FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT April 25, 2014
Elisabeth A. Shumaker
Clerk of Court
MOZELLA M. DYER,
Plaintiff-Appellant,
v. No. 13-3190
(D.C. No. 2:12-CV-02081-JTM)
CYNTHIA LANE, individually and in her (D. Kan.)
official capacity as Superintendent; USD
500; BARBARA KIRKEGAARD,
individually and in her official capacity as
Lead Human Resources Director; KELLI
MATHER, individually and in her official
capacity as Chief Financial Officer,
Defendants – Appellees
and
JILL SHACKLEFORD, individually and
in her official capacity as former
Superintendent; JAYSON
STRICKLAND, individually and in his
official capacity as Assistant
Superintendent; EDWIN HUDSON,
individually and in his official capacity
as Chief Human Resources Officer;
DAVID SMITH, individually and in his
official capacity as Chief of Staff;
SHERRY SAMPLES, individually and in
her official capacity as Human Resources
Director, USD 500; STEVE VAUGHN,
individually and in his official capacity
as Human Resources Director, USD 500;
JOHN D. RIOS, individually and in his
official capacity as former Assistant
Superintendent, USD 500; JOHN LEE,
individually and in his official capacity
as Finance, Payroll & Human Resources
Manager; MARCELLA CLAY; JOE
FIVES, individually and in his official
capacity as Director of Technology and
Information; and KELLI MATHER,
individually and in her official capacity
as Chief Financial Officer
Defendants.
ORDER AND JUDGMENT*
Before HOLMES, ANDERSON, and BALDOCK, Circuit Judges.
Plaintiff Mozella Dyer appeals from the district court’s grant of summary
judgment in favor of her employer, the Kansas City Unified School District No. 500
(KCUSD), and two of its administrators, on her discrimination and breach-of-implied
contract claims.1 Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
BACKGROUND
The district court’s order thoroughly sets out the factual background in its
detailed thirty-five page decision. Thus, we only summarize the salient facts.
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
1
Ms. Dyer’s complaint also named other defendants and asserted additional
claims, but she does not appeal the district court’s dismissal of those claims or
defendants.
-2-
Ms. Dyer was employed by KCUSD, where her responsibilities included the training,
assignment and discipline of substitute teachers. In 2008, Ms. Dyer approved her
husband, Armand Dyer, as a KCUSD substitute teacher. School administrators sent
numerous performance complaints about Mr. Dyer to Ms. Dyer. These included
complaints that Mr. Dyer failed to show up; was tardy; used profanity and
inappropriate language; failed to accompany children to recess or be in the classroom
when they returned; used inappropriate discipline; and failed to supervise students or
control his classes. Four school principals requested that Mr. Dyer never again be
assigned to their school. It is undisputed that Ms. Dyer received these complaints;
directly supervised her husband as a substitute teacher; did not investigate or tell her
supervisors about the complaints; and did not tell her husband about the complaints
or otherwise counsel or discipline him. It is also undisputed that Ms. Dyer took
disciplinary actions against other substitute teachers, including terminating their
eligibility for assignments.
In August 2011, two employees supervised by Ms. Dyer informed the head of
KCUSD Human Resources Department about Ms. Dyer’s failure to address
Mr. Dyer’s performance complaints. Ms. Dyer’s direct supervisor, Lead Human
Resources Director, Barbara Kirkegaard, was directed to investigate. Her
investigation confirmed the unchecked performance complaints and uncovered
evidence that Ms. Dyer had improperly pre-arranged substitute teaching assignments
for her husband. KCUSD policy requires substitute teachers be randomly assigned
-3-
by a computer program, referred to as the SubFinder system. Ms. Kirkegaard’s
initial report concluded that Ms. Dyer had abused her authority by accessing the
SubFinder system to pre-arrange teaching assignments for her husband and failing
to address his performance complaints. She was asked to further investigate the
pre-arranged assignments. She concluded that Ms. Dyer inappropriately pre-arranged
her husband’s assignments thirty times, which prevented other substitute teachers
from getting assignments on three occasions. She also concluded that Ms. Dyer’s
improper use of the SubFinder system breached the trust KCUSD had placed in her
when it allowed her access to the computer, which includes confidential and personal
information about KCUSD employees.
Ms. Kirkegaard’s final report recommended Ms. Dyer be terminated because
she demonstrated gross misconduct and neglect of duty in failing to address the many
complaints about her husband, which showed a lack of concern for students; abused
her power to give her husband preferential pre-arranged assignments for economic
gain; and committed a serious breach of trust by inappropriately accessing KCUSD’s
computer system in order to make the improper pre-arranged assignments. KCUSD
Superintendent, Cynthia Lane, concurred and recommended to the KCUSD School
Board that Ms. Dyer be terminated. KCUSD terminated Ms. Dyer’s employment,
affording her both pre- and post-termination due process.
Ms. Dyer then filed a complaint alleging KCUSD discriminated against her
because of her race—African American—in violation of Title VII of the Civil Rights
-4-
Act, 42 U.S.C. § 2000e et seq., and breached an implied-in-fact employment contract,
and that Ms. Lane and Ms. Kirkegaard racially discriminated against her in violation
of 42 U.S.C. § 1981. See Crowe v. ADT Sec. Servs., Inc., 649 F.3d 1189, 1194
(10th Cir. 2011) (holding that the standards for proving a discrimination claim under
Title VII and under § 1981 are the same). The district court granted summary
judgment in favor of the defendants.
We review de novo the district court’s grant of summary judgment. Orr v.
City of Albuquerque, 417 F.3d 1144, 1148 (10th Cir. 2005). A party is entitled to
summary judgment if it demonstrates through pleadings, depositions, answers to
interrogatories, admissions on file, or affidavits, that there is no genuine issue as to
any material fact. Fed. R. Civ. P. 56(c).
DISCRIMINATION CLAIMS
To prove a circumstantial-evidence discrimination claim under Title VII or
§ 1981, Ms. Dyer must establish a prima facie case of discrimination by
demonstrating “(1) [she] was a member of a protected class; (2) [she] was qualified
and satisfactorily performing [her] job; and (3) [she] was terminated under
circumstances giving rise to an inference of discrimination.” Salguero v. City of
Clovis, 366 F.3d 1168, 1175 (10th Cir. 2004). If established, the burden then shifts
to the defendant to provide a legitimate, non-discriminatory reason for the
termination. Id. If the defendant does so, the burden shifts back to the plaintiff
-5-
to provide evidence that the defendant’s proffered reasons are pretext for
discrimination. Id.
The district court ruled Ms. Dyer failed to make out a prima facie case of
discrimination because she failed to show that any similarly-situated non-African
American school employee was treated differently from her. It further ruled that
even if Ms. Dyer had made out a prima facie case of discrimination, the defendants
established legitimate, non-discriminatory reasons for terminating Ms. Dyer, who
failed to present evidence showing that the defendants’ actions were a pretext for
discrimination.
On appeal, Ms. Dyer argues the district court erred in ruling she did not
establish a prima facie case of discrimination or present evidence of pretext sufficient
to withstand summary judgment. We need only address her pretext arguments to
affirm the district court’s judgment.
Pretext can be shown by such weaknesses, implausibilities,
inconsistencies, incoherencies, or contradictions in the employer’s
proffered legitimate reasons for its action that a reasonable factfinder
could rationally find them unworthy of credence and hence infer that the
employer did not act for the asserted non-discriminatory reasons. In
determining whether the proffered reason for a decision was pretextual,
we examine the facts as they appear to the person making the decision,
not the plaintiff’s subjective evaluation of the situation. Thus, the
relevant inquiry is not whether the employer’s proffered reasons were
wise, fair or correct, but whether it honestly believed those reasons and
acted in good faith upon those beliefs.
Lobato v. N.M. Env’t Dep’t, 733 F.3d 1283, 1289 (10th Cir. 2013) (internal quotation
marks, brackets and citations omitted).
-6-
As evidence of pretext, Ms. Dyer first cites the defendants’ failure to give her
a written warning or suspension before terminating her, which she claims violates
KCUSD’s progressive discipline policy. A plaintiff may show pretext by evidence
that the employer acted contrary to a written or unwritten policy or company practice
when making the adverse employment decision. Kendrick v. Penske Transp. Servs.,
Inc., 220 F.3d 1220, 1230 (10th Cir. 2000). It is undisputed that KCUSD has a
progressive discipline policy, but Ms. Dyer did not dispute KCUSD’s evidence that
application of this policy is determined on an individual basis, is generally used only
when KCUSD concludes the issue can be remediated, and generally is not used if the
issue put a student’s safety or welfare at risk or involved a breach of trust. 2 KCUSD
presented evidence that Ms. Dyer’s failure to address her husband’s performance
issues put students’ welfare at risk and that her inappropriate use of its computer
program was a breach of trust. Ms. Dyer fails to show that KCUSD did not follow its
policy in her case or that its explanation for its decision to terminate her without a
warning or suspension is “unworthy of belief.” Id. 220 F.3d at 1230.
Next, Ms. Dyer cites evidence that she claims shows that three non-African
American employees were treated more favorably than her because they were
suspended or reprimanded for misconduct, not terminated. See id., 220 F.3d at 1232
(holding a plaintiff may show pretext “by providing evidence that he was treated
2
KCUSD admits that it has an unwritten progressive discipline policy.
Ms. Dyer’s only evidence of a written policy is three incomplete, apparently
unrelated, pages containing snippets of a progressive policy.
-7-
differently from other similarly-situated, nonprotected employees who violated work
rules of comparable seriousness”). Ms. Dyer has the burden to show other employees
were similarly situated. Riggs v. AirTran Airways, Inc., 497 F.3d 1108, 1121 n.4
(10th Cir. 2007). She presented evidence that a KCUSD high school principal and
assistant principal were given written reprimands for inadequate accounting controls
and fiscal practices, such as paying for items from the wrong account and failing to
ensure accuracy and accountability. She argues their misconduct is comparable to
hers because it involved fiscal misconduct. But there is no evidence that these two
employees’ actions put students’ safety or welfare at risk, that they breached any
position of trust, or that they or their family members personally benefited from their
fiscal mismanagement.
Ms. Dyer also presented evidence that a third employee, an assistant
superintendent, was suspended for creating an environment in which teachers were
fearful of expressing opinions, for focusing on increasing test scores regardless of
students’ well-being, and having favorite employees. Ms. Dyer argues his
misconduct is comparable to hers because both involved concerns about student
welfare. But there is no evidence that this employee’s emphasis on testing showed as
serious a lack of concern for students’ welfare as Ms. Dyer’s. Ms. Dyer continued to
give her husband teaching assignments despite numerous, specific complaints that he
was neglecting students’ welfare, complaints so serious that four administrators
banned him from their schools. Moreover, there is no evidence that this employee’s
-8-
actions breached any position of trust or that he or his family personally benefited
from his misconduct. Ms. Dyer’s evidence fails to establish pretext because she
failed to proffer evidence showing that these employees’ misconduct were of
comparable seriousness to her own misconduct. See Kendrick, 220 F.3d at 1233
(“A company must be allowed to exercise its judgment in determining how severely
it will discipline an employee for different types of conduct.”).
Finally, Ms. Dyer asserts that two statements in Ms. Kirkegaard’s report
concerning Ms. Dyer’s admissions of wrongdoing were false. Ms. Kirkegaard
reported that Ms. Dyer admitted pre-arranging thirty substitute assignments for her
husband and admitted this was preferential treatment. Ms. Dyer asserts she did not
make these admissions in her interview, and she argues Ms. Kirkegaard’s alleged
dishonesty is evidence of pretext. We disagree. Ms. Dyer disputes the number of
times she pre-arranged assignments—apparently because of how she defines the
term—but she does not deny the relevant fact in the report that she did pre-arrange
assignments for her husband, nor does she dispute that KCUSD’s policy is to
randomly assign substitute teachers. Further, notwithstanding her own beliefs or
admissions, Ms. Dyer presents no evidence that the defendants did not believe she
gave her husband preferential treatment in pre-arranging assignments for him. Her
disputes about Ms. Kirkegaard’s report do not suggest that KCUSD’s explanation for
terminating her are unworthy of belief. See id., 220 F.3d at 1231 (“[A] challenge of
pretext requires us to look at the facts as they appear to the person making the
-9-
decision to terminate.”). We agree with the district court’s conclusion that Ms. Dyer
has not shown the existence of any genuine factual dispute regarding pretext.
BREACH OF IMPLIED CONTRACT
Ms. Dyer contends she had an implied-in-fact contract with KCUSD that she
could only be terminated for just cause. KCUSD argued that, assuming for
arguments sake that was true, it was entitled to summary judgment because it is
undisputed that it did terminate her for just cause. The district court agreed with
KCUSD, ruling the uncontroverted evidence established that KCUSD had just cause
to terminate Ms. Dyer based on the evidence she abused her position of trust by
circumventing the random assignment process for the benefit of her husband and
failing to act on serious complaints about his performance.
On appeal, Ms. Dyer cites the same evidence she cited as pretext to argue there
was not just cause to terminate her, namely, that she was not given an opportunity to
remediate her misconduct, that other employees were given that opportunity, and that
she did not admit to pre-arranging assignments thirty times or giving her husband
preferential treatment. Again, Ms. Dyer only disputes the number of times she
improperly pre-arranged assignments, but it is undisputed she improperly
pre-arranged some number of teaching assignments for her husband. She disputes
the seriousness of the complaints about his performance but it is undisputed she
failed to take any action whatsoever on numerous complaints about his conduct
which were serious enough to the reporting schools to request Mr. Dyer never again
- 10 -
be assigned to their schools. Ms. Dyer’s disputes do not create a genuine issue of
material fact as to whether KCUSD had just cause to terminate her employment,
because it is undisputed that she abused her authority and breached her position of
trust. The district court did not err in granting summary judgment in favor of
KCUSD on Ms. Dyer’s breach-of-implied contract claim.
The judgment of the district court is affirmed.
Entered for the Court
Stephen H. Anderson
Circuit Judge
- 11 -