewhat similar to the instant case. There, the forty-one year
old victim was in a pool hall in Memphis when the defendant came in and shot him
three times. The victim fell to the floor, and as he lay there face down, the defendant
again pulled the trigger, but the gun misfired. The defendant fired the gun two more
times and then reloaded it. The victim got up from the floor and ran to a room in the
back of the establishment where he broke a window with a cue stick in an attempt to
escape the defendant’s assaults. When the victim ran towards the back of the pool
hall, the witnesses present ran outside, but then heard three more shots. When they
returned inside, the victim was deceased. Over a month later, the police
apprehended the defendant in an apartment where he was hiding in a closet. At trial,
the defense offered proof to show that the victim had been looking for the defendant
during the months before the murder and intended to harm him because of a dispute
- 3 7 -
over a “crap game.” The case proceeded to a sentencing hearing at which the
defense offered expert testimony that the defendant could be rehabilitated and would
profit from participation in a long term psychotherapy counseling group. Other
mitigating circumstances relied upon by the defendant included victim participation,
moral justification, and extreme emotional disturbance. The defendant was twenty-
four at the time the offense was committed. Based upon the proof, the jury declined
to impose the death penalty and returned a sentence of life imprisonment. Jones,
unlike the defendant in this case, offered proof of his capacity for rehabilitation. Proof
was also offered to show that the victim and Jones were acquainted and that the
victim had been threatening Jones. While certainly no justification for the murder, it
is a circumstance which reflects upon the character of the defendant. In contrast, the
victim in this case was a stranger to the defendant and posed no threat when he
asked simply “what’s up?” Although the circumstances of the two murders are
somewhat similar, the mitigation proof offered, and the relationship between the
defendant and the victim explain the lesser sentence given Jones.
Based upon our review, we conclude that the following cases in which the
death penalty has been imposed have many similarities with this case. In State v.
Van Tran, 864 S.W.2d 465 (Tenn. 1993), this Court affirmed the death sentence of
a nineteen year old defendant who, after shooting another victim, killed a seventy-
four year old woman during the course of a robbery. As in this case, the victim had
already been shot and was lying on the floor. Without provocation or explanation,
Van Tran, like the defendant in this case, put a gun to the back of the unresisting and
helpless victim’s head and pulled the trigger. Van Tran was born in Viet Nam, the son
of an American soldier who was killed in the war. As in this case, Van Tran had
- 3 8 -
grown up without his father, and had little education. Along with his mother, Van Tran
was resettled in Memphis by a Catholic relief agency and attended school for only a
short time before dropping out. Van Tran had a good employment record, and he
had no prior criminal record. In addition, he cooperated with the authorities and
expressed remorse for the killings. As in this case, the jury returned a single
aggravating circumstance--the murder was especially heinous, atrocious, or cruel in
that it involved depravity of mind. Tenn. Code Ann. § 39-2-203(i) (1982) (repealed).
Finding that the evidence supported this aggravating circumstance and that there
were no mitigating circumstances sufficiently substantial to outweigh the statutory
aggravating circumstance, the jury sentenced Van Tran to death.
In State v. McNish, 727 S.W.2d 490 (Tenn. 1987), the victim, a seventy year
old widow, was beaten about the face and head with a glass flower vase by the
defendant. The victim was alive when she was found, but died a short time later. As
in this case, McNish was young, twenty-nine, when he committed the offense. He
had no prior criminal record. Previously, McNish had sustained head injuries in an
automobile accident and was using prescription drugs heavily to combat headaches.
Similar to Bland, who said he had been drinking when he killed Terry Sanders,
McNish had been using drugs when he committed the murder. As in this case, the
jury imposed the death sentence upon finding a single aggravating circumstance --
that the murder was especially heinous, atrocious, or cruel in that it involved torture
or depravity of mind. Tenn. Code Ann. § 39-2-203(i)(5) (1982) (repealed).
In State v. Cooper, 718 S.W.2d 256 (Tenn. 1986), the defendant, age thirty-
three, shot his estranged wife four times while she was trapped inside a glass and
- 3 9 -
brick cashier’s booth. As did Bland, Cooper shot an unarmed, helpless victim without
provocation. Also like Bland, Cooper did not shoot his wife four times in rapid
succession. The victim in Cooper, as in this case, had time to contemplate her fate.
Cooper shot once, walked away, then turned back and resumed firing at her. The
jury imposed the death penalty, finding, as in this case, that the murder was
especially heinous, atrocious, or cruel in that it involved torture or depravity of mind.
Tenn. Code Ann. § 39-2-203(i)(5) (1982) (repealed).
In State v. Henley, 774 S.W.2d 908 (Tenn. 1989), the jury imposed the death
penalty after finding, as in this case, that the murder was especially heinous,
atrocious, or cruel in that it involved torture or depravity of mind. Tenn. Code Ann.
§ 39-2-203(i)(5) (1982) (repealed). Like Bland, Henley had been drinking and taking
drugs on the day of the murder. Henley forced the victims, a married couple with
whom he was acquainted, from the road to their house at gunpoint, demanding
money. When the victims attempted to comply, Henley refused to take the money,
and without provocation, shot the husband and then the wife. When the helpless,
unresisting wife began moaning, Henley, like Bland in this case, shot her two more
times. Later, Henley poured gasoline on her body and set the house on fire. Though
the husband died from the gunshot wound, the wife died from burns and smoke
inhalation.
In Barber, supra, the defendant without provocation, struck the helpless and
unresisting seventy-five year old victim five times in the head with a crescent wrench.
The victim in Barber tried to protect herself by fending off the blows with her hands.
Terry Sanders, the victim in this case, tried to protect himself, fleeing from the assault
- 4 0 -
and seeking refuge underneath the truck. Barber was twenty-nine years old when
he committed the murder. As mitigation, he relied upon his capacity for rehabilitation
and, like Bland, his youth. As in this case, the jury found that the murder was
especially heinous, atrocious, or cruel in that it involved torture or depravity of mind.
Tenn. Code Ann. § 39-2-203(i)(5) (1982) (Repealed). In addition, the jury
determined that the murder was committed during the course of a felony. See Barber
v. State, 889 S.W.2d 185, 189-90 (Tenn. 1994) (concluding that the jury’s
consideration of felony-murder aggravating circumstance was harmless error).
Finally, though the jury in State v. Taylor, 771 S.W.2d 387 (Tenn. 1989) found
three aggravating circumstances25 in addition to finding that the murder was
especially heinous, atrocious, or cruel in that it involved torture or depravity of mind,
the circumstances of the offense and the character of the defendant in that case bear
similarities to the circumstances of this killing and the character of this defendant.
While incarcerated, Taylor attacked a guard with a hand-made knife. As in this case,
the attack was without provocation. The victim fled down the hall, but was pursued
by the defendant. Though the victim pled for mercy, the defendant continued with the
assault. Eventually, the defendant ended the assault, leaving the victim alive and
conscious, but severely wounded. Blinded by the assault, but conscious, the victim
called out in pain to other prison inmates until he was removed to the hospital. As
was Bland, Taylor was calm after the killing, returning to his cell, concealing the
weapon, and changing clothes. The victim died forty minutes later from internal
bleeding. Like Bland, Taylor relied upon his youth as mitigation of the offense: he
25
The jury found that the defendant had committed prior violent felonies, that the defendant
was in lawful confinement when he committed the murder, and that the victim was a corrections
emp loyee. Ten n. Code Ann. § 39 -2-23(i)(2 ),(8) & (9) (1 982) (re pealed) .
- 4 1 -
was twenty-one when he committed the murder. Also like Bland, Taylor had a
juvenile record.
As stated earlier, though no two cases are identical, the above six cases have
many similarities with Bland. In each case, the defendant assaulted an unresisting
and defenseless victim without provocation or explanation. In each case multiple
wounds were inflicted upon the victim, causing pain and suffering. Like Terry
Sanders, the victims in at least two of the cases, Cooper and Taylor, were trapped
and unable to get away from the defendant’s assault. Like Bland, two of the
defendants were very young26 when the offense was committed -- nineteen and
twenty-one. Also like Bland, two of the defendants had been drinking or using drugs
on the day of the murder. After reviewing the cases discussed above, and many
other cases not herein described, we are of the opinion that the penalty imposed by
the jury in this case is not disproportionate to the penalty imposed for similar crimes.
CONCLUSION
In accordance with the mandate of Tenn. Code Ann. § 39-13-206(c)(1)(A) &
(D) (1991 Repl. & 1996 Supp.), and the principles previously discussed, we have
considered the entire record in this cause and find that the sentence of death was not
imposed in an arbitrary fashion; that the evidence supports, as previously discussed,
the jury’s findings of the statutory aggravating circumstance and that the evidence
supports the jury’s finding that the aggravating circumstance outweighed mitigating
26
This Court has reviewed 116 capital cases since 1977 involving 110 defendants. Of the
110, at leas t 46 were betwee n the age s of 19 a nd 25 w hen the o ffense was co mm itted. At least 9
were 19 years old when the offense was committed.
- 4 2 -
circumstances beyond a reasonable doubt. Tenn. Code Ann. § 39-13-206(c)(1)(A)-
(C) (1991 Repl. & 1996 Supp.). We have considered the defendant’s assignments
of error and have determined that none have merit. With respect to issues not
specifically addressed herein, we affirm the decision of the Court of Criminal Appeals,
authored by Judge Paul G. Summers and joined in by Judge David H. Welles and
Judge William M. Barker. The defendant’s sentence of death by electrocution is
affirmed. The sentence of death will be carried out as provided by law on the 6th day
of April 1998, unless otherwise ordered by this Court or other proper authorities.
_____________________________________
Frank F. Drowota, III,
Justice
Concur:
Anderson, C. J. and Holder, J.
Reid, J. - separate concurring and dissenting opinion.
Birch, J. - separate concurring and dissenting opinion.
- 4 3 -