In the Supreme Court of Georgia
Decided: July 11, 2014
S14F0321. REED v. REED.
HUNSTEIN, Justice.
We granted the discretionary application of Appellant Stanley L. Reed
(Husband) pursuant to our Rule 34 (4) in this divorce and alimony case. We
affirm the trial court’s order granting a final divorce between Husband and
Appellee Cynthia B. Reed (Wife) under the right-for-any-reason rule because,
although the trial court erred by not dismissing Husband’s divorce complaint,
the Wife’s counterclaim for divorce remained pending for independent
adjudication.
On August 26, 2011, Husband, proceeding pro se, filed a complaint for
divorce from Wife. On October 3, 2011, Wife responded to the complaint and
filed a counterclaim for divorce. On February 2, 2012, Husband filed a
voluntary dismissal of his complaint pursuant to OCGA § 9-11-41 (b), which
he later amended, explaining that the dismissal was pursuant to OCGA §
9-11-41 (a) (1).1
1
The relevant portions of this statute provide as follows:
(a) Voluntary dismissal; effect:
(1) By plaintiff; by stipulation. Subject to the provisions of subsection
(e) of Code Section 9-11-23, Code Section 9-11-66, and any statute, an
action may be dismissed by the plaintiff, without order or permission of
court:
(A) By filing a written notice of dismissal at any time before the first
witness is sworn; or
(B) By filing a stipulation of dismissal signed by all parties who have
appeared in the action.
(2) By order of court. Except as provided in paragraph (1) of this
subsection, an action shall not be dismissed upon the plaintiff's motion
except upon order of the court and upon the terms and conditions as the
court deems proper. If a counterclaim has been pleaded by a defendant
prior to the service upon him or her of the plaintiff's motion to dismiss,
the action shall not be dismissed against the defendant's objection unless
the counterclaim can remain pending for independent adjudication by
the court.
(3) Effect. A dismissal under this subsection is without prejudice, except
that the filing of a second notice of dismissal operates as an adjudication
upon the merits.
(b) Involuntary dismissal; effect thereof. For failure of the plaintiff to
prosecute or to comply with this chapter or any order of court, a
defendant may move for dismissal of an action or of any claim against
him. After the plaintiff, in an action tried by the court without a jury, has
completed the presentation of his evidence, the defendant, without
waiving his right to offer evidence in the event the motion is not
granted, may move for dismissal on the ground that upon the facts and
the law the plaintiff has shown no right to relief. The court as trier of the
facts may then determine the facts and render judgment against the
plaintiff or may decline to render any judgment until the close of all the
evidence. The effect of dismissals shall be as follows: (1) A dismissal
for failure of the plaintiff to prosecute does not operate as an
adjudication upon the merits; and (2) Any other dismissal under this
2
After Wife filed a notice of hearing on her counterclaim, Husband filed
a motion seeking a dismissal or continuance, explaining that he had already
voluntarily dismissed the case and that the trial court did not have jurisdiction
over the counterclaim. The court denied Husband’s motion for dismissal or
continuance.
After a hearing, the court entered a temporary order awarding Wife one
half of Husband’s military retirement pay and attorney fees. Despite Husband’s
continued motions and protests to the court that he had voluntarily dismissed his
complaint, the court refused to dismiss Husband’s complaint and entered a final
order granting a divorce between the parties on April 4, 2013.
In our order granting Husband’s discretionary application to appeal the
judgment and decree of divorce, the Court directed the parties to address
whether a timely objection was posed to the voluntary dismissal of the
complaint, and if not, whether the court erred in failing to dismiss the action,
including the counterclaim.
subsection and any dismissal not provided for in this Code section, other
than a dismissal for lack of jurisdiction or for improper venue or for lack
of an indispensable party, does operate as an adjudication upon the
merits unless the court in its order for dismissal specifies otherwise.
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1. OCGA § 9-11-41 (a) (1) provides that a plaintiff may voluntarily
dismiss his case without order or permission of the court by filing (1) a written
notice of dismissal at any time before the first witness is sworn or (2) a
stipulation of dismissal signed by all parties who have appeared in the action.
A plaintiff may also dismiss his case by order of the court and upon the terms
and conditions that the court deems proper. OCGA § 9-11-41 (a) (2).
Furthermore, “[i]f a counterclaim has been pleaded by a defendant prior to the
service upon him or her of the plaintiff's motion to dismiss, the action shall not
be dismissed against the defendant's objection unless the counterclaim can
remain pending for independent adjudication by the court.” Id. Thus, although
a plaintiff may voluntarily dismiss his complaint, when a defendant has filed a
counterclaim or defensive pleadings seeking affirmative or other relief,
dismissal of a plaintiff’s complaint requires more scrutiny. See Avnet, Inc. v.
Wyle Laboratories, Inc., 265 Ga. 716 (1) (461 SE2d 865) (1995); Moore v.
Moore, 253 Ga. 211, 212 (317 SE2d 529) (1984).
Merely filing a counterclaim is insufficient to prevent the dismissal of the
plaintiff’s complaint and the counterclaim. Avnet, 265 Ga. at 718. Instead, a
defendant must object to the plaintiff’s voluntary dismissal, thereby providing
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notice to the plaintiff that he intends to pursue his counterclaim. D.P.S. Indus.,
Inc. v. Safeco Ins. Co. of Am., 210 Ga. App. 289, 290 (435 SE2d 762) (1993).
A defendant’s failure to object to the plaintiff’s dismissal will result in the
dismissal of both the plaintiff’s complaint and the defendant’s counterclaim.
Mize v. First Citizens Bank & Trust Co., 297 Ga. App. 6, 7-8 (676 SE2d 402)
(2009) (“‘a defendant must object to a plaintiff's voluntary dismissal, pursuant
to OCGA § 9-11-41, to preserve a counterclaim capable of independent
adjudication, and to provide plaintiff with notice that it intends to pursue its
counterclaim’”); Hardwick-Morrison Co. v. Mayland, 206 Ga. App. 426 (425
SE2d 416) (1992); see also Newsom v. Newsom, 257 Ga. 238 (356 SE2d 883)
(1987).
After the defendant objects, the court must then determine whether the
counterclaim or “the claim seeking [] affirmative relief can remain pending for
independent adjudication by the court once the main claim has been dismissed.”
Avnet, 265 Ga. at 718. If the counterclaim can remain pending for independent
adjudication, then the trial court must dismiss the plaintiff’s complaint and
proceed with the case on the defendant’s counterclaim. See id.; Weaver v. Reed,
282 Ga. App. 831, 833-34 (640 SE2d 351) (2006). On the other hand, if the
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counterclaim cannot remain pending for independent adjudication, then the
court may not dismiss the plaintiff’s complaint over the defendant’s objection.
See OCGA § 9-11-41 (a) (2).
In this case, we must first determine whether Wife objected to Husband’s
dismissal. Wife does not dispute that she did not file a formal objection.
However, “a defendant may sometimes preserve his counterclaim through
actions short of a formal objection to a voluntary dismissal of the main claim.”
Weaver, 282 Ga. App. at 832-833. After Husband filed his notice of dismissal,
Wife filed a notice of hearing clearly stating that a hearing was to be held on
Wife’s “Counterclaim for Divorce.” Wife also responded to Husband’s motion
for continuance or dismissal stating that she timely filed a counterclaim for
divorce that was “pending adjudication.” Thereafter, Husband again filed a
motion for continuance, and Wife responded that she had filed a counterclaim
before he voluntarily dismissed his claims. We find that Wife clearly put
Husband on notice that she intended to pursue her counterclaim and did not
consent to or acquiesce in having her counterclaim dismissed. See S. Elec.
Distrib. v. Marsh, 229 Ga. App. 821 (1) (495 SE2d 43) (1997) (the defendant’s
filing of a motion for partial summary judgment after the filing of the plaintiff’s
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voluntary dismissal clearly put the plaintiff on notice that the defendant intended
to pursue his counterclaim and did not consent to having his counterclaim
dismissed). Our finding comports with our instruction that the “‘counterclaim
limitation on voluntary dismissals [should be] liberally construed so as to do
substantial justice.’” Moore, 253 Ga. at 212.
Next, we must determine whether Wife’s counterclaim could remain
pending for independent adjudication. In her counterclaim, Wife sought a
divorce from Husband on the ground that the marriage was irretrievably broken,
see OCGA § 19-5-3 (13); retirement pay and social security benefits from
Husband; equitable division of property; alimony; health insurance; and attorney
fees. Thus, we conclude that Wife’s counterclaim was a complete claim which
could be adjudicated without regard to Husband’s complaint, and therefore, the
trial court should have dismissed Husband’s claim. See OCGA § 9-11-41 (a)
(2); Weems v. Weems, 225 Ga. 19 (2) (165 SE2d 733) (1969) (counterclaim for
divorce, alleging a separation caused by the husband’s abandonment and a
prayer for alimony and property, was a complete claim).
Although the trial court did not dismiss Husband’s complaint and
proceeded to enter a final order of divorce between the parties, we find that any
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error by the trial court in not dismissing Husband’s complaint was of no
consequence because both Husband’s complaint and Wife’s counterclaim
sought a divorce and the equitable division of property. Therefore, even if the
trial court had properly dismissed Husband’s complaint, the trial court could
have still proceeded to adjudicate Wife’s counterclaim and enter a final order of
divorce. The result is the same: an action for divorce remained pending before
the trial court, and the trial court properly exercised its jurisdiction to decide the
case.
2. Husband argues that the trial court’s final decree of divorce was in
error on numerous grounds. He contends that the trial court incorrectly
determined the marriage was irretrievably broken rather than that Wife
committed adultery; the trial court’s award of military pay to Wife, via
Husband’s oral agreement at trial to pay Wife 50%, was in error; the provision
requiring Husband to pay 50% of the premium for Wife’s health insurance
indefinitely was in error because the court orally announced at trial that it would
limit insurance to three years; and the trial court’s finding that sexually explicit
photos of Wife in Husband’s possession violated her right to privacy and should
be turned over to Wife was in error. The appellate record contains no transcript
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of the trial court’s hearing in this case. “[W]here an appeal is taken which draws
in question the transcript of the evidence and proceedings, it shall be the duty
of the appellant to have the transcript prepared at the appellant’s expense.”
OCGA § 5-6-41 (c); see also OCGA § 5-6-42 (“Where there is a transcript of
evidence and proceedings to be included in the record on appeal, the appellant
shall cause the transcript to be prepared and filed as provided by Code Section
5-6-41.”). Husband, as the appellant here, bears the burden of showing error
below.2 Holmes v. Roberson-Holmes, 287 Ga. 358 (1) (695 SE2d 586) (2010).
“‘In accordance with the presumption of the regularity of court proceedings, we
must assume in the absence of a transcript that there was sufficient competent
evidence to support the trial court's findings.’” Id. at 361 (emphasis omitted).
2
Husband specifically noted in his amended notice of appeal that the court
reporter’s inability to comply with his original notice of appeal to forward the
transcript to this Court was causing the parties delay and hardship. Accordingly, he
requested that the “required documents be forwarded to the Supreme Court without
delay.” See OCGA § 5-6-37 (A notice of appeal “shall state whether or not any
transcript of evidence and proceedings is to be transmitted as a part of the record on
appeal.”). In its letter to this Court forwarding the records for appeal, the deputy
clerk for Lowndes County stated that she was sending the appeal without the
transcripts per Husband’s request and that “[h]e is aware that the Appeal is not a[n]
entire record but wishes for the courts to send it to the Appeal Courts anyway.”
Husband never sought to supplement the record with a transcript of the proceedings
below. See OCGA § 5-6-42 (“The party having the responsibility of filing the
transcript shall cause it to be filed within 30 days after filing of the notice of appeal
. . . unless the time is extended.”).
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Additionally, Husband argues that the trial court’s award of alimony to
Wife was in error. However, a “trial court is ‘given a wide latitude in fixing the
amount of alimony,’” and without the transcript, we are able to find no abuse of
discretion here. Hammond v. Hammond, 290 Ga. 518, 519 (1) (722 SE2d 729)
(2012).
Husband’s additional enumerations are without merit. Husband contends
that because Wife remarried after the court issued its final decree of divorce, the
court’s finding that Wife should be named as a beneficiary under the Husband’s
military survivor benefit plan and her entitlement to health insurance are invalid.
However, events occurring subsequent to the issuance of the final decree of
divorce are not relevant to the propriety of the decree. Finally, we find no abuse
of discretion in the court’s award of attorney fees to Wife.
We “may affirm the judgment of a lower court so long as it is right for any
reason.” Nat’l Tax Funding, L.P. v. Harpagon Co., 277 Ga. 41, 45 (4) (586
SE2d 235) (2003). Accordingly, we affirm the trial court’s final judgment and
decree of divorce even though it was error for the court not to dismiss
Husband’s complaint.
Judgment affirmed. All the Justices concur.
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