United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued March 4, 2005 Decided June 3, 2005
No. 03-1308
CITY OF NAPLES AIRPORT AUTHORITY,
PETITIONER
v.
FEDERAL AVIATION ADMINISTRATION,
RESPONDENT
On Petition for Review of a Decision of the
Federal Aviation Administration
W. Eric Pilsk argued the cause for petitioner. With him on
the briefs were Perry M. Rosen, Peter J. Kirsch, Lori Potter,
Daniel S. Reimer, and F. Joseph McMackin, III.
Thomas R. Devine, Arthur P. Berg, and Patricia A. Hahn
were on the brief for amicus curiae Airports Council
International -- North America in support of petitioner. David
T. Ralston, Jr. entered an appearance.
Richard Baron was on the brief for amicus curiae Quiet
Technologies, Inc. in support of petitioner.
Robert D. Pritt and David C. Weigel were on the brief for
amici curiae City of Naples and Collier County in support of
petitioner.
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John A. Bryson, Attorney, U.S. Department of Justice,
argued the cause for respondent. With him on the brief was
Ellen J. Durkee, Attorney. Andrew C. Mergen, Lisa E. Jones,
and Ronald M. Spritzer, Attorneys, entered appearances.
Kathleen A. Yodice, Robert E. Doyle, Jr., Daniel B.
Rosenthal, David P. Murray, David A. Berg, Frank J. Costello,
Jr., and Scott M. Zimmerman were on the brief of amici curiae
Aircraft Owners and Pilots Association, Inc., et al. in support of
respondent. Meredith L. Flax and Thomas Richichi entered
appearances.
Before: RANDOLPH and ROBERTS, Circuit Judges, and
WILLIAMS, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge RANDOLPH.
RANDOLPH, Circuit Judge: This is a petition for judicial
review of an order of the Associate Administrator of the Federal
Aviation Administration -- the FAA -- disqualifying the City of
Naples Airport Authority from receiving grants under the
Airport and Airway Improvement Act of 1982, 49 U.S.C.
§ 47107 et seq. (the “Improvement Act”). In order to be eligible
for grants, an airport must be “available for public use on
reasonable conditions and without unjust discrimination.” 49
U.S.C. § 47107(a)(1). The FAA determined that a noise
restriction on certain aircraft imposed an unreasonable condition
on public use of the Naples Municipal Airport.
The City of Naples is a southern Florida community,
bounded on three sides by Collier County and on the west by the
Gulf of Mexico. It has 23,000 permanent residents and 13,000
seasonal residents. The Naples airport is located within the
city’s boundaries. Portions of the airport abut the county line.
The city leases the land to the Airport Authority, a five-member
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independent entity created by the Florida legislature for the
purpose of operating and maintaining the Airport.
Neither the city nor the county provides funds to subsidize
the airport, and no tax or other fiscal revenues are earmarked for
the airport. The Airport Authority has no zoning power. The
city is responsible for zoning in the areas surrounding the airport
within its municipal boundary. The county is responsible for
zoning all other property immediately adjacent to the airport.
In 1999, in response to complaints from residents, the
Airport Authority commissioned a study to examine noise
exposure from aircraft in the area surrounding the airport. The
Airport Noise and Capacity Act of 1990, 49 U.S.C. § 47521 et
seq. -- the Noise Act -- governs the manner in which individual
airports may adopt noise restrictions on aircraft. Aircraft are
classified roughly according to the amount of noise they
produce, from Stage 1 for the noisiest to Stage 3 for those that
are relatively quieter. Section 47524(b) of the Noise Act sets
forth certain procedural requirements with which an airport must
comply in order to restrict Stage 2 aircraft. Section 47524(c)
contains similar procedural requirements for restrictions on
Stage 3 aircraft, but also requires FAA approval of any Stage 3
restriction.
The Airport Authority’s study found that approximately
1,400 residents were exposed to noise levels in excess of DNL
60 dB* and that a restriction on all Stage 2 aircraft would affect
*
Sound pressure is measured in decibels (“dB”). The Day-Night
Average Sound Level (“DNL”) is a widely used measure of noise
exposure; it is equal to the steady noise level occurring during a 24-
hour period, adjusting all noise occurring between 10:00 p.m. and 7:00
a.m. upward by ten decibels to account for increased sensitivity to
noise during that time. 49 Fed. Reg. 49,260, 49,270 (Dec. 18, 1984).
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only one percent of aircraft operations at the airport, while
considerably reducing the number of people exposed to
significant noise levels. Effective January 1, 2001, the Airport
Authority adopted a ban against all Stage 2 aircraft.
Although the Airport Authority complied with the
procedural requirements of § 47524(b) of the Noise Act, the
FAA ruled that the Stage 2 ban was “unreasonable” and,
therefore, contrary to the Airport Authority’s obligation under
§ 47107(a)(1) of the Improvement Act. In the FAA’s view, the
Airport Authority failed to show that “noncompatible land uses
exist in the DNL 60 dB contour.”
The Airport Authority maintains § 47524(b) of the Noise
Act removed the FAA’s power to withhold grants on the basis
of an “unreasonable” Stage 2 ban. There is no dispute that
before passage of the Noise Act in 1990, the FAA could
withhold grants if an airport operator’s noise restriction violated
the grant assurances in § 47107 of the Improvement Act. See
City & County of San Francisco v. FAA, 942 F.2d 1391, 1394-
95 (9th Cir. 1991). Under § 47533 -- the savings clause of the
Noise Act -- the law in effect before its enactment shall remain
unaffected, “[e]xcept as provided by section 47524.” 49 U.S.C.
§ 47533(1).
Although § 47524 of the Noise Act is silent about grant
eligibility in the face of a Stage 2 restriction, the Airport
Authority claims the provision removed the FAA’s pre-existing
power to withhold grants when such a restriction proved
unreasonable. One of the arguments is framed this way: If
Congress had wanted to allow FAA review of such restrictions,
Congress knew how to say as much. As cast, the “argument is
weak.” Doris Day Animal League v. Veneman, 315 F.3d 297,
299 (D.C. Cir. 2003). It may “be made in any case in which
there is a fair dispute about the meaning of a statute.” Id.
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“Congress almost always could write a provision in a way more
clearly favoring one side -- or the other . . .. Its failure to speak
with clarity signifies only that there is room for disagreement
about the statute’s meaning.” Id.
If § 47524(b) did not preclude FAA substantive review of
Stage 2 noise restrictions, the Authority continues, there is no
explaining § 47524(c). Subsection (c) requires (with an
exception) the FAA to find a Stage 3 restriction “reasonable”
and not an undue burden on interstate commerce before it can
become effective. If the FAA already could review Stage 3
restrictions for reasonableness when it doled out grants pursuant
to the Improvement Act, § 47524(c) would be “surplusage.”
Brief of Petitioner at 30. This would be a fair argument if the
premise were accurate. But it is not. On its face, § 47524(c)
gives the FAA considerably more power than it had when
reviewing an airport operator’s Stage 3 restriction at the grant
stage. For one thing, the Stage 3 restriction cannot go into effect
without the FAA’s say-so. For another thing, subsection (c)’s
requirement of FAA approval is not tied to grants; grants or not,
no airport operator can impose a Stage 3 restriction unless the
FAA gives its approval.
Still, the Authority has a point. Because in one subsection
Congress explicitly required FAA approval of Stage 3
restrictions but in another subsection did not provide for
substantive review of Stage 2 restrictions, this is some indication
that Congress intended to allow airport operators to promulgate
Stage 2 restrictions free from FAA review. See Russello v.
United States, 464 U.S. 16, 23 (1983). But there is a contrary
inference one may draw from another subsection of § 47524 of
the Noise Act. Section 47524(e) states that when an airport
operator adopts an FAA-approved Stage 3 restriction in
compliance with § 47524(c), the operator becomes eligible for
grants under the Improvement Act. In other words, the FAA
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may not withhold grants under the Improvement Act on the
basis of a Stage 3 noise restriction imposed under § 47524(c) of
the Noise Act. No similar provision exists for Stage 2
restrictions. In the absence of such a provision, one may infer
that Congress intended to continue allowing the FAA to
withhold grants on the basis of a Stage 2 restriction even if the
operator complies with the procedural requirements of
§ 47524(b).
The Airport Authority also invokes some legislative history
of the Noise Act. Congress considered but did not enact other
versions of the Noise Act requiring FAA review of Stage 2
restrictions and conditioning grant eligibility on compliance
with these requirements. 136 CONG. REC. 25,376-82 (1990)
(Senate Bill 3094). The Authority also points to an exchange
between Senators Lautenberg and Ford in committee to show
that Congress understood an airport operator would be permitted
to impose restrictions on Stage 2 aircraft without FAA approval
and “without risking the loss of” grants under the Improvement
Act. 136 CONG. REC. 36,252 (1990). These excerpts are not
particularly telling. Both speak only to the FAA’s power under
§ 47524; neither deals with the FAA’s pre-existing power to
withhold grants under § 47107(a)(1).
Because the Noise Act does not clearly reveal whether the
FAA may withhold grants when an airport operator imposes an
unreasonable Stage 2 noise restriction, we shall defer to the
FAA’s determination that it retains that power under the
Improvement Act. The agency’s interpretation is linguistically
permissible, and it represents a reasonable resolution of statutory
uncertainty, particularly in light of § 47524(e) of the Noise Act
and its savings clause in § 47533. See Tax Analysts v. IRS, 117
F.3d 607, 613-16 (D.C. Cir. 1997).
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The question remains whether there is substantial evidence
to support the FAA’s ruling that the Authority’s Stage 2 ban is
unreasonable, or whether the FAA acted arbitrarily and
capriciously, which amounts to the same thing in this context.
Ass’n of Data Processing Serv. Orgs. v. Bd. of Governors of the
Fed. Reserve Sys., 745 F.2d 677, 683 (D.C. Cir. 1984). The
ruling rested on the FAA’s finding that noise levels between
DNL 60 dB and DNL 65 dB were not incompatible with
residential land use near the airport. The FAA promulgated
non-binding guidelines regarding noise levels and land use in
1984. Those guidelines stated that levels below DNL 65 dB are
generally compatible with all land use. Generally means not
always. The guidelines thus acknowledged that “responsibility
for determining the acceptable and permissible land uses and the
relationship between specific properties and specific noise
contours rests with the local authorities,” to which the FAA
added that its guidelines “are not intended to substitute federally
determined land uses for those determined to be appropriate by
local authorities in response to locally determined needs and
values in achieving noise compatible land uses.” 49 Fed. Reg.
49,260, 49,275 (Dec. 18, 1984).
The FAA cited two reasons why the Airport Authority’s
selection of DNL 60 dB as the maximum acceptable noise level
was unreasonable: (1) local ordinances did not “unequivocally
prohibit” development in areas subjected to noise levels of DNL
60 dB or higher; and (2) the area presently subjected to DNL 60
dB was not “uniquely quiet.”
As to the first, the FAA found that the City of Naples did
not really believe that DNL 60 dB exposed residents to a
significant noise level because it had not completely banned
development in the DNL 60 dB contour. (The evidence showed,
however, that neither the city nor the county had approved any
residential development in that area after the Airport Authority
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completed the study of sound levels. Amici Brief of City of
Naples and Collier County at 14.) If the city did not believe that
DNL 60 dB was a “significant noise threshold,” the FAA
reasoned, then the Airport Authority failed to demonstrate that
“a land use compatibility problem exists in the DNL 60 dB”
area. Without explaining how a local government could
demonstrate the existence of a land use compatibility problem,
the FAA stated that the City of Naples had merely adopted the
DNL 60 dB level as a prophylactic against airport expansion and
land use in the DNL 65 dB area. But there is no evidence --
aside from speculation by an FAA employee -- to support the
FAA’s conclusion about the city’s motives. The record shows
that during these proceedings the City of Naples did adopt an
ordinance forbidding all noise in excess of DNL 60 dB,
including music and construction equipment; that the area is a
retirement community; that the area is one of outdoor living; and
that aircraft noise is the leading cause of noise complaints. This
evidence, much of which the FAA never addressed, all supports
the conclusion that DNL 60 dB level is considered a significant
noise threshold in the City of Naples.
There is also substantial evidence, including sound
measurement data from the Airport Authority study, that Naples
is a quiet community. The FAA concluded that the area is not
“uniquely quiet,” but it did not define what it meant by
“uniquely.” The FAA provided no data to contradict the study
data. It did not perform any sound analysis. And it did not
otherwise collect information on the subject. The FAA’s
Director of Airport Safety and Standards “inferred” from the
fact that some residents lived in multi-family dwellings near
multi-lane roads that the area was not “uniquely quiet,” and the
FAA’s final decision simply stated that this “inference” was
“reasonable.” No mention of the sound measurement data was
made.
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The amici brief of the City of Naples and Collier County
forcefully summarizes the state of the record. “Even if it had
defined the term ‘uniquely quiet’, the FAA did not cite any
factual support for its finding that [Naples is] not a ‘uniquely
quiet’ community. The FAA did not visit the area as part of its
investigation, did not perform any analysis of the local
soundscape, did not contact any residents or local officials to
obtain any information on this subject, and did not cross-
examine the principal author of the Part 161 Study on this
subject. Instead, the FAA Associate Administrator relied on the
anecdotal information that there was some noise in the area --
largely the typical suburban noise associated with streets and
shops -- in an attempt to establish that ambient noise levels must
have been high. Moreover, the Associate Administrator ignored
the Airport Authority Executive Director’s actual testimony,
wherein he explained that the existence of multi-family housing,
streets and shops did not negate the quiet nature of the
community.
“From this and other evidence, the Associate Administrator
should have concluded that [the Naples] community revolves
around this particular environment, that [its] economy is based
almost entirely on the climate and amenities offered by [its]
outdoor environment, and that [its] residents and visitors have
an expectation of quiet throughout virtually the entire
community. There was absolutely no basis for the Associate
Administrator to conclude that the sound environment in this
community does not support the Airport Authority’s decision to
ban Stage 2 aircraft.” Amici Brief of City of Naples and Collier
County at 19-20.
The Airport Authority and the City of Naples introduced
ample evidence -- much of which went unrebutted --
demonstrating that the Stage 2 ban was justified. Because the
FAA’s conclusion to the contrary is not supported by substantial
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evidence, the petition for review is granted, the FAA’s order is
vacated, and the case is remanded to the FAA.
So ordered.