FILED
United States Court of Appeals
Tenth Circuit
June 23, 2008
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 07-8065
ARI BROWN, aka Roger William
Brown,
Defendant-Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF WYOMING
(D.C. No. 07-CR-0067-J)
Terry J. Harris, Terry J. Harris, P.C., Cheyenne, WY, for Defendant-Appellant.
Gregory A. Phillips, Assistant United States Attorney (John R. Green, Acting
United States Attorney, with him on the brief), Cheyenne, WY, for Plaintiff-
Appellee.
Before HENRY, Chief Judge, O’BRIEN, and TYMKOVICH, Circuit Judges.
HENRY, Chief Judge.
Ari Brown pleaded guilty to possession of child pornography, in violation
of 18 U.S.C. § 2252A(a)(5)(B). The plea agreement stipulated that Mr. Brown
would receive either five or ten years’ imprisonment, dependent upon whether the
sentencing court treated his previous conviction under Article 134 of the Uniform
Code of Military Justice (UCMJ) as a predicate sentence-enhancer under §
2252A. The court ultimately sentenced Mr. Brown to ten years’ imprisonment.
On appeal, Mr. Brown argues that the sentencing court erred by treating his
UCMJ conviction as a predicate enhancer under § 2252A. We exercise
jurisdiction pursuant to 28 U.S.C. § 1291, and because: (1) Mr. Brown’s previous
conviction was under Article 134, and not 18 U.S.C. § 2252; (2) the plain
language of § 2252A does not include UCMJ Article 134 convictions as sentence-
enhancers; and (3) applying the plain language of the statute would not lead to an
irrational result, we reverse the district court’s imposition of a ten-year sentence.
I. BACKGROUND
In December 2006, Mr. Brown knowingly possessed a computer that
contained images of child pornography. Each digital image had been mailed,
shipped, or transported in interstate commerce. In April 2000, Mr. Brown,
previously a member of the military, was convicted of similar crimes while
stationed at Fort Campbell, Kentucky. Mr. Brown was charged with, among other
things, four violations of the UCMJ Article 134 (codified at 10 U.S.C. § 934).
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The only charge that was not dismissed alleged that Mr. Brown violated UCMJ
Article 134 when he, while on active duty: “[v]iolated 18 U.S.C. § 2252 by
wrongfully distributing one or more visual depictions of a minor engaging in
sexually explicit conduct.” Rec. vol. II, Doc. 35, at 23. The Charge Sheet and
Court-Martial Order show that the actual charge and conviction was
“VIOLATION OF THE UCMJ, ARTICLE 134.” Rec. vol. II, doc. 35, at 18, 23.
Mr. Brown pleaded guilty to this charge.
In relation to the December 2006 crime, Mr. Brown was initially indicted in
federal district court for four felony counts of possession of child pornography, in
violation of § 2252A(a)(5)(B), and a fifth felony count of failure to register and
update registration in violation of the Sex Offender Registration and Notification
Act. Mr. Brown eventually entered into a plea agreement stipulating that he
would plead guilty to Count Four of the indictment (possession of child
pornography), and further stipulating to a sentence of either five or ten years’
imprisonment, depending upon how the sentencing court treated his prior UCMJ
Article 134 conviction. The plea agreement stated that Mr. Brown “should be
sentenced to a term of 5 years if his prior April 7, 2000 conviction at Fort
Campbell, Kentucky, does not qualify as a prior conviction for purposes of 18
U.S.C. § 2252A(b)(2). If, on the other hand, [Mr. Brown]’s prior . . . conviction .
. . does qualify as a prior conviction for purposes of 18 U.S.C. § 2252A(b)(2) he
agrees and stipulates to a sentence of 10 years imprisonment.” Rec. vol. II, doc.
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33, at 8. The determination regarding whether the prior conviction qualified as a
sentence-enhancer was to be left to the discretion of the district court.
The Probation Office completed its pre-sentence investigation report
(“PSR”) and determined that an Article 134 conviction did not qualify as a
sentence-enhancing prior conviction under § 2252A(b)(2). The probation officer
mainly relied upon the plain language of the statute of § 2252A. Section
2252A(b)(2) provides for an enhanced sentencing range of no less than ten years’
imprisonment if the defendant:
has a prior conviction under this chapter [18 U.S.C. §§ 2251 et seq.],
chapter 71 [18 U.S.C. §§ 1460 et seq.], chapter 109A [18 U.S.C. §§
2241 et seq.], or chapter 117 [18 U.S.C. §§ 2421 et seq.], or under
section 920 of title 10 (article 120 of the Uniform Code of Military
Justice), or under the laws of any State relating to aggravated sexual
abuse, sexual abuse, or abusive sexual conduct involving a minor or
ward, or the production, possession, receipt, mailing, sale, distribution,
shipment, or transportation of child pornography . . . .
18 U.S.C. § 2252A(b)(2) (emphasis added). The probation officer noted that had
Congress meant to include Article 134 convictions, it could, and would, have
done so explicitly. See Rec. vol. 5, at 9, ¶ 23 (“[T]he fact that Congress listed
certain statutes is an indication that it intended to exclude unlisted statutes.”)
(quoting United States v. Stuckey, 220 F.3d 976, 985 (8th Cir. 2000)).
The sentencing court rejected the probation officer’s recommendation,
concluding that Mr. Brown’s Article 134 conviction did qualify as a sentence-
enhancing prior conviction because to read § 2252A otherwise “makes the text of
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that statute absurd.” Rec. vol. III, at 32. In accordance with the plea agreement,
the court sentenced Mr. Brown to 120 months’ (ten years’) imprisonment.
II. DISCUSSION
We review a district court’s legal determination regarding sentencing de
novo. United States v. Flanders, 491 F.3d 1197, 1217 (10th Cir. 2007). On
appeal, Mr. Brown argues that his prior conviction under UCMJ Article 134 is not
included under § 2252A as a sentence-enhancer, because (1) UCMJ Article 134
convictions resulting from assimilation of crimes enumerated in § 2252 are not
prior convictions under that chapter, but are convictions under Article 134; (2) the
statute’s plain language indicates that it was not meant to be included; and (3) not
including Article 134 convictions is neither absurd nor irrational. We will
address these arguments in turn.
A. Mr. Brown was indicted and convicted under UCMJ Article 134
UCMJ Article 134 provides:
Though not specifically mentioned in this chapter, all disorders and
neglects to the prejudice of good order and discipline in the armed
forces, all conduct of a nature to bring discredit upon the armed forces,
and crimes and offenses not capital . . . shall be punished at the
discretion of [a court-martial].
10 U.S.C. § 934 (emphasis added).
There is no specific military code for the particular crime of which Mr.
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Brown was found guilty. Instead, he was convicted under clause 3 of Article 134
(“all conduct of a nature to bring discredit upon the armed forces . . .”) which is
something of a catchall provision. In order to convict Mr. Brown, the military
court assimilated the elements of the crime from § 2252 – a federal child
pornography statute.
Again, § 2252A(b)(2) mandates that prior convictions “under this chapter”
count as sentence-enhancers. The government argues that when a UCMJ Article
134 clause 3 conviction results from assimilation of a crime enumerated in §
2252, it is “a prior conviction under this chapter” for purposes of sentence-
enhancement. For the following reasons, we disagree.
Mr. Brown’s prior conviction is for a violation of Article 134 – the catchall
provision – and not § 2252. First, we are persuaded by the plain and ordinary
meaning of the phrase “under this chapter.” We agree with the Fourth Circuit that
to be convicted “under” a statute, has a clear meaning. See Escobar v. United
States Immigration & Naturalization Serv., 935 F.2d 650, 653 (4th Cir. 1991). In
this case, it means “governed by” or “subject to” § 2252. “Contrary to [the
government]’s contention, it does not mean ‘as defined by’ or ‘related or akin to’”
§ 2252. Id. The D.C. Circuit has also rejected a “creative reading” of “under,”
concluding that the word means “subject to” or “by reason of the authority of.”
St. Louis Fuel & Supply Co. v. FERC, 890 F.2d 446, 450 (D.C. Cir. 1989). Mr.
Brown’s previous military convictions were obtained “by reason of the authority
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of” UCMJ Article 134, not § 2252.
Second, we look to previous courts’ answers to the question. In United
States v. Almendarez, 46 C.M.R. 814, 817 (1972), the military court instructed
that “[i]n military courts, as opposed to district courts of the United States,
prosecution in these cases [assimilating crimes] is for violation of Article 134 and
not of the United States Code section directly.” (emphasis added). Although Mr.
Brown’s Charge Sheet and the resulting General Court-Martial Order contain
“specifications” referring to acts in violation of § 2252, the Charge Sheet shows
that the actual charge and conviction was “VIOLATION OF THE UCMJ,
ARTICLE 134.” Rec. vol. II, doc. 35, at 18. In addition, the Court-Martial Order
reads: “Charge II: Article 134. Plea: Guilty. Finding: Guilty.” Id. at 23-24.
The United States Air Force Court of Criminal Appeals has categorized an
analogous conviction as under Article 134. See United States v. Sanchez, 59 M.J.
566 (2003) (“At a general court-martial . . . a military judge sitting alone
convicted the appellant . . . of two violations of Article 134, UCMJ, 10 U.S.C. §
934. . . . [T]he second offense involved possession of 23 visual depictions of
child pornography, contrary to 18 U.S.C. § 2252A(a)(5)(A).”). This classification
is consistent with the court’s instruction in Almendarez, above.
Further, the conclusion that the conviction is for Article 134 and not § 2252
is consistent with our previous holding in Swisher v. Moseley, 442 F.2d 1331
(10th Cir. 1971). In Swisher, an Army private maintained that the court-martial
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did not have jurisdiction, because a violation of the Dyer Act, 18 U.S.C. § 2312,
is only cognizable in civilian courts. We held that the court-martial did in fact
have jurisdiction over Mr. Swisher’s case, because his conviction “was not a
violation of the Dyer Act, but rather of Article 134 of the Uniform Code of
Military Justice.” Id. at 1332. We see no reason why we should not extend this
logic to Mr. Brown’s case.
The government argues that this case should instead be controlled by
United States v. Martinez, 122 F.3d 421, 422-24 (7th Cir. 1997), which held that a
prior UCMJ Article 130 conviction for “housebreaking” qualifies as a predicate
violent felony under the Armed Career Criminals Act (ACCA). The ACCA
provides that “burglary” is a prior violent felony for purposes of sentence-
enhancement. The Seventh Circuit held that because the elements of
“housebreaking” under the UCMJ and “burglary” were identical, “housebreaking”
qualifies as a violent felony under the ACCA.
The government urges us to apply the same logic here: because the
elements of the enumerated sentence-enhancer (§ 2252A) and the elements proven
to convict Mr. Brown were identical, under the guidance of Martinez, we should
find his UCMJ conviction to qualify as a sentence-enhancer. While the Seventh
Circuit’s reasoning is quite appealing and may be particularly relevant to Article
130, we do not find it as compelling as the unequivocal statements in Almendarez
and Swisher that in military courts, prosecution and convictions are under Article
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134.
Therefore, as Almendarez directs and as is consistent with Swisher, we hold
that Mr. Brown’s conviction was under Article 134 and not § 2252, whose
elements were assimilated into the charge.
B. Plain language
Having determined that Mr. Brown’s conviction was under Article 134, we
must determine whether Congress included such convictions in its list of §
2252A’s predicate sentence-enhancers. “We begin with the plain language of the
statute. . . . When confronted with clear and unambiguous statutory language, our
duty is simply to enforce the statute that Congress has drafted.” United States v.
Ortiz, 427 F.3d 1278, 1282 (10th Cir. 2005). The language of § 2252A does not
expressly include convictions under UCMJ Article 134 as a sentence-enhancer.
Further, the probation officer who prepared the PSR, as well as Mr. Brown, argue
that Congress’s choice to explicitly include UCMJ Article 120 and to exclude
Article 134 is proof that Article 134 is not included. The government claims that
adding Article 120 “simply made it more clear still that prior military convictions
for violating the enumerated federal sexual offenses (including 18 U.S.C.
§2252A) had already been covered.” Aple’s Br. at 12. We are inclined to agree
with Mr. Brown’s reliance on the plain language.
Under the doctrine of expressio unius est exclusio alterius, “to express or
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include one thing implies the exclusion of the other.” B LACK ’ S L AW D ICTIONARY
620 (8th ed. 2004). “‘[T]he notion is one of negative implication: the
enumeration of certain things in a statute suggests that the legislature had no
intent of including things not listed or embraced.’” Seneca-Cayuga Tribe of Okla.
v. Nat’l Indian Gaming Comm’n, 327 F.3d 1019, 1034 (10th Cir. 2003) (quoting
W ILLIAM N. E SKRIDGE , J R ., P HILIP P. F RICKEY , & E LIZABETH G ARRETT , C ASES
AND M ATERIALS ON L EGISLATION : S TATUTES AND THE C REATION OF P UBLIC
P OLICY 824 (3d ed. 2001)).
Congress chose to include Article 120 of the UCMJ, but not Article 134,
under which Mr. Brown was convicted. Had Congress meant to include prior
Article 134 convictions as sentence-enhancers, it could have easily done so
explicitly. See e.g., Barnhart v. Sigmon Coal Co., 534 U.S. 438, 454 (2002)
(holding that where Congress has listed some categories of people as to successor
liability under 26 U.S.C. § 9706(a), those not included in the list are not liable
because Congress could have included them “clearly and explicitly”). The
sentencing judge ruled that Mr. Brown’s interpretation of the statute was an
attempt to “write[] out of that law [§ 2252A] the language that provides ‘or the
production, possession, receipt, mailing, sale, distribution, shipment, or
transportation of child pornography[’] if that conviction occurs in a military court
in violation . . . of any article of the Uniform Military Code of Justice.” Rec. vol.
III, at 30. But this language can – and should be – read more precisely. The
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language the sentencing judge quoted is preceded by “under the laws of any State
relating to . . . the production, [etc . . . ].” § 2252A. This portion of the statute,
therefore, does not refer to a violation of “any article of the [UCMJ],” but rather
refers only to a State’s laws. Although Article 134 is a catchall provision,
Congress could have done what it did with State laws, and included “any UCMJ
violation relating to the . . . possession . . . of child pornography.” “Congress
knows how to use more inclusive language for sentence enhancement purposes
when it so choses.” Stuckey, 220 F.3d at 985.
Because Congress amended the statute to include violations of the UCMJ
and did not include Article 134, nor UCMJ violations relating to child
pornography generally, we must agree with Mr. Brown that the plain language
does not support the district court’s interpretation.
C. Not including Article 134 is neither absurd nor irrational
Although Mr. Brown seems to have the better of the plain language
argument, the government asks us not to apply the plain language as it would
result in an unjust outcome. We will look beyond the plain language of a statute
only if the result is an absurd application of the law. See, e.g., Robbins v.
Chronister, 402 F.3d 1047, 1050 (10th Cir. 2005) (“[W]here applying the plain
language ‘would produce an absurd and unjust result which Congress could not
have intended,’ we need not apply the language in such a fashion.”) (quoting
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Griffin v. Oceanic Contractors, Inc., 458 U.S. 564, 574 (1982)). The government
argues that not to include Article 134 in the list of sentence-enhancing prior
convictions would be absurd, because “[a] review of the amendments to 18 U.S.C.
§ 2252[A] (beginning in 1978) reveals steadily increasing minimum and
maximum penalties, as well as a steadily increasing list of offenses qualifying as
enhancers for later violations of that statute.” Aple’s Br. at 9.
We disagree. Applying the plain language of § 2252A does not produce an
absurd or irrational result. Congress may have made its decision for several
reasons or may not have considered the point. Mr. Brown points out that
Congress may have left out Article 134 convictions as a recognition of the fact
that convictions under the UCMJ are the product of a military justice system
fundamentally, and necessarily, different than civilian courts. O’Callahan v.
Parker, 395 U.S. 258, 261-62 (1969), overruled on other grounds by Solorio v.
United States, 483 U.S. 435, 436 (1987). Because of the unique interests specific
to military service, military defendants are not offered the same constitutional
protections as civilians. See, e.g., Dodson v. Zelez, 917 F.2d 1250, 1253 (10th
Cir. 1990) (no Sixth Amendment right to jury trial); Solorio, 483 U.S. at 453 (no
grand jury requirement).
But Congress did not find that these concerns outweighed the importance of
including Article 120 convictions as predicate enhancers. The question then
becomes whether Congress had a rational reason to include convictions under
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Article 120 but not those under UCMJ 134 as Section 2252A enhancers. At least
three possible answers are obvious from the record. First, UCMJ 134 is a catchall
provision. It can assimilate the elements of crimes having nothing to do with
child pornography (the offense for which § 2252A is concerned). Convictions
under Article 134 are simply too wide-ranging to be included, in toto, as
enhancers under § 2252A. Second, Article 120 and Article 134 differ in that
Article 120 protects against the most serious sexual crimes. Article 120 covers
rape, rape of a child, aggravated sexual assault, and similar violent sexual acts.
See 10 U.S.C. § 920 (2008). Congress could have quite rationally desired that
soldiers convicted in a court martial for those types of offenses be punished more
severely for later offenses. Finally, Congress has been incrementally adding to
the list of enhancers under § 2252A through the rational and precise mechanism
of expanding the list of Article 120 offenses. Over the past two decades,
Congress has recategorized various sexual offenses as offenses punishable under
Article 120. Compare 10 U.S.C. § 920 (1995), with id. (2006), with id. (2008).
Whereas in the past these sexual offenses would have been punishable under the
catchall of Article 134 (or another provision of the UCMJ), now they are
cognizable under Article 120 – and therefore eligible to be used as enhancers
under § 2252A. See Pub. L. 109-163 § 552 (eff. Oct. 1, 2007) (adding rape, rape
of a child, aggravated sexual assault of a child, etc... to the list of offenses under
UCMJ Article 120).
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Whatever Congress’s motivation, “we can apply the [absurdity] doctrine
only when it would have been unthinkable for Congress to have intended the
result commanded by the words of the statute . . . .” Robbins, 435 F.3d at 1241.
Although we need not – and cannot – determine Congress’s precise reason for not
including Article 134 convictions in the list of sentence-enhancers, we can safely
conclude that it was not unthinkable for Congress to have intended this result.
Thus, we agree with Mr. Brown that it would not have been absurd or
irrational for Congress to decline to include Article 134 convictions as sentence-
enhancers under § 2252A.
III. CONCLUSION
Accordingly, because: (1) Mr. Brown’s previous conviction was under
Article 134, and not § 2252; (2) the plain language of § 2252A does not include
UCMJ Article 134 convictions as sentence-enhancers; and (3) applying the plain
language of the statute would not lead to an irrational result, we REVERSE the
district court’s imposition of a ten-year sentence and REMAND for re-sentencing
pursuant to the plea agreement.
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