Illinois Official Reports
Appellate Court
People v. Dodds, 2014 IL App (1st) 122268
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption PAUL DODDS, Defendant-Appellant.
District & No. First District, Fourth Division
Docket No. 1-12-2268
Filed February 27, 2014
Held Defendant’s guilty plea to one count of possession of child
(Note: This syllabus pornography and sentence to 18 months’ probation were vacated and
constitutes no part of the the cause was remanded for further proceedings based on the
opinion of the court but ineffective assistance of his counsel, who incorrectly advised
has been prepared by the defendant that he would only have to register as a sex offender for 10
Reporter of Decisions years, since defendant established that he would have gone to trial if
for the convenience of he had been properly advised and he alleged in his petition under
the reader.) section 2-1401 of the Code of Civil Procedure that he would have
raised the affirmative defense that he did not know the victim was
under the age of 18; therefore, his plea was involuntary.
Decision Under Appeal from the Circuit Court of Cook County, No. 01-CR-02556; the
Review Hon. Carol A. Kipperman, Judge, presiding.
Judgment Judgment vacated; reversed and remanded with instructions.
Counsel on Damon M. Cheronis and Ian M. Barney, both of Law Office of Damon
Appeal M. Cheronis, of Chicago, for appellant.
Anita M. Alvarez, State’s Attorney, of Chicago (Alan J. Spellberg,
Matthew Connors, and Anthony M. O’Brien, Assistant State’s
Attorneys, of counsel), for the People.
Panel JUSTICE FITZGERALD SMITH delivered the judgment of the court,
with opinion.
Justices Lavin and Epstein concurred in the judgment and opinion.
OPINION
¶1 This is an appeal from the circuit court’s order dismissing a petition to vacate judgment
filed by the defendant, Paul Dodds, pursuant to section 2-1401 of the Illinois Code of Civil
Procedure (Code) (735 ILCS 5/2-1401 (West 2000)). The defendant, who was charged with
four counts of possession of child pornography (720 ILCS 5/11-20.1(a)(1) (West 2000)),
pleaded guilty to one count in exchange for a sentence of 18 months’ probation and the
requirement that he register as a sex offender for a period of 10 years. Apparently, at the time
of sentencing, defense counsel, the State and the trial judge all mistakenly believed that the
defendant was required to register only for 10 years, rather than natural life, as required by
Illinois Sex Offender Registration Act (SORA) (730 ILCS 150/7 (West 2000)). 1 After the 10
years expired, the defendant was informed that he would have to register as a sex offender
for natural life. The defendant then filed a section 2-1401 petition (735 ILCS 5/2-1401 (West
2000)) seeking to vacate his conviction and sentence. The defendant argued that: (1) his
sentence was void because the trial court lacked the authority to impose a sentence not
permitted by law; and (2) his guilty plea was involuntary because: (a) his counsel was
ineffective and (b) the State breached its promise that the defendant be required to register
only for 10 years, rather than natural life, thereby depriving the defendant of due process of
law. The State filed and the circuit court granted a motion to dismiss the defendant’s petition
pursuant to sections 2-615 and 2-619 of the Code (735 ILCS 5/2-615, 2-619 (West 2000)).
The defendant now appeals that dismissal and asks this court to vacate his conviction and
sentence. For the reasons that follow, we agree with the defendant, vacate his conviction and
sentence and remand to the trial court with instructions.
1
Under the SORA, anyone convicted of possession of child pornography is qualified as a “sexual
predator” (730 ILCS 150/2(E)(1) (West 2000)), and must register for natural life (730 ILCS 150/7
(West 2000)).
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¶2 I. BACKGROUND
¶3 The record before us is sparse and incomplete, revealing only the following facts and
procedural history. 2 In January 2001, the defendant was arrested and charged with four
counts of possession of child pornography under section 11-20.1(a)(1) of the Criminal Code
of 1961 (Criminal Code) (720 ILCS 5/11-20.1(a)(1) (West 2000)). 3
¶4 On June 19, 2001, the defendant filed a motion to suppress evidence, arguing that the
seizure of his business and residence computers was illegal because it was made under
duress. The defendant alleged that on January 2, 2001, at approximately 4 p.m., he received a
telephone call from the Westchester police department, informing him that there had been a
break-in at his business–Vector Marketing, in Westmont. When the defendant arrived at the
scene, he was met with five or six police officers who told him that there had been no
break-in and that instead they were there to speak to him about an Internet AOL account
registered to his business and allegations made that he was involved in child pornography.
According to the defendant’s motion to suppress, the officers had no search warrant and no
exigent circumstances existed that would have justified their search of the premises without
one. Instead, according to the motion to suppress, the officers coerced the defendant into
signing a consent form to search. The defendant alleged that the officers threatened to tell his
fiancée and his employees on the premises about the child pornography accusations if he did
not sign the consent form. They told the defendant that if he wanted to “keep this private” he
would sign the consent form. They also refused to permit the defendant to telephone his
fiancée unless he signed the form. According to the motion to suppress, the defendant signed
the form under duress. The motion, therefore, sought the suppression of all evidence obtained
2
We note that we are without the common law record from the original proceedings before the
circuit court, wherein the defendant pleaded guilty to one count of child pornography. Despite our
requests to both parties to provide us with this record (in particular, all written documents leading to the
defendant’s underlying arrest, any inculpatory statements the defendant may have made to police, and
any documents related to the Rule 402 (Ill. S. Ct. R. 402 (eff. July 1, 1997)) plea conference, and their
attempts to oblige, due to the 10-year time lapse between those original proceedings and the cause
before us, neither the State nor the defendant has been able to locate the record. We therefore proceed
based solely upon the record that is before us and those facts that are undisputed by that limited record.
3
Specifically, the defendant was charged with committing the offense of child pornography in that
he filmed, videotaped, photographed or otherwise depicted or portrayed by means of any similar visual
medium or reproduction a child, John Doe, whom he knew or reasonably should have known to be
under the age of 18: (1) actually or by simulation engaged in any act of sexual intercourse with another
person (720 ILCS 5/11-20.1(a)(1)(i) (West 2000)); (2) actually or by simulation engaged in any act of
sexual conduct involving the sex organs of the child and the mouth, anus or sex organs of another
person (720 ILCS 5/11-20.1(a)(1)(ii) (West 2000)); and (3) depicted or portrayed in any pose, posture
or setting involving a lewd exhibition of the unclothed genitals, pubic area, buttocks or partially
developed breast.
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as a result of that consent form, namely, the defendant’s business and residence computers,
as well as any other information obtained as a result of that evidence. 4
¶5 The record before us further reveals that on July 20, 2001, the defendant appeared in
court with his counsel, withdrew his motion to suppress and instead entered a negotiated
guilty plea. The transcript of the plea hearing, which is before this court as an exhibit to
another pleading, reveals that the State and the defendant agreed that the defendant would
plead guilty to one count of child pornography in violation of section 11-20.1(a)(1)(i) of the
Criminal Code (720 ILCS 5/11-20.1(a)(1)(i) (West 2000)) 5 in exchange for a sentence of 18
months’ probation. The transcript of the plea hearing, however, does not disclose the
specifics of the factual basis for the defendant’s guilty plea. Rather, in that regard, the
transcript reveals only the following colloquy between the assistant State’s Attorney (ASA)
and defense counsel:
“MR. KRUEGER [ASA]: Judge, I spoke to counsel, and he agreed that if the
State were to produce evidence, that being witnesses, police officers, state’s
attorneys, and physical evidence in the case, the State would prove this case beyond a
reasonable doubt; and it’s in the court’s jurisdiction to sentence the defendant.
MR. PIES [Defense counsel]: And I have so stipulated to that, Judge.”
¶6 The transcript further establishes that after the plea was entered, the court asked the
prosecutor whether as a result of the crime he was pleading guilty to the defendant would be
required to register as a sex offender. In response, the ASA stated that the defendant was
obligated to register as a sex offender, and that he had to sign the Illinois Sex Offender
Registration Act Notification Form (hereinafter, the SORA notification form), in order to
acknowledge his duty to register. In response, defense counsel indicated that he had already
“gone through this with his client” and that he had explained the SORA notification form to
him. According to defense counsel, the defendant had “fully read and understood it.” The
SORA notification form is part of the record before us and contains the signatures of both the
defendant and the ASA. That form explicitly states that the defendant must register as a sex
offender only for “10 years from conviction or release date.” The form nowhere speaks about
mandatory registration for life.
4
In that respect we note that in its brief, the State references a handwritten confession by the
defendant. The record before us, however, does not contain either that confession or any evidence that
would establish that such a confession was made in the underlying proceedings. On appeal, the
defendant nowhere acknowledges that he made, handwrote or signed a confession. As noted above, we
continue to be without the common law record of the initial proceedings, despite requests to both of the
parties to provide us with such. For the reasons already articulated above, we will proceed based only
on those facts that are undisputed and that are before us in the record.
5
That count specifically alleged that the defendant had committed the offense of child pornography
in that he filmed, videotaped, photographed or otherwise depicted or portrayed by means of any similar
visual medium or reproduction a child, John Doe, whom he knew or reasonably should have known to
be under the age of 18, actually or by simulation engaged in any act of sexual intercourse with another
person.
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¶7 The record further reveals that shortly after the plea hearing, the defendant was informed
by his probation officer that he would have to register as a sex offender for life, instead of for
10 years. As a result, on August 20, 2001, the defendant, through his plea counsel, filed a
motion for clarification of his sentence. In that motion, the defendant asserted that both
pursuant to the SORA (730 ILCS 150/7 (West 2000)) and the SORA notification form,
which he and the ASA had signed, the defendant was required to register as a sex offender
only for a period of 10 years. In support of the motion, the defendant attached a copy of the
statute and the notification form. The State did not oppose this motion, and on August 31,
2001, the parties appeared before the same trial judge that had presided over the defendant’s
plea. The following relevant colloquy then occurred:
“MR. PIES [Defense counsel]: Here’s a copy for you, your Honor, of the Illinois
Sex Offender Registration Act, which, in the middle ‘duties to register,’ [states] you
are subject to register for 10 years from the date. And that is the agreement between
the State and my client.
THE COURT: Well, that’s what he’s required to do. Not for life. You’re saying
that probation is saying he has to register for life? He doesn’t. It’s 10 years.
MR. PIES: Right.
THE COURT: That’s fine. So, that takes care of that.
MR. PIES: Your Honor, I do not know that she’s going to put in her reports, or
this or that. So, if the Court is definitively stating yes, he reports for 10 years as
opposed [to] for life, I don’t want her marking down in her reports that he has to
report for life and have it transferred to Du Page, or have them say he has to report for
life and then years down the road we come back and God knows this case is so old we
can’t find it.
THE COURT: He has to report as filed by law. The law is a 10 year period.
That’s it.
MR. PIES: There’s no dispute on that, your Honor. The only reason for this is to
clarify the contradictory information given by the probation officer.
THE COURT: What does probation have to say? Do you know why they told him
he has to report for life?
MR. CATALANO [probation officer]: No, your Honor. Did you report here?
MR. KRUEGER [ASA]: His probation is going to be transferred in 30 days to
Du Page.
MR. CATALANO: The defendant’s probation officer would be Kathy George,
your Honor. I don’t believe that she’s here today. I’m not sure. I just got here myself
about 15 minutes ago.
THE COURT: He [the defendant] has to do what he’s required to do under the
law. That’s it.
MR. CATALANO: Do you want to hold it on call and we can have the
[probation] officer here one day next week?
THE COURT: It isn’t necessary.
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MR. PIES: That’s the whole point. This is unnecessary. I just wanted it on the
record that per the State, per you, per our agreement he reports for 10 years. That’s
all. I just wanted it somewhere on the record.
THE COURT: That’s by operation of law. The probation order itself doesn’t even
say that. It doesn’t have to. He was found guilty of child pornography. He has to do
that by operation of law. And whatever the law says is what he has to do. Probation
can’t modify it.
MR. PIES: I know that, your Honor.
THE COURT: Well, I just put in on the record. That should be sufficient. Okay.”
¶8 Ten years after this hearing, in July 2011, the defendant was once again informed by the
probation department that his registration obligations had not expired and that he would have
to register as a sex offender for life. As a result, on January 12, 2012, with the aid of a new
counsel, the defendant filed a petition to vacate his plea, conviction and sentence pursuant to
section 2-1401 of the Code (735 ILCS 5/2-1401 (West 2000)). In that petition, the defendant
acknowledged that pursuant to the SORA (730 ILCS 150/7 (West 2000)) he, in fact, had to
register as a sex offender for life, because, as unbeknownst to him, his defense counsel, the
prosecutor and the trial judge, at the time of his sentencing, a conviction for possession of
child pornography qualified him as a “sexual predator” (730 ILCS 150/2(E)(1) (West 2000)),
automatically triggering mandatory lifetime registration (730 ILCS 150/7 (West 2000)).
¶9 In his petition, the defendant, nevertheless, asserted that his conviction and sentence
should be vacated because: (1) his sentence was void since the trial judge lacked the inherent
power to make or enter a sentence that was not authorized by statute; and (2) his plea was
involuntary because: (a) he was denied his constitutional right to effective representation
when defense counsel misadvised him that if he pleaded guilty he would be required to
register as a sex offender for only 10 years; and (b) he was denied the benefit of the plea
bargain since his guilty plea was induced by false representations of defense counsel, the
State’s Attorney’s office and the trial court.
¶ 10 On April 6, 2012, the State filed a motion to dismiss the defendant’s section 2-1401
petition, arguing that: (1) the defendant failed to comply with the pleading requirements of
section 2-1401 (735 ILCS 5/2-1401 (West 2000)) by not attaching a supporting affidavit to
his petition; (2) the petition was untimely because the judgment was not void and the petition
was filed beyond the two-year limitations period articulated in section 2-1401 (735 ILCS
5/2-1401 (West 2000)); (3) the defendant’s claim that counsel was constitutionally
ineffective and his plea was involuntary were not cognizable under section 2-1401 (735 ILCS
5/2-1401 (West 2000)); and (4) the petition was statutorily insufficient because the defendant
failed to allege a meritorious defense.
¶ 11 On June 1, 2012, the defendant filed a response to the State’s motion to dismiss,
explaining that he had exercised due diligence in bringing forth his claims and that he had
failed to file his section 2-1401 petition within the statutory two-year limitations period (735
ILCS 5/2-1401 (West 2000)) only because the grounds for relief were fraudulently concealed
from him by the actions of both the ASA and the trial judge, who continued to misrepresent
the law to him with respect to his SORA registration requirement. The defendant further
argued that under these particular circumstances, where he had no standing to file a
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postconviction petition pursuant to the Illinois Post-Conviction Hearing Act (725 ILCS
5/122-1 et seq. (West 2000)), since the terms of his probation had already been satisfied, he
should be permitted to bring a claim of ineffective assistance of counsel under a section
2-1401 petition (735 ILCS 5/2-1401 (West 2000)). In addition, the defendant maintained that
had he proceeded to trial rather than a plea hearing, he would have had a meritorious defense,
namely, that he did not know that the victim was under 18 years of age, so that the State
could not have proven that he had the requisite intent for the underlying offense of child
pornography, and therefore could not have proven him guilty beyond a reasonable doubt.
¶ 12 In support of his reply, the defendant supplemented his original petition with two
affidavits. The first was an affidavit from his newly retained counsel detailing how the
defendant promptly retained his services in July 2011, immediately after he had learned that
under the SORA (730 ILCS 150/7 (West 2000)) he would have to register for natural life.
The second was the defendant’s own affidavit recounting the wrong advice he had received
from his plea counsel on the length of his SORA registration duty and his efforts to clarify
the duration of that duty. In his affidavit, the defendant also specifically asserted that he
would not have pleaded guilty had he known that he would be obligated to register as a sex
offender for life. Rather, the defendant asserted, had counsel informed him of the SORA’s
lifetime registration requirement, he would have chosen to go to trial.
¶ 13 On July 20, 2012, the trial court heard arguments on the State’s motion to dismiss the
defendant’s section 2-1401 petition (735 ILCS 5/2-1401 (West 2000)). The same trial judge
that had presided over the defendant’s plea hearing and motion to clarify the sentence
presided over the hearing on the State’s motion to dismiss. After hearing arguments by both
parties, the trial judge dismissed the defendant’s section 2-1401 petition. In doing so, the
court ruled only on two specific issues. The trial judge first found that the judgment entered
against the defendant was not void because sex offender registration was only a collateral
consequence of the conviction and not part of the defendant’s sentence. The trial court then
rejected the defendant’s ineffective assistance of counsel claim, holding that the defendant
had failed in his burden to establish that he was prejudiced by counsel’s conduct. In
addressing the merits of the ineffective assistance of counsel claim, the trial court implicitly
found that the defendant had sufficiently explained why he filed his section 2-1401 petition
(735 ILCS 5/2-1401 (West 2000)) outside of the statutory two-year limitations period (i.e.,
that the grounds for relief were fraudulently concealed from him by the actions of the State
and the trial court, both of which persisted in misrepresenting to him that under the
negotiated plea agreement he was required to register as a sex offender for only 10 years).
The defendant now appeals.
¶ 14 II. ANALYSIS
¶ 15 On appeal the defendant makes three contentions. He first argues that his conviction and
sentence should be vacated as void, since the trial court lacked the authority to impose a
sentence (i.e., the registration requirement) that was not permitted by statute (see 730 ILCS
150/7 (West 2000)). In this respect, the defendant concedes that under prevailing Illinois and
federal precedent, sex offender registration constitutes a collateral consequence of conviction
so as to render the judgment merely voidable, rather than void. The defendant, nevertheless,
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asserts that in this particular situation, the court made the 10-year SORA registration
requirement a part of the actual sentence when it ruled on the defendant’s motion to clarify
the sentence that under the SORA the defendant was required to register as a sex offender for
only 10 years.
¶ 16 Second, on appeal the defendant asserts that his plea counsel’s affirmative misadvice as
to his sex offender registration duty amounted to ineffective assistance of counsel and
rendered his guilty plea involuntary and unknowing. In addition, the defendant contends that
he was denied the benefit of his plea agreement because his guilty plea was based upon
misrepresentations of both the ASA and the trial court. According to the defendant both the
State and the trial court persisted in improperly validating his counsel’s misadvice, thereby
depriving him of due process of law. We address each of the defendant’s contentions in turn.
¶ 17 We begin by setting forth the well-established principles regarding section 2-1401
petitions. Section 2-1401 of the Code (735 ILCS 5/2-1401 (West 2008)) provides a
comprehensive statutory procedure by which final orders, judgments, and decrees may be
vacated after 30 days from their entry. In re Dar. C., 2011 IL 111083, ¶ 104; People v.
Vincent, 226 Ill. 2d 1, 7 (2007); People v. Haynes, 192 Ill. 2d 437, 460 (2000); see also Mills
v. McDuffa, 393 Ill. App. 3d 940, 945 (2009). Although a section 2-1401 petition is usually
characterized as a civil remedy, its remedial powers extend to criminal cases. Vincent, 226
Ill. 2d at 8 (citing People v. Sanchez, 131 Ill. 2d 417, 420 (1989)).
¶ 18 “In considering a section 2-1401 petition, the court must determine whether facts exist
that were unknown to the court at the time of trial and would have prevented judgment
against the defendant.” People v. Welch, 392 Ill. App. 3d 948, 952 (2009). To be entitled to
relief under section 2-1401, a defendant must set forth specific factual allegations supporting
each of the following elements: (1) the existence of a meritorious defense or claim; (2) due
diligence in presenting this defense or claim to the circuit court in the original action; and (3)
due diligence in filing the section 2-1401 petition for relief. People v. Pinkonsly, 207 Ill. 2d
555, 566 (2003); see also Vincent, 226 Ill. 2d at 7-8 (“Relief under section 2-1401 is
predicated upon proof, by a preponderance of evidence, of a defense or claim that would
have precluded entry of the judgment in the original action and diligence in both discovering
the defense or claim and presenting the petition.”). People v. Mahaffey, 194 Ill. 2d 154, 181
(2000) (“A section 2-1401 petition for relief from a final judgment is the forum in a criminal
case in which to correct all errors of fact occurring in the prosecution of a cause, unknown to
petitioner and the court at the time judgment was entered, which, if then known, would have
prevented its rendition.”). The petition must be supported by affidavit or other appropriate
showing as to matters not of record. Vincent, 226 Ill. 2d at 6; 735 ILCS 5/2-1401(b) (West
2008).
¶ 19 In addition, a section 2-1401 petition must be filed within two years after entry of the
judgment being challenged. 735 ILCS 5/2-1401(c) (West 2008); see also Vincent, 226 Ill. 2d
at 7; People v. Pinkonsly, 207 Ill. 2d 555, 566 (2003). The two-year limitations period,
however, does not apply to petitions brought on voidness grounds. Sarkissian v. Chicago
Board of Education, 201 Ill. 2d 95, 104 (2002). Similarly, the two-year filing period will be
excused where a clear showing has been made that the person seeking relief is: (1) under
legal disability or duress or (2) the grounds for relief are fraudulently concealed. Pinkonsly,
207 Ill. 2d at 566; see also Mahaffey, 194 Ill. 2d at 181-82 (“It is well established that the
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two-year limitation period mandated by section 2-1401 must be adhered to in the absence of
a clear showing that the person seeking relief is under legal disability or duress or the
grounds for relief are fraudulently concealed.”). To make a successful showing of fraudulent
concealment, the defendant must specifically allege facts demonstrating that his opponent
affirmatively attempted to prevent the discovery of the purported grounds for relief, as well
as offer factual allegations demonstrating his good faith and reasonable diligence in trying to
uncover such matters before trial or within the limitations period. See People v. Coleman,
206 Ill. 2d 261, 290 (2002). Where, as here, a section 2-1401 petition is dismissed with
prejudice on the pleadings, the standard of review is de novo. Vincent, 226 Ill. 2d at 18.
¶ 20 We begin by addressing the defendant’s ineffective assistance of counsel claim. The
defendant asserts that his plea was not knowing or voluntary because his counsel misadvised
him that the offense to which he was pleading guilty would require him only to register as a
sex offender for 10 years.
¶ 21 Although before the circuit court the State originally challenged the defendant’s ability to
raise his ineffective assistance of counsel claim outside of the two-year statutory limitations
period articulated in section 2-1401 (735 ILCS 5/2-1401 (West 2000)), on appeal, it drops
this argument, apparently conceding that the defendant sufficiently pleaded that he failed to
raise the claim within the requisite time period because the State’s Attorney’s office and the
trial court fraudulently concealed the claim from him by repeatedly advising him that he
would only have to register as a sex offender for 10 years. On appeal, the State also does not
argue, although it did before the circuit court, that the defendant may not raise a
constitutional claim of ineffective assistance of counsel within the framework of a section
2-1401 petition (735 ILCS 5/2-1401 (West 2000)) since such claims are not based on errors
of fact but, rather, errors of law. For purposes of appeal, the State apparently concedes that
under the particular circumstances of this case, the defendant may raise his claim by way of a
section 2-1401 petition since he has already served his full probation and therefore has no
other avenue for addressing his grievances. See People v. Lawton, 212 Ill. 2d 285, 287 (2004)
(recognizing that the statutory language of section 2-1401 does not expressly limit its
application to errors of fact, and holding that a section 2-1401 petition is a viable mechanism
for bringing ineffective assistance of counsel claims where relief under the Post-Conviction
Hearing Act is unavailable).
¶ 22 Instead, on appeal, the State argues against the merits of the defendant’s ineffective
assistance of counsel claim. The State contends the defendant has failed in his burden to
establish that counsel’s misadvice as to the 10-year registration requirement prejudiced him
so as to render his plea involuntary. For the reasons that follow, we disagree with the State.
¶ 23 It is well established that claims of ineffective assistance of counsel are resolved under
the standard set forth in Strickland v. Washington, 466 U.S. 668 (1984). See People v. Lacy,
407 Ill. App. 3d 442, 456 (2011); see also People v. Colon, 225 Ill. 2d 125, 135 (2007) (citing
People v. Albanese, 104 Ill. 2d 504 (1984) (adopting Strickland)). Under the two-prong test
set forth in Strickland, a defendant must establish both: (1) that his attorney’s actions fell
below an objective standard of reasonableness; and (2) that the defendant was prejudiced by
counsel’s conduct. See Lacy, 407 Ill. App. 3d at 456; see also People v. Ward, 371 Ill. App.
3d 382, 434 (2007) (citing Strickland, 466 U.S. at 687-94).
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¶ 24 Under the first prong of Strickland, the defendant must prove that his counsel’s
performance was deficient because it fell below an objective standard of reasonableness
“ ‘under prevailing professional norms.’ ” Lacy, 407 Ill. App. 3d at 456-57 (quoting Colon,
225 Ill. 2d at 135); see also People v. Evans, 209 Ill. 2d 194, 220 (2004). Under the second
prong, the defendant must show that “but for” counsel’s deficient performance, there is a
reasonable probability that the result of the proceeding would have been different. Lacy, 407
Ill. App. 3d at 457; see also Colon, 225 Ill. 2d at 135; Evans, 209 Ill. 2d at 220. “[A]
reasonable probability that the result would have been different is a probability sufficient to
undermine confidence in the outcome–or put another way, that counsel’s deficient
performance rendered the result of [the proceedings] unreliable or fundamentally unfair.”
Evans, 209 Ill. 2d at 220.
¶ 25 In the present case, the defendant argues, and the State concedes, that plea counsel’s
misrepresentation to the defendant that under the SORA (730 ILCS 150/7 (West 2000)) he
would be obligated to register as a sex offender for only 10 years, constitutes deficient
performance. We agree with both parties and hold that under People v. Presley, 2012 IL App
(2d) 100617, and People v. Hughes, 2012 IL 112817, and because of the breadth of the
SORA (730 ILCS 150/7 (West 2000)) and the onerous nature of sex offender registration,
counsel’s performance is deficient whenever he or she fails to advise a defendant of the
appropriate SORA registration requirements in the context of a plea agreement.
¶ 26 In that respect, we begin by noting that in Presley, 2012 IL App (2d) 100617, the Second
District was faced with the same issue we are asked to address here, and strongly suggested
that plea counsel performs deficiently whenever he or she affirmatively misleads a client as
to the lifetime SORA registration requirements. Presley, 2012 IL App (2d) 100617, ¶ 29. In
that case, the defendant was charged with two counts of aggravated criminal sexual abuse.
Presley, 2012 IL App (2d) 100617, ¶ 3. The defendant pleaded guilty to one count of
aggravated sexual abuse. Presley, 2012 IL App (2d) 100617, ¶ 4. During the plea hearing the
defendant was not apprised that by pleading guilty to the aforementioned crime he would be
subject to lifetime registration as a sex offender under the SORA (730 ILCS 150/1 et seq.
(West 2006)). Presley, 2012 IL App (2d) 100617, ¶ 4. The defendant subsequently obtained
new counsel and filed a motion to withdraw his guilty plea, arguing that his plea counsel was
ineffective for failing to advise him of the sex offender registration requirements. Presley,
2012 IL App (2d) 100617, ¶ 11. In support of his motion, the defendant argued that the
United States Supreme Court decision in Padilla v. Kentucky, 559 U.S. 356 (2010), which
held that a defense counsel must inform a client whether the plea carries a risk of deportation,
had changed the law regarding whether attorneys were obligated to advise their clients about
collateral consequences of a sentence. Presley, 2012 IL App (2d) 100617, ¶ 11. The
defendant in Presley contended that analogous to Padilla, his counsel was obligated to advise
him about the collateral consequence of sex offender registration, and that his failure to do so
rendered him ineffective. Presley, 2012 IL App (2d) 100617, ¶ 11. After the circuit court
denied the defendant’s motion, he appealed. Presley, 2012 IL App (2d) 100617, ¶¶ 19-20.
¶ 27 On appeal, in Presley, the Second District held that where a defendant is affirmatively
misled by his counsel with respect to the collateral consequences of his sentence, such as sex
offender registration, counsel is deficient for purposes of a Strickland analysis. Presley, 2012
IL App (2d) 100617, ¶ 29. The court declined to determine, however, whether counsel’s
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failure to inform the defendant of such collateral consequence also constituted deficient
performance, but strongly suggested that under the United State’s Supreme Court decision in
Padilla, it would. Presley, 2012 IL App (2d) 100617, ¶¶ 31-34.
¶ 28 In coming to this conclusion, the court in Presley first noted that prior to Padilla our
courts consistently held that for a plea to be deemed voluntary and intelligent, the defendant
had to be “fully aware of the direct consequences of entering the plea,” but not also the
collateral consequences. (Internal quotation marks omitted.) Presley, 2012 IL App (2d)
100617, ¶ 27. The court explained:
“Direct consequences of a plea are those consequences affecting the defendant’s
sentence and other punishment that the trial court may impose. [Citation.] On the
other hand, a defendant’s knowledge–or lack thereof–of the collateral consequences
of a plea has no bearing on the validity of the plea. [Citation.] Collateral
consequences are effects upon the defendant that the trial court has no authority to
impose; they result from an action that might or might not be taken by an agency that
the trial court does not control. [Citation.]” Presley, 2012 IL App (2d) 100617, ¶ 27.
Accordingly, in Presley, the Second District explained that prior to Padilla, in measuring the
reasonableness of an attorney’s performance under Strickland, Illinois courts emphasized the
distinction between advising defendants of the direct consequence of a guilty plea and
advising them of consequences that arise collaterally form the plea. Presley, 2012 IL App
(2d) 100617, ¶ 28. Under these principles, lifetime registration for sex offenders under the
SORA (730 ILCS 150/7 (West 2000)) was not considered a constraint on liberty, but merely
a collateral consequence of a defendant’s conviction, and did not provide a basis for
invalidating a plea based on counsel’s failure to advise regarding registration. Presley, 2012
IL App (2d) 100617, ¶ 28.
¶ 29 However, in Presley the Second District noted that even prior to Padilla, our courts drew
a distinction between an attorney’s failure to advise regarding collateral consequences and an
attorney’s affirmative misadvice about such consequences. Presley, 2012 IL App (2d)
100617, ¶ 29 (citing People v. Correa, 108 Ill. 2d 541, 553 (1985) (holding that an attorney’s
erroneous and misleading advice to the defendant on the collateral consequences of
deportation invalidated the defendant’s guilty plea), and People v. Young, 355 Ill. App. 3d
317, 323 (2005) (noting the distinction between the passive conduct of counsel in failing to
discuss with a defendant the collateral consequences of a guilty plea and unequivocal,
erroneous, misleading representations that counsel makes in response to the defendant’s
specific inquiries)). The court in Presley, however, held that in that case, the defendant had
failed to establish that counsel had explicitly misadvised him regarding his SORA
obligations. Presley, 2012 IL App (2d) 100617, ¶ 30.
¶ 30 The Presley court next explained that Padilla recently changed the rules with respect to
counsel’s duty to advise of collateral consequences. As Presley explained:
“[T]he Supreme Court recently held in Padilla that counsel must inform his or her
client whether a plea carries a risk of deportation. [Citation.] Noting that deportation
was often considered by lower courts to be a collateral consequence, the Court
declined to apply a distinction between direct and collateral consequences in light of
the unique nature of deportation. [Citation.] Equally important, the Court refused to
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find that Strickland applied only to affirmative misadvise about whether the
defendant’s conviction would result in deportation. [Citation.] According to the
Court, there was no relevant difference between an act of commission and an act of
omission in this context. [Citation.]” Presley, 2012 IL App (2d) 100617, ¶ 31.
¶ 31 Although the Second District in Presley declined to decide that Padilla applied to all
collateral consequences, including sex offender registration, it held that if Padilla did apply
to SORA requirements, counsel would have been deficient regardless of whether he
affirmatively mislead the defendant or failed to inform him of his SORA obligations.
Presley, 2012 IL App (2d) 100617, ¶¶ 31-34.
¶ 32 Subsequent to Presley, our supreme court decided Hughes, 2012 IL 112817, affirmatively
adopting the rationale in Padilla and applying it to a counsel’s duty to advise a defendant of
the possibility of involuntary commitment pursuant to the Illinois Sexually Violent Persons
Commitment Act (SVPCA) (725 ILCS 207/9 (West 2008)). In Hughes, a defendant who
pleaded guilty to aggravated criminal sexual abuse filed a motion to vacate his plea after he
was released from prison and the State filed a petition to have him declared a sexually violent
person under the SVPCA. Hughes, 2012 IL 112817, ¶¶ 9-10. When the motion to vacate his
plea was denied, the defendant appealed, arguing, inter alia, that under the United States
Supreme Court decision in Padilla, his plea was not knowingly and voluntarily entered since
his counsel never advised him that the plea could be used as a basis for filing a petition to
have him declared a sexually violent person, subject to involuntary commitment. Hughes,
2012 IL 112817, ¶¶ 15-16. The appellate court affirmed, finding that traditionally the filing
of a sexually violent person petition was a collateral consequence of the plea and that,
therefore, the defendant had failed to establish that under Padilla counsel had a duty to
advise him regarding the possibility of involuntary commitment. Hughes, 2012 IL 112817,
¶ 16.
¶ 33 Our supreme court disagreed and held that under Padilla, a counsel’s failure to advise the
defendant of the collateral consequence, i.e., the possibility that his plea would be used as a
basis for the filing of a sexually violent person petition, rose to the level of ineffective
performance of counsel. Hughes, 2012 IL 112817, ¶¶ 43-62. 6
¶ 34 In coming to this conclusion, our supreme court first noted that prior to Padilla, most
federal and state courts, including Illinois, held that the failure to advise a client of potential
collateral consequences fell outside the gambit of the sixth amendment. Hughes, 2012 IL
112817, ¶ 45.
¶ 35 The court nevertheless recognized that courts across the country, as well as legal
scholars, have recently emphasized: (1) the growing number of cases that are resolved by the
plea process; (2) defense counsel’s related and important duties in that process; and (3) the
“potential problems inherent in a rigid categorical system of distinguishing between direct
and collateral consequence” in the sixth amendment context. Hughes, 2012 IL 112817,
¶¶ 45-47 (explaining that in reality 94% of state convictions are resolved with a guilty plea
6
We note that the court ultimately decided that under the facts of that case, the defendant had failed
to establish that counsel had failed to advise him of the potential involuntary commitment, since the
defendant answered “yes” when asked whether he had a conversation with his attorney about the
potential for such involuntary commitment. See Hughes, 2012 IL 112817, ¶ 62.
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so that “ ‘plea bargains have become so central to the administration of the criminal justice
system that defense counsel have responsibilities in the plea bargain process *** that must be
met to render the adequate assistance of counsel that the Sixth Amendment requires in the
criminal process at critical stages’ ” (quoting Missouri v. Frye, 566 U.S. ___, ___, 132 S. Ct.
1399, 1407 (2012))).
¶ 36 Our supreme court next examined Padilla. Hughes, 2012 IL 112817, ¶ 49. The court held
that because of the “unique nature of deportation,” Padilla did not have to explicitly decide
whether the distinction between collateral and direct consequences remains appropriate in the
context of constitutionally effective representation under Strickland. Hughes, 2012 IL
112817, ¶ 49. Rather, according to our supreme court, Padilla held that “even though
deportation is a civil consequence of a guilty plea, it should not be categorically eliminated
from defense counsel’s duties because it is a ‘particularly severe “penalty,” ’ ‘intimately
related to the criminal process,’ and ‘nearly an automatic result’ due to recent changes in
immigration law, which have ‘enmeshed’ the conviction with the penalty of deportation.”
Hughes, 2012 IL 112817, ¶ 49 (quoting Padilla, 559 U.S. at 365). Adopting the rationale of
Padilla, our supreme court in Hughes held that “where the [allegedly collateral] consequence
[of a sentence] is severe, certain, and sufficiently enmeshed in the criminal process the sixth
amendment right to counsel may give rise to a basis for withdrawing [a guilty] plea.”
Hughes, 2012 IL 112817, ¶ 59.
¶ 37 The court further held that under the particular circumstances of that case, the potential
for involuntary commitment under the SVPCA constituted such consequences thereby
obligating defense counsel at a minimum “to advise a defendant who pleads guilty to a
triggering offense subject to the provision of the [SVPCA] that he will be evaluated for and
may risk involuntary commitment after completing his prison term.” Hughes, 2012 IL
112817, ¶ 60. According to our supreme court, failure to advise of such consequences
constitutes deficient performance. Hughes, 2012 IL 112817, ¶ 60.
¶ 38 Applying the principles articulated in Hughes and Presley to the cause at bar, we find that
registration under the SORA (730 ILCS 150/7 (West 2000)) is a certain and mandatory
consequence of any guilty plea to a sex offense so enmeshed in the criminal process that
failure to advise about it constitutes deficient performance by counsel. Mandatory
registration under the SORA is arguably as severe as involuntary commitment or deportation,
since it has stigmatizing and far-reaching consequences into every aspect of the registrant’s
life. See, e.g., 730 ILCS 150/3 (West 2000) (requiring sex offenders to: (1) register with the
Illinois State Police within a specified period of time, providing the police with a current
photograph, address and place of employment; (2) report every change of address and
employment; and (3) notify law enforcement if leaving the jurisdiction for three or more days
and provide the itinerary for travel); see also 730 ILCS 152/115, 120 (West 2006) (requiring
the State Police to maintain a publicly accessible database of sex offender information,
including the sex offender’s address and photograph); 720 ILCS 5/11-9.3(b), 11-9.4(b-5)
(West 2006) (prohibiting sex offenders from loitering within 500 feet of a school, residing
within 500 feet of a playground “or a facility providing programs or services exclusively
directed toward persons under 18 years of age,” or loitering within 500 feet of a park when
children are present); 720 ILCS 5/11-9.3(a) (West 2006) (prohibiting sex offenders from
being present at a school or “in any conveyance owned, leased, or contracted by a school to
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transport students to or from school *** when persons under the age of 18 are present *** in
the conveyance”); see also 625 ILCS 5/6-106.1(a) (West 2006) (prohibiting sex offenders
from qualifying for a school-bus driver permit); 720 ILCS 5/11-9.4(c) (West 2006) (making
it unlawful for a child sex offender to be employed by any “facility providing programs or
services exclusively directed towards persons under the age of 18”); Pub. Act 96-118 (eff.
Aug. 4, 2009) (prohibiting child sex offenders from knowingly operating a vehicle designed
for the retail sale of food or beverages, emergency vehicles, or rescue vehicles). What is
more, because a violation of the SORA is a strict liability offense punishable by jail time,
lifetime registration places a severe constraint on a defendant’s liberty. See 730 ILCS
150/10(a) (West 2010) (“Any person who is required to register under this Article who
violates any of the provisions of this Article and any person who is required to register under
this Article who seeks to change his or her name under Article 21 of the Code of Civil
Procedure is guilty of a Class 3 felony. Any person who is convicted for a violation of this
Act for a second or subsequent time is guilty of a Class 2 felony. *** Any person convicted
of a violation of any provision of this Article shall, in addition to any other penalty required
by law, be required to serve a minimum period of 7 days confinement in the local county jail.
*** Any sex offender, as defined in Section 2 of this Act, or sexual predator who violates
any provision of this Article may be arrested and tried in any Illinois county where the sex
offender can be located.”). For all of these reasons, we hold that defense counsel has a
minimal duty to advise a defendant who pleads guilty to a sex offense of the SORA
registration requirement and the length of that mandatory registration, and that failure to do
so constitutes ineffective assistance of counsel. Hughes, 2012 IL 112817, ¶ 60; Presley, 2012
IL App (2d) 10017, ¶¶ 31-34.
¶ 39 In the present case, as the State itself concedes, far from failing to advise the defendant of
his lifetime registration duty, defense counsel repeatedly told the defendant that his
registration requirement would expire after 10 years. Accordingly, we find that the defendant
has sufficiently met his burden in establishing the first prong of Strickland. Presley, 2012 IL
App (2d) 100617, ¶ 29 (discussing counsel’s affirmative misadvice regarding registration
under the SORA); People v. Young, 355 Ill. App. 3d 317, 323 (2005) (discussing counsel’s
affirmative misadvice regarding collateral consequences); see also Hughes, 2012 IL 112817,
¶ 60 (holding that defense counsel has a duty to advise a defendant who pleads guilty
regarding collateral consequences of involuntary commitment as a sexually violent person,
and that failure to do so may constitute ineffective assistance of counsel); accord People v.
Guzman, 2014 IL App (3d) 090464 (holding that trial counsel’s failure to advise his client of
the “collateral risk” of deportation associated with his guilty plea was sufficient to establish
the first prong of Strickland).
¶ 40 The State nevertheless asserts that even if the defendant has met the first prong of
Strickland, he has failed in his burden to establish the second, prejudice, prong. For the
reasons that follow, we disagree.
¶ 41 It is undisputed that to establish the prejudice prong of an ineffective assistance of
counsel claim in a plea hearing context, a defendant must show that there is a reasonable
probability that, absent counsel’s errors, he would have pleaded not guilty and insisted on
going to trial. People v. Hall, 217 Ill. 2d 324, 335 (2005) (citing People v. Rissley, 206 Ill. 2d
403, 457 (2003)); Hill v. Lockhart, 474 U.S. 52, 59 (1985).
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¶ 42 The parties, however, contest the manner and extent to which the defendant must show
that but for counsel’s erroneous advice, he would have insisted on going to trial. The State
asserts, and we acknowledge that under our supreme court’s decision in Hall (and
subsequently Hughes), “[a] bare allegation that defendant would have pleaded not guilty and
insisted on a trial if counsel had not been deficient is not enough to establish prejudice.” Hall,
217 Ill. 2d at 335. Rather, according to the State, the defendant’s claim must be accompanied
by either a claim of actual innocence or the articulation of a plausible defense that could have
been raised at trial. Hall, 217 Ill. 2d at 335; see also People v. Pugh, 157 Ill. 2d 1, 15 (1993)
(citing Hill, 474 U.S. at 59).
¶ 43 The defendant acknowledges the holding in Hall, but nevertheless contends that in
imposing the aforementioned requirement, the Illinois Supreme Court improperly relied on
an overly broad reading of the United States Supreme Court’s decision in Hill v. Lockhart,
474 U.S. 52, 59 (1985). See Hall, 217 Ill. 2d at 335-36. According to the defendant, Hill,
upon which Hall relied, merely held that in order to establish prejudice in the plea context, a
defendant had to show that counsel’s constitutionally ineffective performance “affected the
outcome of the plea process,” i.e., that there is “a reasonable probability that, but for
counsel’s errors, [the defendant] would not have pleaded guilty and would have insisted on
going to trial.” Hill, 474 U.S. at 59. The defendant contends that in Hill, the Court went on to
note that, when trial counsel errs by failing to discover exculpatory evidence or by failing to
inform the defendant of a possible affirmative defense, the determination of whether such
errors prejudiced the defendant by inducing him to plead guilty “will depend in large part” on
whether the presentation of the evidence or the assertion of the defense likely would have
changed the outcome of a trial. Hill, 474 U.S. at 59. However, according to the defendant,
Hill nowhere held that the same considerations should govern the analysis where the alleged
error was counsel’s failure to advise the defendant of the potential collateral consequence of
his plea. Consequently, the defendant argues that Hall should not control this case and that,
instead, we should find that, apart from the defendant’s assertion in his affidavit that he
would have proceeded to trial had he been informed that his SORA registration duty would
extend to life, no separate showing of prejudice is necessary.
¶ 44 Very recently, the Third District of this appellate court decided People v. Guzman, 2014
IL App (3d) 090464, agreeing with the defendant’s interpretation of Hill as it applies to the
Strickland prejudice prong. In that case, the defendant contended, inter alia, that his counsel
was ineffective for failing to advise him that he risked deportation by pleading guilty.
Guzman, 2014 IL App (3d) 090464, ¶ 32. In discussing the prejudice prong of Strickland, the
plurality court in Guzman bypassed Hall and without citing to it, explained:
“To establish the second prong, prejudice, defendant must demonstrated that but
for his counsel’s error, there is a reasonable probability that he would not have pled
guilty and would have insisted on going to trial. Hill, 474 U.S. at 62; see generally
Strickland, 466 U.S. at 694. Our review requires a fact specific analysis that considers
the weight of the evidence, the consequences of legal options, and any circumstances
that may affect a decision to enter a plea. [Citation.] To obtain relief on such an
ineffective assistance claim, a defendant must show that ‘a decision to reject the plea
bargain would have been rational under the circumstances.’ [Citation.]” Guzman,
2014 IL App (3d) 090464, ¶ 33.
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¶ 45 Writing in a special concurrence, Justice Holdridge went further and explicitly found that
in a case where the alleged error was counsel’s failure to advise the defendant of the potential
collateral consequence of his plea, i.e., the possibility of deportation, Hill did not hold or
imply that in order to establish prejudice under Strickland a defendant had to allege either
actual innocence or a plausible affirmative defense. Guzman, 2014 IL App (3d) 090464,
¶ 52 n.7 (Holdridge, J., specially concurring). As Justice Holdridge explained:
“Such a holding would make no sense. Unlike the failure to discover exculpatory
evidence or to inform the defendant about an affirmative defense, the failure to advise
a defendant regarding immigration consequences has nothing to do with the strength
of the defendant’s case at trial. A defendant alleging the latter type of error is not
claiming that he pled guilty because his counsel’s deficient representation caused him
to believe that his case was weaker than it actually was. Rather, he is claiming that he
pled guilty because he was unaware of the immigration consequences of such a plea.
Thus, such a defendant is not required to show that he would have succeeded at trial
in order to establish prejudice. As the United States Supreme Court recently noted in
Padilla, the only question relevant to the prejudice inquiry in such cases is whether it
would have been rational for the defendant to reject the plea offer and go to trial in an
effort to avoid potential deportation. [Citation.]” Guzman, 2014 IL App (3d) 090464,
¶ 52 n.7 (Holdridge, J., specially concurring).
According to Justice Holdridge:
“[T]he United States Supreme Court recognized in Padilla [that] ‘[p]reserving the
client’s right to remain in the United States may be more important to the client than
any potential jail sentence.’ (Internal quotation marks omitted.) [Citation.]
Accordingly, a defendant who fears deportation more than he fears a longer prison
sentence might rationally choose to go to trial even if his defense does not appear
very likely to succeed. [Citation.] Such a defendant might be willing to risk a
lengthier prison sentence in exchange for even a slight chance of prevailing at trial
and thereby avoiding deportation. Such a defendant would be prejudiced by his
attorney’s failure to advise him of the risk of deportation because: (1) he would not
have pled guilty if he had known about the deportation risk; and (2) his counsel’s
deficient performance deprived him of a chance to avoid deportation by prevailing at
trial, even if that chance was slim. In other words, depending on the value that the
defendant attaches to remaining in the United States, a decision to reject a plea
bargain and risk a lengthier sentence by going to trial might be rational even if the
defendant appears unlikely to prevail at trial. [Citation.] Under such circumstances, it
would be inappropriate and overly burdensome to require the defendant to assert
either a claim of actual innocence or a plausible defense that could have been raised
at trial.” Guzman, 2014 IL App (3d) 090464, ¶ 52 (Holdridge, J., specially
concurring).
¶ 46 Although we are persuaded by Justice Holdridge’s rationale, and believe that it would
equally apply to a defendant faced with the prospect of lifetime registration as a sex offender
pursuant to the SORA, we are bound by the dictates of our supreme court. See, e.g., People v.
Martinez, 2011 IL App (2d) 100498, ¶ 45 (“we must follow the decisions of our supreme
court over those of the appellate court”); Nelson v. Aurora Equipment Co., 391 Ill. App. 3d
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1036, 1038 (2009) (“It is well settled that the appellate court must follow the law as declared
by our supreme court.”); Rockford Financial Systems, Inc. v. Borgetti, 403 Ill. App. 3d 321,
331 (2010) (same); People v. Fountain, 2012 IL App (3d) 090558, ¶ 23 (“As an intermediate
appellate court, we are bound to honor our supreme court’s conclusion on [an] issue unless
and until that conclusion is revisited by our supreme court or overruled by the United States
Supreme Court.”).
¶ 47 Nevertheless, for the reasons that follow, we hold even under the State’s interpretation of
the Strickland prejudice prong (see Hall, 217 Ill. 2d at 335-36; Hughes, 2012 IL 112817,
¶ 64), the defendant has succeeded in establishing that but for counsel’s errors he would have
proceeded to trial. Contrary to the State’s assertion, the defendant, here, did not make “a bare
allegation” that had he been aware of the lifetime SORA registration duty he would have
opted to go to trial. Instead, in his section 2-1401 petition (735 ILCS 5/2-1401 (West 2000)),
the defendant asserted that at trial he would have raised the affirmative defense that at the
time the crime was committed he did not know that the victim was under 18 years of age.
Since child pornography is a specific intent crime (see 720 ILCS 5/11-20.1(a)(1) (West
2000)), the defendant asserted the State could not have proven him guilty beyond a
reasonable doubt. After reviewing the limited record that is before us, we find nothing therein
which would contradict the defendant’s well-pleaded affirmative defense. What is more, the
defendant’s filing of the motion to clarify his sentence supports the veracity of his allegation
that the 10-year registration period was integral to his decision to plead guilty and that had he
known the registration would be for life he would have proceed to trial. Under these
circumstances, we hold that the defendant has succeeded in establishing the second prong of
Strickland. Hall, 217 Ill. 2d at 336.
¶ 48 Since counsel was ineffective in advising the defendant of the registration consequences
of his guilty plea, we find that the plea was involuntarily entered and must now be vacated.
Guzman, 2014 IL App (3d) 090464, ¶ 30 (for a defendant’s decision to accept or reject a
guilty plea to be “knowing and voluntary, a criminal defense attorney is required to fully
inform the defendant of the facts and law related to the State’s offer and must candidly advise
the defendant concerning all aspects of the case”); Presley, 2012 IL App (2d) 100617, ¶ 27;
see also Correa, 108 Ill. 2d at 549 (“It is *** apparent that the resolution of the question of
whether the defendant’s pleas, made in reliance on counsel’s advice, were voluntary and
intelligent and knowingly made depends on whether the defendant had ineffective assistance
of counsel. If the defendant’s pleas were made in reasonable reliance upon the advice or
representation of his attorney, which advice or representation demonstrated incompetence,
then it can be said that the defendant’s pleas were not voluntary ***.”). We therefore vacate
the defendant’s plea and sentence and remand the case to the trial court for further
proceedings.
¶ 49 III. CONCLUSION
¶ 50 For all of the reasons stated above, we vacate the defendant’s plea, conviction and
sentence and remand to the circuit court for further proceedings before a different trial judge.
In doing so, however, we remind the parties that they were unable to obtain the record from
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the underlying proceedings for purposes of this appeal, and that for this same reason, retrial
may prove difficult.
¶ 51 Judgment vacated; reversed and remanded with instructions.
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