NOTE: Pursuant to Fed. Cir. R. 47.6, this disposition
is not citable as precedent. It is a public record.
United States Court of Appeals for the Federal Circuit
05-3337
CHARLES D. GRIFFIN,
Petitioner,
v.
MERIT SYSTEMS PROTECTION BOARD,
Respondent.
___________________________
DECIDED: January 18, 2006
___________________________
Before RADER, SCHALL, and PROST, Circuit Judges.
RADER, Circuit Judge.
The Merit Systems Protection Board (the Board) dismissed Charles D. Griffin’s
petition for review (Petition) of an initial decision as untimely filed. Because the Board
did not consider the actual filing delay when it determined that Mr. Griffin failed to
establish good cause for his delay, this court vacates the Board’s dismissal.
BACKGROUND
The Department of Defense removed Mr. Griffin from his position as a Financial
Clerk. He filed a timely appeal challenging his removal with the Board’s Atlanta
Regional Office. After conducting a hearing, the Board affirmed the Department’s
removal decision on September 14, 2004. Griffin v. Dept. of Defense, No. AT-0752-04-
0574-I-1 (MSPB Sept. 14, 2004) (Initial Decision). That Initial Decision concluded with
the following “NOTICE TO APPELLANT”:
This initial decision will become final on October 19,
2004, unless a petition for review is filed by that date or the
Board reopens the case on its own motion. This is an
important date because it is usually the last day on which
you can file a petition for review with the Board. However, if
this initial decision is received by you more than 5 days after
the date of issuance, you may file a petition for review within
30 days after the date you actually receive the initial
decision.
Initial Decision, slip op. at 16. Mr. Griffin filed his Petition challenging that decision on
November 19, 2004. In response to his Petition, the Board issued a Notice to Mr. Griffin
stating:
Your petition is untimely filed because it was not postmarked
or received in this office on or before October 19, 2004. The
Board’s regulations (C.F.R. 1201.114(f)) require that an
untimely petition for review must be accompanied by a
motion for waiver of the time limit.
Respondent’s Informal Brief, RA-36 (the Notice). The Notice further explained that Mr.
Griffin’s Petition would be dismissed absent a showing of “good cause for [his] late
filing.” Id. Mr. Griffin timely responded to that Notice, stating:
I thought November 19, 2004 was the deadline to have my
petition postmarked . . . .
Unfortunately, I failed to realize that because of our recovery
from Hurricane Ivan, U.S. Postal Service operations have
been greatly altered. I have been informed that most phases
of their operation are still in extreme backlog/catch-up
phase.
Id. at RA 32 (Response).
The Board found Mr. Griffin’s Response unpersuasive and dismissed his Petition
because “a general claim of a natural disaster does not demonstrate good cause to
excuse an untimely filed [petition for review],” and because “his miscalculation of the
05-3337 2
number of days in which to file a [petition for review] also does not constitute good
cause for the filing delay.” Griffin v. Dept. of Defense, No. AT-0752-04-0574-I-1 slip op.
at 3 (MSPB July 22, 2005) (Dismissal Order). Mr. Griffin timely appeals from that
dismissal.
DISCUSSION
This court possesses limited authority to review a Board decision. The Board’s
decision must be affirmed unless it is: (1) arbitrary, capricious, an abuse of discretion,
or otherwise not in accordance with the law; (2) obtained without procedures required
by law, rule, or regulation having been followed; or (3) unsupported by substantial
evidence. 5 U.S.C. § 7703(c) (2000); see Briggs v. Merit Sys. Prot. Bd., 331 F.3d 1307,
1311 (Fed. Cir. 2003). On appeal, this court examines whether the Board appropriately
denied Mr. Griffin’s petition as untimely. See Wallace v. Merit Sys. Prot. Bd., 728 F.2d
1456, 1459 (Fed. Cir. 1984) (“The sole issue is the correctness of the MSPB decision
holding the appeal to the board was untimely, which in no way involves the merits.”).
While appearing to present a straightforward timeline coupled with well-
established filing deadlines, this appeal also evinces an apparent communication failure
between the parties. The Board begins its analysis with the assumption that Mr.
Griffin’s petition was due by October 19, 2004. The Board then focuses its inquiry on
Mr. Griffin’s showing of good cause for a one-month delay in filing his Petition. The
Board dismisses as insufficient Mr. Griffin’s statements that he thought the filing
deadline was November 19, 2004, and that Hurricane Ivan affected the United States
Postal Service. See Dismissal Order, slip op. at 3.
05-3337 3
Mr. Griffin’s Response, although not perfectly clear, suggests that he believes his
Petition was timely filed. He attached to his Response evidence of the November 19,
2004 filing date of his Petition. See Respondent’s Informal Brief at RA 34 (suggesting
that he continued to believe that the November 19, 2004 date was critical). This court
finds some reason to credit Mr. Griffin’s position.
Contrary to repeated statements by the Board, October 19, 2004 was not
necessarily the deadline for Mr. Griffin’s Petition. 5 U.S.C. § 7701(e)(1)(A) is the
statutory basis for the filing deadline in this case. That section explains that a Board
decision will become final unless:
a party to the appeal or the Director petitions the Board for
review within 30 days after the receipt of the decision.
5 U.S.C. § 7701(e)(1)(A) (2000). In its implementation of the statutory time period, the
Board assumes that a decision will generally reach its destination within five days of
issuance, and requires a petitioner to establish any delay beyond that five day period.
Thus, the Board’s rule states:
Any petition for review must be filed within 35 days after the
date of issuance of the initial decision or, if the petitioner
shows that the initial decision was received more than 5
days after the date of issuance, within 30 days after the date
the petitioner received the initial decision.
5 C.F.R. § 1201.114(d) (2005) (emphasis added). The Board’s rule differs from the
statutory time period. The statute requires any petition for review to be filed within thirty
days of receipt of the decision; the implementing regulation adds a requirement that the
petitioner establish any delay in receipt of the decision that exceeds five days.
05-3337 4
Unfortunately, when the Board instructed Mr. Griffin about his appeal rights, the time
period the Board set forth was not consistent with either the statute or the rule.
The Board’s Initial Decision explained to Mr. Griffin: “if this initial decision is
received by you more than 5 days after the date of issuance, you may file a petition for
review within 30 days after the date you actually receive the initial decision.” Initial
Decision, slip op. at 16. That instruction informs a petitioner that any filing within thirty
days of receipt of the decision is timely. In other words, the appeal instructions provided
in the Initial Decision do not explain that a petition for review filed more than thirty-five
days after the date of the Initial Decision must include a showing regarding the date of
receipt of the Initial Decision, a requirement of 5 C.F.R. § 1201.114(d). Thus, while the
instructions in the Initial Decision may have been “straightforward,” as characterized by
the Board, Dismissal Order, slip op. at 3, they were not complete. To the extent the
Board relied on language in the Initial Decision that purportedly put Mr. Griffin on notice
of the particular timing requirements for filing his Petition, it erred because that language
was not complete. See Waldau v. Merit Sys. Prot. Bd., 19 F.3d 1395, 1403 (Fed. Cir.
1994) (“[T]he government must unambiguously and clearly give notice of that which it
requires of a litigant”) (citing Burgess v. Merit Sys. Prot. Bd., 758 F.2d 641, 643-44 (Fed.
Cir. 1985).
These shortcomings of the Board’s language in its Initial Decision are not
necessarily the cause of Mr. Griffin’s apparently late filing, though it is doubtful that a
thirty-day period can be clearly explained by reference to five, thirty, and thirty-five-day
periods. Nonetheless the Board’s incomplete explanation deprived Mr. Griffin of the
opportunity to explain a critical fact, namely, the date he received the Initial Decision.
05-3337 5
Because Mr. Griffin did not include that information, the Board and Mr. Griffin do not
address the critical issues about the timeliness of his filing.
From the point of view of the petitioner in this situation, he may think he has
complied with the instructions in the Initial Decision. Thus, the petitioner expressed
confusion when the Board responded with a demand for an explanation for his late
filing. From that viewpoint, Mr. Griffin’s response, i.e. providing proof of his November
19, 2004 filing and a statement regarding weather-related postal delays, makes sense.
But from the vantage point of the Board, waiting for an explanation of a one-month
delay, such a response is logically insufficient.
This appeal actually presents three critical time periods: (1) the period between
September 14, 2004, i.e. when the Initial Decision was issued, and the date on which
Mr. Griffin received that decision; (2) the thirty-day period following receipt of the Initial
decision, i.e., the statutory period for filing a petition for review; and (3) the delay period
extending beyond the close of the period for filing a petition for review, i.e., the period
for which Mr. Griffin must show good cause for delay. Because the Board did not
consider Hurricane Ivan’s effect on mail delivery and its potential to have delayed
receipt of the Initial Decision beyond the assumed five days provided by the Board’s
rule, it erred in its calculation of the delay period for which Mr. Griffin was required to
show good cause. In a submission to this court dated December 19, 2005, Mr. Griffin
asserts that he did not receive the Initial Decision until “approximately October 14,
2004.” He also asserts that Hurricane Ivan struck the Pensacola region on
September 16, 2004, two days after the Initial Decision was issued. Mr. Griffin
apparently did not mention those two specific dates earlier. Moreover the record does
05-3337 6
not show that the Board ever suggested the relevance of those dates. In other words,
the Board did not inform Mr. Griffin that he needed to establish that he received the
Initial Decision more than five days after it was issued. Therefore, Mr. Griffin did not
present the relevant information sooner.
As the Board indicated in its Dismissal Order, one factor relevant to the waiver of
a filing deadline is “the length of delay.” Dismissal Order, slip op. at 2; see also Walls v.
Merit Sys. Prot. Bd., 29 F.3d 1578, 1582 (Fed. Cir. 1994). The Board incorporated the
length of delay into its decision: “the appellant has not stated with any specificity how
Hurricane Ivan caused him to file his petition 1-month late.” These statements disclose
the errors in communication and analysis of the time periods. Mr. Griffin’s argument
seems to be that Hurricane Ivan caused a delay in his receiving the Initial Decision. To
the extent that Mr. Griffin is correct, his filing delay was less than one month. In fact, if
his October 14th date is accurate, the delay was five days.
This court declines to make any factual determinations, but hopes this
explanation permits a proper analysis on remand. When the Board properly ascertains
the date of receipt of the Initial Decision, then its later reasoning will not be infected with
improper assumptions about the length or nature of any delays.
Because the Board erred in considering whether there was good cause for Mr.
Griffin’s delay without first determining the length of that delay, this court vacates the
Board’s dismissal of Mr. Griffin’s Petition. On remand the Board may give Mr. Griffin an
additional opportunity to make a showing regarding: (1) the date of his receipt of the
Initial Decision; and (2) his reasons for delay in filing his Petition more than thirty days
after his receipt of the Initial Decision.
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