F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
September 19, 2006
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UTAH SHARED ACCESS ALLIANCE,
a Utah non-profit corporation,
Plaintiff - Appellant,
v. No. 05-4009
GLENN CARPENTER, in his capacity as
manager of the Salt Lake Field Office of
the Bureau of Land Management;
MAGGIE WYATT, in her capacity as
manager of the Moab Field Office of the
Bureau of Land Management; SHERWIN
SANDBERG, in his capacity as manager
of the Monticello Field Office of the
Bureau of Land Management; JERRY
MEREDITH, in his capacity as manager
of the Richfield Field Office of the Bureau
of Land Management; SALLY WISELY,
in her capacity as Utah State Director of
the Bureau of Land Management; GALE
A. NORTON, in her capacity as
Secretary of the Department of Interior;
BUREAU OF LAND MANAGEMENT;
KATHLEEN CLARKE, in her capacity
as director of the Bureau of Land
Management,
Defendants - Appellees,
SOUTHERN UTAH WILDERNESS
ALLIANCE, a Utah non-profit
corporation; THE WILDERNESS
SOCIETY; WILDLANDS CPR, a
non-profit corporation; GREAT OLD
BROADS FOR WILDERNESS, a
non-profit corporation; REDROCK
FORESTS, a Utah non-profit corporation,
Defendants-Intervenors -
Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH
(D. Ct. No. 2:01-CV-804-BSJ)
Paul W. Mortensen, Hanks & Mortensen, P.C., Salt Lake City, Utah, appearing for the
Plaintiff-Appellant.
Jeffrey E. Nelson, Assistant United States Attorney (Paul M. Warner, United States
Attorney, with him on the brief), Office of the United States Attorney for the District of
Utah, Salt Lake City, Utah, appearing for Defendants-Appellees.
Eric G. Biber, Earthjustice, Denver, Colorado (James S. Angell, Earthjustice, Denver,
Colorado; Stephen H.M. Bloch, and Heidi J. McIntosh, Southern Utah Wilderness
Alliance, Salt Lake City, Utah, with him on the brief), appearing for the Defendants-
Intervenors-Appellees.
Before TACHA, Chief Circuit Judge, McWILLIAMS, Senior Circuit Judge, and
O’BRIEN, Circuit Judge.
TACHA, Chief Circuit Judge.
Plaintiff-Appellant Utah Shared Access Alliance (“USA-ALL”) is Utah’s largest
motorized access advocacy organization. Its members use motorized vehicles, including
off-highway or off-road vehicles (“ORVs”), to access lands throughout Utah that are
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managed by the Bureau of Land Management (“BLM”). After the BLM imposed several
restrictions on ORV use in certain parts of the state, USA-ALL filed this lawsuit in the
District of Utah under the Administrative Procedure Act (“APA”), alleging violations of
the Federal Land Policy and Management Act (“FLPMA”), the National Environmental
Policy Act (“NEPA”), the Federal Advisory Committee Act (“FACA”), and the National
Defense Authorization Act (“NDAA”), as well as regulations promulgated pursuant to
those statutes. The District Court concluded that the BLM had not violated FLPMA,
NEPA, or FACA, and that USA-ALL did not have standing to bring its claim under the
NDAA. The court therefore entered judgment in favor of the BLM and dismissed the
action under the NDAA. USA-ALL now timely appeals the District Court’s ruling with
respect to FLPMA, NEPA, the NDAA, and certain regulations. We take jurisdiction
under 28 U.S.C. § 1291 and AFFIRM.
I. STATUTORY FRAMEWORK
A. Federal Land Policy and Management Act
Nearly one-half of Utah is federal land managed by the BLM, which is an agency
within the Department of Interior. Norton v. S. Utah Wilderness Alliance, 542 U.S. 55,
58 (2004) (“SUWA”). FLPMA, codified at 43 U.S.C. § 1701 et seq., creates a “versatile
framework” for governing the BLM’s management of these lands. Rocky Mountain Oil
& Gas Ass’n v. Watt, 696 F.2d 734, 737–38 (10th Cir. 1982). The statute directs the
BLM to manage public lands “under principles of multiple use and sustained yield.” 43
U.S.C. § 1732(a); see also 43 U.S.C. §1701(a)(8) (listing purposes and values that should
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be considered in the management of public lands). “‘Multiple use management’ is a
deceptively simple term that describes the enormously complicated task of striking a
balance among the many competing uses to which land can be put . . . .” SUWA, 542 U.S.
at 58 (citing 43 U.S.C. § 1702(c)). These uses include, but are not limited to, “recreation
range, timber, minerals, watershed, wildlife and fish, and [uses serving] natural scenic,
scientific and historical values.’” Id. The phrase “sustained yield” refers to the BLM’s
duty “to control depleting uses over time, so as to ensure a high level of valuable uses in
the future.” Id. (citing 43 U.S.C. § 1702(h)).
To assist in the management of public lands, FLPMA requires that the BLM
“develop, maintain, and, when appropriate, revise land use plans.” 43 U.S.C. § 1712(a).
These land use plans, which the BLM regulations denote “resource management plans”
(“RMPs”), see 43 C.F.R. § 1601.0-5(n) (2005), project both the present and future use of
the land. 43 U.S.C. § 1701(a)(2). Proposed RMPs are subject to a mandatory period of
public notice and comment, see 43 C.F.R. § 1610.2, and, once adopted, will “guide and
control future management actions and the development of subsequent, more detailed and
limited scope plans for resources and uses.” 43 C.F.R. § 1601.0-2.
FLPMA prohibits the BLM from taking actions inconsistent with the provisions of
RMPs. See SUWA, 542 U.S. at 69; 43 U.S.C. § 1732(a) (“The Secretary shall manage the
public lands . . . in accordance with the land use plans developed by him . . . .”); 43
C.F.R. § 1610.5-3 (“All future resource management authorizations and actions . . . shall
conform to the approved plan.”). When needed, however, these plans may be amended.
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43 C.F.R. § 1610.5-5. To do so, the BLM must prepare an environmental assessment or
an environmental impact statement, see id., and submit the proposed amendment to public
notice and comment in the same way as when the plan was originally being prepared. 43
C.F.R. § 1610.2.
In any event, RMPs must further the purpose of FLPMA, which is to ensure that:
the public lands be managed in a manner that will protect the quality of
scientific, scenic, historical, ecological, environmental, air and atmospheric,
water resource, and archeological values; that, where appropriate, will
preserve and protect certain public lands in their natural condition; that will
provide food and habitat for fish and wildlife and domestic animals; and
that will provide for outdoor recreation and human occupancy and use.
43 U.S.C. § 1701(a)(8). Further underscoring the BLM’s duty to protect the
environment is the statutory requirement that “[i]n managing the public lands the
Secretary shall, by regulation or otherwise, take any action necessary to prevent
unnecessary or undue degradation of the lands.” 43 U.S.C. § 1732(b).
B. Executive Orders and Federal Regulations Pertaining to ORV Use
ORV use represents one of the multiple uses that the BLM provides for and must
balance in managing the public lands. In response to increased ORV use on these lands,
in 1972 President Nixon issued an executive order for the purpose of “establish[ing]
policies and provid[ing] procedures that will ensure that the use of off-road vehicles on
public lands will be controlled and directed so as to protect the resources of those lands,
to promote the safety of all users of those lands, and to minimize conflicts among the
various uses of those lands.” Exec. Order No. 11644, 37 Fed. Reg. 2877 (Feb. 8, 1972).
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The stated reason for the order was to further the purpose and policy of NEPA; it
established criteria by which federal agencies were to develop regulations and
administrative instructions for the designation of areas and trails on which ORVs would
be permitted. Id. § 3. It also required agencies to “monitor the effects” of ORV use on
the public lands and “[o]n the basis of the information gathered, they shall from time to
time amend or rescind designations of areas or other actions taken pursuant to this order
as necessary to further the [NEPA].” Id. § 8.
President Carter, in 1977, issued Executive Order No. 11989, which amended
Executive Order 11644 and strengthened it considerably. See Exec. Order 11989, 42 Fed.
Reg. 26959 (May 24, 1977). The amended order provides that notwithstanding the
BLM’s designations of public land use under the applicable RMP, the BLM “shall . . .
immediately close” any area or route to ORVs whenever it determines that ORV use “will
cause or is causing considerable adverse effects” to wildlife, wildlife habitat, and other
natural resources. See id. § 2 (amending Exec. Order 11644, § 9(a)). Under the order, the
closure must remain in place until the adverse effects have been eliminated. Id.
The Department of Interior has adopted regulations to implement the Nixon and
Carter Executive Orders, FLPMA, and other federal statutes. See 43 C.F.R. § 8340.0-1 et
seq. Under 43 C.F.R. § 8342.1, all public lands must be designated as open, limited, or
closed to off-road vehicles. See 43 C.F.R. § 8342.1. The designations must be made to
minimize conflicts among the different users of the lands (i.e., hikers, ORV users, and
birdwatchers). Id. In addition, care must be taken to avoid damage to natural resources
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and to prevent impairment of wilderness suitability. Id. The initial designation of areas
as open, limited, or closed to ORVs is accomplished through the resource management
planning process, and it must involve public participation and consideration of all
viewpoints. 43 C.F.R. § 8342.2(a).
Short of promulgating or amending an RMP, the resource management planning
process does not speak to the manner in which an ORV designation may be changed. As
such, and in order to address Executive Order 11989, the BLM promulgated a regulation
that requires the agency to close areas to ORV use, without resort to the route-designation
process undertaken when promulgating or amending an RMP, when the BLM determines
that ORVs “are causing or will cause considerable adverse effects” to “soil, vegetation,
wildlife, wildlife habitat, cultural resources, historical resources, threatened or
endangered species, wilderness suitability, other authorized uses, or other resources.” 43
C.F.R. § 8341.2(a). Notably, such closures are nondiscretionary: the BLM “shall
immediately close the areas affected to the type(s) of vehicle causing the adverse effect
until the adverse effects are eliminated and measures implemented to prevent recurrence.”
Id. (emphasis added). “This provision creates a separate duty to close without regard to
the designation process; it does not automatically become inoperative once the Secretary
exercises his discretion to designate the land.” Sierra Club v. Clark, 756 F.2d 686, 690
(9th Cir. 1985).
The BLM’s authority to close or restrict the use of public lands notwithstanding
the provisions of the governing RMP is not limited to 43 C.F.R. § 8341.2(a). It is also
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permitted to do so in order “to protect persons, property, and public lands and resources.”
43 C.F.R. § 8364.1. An order closing or restricting the use of public lands under this
authority must identify the lands that are closed to entry or restricted as to use; specify the
uses that are restricted; specify the period of time during which the closure or restriction
applies; identify any persons exempt from the closure or restriction; include a statement
of the reasons for the closure; and be posted and published as provided in the regulation.
43 C.F.R. § 8364.1(b), (c).
C. National Environmental Protection Act
NEPA, 42 U.S.C. § 4321 et seq., was enacted in recognition of “the profound
impact of man’s activity on the interrelations of all components of the natural
environment, [and] . . . the critical importance of restoring and maintaining environmental
quality to the overall welfare . . . of man.” 42 U.S.C. § 4331. NEPA “prescribes the
necessary process by which federal agencies must take a hard look at the environmental
consequences of the proposed courses of action.” Pennaco Energy, Inc. v. U.S. Dept. of
Interior, 377 F.3d 1147, 1150 (10th Cir. 2004) (internal quotations omitted). At bottom,
NEPA “insure[s] a fully informed and well-considered decision,” see Vermont Yankee
Nuclear Power Corp. v. Natural Res. Def. Council, 435 U.S. 519, 558 (1978), especially
when proposed activity may “significantly affect[] the quality of the human
environment.” 42 U.S.C. § 4332(2)(C).
Accordingly, NEPA requires all agencies that propose a “major federal action” that
significantly affects the quality of the environment to prepare an environmental impact
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statement (“EIS”) that describes the “environmental impact of the action; unavoidable
adverse environmental effects; alternatives to the action; relationship between the
short-term uses and long-term productivity of the affected environment; and irretrievable
and irreversible commitments of resources should the action be implemented.” Catron
County Bd. of Comm’rs, N.M. v. U.S. Fish & Wildlife Serv., 75 F.3d 1429, 1434 (10th Cir.
1996) (citing 42 U.S.C. § 4332(2)(C)(i)–(v)). If the impact of the major federal action on
the environment is uncertain, the agency must prepare an environmental assessment
(“EA”) to determine whether the impact will be significant such that an EIS is required.
Id. (citing 42 U.S.C. § 4332(2)(E)). An EA and/or an EIS is also required when an RMP
is to be amended. See 43 C.F.R. § 1610.5-5. Notwithstanding these mandates,
regulations provide for “emergency” exceptions:
Where emergency circumstances make it necessary to take an action with
significant environmental impact without observing the provisions of these
regulations, the Federal agency taking the action should consult with the
Council about alternative arrangements. Agencies and the Council will limit
such arrangements to actions necessary to control the immediate impacts of
the emergency. Other actions remain subject to NEPA review.
40 C.F.R. § 1506.11. In this way, agencies must comply with NEPA’s requirements “to
the fullest extent possible.” 42 U.S.C. § 4332.
D. National Defense Authorization Act
The NDAA is enacted each fiscal year to specify the budget needs for the
Department of Defense. See National Defense Authorization Act for Fiscal Year 2000,
Pub. L. No. 106-65, 113 Stat. 512 (1999). The NDAA authorizes appropriations for
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Department of Defense military activities, including military construction and defense
activities for the Department of Energy. Id.
On October 5, 1999, Congress enacted § 2815 of the NDAA, which affected
Utah’s public lands “adjacent or near to the Utah Test and Training Range and Dugway
Proving Grounds or beneath Military Operating Areas, Restricted Areas, and airspace that
make up the Utah Test and Training Range.” NDAA § 2815(a), 113 Stat. 512, 852
(1999). The NDAA provided in § 2815(d) that “the Secretary of Interior may not proceed
with any amendment of any individual resource management plan” until the Secretary of
Defense submits a study to Congress evaluating the impact of any proposed changes to
land management plans upon military training, testing, and operational readiness. NDAA
§ 2815(d), 113 Stat. 512, 852 (1999).
II. BACKGROUND
At issue is whether the BLM acted within its authority when it imposed restrictions
on ORV use in Box Elder County and Grand County, Utah, from 1999 through 2003.
A. Box Elder County
Pursuant to FLPMA, the BLM has adopted RMPs for its Utah lands. The Box
Elder RMP was adopted in 1986 and designates the vast majority of land as open to ORV
use. In 1999, however, the BLM published a Notice of Closure of Public Lands (“1999
Box Elder Order”), which closed land that had been previously designated as open. The
closure was ordered seasonally, from January through April, and the authority for the
closure was listed as 43 C.F.R. §§ 8341.2 and 8364.1. See 64 Fed. Reg. 22639-02. The
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order reads as follows:
Notice is hereby given that effective immediately, the public lands within
Broad Hollow Unit, Kilgore Basin Unit, Meadows Unit . . . are seasonally
closed from January 1 to April 30 to all motorized vehicle use. The purpose
of this closure is to protect wildlife, including critical deer and sage grouse
habitat. Exemptions to this closure will apply to administrative personnel
of the Bureau of Land Management, BLM authorized permittees and Law
Enforcement Personnel. Other exemptions to this closure order may be
made on a case by case basis by the authorized officer. This seasonal
closure will remain in effect until further notice.
....
The authority for this closure is 43 C.F.R. § 8341.2 and 43 C.F.R. § 8364.1.
Id.
In 2000, the BLM published another closure order (“2000 Box Elder Order”),
which temporarily closed selected lands to ORV use regardless of the season. See 65
Fed. Reg. 16410-01. Specifically, the order stated:
Notice is hereby given that effective immediately, selected public lands
administered by the Bureau of Land Management (BLM), Salt Lake Field
Office, within western Box Elder County are closed to off road vehicle
(ORV) (also commonly referred to as off highway vehicle—OHV) use on
an interim emergency basis. This action will allow BLM to address
concerns related to unrestricted cross country travel in the specific places
where we now have resource damage. The purpose of this closure is to
protect wildlife, wildlife habitat, rangeland resources, soil, vegetation,
cultural resources, historical resources, and other resources from ongoing
and imminent adverse impacts from ORV use. . . . This emergency closure
will remain in effect until BLM completes a land use plan amendment for
OHV management.
Id. Like the 1999 Box Elder Order, the 2000 Box Elder Order cited 43 C.F.R. §§ 8341.2
and 8364.1 as authorizing the closure.
In 2003, after USA-ALL filed this action, the BLM revoked both the 1999 and
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2000 Box Elder Orders and simultaneously issued a new order. That order (“2003 Box
Elder Order”) stated that in five areas of the county ORVs may only be used on
designated routes. The remaining public lands were to be managed according to the 1986
Box Elder RMP. The 2003 Box Elder Order provided:
Notice is hereby given that effective immediately, the Bureau of Land
Management (BLM), Salt Lake Field Office, revokes the seasonal Notice of
Closure of Public Lands published on April 27, 1999 (64 FR 22639 (1999))
and the Notice of Closure of Public Lands published on March 28, 2000 (65
FR 16410 (2000)). Notice is hereby given that effective immediately, ORV
use in the following five areas of Box Elder County is limited to designated
routes: Devils Playground (9838 acres), Grouse Creek Mountains (52493
acres), Hogup Mountains (51698 acres), Pilot Mountains (62654 acres), and
Wildcat Hills (12640 acres). The remaining public lands in Box Elder
County will be managed according to the Box Elder Resource Management
Plan.
68 Fed. Reg. 20167-02.
Citing only 43 C.F.R. § 8341.2 as the authority for the closure order, the 2003 Box
Elder Order further provided that “[t]his limitation will remain in effect until the
considerable adverse effects giving rise to this limitation are eliminated and measures are
implemented to prevent recurrence of these adverse effects.” Id.
B. Grand County
As with Box Elder County, land use in Grand County is also managed by an RMP
adopted in the mid-1980s. In January 2001, the BLM published two notices related to
ORV use. In the first notice (“Grand County ORV Restrictions”), ORV use in five areas
was to be limited to existing roads and trails only. The notice cited FLPMA, Executive
Orders 11644 and 11989, and 43 C.F.R. §§ 8341.2 and 8364.1 as its authority, and stated:
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This notice places restrictions on travel by off-road vehicles (ORVs) and
mountain bikes on specific public land administered by the BLM Moab
Field Office.[ 1 ] These actions are necessary to halt ongoing impacts and
prevent future degradation of resource values. They are being implemented
on an interim basis to protect resource values and public safety, pending
revision of the Resource Management Plan (RMP) for the area administered
by the BLM Moab Field Office.
66 Fed. Reg. 6659-01. The second notice (“Grand County Camping Restrictions”), which
was published in order to support implementation of the Grand County ORV Restrictions,
provided that camping involving vehicles would be limited to developed campgrounds
and designated campsites. 66 Fed. Reg. 6658-01. Again, the BLM cited 43 C.F.R.
§ 8364.1 as its authority for the notice.
C. Procedural History
On October 17, 2001, USA-ALL filed this suit in the District of Utah, contesting
implementation of the 1999 and 2000 Box Elder Orders and the two Grand County
restrictions under FLPMA, NEPA, FACA,2 and the NDAA. USA-ALL asked the District
Court to set aside the orders and restrictions under the APA. See 5 U.S.C. § 706(2).
Southern Utah Wilderness Alliance, The Wilderness Society, Great Old Broads for
Wilderness, and Wildlands CPR were permitted to intervene and defend the BLM’s
action. Thereafter, the BLM revoked the two Box Elder Orders and supplanted them with
the 2003 Box Elder Order. Accordingly, the BLM argued in its answer to USA-ALL’s
1
The Moab Field Office oversees the management of public lands in Grand
County.
2
5 U.S.C. App. 2 § 1 et seq. USA-ALL later voluntarily dismissed its FACA
claim.
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complaint that the 2003 Box Elder Order mooted any argument related to the 1999 and
2000 Box Elder Orders. The BLM also sought to have the complaint dismissed for
failure to state a claim as to the remaining orders. After extensive briefing and oral
argument, the District Court agreed with the BLM on both issues, and in two
memorandum dispositions dismissed with prejudice all of USA-ALL’s causes of action.
This appeal followed.
III. DISCUSSION
A. Standard of Review
Because none of the statutory or regulatory provisions in question provide for a
private cause of action, the judicial review provisions of the APA govern this suit. See 5
U.S.C. § 702; Colo. Envtl. Coal. v. Walker, 353 F.3d 1221, 1234–35 (10th Cir. 2004).
Under the APA, a reviewing court may set aside final agency action that is “arbitrary,
capricious, an abuse of discretion, or otherwise not in accordance with law.” 5 U.S.C.
§ 706(2)(A); Silverton Snowmobile Club v. U.S. Forest Serv., 433 F.3d 772, 779–80 (10th
Cir. 2006). “[T]he essential function of judicial review [of agency action] is a
determination of (1) whether the agency acted within the scope of its authority, (2)
whether the agency complied with prescribed procedures, and (3) whether the action is
otherwise arbitrary, capricious or an abuse of discretion.” Olenhouse v. Commodity
Credit Corp., 42 F.3d 1560, 1574 (10th Cir. 1994). Only the second and third inquiries
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will be undertaken in this appeal.3
To determine whether the agency complied with prescribed procedures, we must
review the administrative record and applicable law. Id. To determine whether the
agency’s decision was arbitrary or capricious, we must “ascertain whether the agency
examined the relevant data and articulated a rational connection between the facts found
and the decision made.” Id. (footnote omitted). This standard also means that there must
be a reasoned basis for the agency’s action, and it must be supported by “substantial
evidence.” Id. “Evidence is substantial in the APA sense if it is enough to justify, if the
trial were to a jury, a refusal to direct a verdict when the conclusion to be drawn is one of
fact.” Id. (internal quotation marks omitted). Finally, action will be deemed “arbitrary or
capricious” if the explanation for the action “is so implausible that it could not be
ascribed to a difference in view or the product of agency expertise.” Id.
B. The 1999 and 2000 Box Elder Orders are Moot.
Reviewing de novo, see Disability Law Ctr. v. Millcreek Health Ctr., 428 F.3d
992, 996 (10th Cir. 2005), we agree with the District Court that USA-ALL’s arguments
relating to the 1999 and 2000 Box Elder Orders are moot. “Mootness is a threshold issue
3
USA-ALL does ask this Court to “overturn” E.O. 11989, 43 C.F.R. § 8341.2, and
43 C.F.R. § 8364.1 because they are inconsistent with FLPMA and NEPA; if we were to
do so, USA-ALL argues, the BLM would have had no authority for its actions. Because,
however, this argument was raised for the first time on appeal, we do not entertain it. See
Cummings v. Norton, 393 F.3d 1186, 1190 (10th Cir. 2005). Accordingly, our review is
limited to whether the BLM acted in accordance with required procedures and whether its
actions were arbitrary or capricious.
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because the existence of a live case or controversy is a constitutional prerequisite to
federal court jurisdiction.” McClendon v. City of Albuquerque, 100 F.3d 863, 867 (10th
Cir. 1996). Federal courts may adjudicate only actual controversies; as such a claim or
appeal should be dismissed as moot when the controversy ceases to exist. United States
v. Seminole Nation of Okla., 321 F.3d 939, 943 (10th Cir. 2002). Because the BLM
revoked the 1999 and 2000 orders, any controversy associated with these orders has been
nullified.
Nevertheless, USA-ALL argues that its appeal falls within an exception to the
mootness doctrine because the BLM’s actions are “capable of repetition, yet evading
review.” Murphy v. Hunt, 455 U.S. 478, 482 (1982). This exception applies “when: (1)
the duration of the challenged action is too short to be fully litigated prior to its cessation
or expiration, and (2) there is a reasonable expectation that the same complaining party
will be subjected to the same action again.” Disability Law Ctr., 428 F.3d at 996
(quotations and alterations omitted). There is no reasonable expectation that the BLM
will re-issue the 1999 and 2000 Box Elder Orders because they have been superceded by
the 2003 Box Elder Order. See Am. Rivers v. Nat’l Marine Fisheries Serv., 126 F.3d
1118, 1124 (9th Cir. 1997) (superceding agency opinion moots original opinion).
Moreover, the 1999 and 2000 Box Elder Orders will not evade review because USA-ALL
makes the same arguments with respect to those orders as it does with respect to the 2003
Box Elder Order, which this Court reviews in Part III.C–E. See id. (when superceding
agency opinion is capable of review, exception to the mootness doctrine does not apply).
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Accordingly, the portion of this appeal relating to the 1999 and 2000 Box Elder Orders is
dismissed as moot.
C. The BLM Complied with Procedures Mandated by FLPMA and its Action is
Supported by Substantial Evidence.
1. The Restrictions Are Not “De Facto Amendments.”
USA-ALL contends that the 2003 Box Elder Order and the two Grand County
restrictions must be nullified because they are “de facto amendments” to the Box Elder
and Grand County RMPs that were issued without public notice and participation and
without the BLM having first conducted an EA as required by FLPMA. We disagree.
Although there is some support outside this jurisdiction for an argument relating to
“de facto amendments,” the cases of which this Court is aware have little—if
any—bearing on the facts presented by this appeal. See, e.g., House v. U.S. Forest Serv.,
974 F. Supp. 1022 (E.D. Ky. 1997) (proposed timber sale approved on the basis of three
policies that constituted “significant” changes to land use plan requires same public
comment as land use plan itself); Or. Natural Res. Council Fund v. Forsgren, 252 F.
Supp. 2d 1088 (D. Or. 2003) (narrower definition of lynx habitat which led to reduction
in such habitat is “significant” change to land use plan and requires public comment and
preparation of EIS). This Court is not aware of any authority indicating that a closure
order promulgated pursuant to 43 C.F.R. §§ 8341.2 and 8364.1 constitutes a “de facto”
amendment to an RMP, thus triggering compliance with FLPMA’s public participation
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and EA requirements. To the contrary, the Ninth Circuit has specifically held that
“[n]othing in [§ 8364.1] or the authorizing statutory sections requires public hearings for
temporary closures” to vehicular use—thereby foreclosing any argument that temporary
ORV closures are essentially RMP amendments. Humboldt County v. United States, 684
F.2d 1276, 1283 (9th Cir. 1982).
Indeed, courts have consistently emphasized the distinction between the initial
ORV-route-designation process reflected in an RMP—which is subject to public
comment and requires the promulgation of an EA—and closures of those designated
routes authorized under regulations promulgated pursuant to FLPMA, NEPA, and other
statutes. For example, the Central District of California noted that:
The regulations took into account the amendments to E.O. 11,684 effected
E.O. 11,989, 3 C.F.R. 120 (1978). See 43 C.F.R. s 8341.2. E.O. 11,989,
among other things, amended E.O. 11,644 so as to require closure of ORV
areas and trails whenever an agency finds that ORV use will cause or is
causing “considerable adverse effects.” This closure standard is to be
distinguished from the initial designation criteria set forth in E.O. 11,644
and mirrored in 43 C.F.R. § 8342.1.
Am. Motorcyclist Ass’n v. Watt, 543 F. Supp. 789, 796 n.14 (C.D. Cal. 1982) (emphasis
added); see also Sierra Club, 756 F.2d at 690 (stating that 43 C.F.R. § 8341.2 “creates a
separate duty to close without regard to the designation process; it does not automatically
become inoperative once the Secretary exercises his discretion to designate the land.”);
Am. Sand Ass’n v. U.S. Dept. of Interior, 268 F. Supp. 2d 1250, 1255 (S.D. Cal. 2003)
(closure order under 43 C.F.R. §§ 8341.2 and 8364.1 done in accordance with FLPMA).
Moreover, this exemption of OHV travel restrictions from the resource
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management planning process reflects the realities of public land management and allows
the BLM to timely comply with its statutory mandate to “take any action necessary to
prevent unnecessary or undue degradation of the lands.” 43 U.S.C. § 1732(b). Because
the RMP revision process is much more time-consuming than enacting a temporary
closure order, the BLM could not effectively respond to resource degradation only
through the formal planning process. In this way, the BLM’s exercise of its authority to
address resource degradation—whether done pursuant to 43 C.F.R. § 8342.1(a) or 43
C.F.R. § 8364.1—is not “de facto” planning. Rather, it is a lawful discharge of the
BLM’s duty, independent of the planning process, to prevent undue degradation of
resources.
2. An Emergency Is Not Required Before the BLM May Close Lands to ORV
Use, and Its Decision is Supported by Substantial Evidence.
USA-ALL also argues that there was no substantial evidence supporting a finding
of an emergency, which it contends is necessary before the BLM may place ORV
restrictions on the public lands. This contention is completely without merit. The
regulation authorizing the challenged orders does not use the word “emergency,” nor does
it contain any language from which a requirement of an emergency could be inferred. See
43 C.F.R. § 8341.2; see also Am. Sand Dune Ass’n, 268 F. Supp. 2d at 1254 (holding that
no emergency is necessary under FLPMA for the BLM to issue ORV closure orders).
Rather, the BLM’s authority under 43 C.F.R. § 8341.2 is tied to the existence of
considerable adverse effects that are being caused by or will be caused by ORV use, and
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our review of the record convinces us that substantial evidence supports such a finding in
this case. For this reason, we also disagree with USA-ALL’s contention that the BLM’s
explanation as to why it issued the closure orders is implausible.
D. NEPA
Next, USA-ALL appears to argue that because NEPA requires preparation of an
EA prior to the promulgation of an RMP, see State of Utah v. Babbitt, 137 F.3d 1193,
1214 (10th Cir. 1998), NEPA similarly requires preparation of an EA prior to the
amendment of an RMP. We have just held, however, that the closure orders at issue are
not amendments. Accordingly, we reject this argument.4
4
USA-ALL’s argument on this point is not entirely clear. Referencing 42 U.S.C. §
4332(2)(E), which states that “all agencies of the Federal Government shall . . . study,
develop, and describe appropriate alternatives to recommended courses of action in any
proposal which involves unresolved conflicts concerning alternative uses of available
resources,” USA-ALL contends that the BLM was required to prepare an EA. Although
an agency must comply with § 4332(2)(E) in preparing an EA, see 40 C.F.R. § 1508.9(b),
this subsection is not what triggers the need to prepare an EA. Rather, an agency may
choose to prepare an EA “[w]hen it is unclear whether a proposed action requires an
EIS.” Greater Yellowstone Coalition v. Flowers, 359 F.3d 1257, 1274 (10th Cir. 2004).
An agency is required to prepare an EIS only for “major Federal actions significantly
affecting the quality of the human environment.” 42 U.S.C. § 4332(2)(C). Further
muddying the water, USA-ALL makes no attempt to argue how an ORV closure order or
camping restriction constitutes either a “proposal” within the meaning of subsection (E)
or a “major federal action” under subsection (C). Finally, we note that some courts have
concluded that actions taken to protect the environment need not be predicated by an EA
or an EIS. See Am. Sand Ass’n, 268 F. Supp. 2d at 1253 (“An environmental assessment
or an environmental impact statement is not necessary for federal actions that conserve
the environment.”) (citing Douglas County v. Babbitt, 48 F.3d 1495, 1505 (9th Cir.
1995)); Nat’l Assoc. of Property Owners v. United States, 499 F. Supp. 1223, 1265 (D.
Minn. 1980) (“In essence, plaintiffs’ claim is that the Department of Agriculture must
prepare an EIS in order to leave nature alone. The Court is not moved by this
argument.”). Therefore, to the extent USA-ALL contends that the issuance of a closure
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In addition, for the first time before this Court, USA-ALL maintains that NEPA
compliance is necessary for the closure of public transportation routes, which it
apparently understands Utah’s wilderness areas to be. This issue, however, was not
presented to the District Court; therefore, we do not consider it further. See Cummings,
393 F.3d at 1190.
E. NDAA
The District Court properly dismissed USA-ALL’s claims under the NDAA for
lack of standing. A party must first have standing before its claim may be adjudicated on
the merits. “The standing inquiry requires us to consider both constitutional limits on
federal court jurisdiction and prudential limitations on its exercise.” Bd. of County
Comm’rs of Sweetwater County v. Geringer, 297 F.3d 1108, 1111 (10th Cir. 2002).
There is no dispute that USA-ALL meets the requirements of constitutional standing.
With respect to prudential standing, federal courts have long recognized that a
plaintiff must satisfy the following prudential principles: “(1) the plaintiff generally must
assert his or her own legal rights; (2) the court must refrain from adjudicating generalized
grievances most appropriately addressed by one of the other branches of government; and
(3) the plaintiff’s complaint must fall within the zone of interests to be protected or
order pursuant to 43 C.F.R. § 8341.2(a) constitutes either a “proposal” or a “major
Federal action,” we decline to address the issue. See Craven v. Univ. of Colo. Hosp.
Auth., 260 F.3d 1218, 1226 (10th Cir. 2001) (“We will not manufacture arguments for an
appellant, and a bare assertion does not preserve a claim, particularly when, as here, a
host of other issues are presented for review.”).
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regulated by the statute . . . in question.” Mount Evans Co. v. Madigan, 14 F.3d 1444,
1450–51 (10th Cir. 1994) (internal quotation omitted). “The zone of interests test is a
guide for deciding whether, in view of Congress’ evident intent to make agency action
presumptively reviewable, a particular plaintiff should be heard to complain of a
particular agency decision.” Id. at 1452. The burden to establish prudential standing is
on the plaintiff bringing the action. See id. at 1450.
In our view, USA-ALL has not demonstrated that its interest in using the public
lands for ORV and other recreational activities fall within the zone of interests protected
by the NDAA. Therefore, USA-ALL may not challenge the BLM’s action as violating
the NDAA.
F. Factory Butte
Finally, we conclude that the District Court properly concluded that USA-ALL
lacked standing to challenge BLM-issued signs encouraging, but not requiring, ORV
users to stay on particular routes on land designated as “open.” According to USA-ALL,
its members have refrained from traveling away from those particular routes because they
fear that the BLM will retaliate by closing those areas if those members fail to comply
with the BLM’s request. The possibility of a mandatory closure, however, is far from
imminent, and therefore USA-ALL has failed to allege an “injury in fact” for purposes of
standing. See Bear Lodge Multiple Use Ass’n v. Babbitt, 175 F.3d 814, 821–22 (10th Cir.
1999).
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IV. CONCLUSION
The BLM complied with required procedures under FLPMA and NEPA when it
enacted the 2003 Box Elder Order and the Grand County ORV and Camping Restrictions,
the BLM’s decision close various public lands to ORV use was supported by substantial
evidence, and the BLM’s reasoning in doing so was not implausible. Further, USA-ALL
does not have standing to challenge the Orders and Restrictions under the NDAA, and it
also lacks standing to challenge the posting of signs encouraging ORV use only on
particular trails. We therefore AFFIRM.
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