130 Nev., Advance Opinion 17
IN THE SUPREME COURT OF THE STATE OF NEVADA
CHARLES B. HARRIS, No. 61424
Appellant,
vs. FILED
THE STATE OF NEVADA,
Respondent. JUN 1 2 2014
E K LINDEMAN
CLçOg1JME Q
BY
CHI
Proper person appeal from an order denying a motion to
withdraw a guilty plea. Eighth Judicial District Court, Clark County;
Valorie J. Vega, Judge.
Reversed and remanded.
Charles B. Harris, Indian Springs,
in Proper Person.
Catherine Cortez Masto, Attorney General, Carson City; Steven B.
Wolfson, District Attorney, and Steven S. Owens, Chief Deputy District
Attorney, Clark County,
for Respondent.
BEFORE THE COURT EN BANC.
OPINION
By the Court, HARDESTY, J.:
Appellant Charles Harris pleaded guilty and was convicted of
several felony offenses. Harris did not challenge his guilty plea before
sentence was imposed and did not file an appeal from the judgment of
conviction. Instead, he filed a motion to withdraw the guilty plea
approximately seven months after the judgment of conviction was entered.
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A post-conviction petition for a writ of habeas corpus is the
exclusive remedy for challenging the validity of a conviction or sentence
aside from direct review of a judgment of conviction on appeal and
"remedies which are incident to the proceedings in the trial court." NRS
34.724(2)(a). However, in Hart v. State, 116 Nev. 558, 1 P.3d 969 (2000),
this court allowed another remedy when it summarily concluded that a
motion to withdraw a guilty plea filed after the judgment of conviction is a
remedy that is "incident to the proceedings in the trial court." Because
our Hart decision failed to analyze the phrase "incident to the proceedings
in the trial court," or consider the purpose behind the exclusive-remedy
provision in NRS 34.724(2), it is unsound. After examining the Uniform
Post-Conviction Procedure Act, Nevada's post-conviction history, and the
temporal definition of the phrase at issue, we conclude that, after sentence
has been imposed, the statutory post-conviction habeas petition takes the
place of a motion to withdraw a guilty plea. We therefore overrule Hart
and reverse the district court's order denying the motion on the merits and
remand for the district court to treat Harris' motion as a post-conviction
petition for a writ of habeas corpus and to provide Harris with an
opportunity to cure any pleading defects.
FACTS AND PROCEDURAL HISTORY
Harris was charged in 2010 with burglary, forgery, and theft
for cashing a forged check from the Perini Building Company at the
Orleans Hotel and Casino. Additionally, the State had filed a notice of
intent to seek habitual criminal adjudication based on five prior felony
convictions. Harris entered a guilty plea to the offenses of burglary,
forgery, and theft in exchange for the State's agreement not to seek
habitual criminal adjudication at sentencing. The judgment of conviction
was entered on November 16, 2011, and Harris received two consecutive
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sentences of 24 to 60 months and a consecutive sentence of 12 to 34
months. No direct appeal was taken.
Instead, on the date the judgment of conviction was entered,
Harris filed a proper person post-conviction petition for a writ of habeas
corpus in the district court alleging that he received ineffective assistance
of counsel. The district court denied the petition, and this court affirmed
the decision of the district court on appeal. Harris v. State, Docket No.
60289 (Order of Affirmance, November 15, 2012). Harris then filed a
second post-conviction petition for a writ of habeas corpus on February 29,
2012, raising similar claims to those raised in the first petition.
While his second petition was pending, on June 21, 2012,
Harris filed a motion to withdraw a guilty plea. In his motion, Harris
claimed. (1) the information, as to the forgery count, failed to set forth the
elements of ownership and lack of authority, making his plea to forgery
unknowing and involuntary; (2) the prosecutor failed to disclose that it
was without an accuser; (3) he received ineffective assistance of counsel;
and (4) his plea was involuntary and unknowing Despite this being
Harris' third post-conviction challenge to his conviction, the district court
denied the motion on the merits.
DISCUSSION
NRS 176.165 provides in relevant part that "[Co correct
manifest injustice, the court after sentence may set aside the judgment of
conviction and permit the defendant to withdraw the plea." This language
has in the past been construed to allow for a post-sentence motion to
withdraw a guilty plea. See, e.g., Hart, 116 Nev. at 561-62, 1 P.3d at 971
(recognizing the availability of a post-conviction motion to withdraw a
guilty plea); Bryant v. State, 102 Nev. 268, 272, 721 P.2d 364, 368 (1986)
(holding that claims challenging the validity of the plea should be raised
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Hargrove v. State, 100 Nev. 498, 501-02, 686 P.2d 222, 224-25 (1984)
(recognizing the right to appeal from the denial of a post-conviction motion
to withdraw a guilty plea).
Because the validity of a guilty plea may be challenged in a
post-conviction petition for a writ of habeas corpus, see NRS 34.810(1)(a)
(recognizing that the scope of claims available to challenge a conviction
based upon a guilty plea include a claim that the plea was involuntarily or
unknowingly entered or that the plea was entered without the effective
assistance of counsel), it would appear that allowing the same challenge to
be raised after sentencing in a separate motion to withdraw a guilty plea
would run afoul of NRS 34.724(2)(b). That statute, which was adopted in
1991 and became effective on January 1, 1993, see 1991 Nev. Stat., ch. 44,
§§ 4, 32, at 75, 92, provides that a post-conviction petition for a writ of
habeas corpus "[c]omprehends and takes the place of all other common-
law, statutory or other remedies which have been available for challenging
the validity of the conviction or sentence, and must be used exclusively in
place of them." NRS 34.724(2)(b). There are, however, two exceptions to
the exclusive-remedy provision: an appeal from the judgment of conviction
and "any remedies which are incident to the proceedings in the trial
court." NRS 34.724(2)(a). Thus, a post-sentence motion to withdraw a
'Article 6, Section 6 of the Nevada Constitution and NRS 34.724(1)
require a person seeking habeas corpus relief be under a sentence of
imprisonment (or death) for the conviction challenged at the time the
conviction is challenged. The remedy of a post-conviction petition for a
writ of habeas corpus is further limited in scope to claims challenging a
violation of state law or a violation of constitutional rights. NRS
34.724(1). Thus, any remedy that is available only to a person who is no
longer under a sentence of imprisonment or death or allows a person to
raise a claim that is outside the scope of a post-conviction petition for a
writ of habeas corpus is not subject to the exclusive-remedy language in
NRS 34.724(2)(b) regardless of whether the remedy is or is not incident to
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guilty plea, a statutory remedy, would not be eliminated by the exclusive-
remedy provision if it is "incident to the proceedings in the trial court."
The question of whether a post-sentence motion to withdraw a
guilty plea is a remedy that is "incident to the proceedings in the trial
court" was previously posed to this court in Hart. Hart had filed a motion
to withdraw his guilty plea more than six years after his judgment of
conviction was entered. 116 Nev. at 560, 1 P.3d at 970. The lower court
treated the motion as a post-conviction petition for a writ of habeas corpus
and denied it as procedurally time-barred pursuant to NRS 34.726(1). Id.
at 560-61, 1 P.3d at 970. On appeal, the Hart court rejected the argument
that the exclusive-remedy provision eliminated the post-sentence motion
to withdraw a guilty plea, holding instead that the motion was "incident to
the proceedings in the trial court." Id. at 561-62, 1 P.3d at 971. The
determination that the motion was "incident to the proceedings in the trial
court" was made without any analysis beyond a statement that Nevada
case law appeared to recognize the motion to withdraw a guilty plea. 2 Id.
...continued
the proceedings in the trial court. For example, the petition for a writ of
coram nobis was not superseded by the post-conviction petition for a writ
of habeas corpus because the petition for a writ of coram nob is is only
available to a person who is no longer in custody on the conviction
challenged. See Trujillo v. State, 129 Nev. „ 310 P.3d 594, 595-96
(2013).
2The cited examples included: Hargrove, 100 Nev. 498, 686 P.2d 222;
Bryant, 102 Nev. 268, 721 P.2d 364; and Barajas v. State, 115 Nev. 440,
991 P.2d 474 (1999), abrogated on other grounds by Padilla v. Kentucky,
559 U.S. 356 (2010), as noted in Chaidez v. United States, 568 U.S.
133 S. Ct. 1103 (2013). None of those cases addressed whether the current
statutory post-conviction habeas petition took the place of a post-sentence
motion to withdraw a guilty plea.
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The Hart court implicitly recognized a problem created by its
decision to allow two post-conviction remedies for defendants who have
pleaded guilty to attack the validity of their guilty pleas: whereas the
statutory post-conviction habeas petition is subject to time restrictions,
NRS 34.726; NRS 34.800, and rules that limit the issues that may be
raised, NRS 34.810(1)(a), and the filing of second and successive petitions,
NRS 34.810(2), the statute addressing withdrawal of a guilty plea contains
no similar restrictions. See generally Hart, 116 Nev. at 563-64, 1 P.3d at
972. To correct that problem, the court placed a limitation on the filing of
a motion to withdraw a guilty plea relying on the "manifest injustice"
language in NRS 176.165. Id. at 563, 1 P.3d at 972. The court explained
that "[w]hether an 'injustice' is 'manifest' will depend" in part on "whether
the State would suffer prejudice if the defendant is permitted to withdraw
his or her plea" and therefore "consideration of the equitable doctrine of
laches is necessary in determining whether a defendant has shown
'manifest injustice' that would permit withdrawal of a plea after
sentencing." Id. at 563, 1 P.3d at 972. Laches requires the court to
consider several factors including: "(1) whether there was an inexcusable
delay in seeking relief; (2) whether an implied waiver has arisen from the
defendant's knowing acquiescence in existing conditions; and (3) whether
circumstances exist that prejudice the State." Id. at 563-64, 1 P.3d at 972.
This court placed the burden of demonstrating that laches should not
apply on the defendant. 3 Id. The Hart court further indicated that laches
may be applied even when the delay was less than one year from entry of
3 Similarly,the petitioner bears the burden of demonstrating good
cause and prejudice to excuse the procedural bars that apply to a post-
conviction petition for a writ of habeas corpus. See NRS 34.726(1); NRS
34.810(3).
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the judgment of conviction, but provided no guidance for when it would be
appropriate to conclude that a delay of less than one year was inexcusable.
Id.
The lack of guidance in determining when laches should apply
is keenly present in this case. Harris filed his motion within one year
from entry of the judgment of conviction, but this was Harris' third post-
conviction challenge to his conviction in the one-year period following his
conviction. Harris provided no explanation on the face of the motion why
he should be allowed to litigate a third post-conviction challenge to his
conviction. And despite the fact that Hart made it Harris' burden to plead
facts to overcome application of laches and made laches part of the
"manifest injustice" standard that determines whether a defendant should
be allowed to withdraw a guilty plea after sentencing, the district court
apparently overlooked the doctrine of laches in denying the motion on the
merits.
The doctrine of laches announced in Hart also has some
peculiarities that have engendered much confusion with jurists and
parties in this state. Laches generally is asserted by a party to end
untimely litigation. See, e.g., Save the Peaks Coal. v. U.S. Forest Serv.,
669 F.3d 1025, 1031 (9th Cir. 2012) ("Laches is an equitable defense that
limits the time in which a party may bring suit."); see also Moguel v. State,
966 A.2d 963, 967, 969 (Md. Ct. Spec. App. 2009) (holding that the
equitable doctrine of laches is a defense to a petition and recognizing that
generally laches must be pleaded by the party); Johnson v. State, 714
N.W.2d 832, 839 (N.D. 2006) (holding that laches is an affirmative defense
against applications for post-conviction relief). Hart, however, flipped the
doctrine from a defense that must be asserted by the opposing party (the
State) to a filing requirement that the criminal defendant must satisfy in
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in Hart do not wholly lend themselves to a defendant affirmatively
pleading them. For example, one of the laches factors looks at whether
there are circumstances that prejudice the State. Surely the State, not the
defendant, is in the best position to address that factor. The peculiar
nature of the use of the doctrine of laches announced in Hart has led to
much confusion and inconsistent application of the doctrine of laches. In
many instances, the defendant neglects to address the laches factors in his
motion, the State fails to raise the issue of laches (even when the motion is
filed many years after the judgment of conviction), and the district court
summarily denies the motion, obscuring the basis for the decision and
complicating this court's appellate review.
The confusing and inconsistent application of the doctrine of
laches caused by the Hart decision suggests that we should reexamine the
holding in Hart that a post-sentence motion to withdraw a guilty plea is
"incident to the proceedings in the trial court" and not subject to the
exclusive-remedy language of NRS 34.724(2)(b). Although the doctrine of
stare decisis militates against overruling precedent, Armenta-Carpio v.
State, 129 Nev. „ 306 P.3d 395, 398 (2013), "when governing
decisions prove to be "unworkable or are badly reasoned," they should be
overruled," State v. Lloyd, 129 Nev. „ 312 P.3d 467, 474 (2013)
(quoting Egan v. Chambers, 129 Nev. „ 299 P.3d 364, 367 (2013)
(quoting Payne v. Tennessee, 501 U.S. 808, 827 (1991))).
The court in Hart did not provide any analysis to explain its
determination that a post-sentence motion to withdraw a guilty plea is
"incident to the proceedings in the trial court." Nevada first adopted the
incident-to-the-trial-court-proceedings language and the exclusive-remedy
language in 1967 when the Legislature adopted the Uniform Post-
Conviction Procedure Act (UPCPA) and created a post-conviction petition
SUPREME COURT for relief as part of NRS Chapter 177. See 1967 Nev. Stat., ch. 523, § 317,
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at 1447; Legislative Comm'n of the Legislative Counsel Bureau, Report of
the Subcomm. for Revision of the Criminal Law to the Legislative Comm'n,
in Revision of Nevada's Substantive Criminal Law and Procedure in
Criminal Cases, Bulletin No. 66, at 3 (Nev., Nov. 18, 1966). The
Legislature maintained this language when it streamlined Nevada's dual
post-conviction remedies and adopted the singular remedy of a post-
conviction petition for a writ of habeas corpus in 1991 (effective January 1,
1993). See 1991 Nev. Stat., ch. 44, §§ 4, 32, at 75, 92. Thus, it is useful, if
not critical, to examine the UPCPA and Nevada's post-conviction history
in determining whether a post-sentence motion to withdraw a guilty plea
is an available remedy to challenge the validity of a guilty plea.
Uniform Post-Conviction Procedure Act
Prior to 1955, few states provided a cohesive approach to post-
conviction relief despite the fact that the United States Supreme Court
had recognized the obligation of the states to provide state prisoners with
a means to raise claims of federal constitutional violations. See Mooney v.
Holohan, 294 U.S. 103, 113 (1935) ("Upon the state courts, equally with
the courts of the Union, rests the obligation to guard and enforce every
right secured by that Constitution."); Young v. Ragen, 337 U.S. 235, 239
(1949) (requiring the state to provide a "clearly defined method by which
[state prisoners] may raise claims of denial of federal rights"). In
response, the Commissioners on Uniform State Laws proposed the first
post-conviction procedure act in 1955. Note, The Uniform Post-Conviction
Procedure Act, 69 Harv. L. Rev. 1289 (1956). Over the next decade, few
states adopted a uniform post-conviction remedy and the variability in the
scope and availability of post-conviction remedies rendered those remedies
largely inadequate. Case v. Nebraska, 381 U.S. 336, 338 (1965) (Clark, J.,
concurring).
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In 1966, the commissioners submitted a revised version of the
UPCPA with the objective of establishing a post-conviction procedure for
the states to use that met the minimum standards of justice. UPCPA
prefatory notes, 11 U.L.A. 663 (1966). The scope of the claims available
under the 1966 UPCPA included claims: (1) that the conviction or the
sentence was in violation of the United States Constitution or the
constitution or laws of the enacting state; (2) that the court was without
jurisdiction to impose sentence; (3) that the sentence exceeded the
maximum authorized by law; (4) that there existed evidence of material
facts, not previously presented and heard, that required vacation of the
conviction or sentence in the interest of justice; (5) that the petitioner had
expired his term or was otherwise held or restrained unlawfully; or (6)
that the conviction was otherwise subject to collateral attack on grounds
previously available at common law or under statute or writ. Id. § 1(a), at
666. The UPCPA further provided that it was the exclusive remedy,
except for the remedy of direct review and any remedy incident to the
proceedings in the trial court. Id. § 1(b), at 666.
It is not by happenstance that the commissioners used the
word "uniform" to describe the remedy. The prefatory notes of the 1966
UPCPA emphasized that the post-conviction remedy "provides a single,
unitary, post-conviction remedy to be used in place of all other state
remedies (except direct review)." Id. prefatory notes, at 663. The
prefatory notes further urged states to consider repealing "existing
statutes on habeas corpus, coram nobis and statutory remedies, if any."
Id. at 665. Even assuming that the State failed to repeal these other
remedies, the prefatory notes indicate that the exclusive-remedy language
"would seem to require a court to treat an application under such a
remedy as made under this Act and governed by its provisions as to
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remedies created confusion, delay, expense, and increased burdens on the
courts. Id. at 663.
The commissioners once more revised the UPCPA in 1980, in
pertinent part, replacing the "incident to the proceedings in the trial
court" language with a provision stating that the UPCPA did not "affect
any remedy incident to the prosecution in the trial court." Id. § 1(b), at
204 (1980). In the comments, the commissioners again emphasized that
the exclusive-remedy provision "underscores the goal of eliminating the
confusion of multiple, limited post-conviction remedies found in many
jurisdictions that have not established a modern, simplified procedural
system for determining the substantive merit of post-conviction litigation."
Id.
Nevada post-conviction history
Nevada was one of many jurisdictions that had failed to
develop a modern post-conviction remedy. Before 1967, Nevada's post-
conviction relief system largely relied on a petition for a writ of habeas
corpus and various motions to fill in the gaps when habeas corpus was
inadequate because of the custody requirement set forth in Article 6,
Section 6 of the Nevada Constitution. The challenges of this post-
conviction approach were highlighted in Warden v. Peters, 83 Nev. 298,
429 P.2d 549 (1967). Peters sought to withdraw his guilty plea to one of
two counts in a motion to vacate the conviction after his conviction had
become final. Id. at 300, 429 P.2d at 550. The parties and district court
agreed to a guilty plea to a lesser offense with concurrent terms, but
problems occurred when the concurrent sentences could not be effectuated.
Id. at 300-01, 429 P.2d at 551. The State then questioned whether a
motion to vacate had been a proper vehicle for seeking post-conviction
relief. Id. at 301, 429 P.2d at 551. The Peters court recognized the
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availability of a motion to vacate the conviction, reasoning that correction
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of a mistake that worked to the defendant's extreme detriment was within
the inherent authority of the court, even though a petition for a writ of
habeas corpus was likely the more appropriate vehicle to challenge the
conviction. Id. The absence of a comprehensive post-conviction scheme
appears to have largely driven the decision in Peters and created a
landscape where various post-conviction motions arose to fill the gaps in
available post-conviction remedies.
The Legislature in 1967 addressed the lack of post-conviction
remedies and enacted two post-conviction remedies relevant to the issue at
hand. 4 First, the Legislature enacted NRS 176.165, which allowed a
motion to withdraw a guilty plea to be filed only before sentencing but also
allowed the district court to set aside a judgment after sentencing and
permit withdrawal of a guilty plea to correct manifest injustice.° 1967
Nev. Stat., ch. 523, § 245, at 1434. Second, the Legislature enacted the
post-conviction procedure act. Id. § 317, at 1447. The legislative history
indicates that the Legislature intended to "offer but one remedy" in post-
conviction, which was designated as habeas corpus, and that the
Legislature was adopting the UPCPA. Legislative Comm'n of the
Legislative Counsel, Report of the Subcomm. for Revision of the Criminal
Law to the Legislative Comm'n, in Revision of Nevada's Substantive
Criminal Law and Procedure in Criminal Cases, Bulletin No. 66, at 3
(Nev., Nov. 18, 1966). The procedure, set forth in former NRS Chapter
4 Thework of the 1967 legislative session concluded shortly before
Peters was decided, but the new remedies had not been available to Peters
and were not addressed by the court in reaching its decision.
°At the same time, the Legislature repealed a prior statute, NRS
174.340(2), that allowed a district court to permit a guilty plea to be
withdrawn only before judgment. 1967 Nev. Stat., ch. 523, § 447, at 1472.
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177, provided that a post-conviction relief petition could be filed by any
person convicted of a crime and under a sentence of death or
imprisonment to challenge a constitutional violation (United States or
Nevada), a violation of the laws of Nevada, that the court was without
jurisdiction to impose the sentence, the sentence exceeded the maximum
authorized by law, or that the conviction or sentence was otherwise
subject to collateral attack upon any ground of alleged error previously
available under "common law, statutory or other writ, motion, petition,
proceeding or remedy." 1967 Nev. Stat., ch. 523, § 317, at 1447.
Significantly, the exclusive-remedy provision of the UPCPA was adopted
by the Legislature; former NRS 177.315(2) provided that the post-
conviction relief petition "comprehends and takes the place of all other
common law, statutory, or other remedies which have heretofore been
available for challenging the validity of the conviction or sentence, and
shall be used exclusively in place of them." Id. The post-conviction relief
petition was, however, not to be a substitute for a direct appeal or "any
remedies which are incident to the proceedings in the trial court." Id.
Problems with the post-conviction relief petition arose quickly
after its enactment. One major problem was the denomination of the
petition as a writ of habeas corpus when there was no custody
requirement in the post-conviction relief statutes, but the Nevada
Constitution only provided the district court with power to grant a writ of
habeas corpus to an individual held in actual custody within the district.
Nev. Const. art. 6, § 6. In Marshall v. Warden, this court, while
acknowledging the problem with calling the post-conviction petition a
"habeas corpus" petition given the custody requirement set forth in the
Constitution, approved of the new post-conviction remedy. 83 Nev. 442,
444-45, 434 P.2d 437, 439 (1967), superseded by statute as stated in
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concern about eliminating the constitutional writ of habeas corpus, the
court declared that individuals had a choice of remedies after conviction: a
habeas corpus petition or the newly enacted and broader post-conviction
relief petition. Id. at 445-46, 434 P.2d at 439-40. Given that the scope of
claims available under the post-conviction relief petition was broader than
the scope of claims available in a habeas corpus petition, the court
indicated that the post-conviction relief petition would be the preferred
course of action. Id. at 445, 434 P.2d at 439.
Despite the effort to limit post-conviction remedies reflected in
the legislation adopted in 1967, the Marshall decision began a system of
post-conviction relief in Nevada whereby convicted persons had several
remedies available to challenge the validity of a guilty plea: a post-
conviction relief petition pursuant to former NRS 177.315, a petition for a
writ of habeas corpus under NRS Chapter 34, and a post-sentence motion
to withdraw a guilty plea. The Legislature tinkered with some of these
provisions over the years to try to curtail the mischief created in having
separate post-conviction vehicles, see Pellegrini v. State, 117 Nev. 860,
870-73, 34 P.3d 519, 526-28 (2001) (setting forth a more in-depth history of
the evolution of Nevada's post-conviction remedies), but ultimately the
Legislature decided to adopt a single remedy.
Effective January 1, 1993, a single post-conviction remedy was
created—the current post-conviction petition for a writ of habeas corpus
filed pursuant to NRS 34.724. 1991 Nev. Stat., ch. 44, §§ 4, 32, at 75, 92.
The new legislation included the exclusive-remedy language that had
previously been a part of NRS Chapter 177. Pursuant to NRS
34.724(2)(b), a post-conviction petition for a writ of habeas corpus
"[domprehends and takes the place of all other common-law, statutory or
other remedies which have been available for challenging the validity of
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the conviction or sentence, and must be used exclusively in place of them."
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And as stated earlier, excepted from the exclusive-remedy language are
the remedy of a direct appeal and remedies that are "incident to the
proceedings in the trial court." NRS 34.724(2)(a).
Flaws in the Hart decision
Examining both the UPCPA and Nevada post-conviction
history reveals the flaws in Hart's conclusion that a post-sentence motion
to withdraw a guilty plea is "incident to the proceedings in the trial court."
The UPCPA was intended to create a single, streamlined post-conviction
remedy. Nevada's post-conviction history undeniably has moved toward
adoption of a single post-conviction remedy to challenge a judgment of
conviction or sentence. The Hart court provided no explanation for how
allowing a separate post-sentence motion to withdraw a guilty plea served
the stated intention of the Legislature to create a single post-conviction
remedy or why a separate remedy was necessary when a post-conviction
petition for a writ of habeas corpus encompassed the scope of claims
available in a post-sentence motion to withdraw a guilty plea. See NRS
34.810(1)(a) (indicating that a post-conviction habeas petition may be used
to challenge a judgment of conviction upon guilty plea "based upon an
allegation that the plea was involuntarily or unknowingly entered or that
the plea was entered without effective assistance of counsel"). In fact,
doing so circumvents the Legislature's intention to adopt a single remedy.
A single post-conviction remedy was desired not just because of the
burdens on the courts in juggling the many statutory and common-law
remedies, but for defendants themselves to reduce confusion and to ensure
that constitutional claims would be heard by the courts in a timely
manner. Having to navigate multiple remedies, with multiple procedural
hurdles, at times resulted in the default of constitutional claims due to the
defendant's ignorance regarding the proper remedy and applicable rules.
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The decision in Hart fails to evaluate these concerns in concluding without
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analysis that the post-sentence motion to withdraw a guilty plea is
"incident to the proceedings in the trial court."
Defining "incident to the proceedings in the trial court"
The decision in Hart also ignored this court's one prior
attempt to define the meaning of the phrase "incident to the proceedings
in the trial court,"—Passanisi v. State, 108 Nev. 318, 831 P.2d 1371 (1992).
In a decision addressing the availability of a motion to modify sentence
and the appealability of an order denying such a motion, the Passanisi
court indicated that challenges that directly attack the decision of the
district court itself are incident to the proceedings in the trial court and
are not collateral or post-conviction attacks. 6 Id. at 321, 831 P.2d at 1373.
However, there are problems with the definition used in
Passanisi. The definition includes claims that are more appropriately
raised on direct appeal, for example, claims challenging the sentence
imposed on constitutional or other grounds, a claim that the district court
was actually biased, or claims that conditions rendered the proceedings
unfair. See Franklin v. State, 110 Nev. 750, 752, 877 P.2d 1058, 1059
(1994), overruled on other grounds by Thomas v. State, 115 Nev. 148, 979
P.2d 222 (1999). Further, the definition in Passanisi may implicate claims
that may be raised in a post-conviction petition for a writ of habeas corpus
because the errors involve a violation of constitutional rights or state law.
See NRS 34.724(1). This definition then is contrary to our Legislature's
intention to adopt a single post-conviction remedy. A definition that
focuses on the types of claims raised also creates confusion and may be
6 Even though Passanisi addresses the post-conviction-relief remedy
under former NRS Chapter 177, the incident-to-the-trial-court-proceedings
language is the same in both the former Chapter 177 remedy and NRS
34.724(2)(a).
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abused as litigants attempt to shoehorn claims to fit within the limited
framework of a claim of district court error. Because the definition in
Passanisi includes claims that may be raised elsewhere and may be
confusing or subject to abuse, we conclude that this definition is
inadequate to the task of providing a meaningful understanding of the
phrase "incident to the proceedings in the trial court," and we overrule
this portion of the decision in Passanisi.
Rather than focusing on the type of claims raised, a more
meaningful definition involves a temporal element. Webster's dictionary
defines "incident" as "something dependent on or subordinate to
something else of greater or principal importance." Merriam Webster's
Collegiate Dictionary 629 (11th ed. 2007). In this context, the something
else of greater or principal importance is the final disposition of the
proceedings in the trial court at sentencing; decisions made prior to or at
sentencing are subordinate to the final disposition of the case. Thus, we
hold that a motion is "incident to the proceedings in the trial court" when
it is filed prior to sentencing. This temporal definition makes senseS given
that decisions of the district court made in an intermediate order or
proceeding may be reviewed on direct appeal from the judgment of
conviction. See NRS 177.045. The temporal definition is also in keeping
with the prefatory notes in the UPCPA that the post-conviction remedy
provides a "single, unitary, post-conviction remedy to be used in place of
all other state remedies (except direct review)." UPCPA prefatory notes,
11 U.L.A. 663 (1966). And the temporal definition effectuates the
Legislature's intention to create a single post-conviction remedy in
Nevada. Expanding the remedies incident to the proceedings in the trial
court to include a number of post-conviction motions ignores the important
objective of the UPCPA. Thus, a motion to withdraw the guilty plea filed
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after sentencing is not "incident to the proceedings in the trial court," and
we overrule that portion of the decision in Hart that concluded otherwise.
Habeas corpus is the exclusive remedy to challenge the validity of the guilty
plea after sentencing
Given our determination that a post-sentence motion to
withdraw a guilty plea is not a remedy that is "incident to the proceedings
in the trial court," the motion is subject to the exclusive-remedy language
in NRS 34.724(2)(b). The exclusive-remedy language in NRS 34.724(2)(b)
provides that a post-conviction petition for a writ of habeas corpus takes
the place of statutory remedies previously available to challenge the
validity of a judgment of conviction. The statutory remedy of a post-
sentence motion to withdraw a guilty plea adopted in 1967, see 1967 Nev.
Stat., ch. 523, § 245, at 1434, was eliminated by the adoption of NRS
34.724(2)(b) in 1991 (effective January 1, 1993), see 1991 Nev. Stat., ch.
44, §§ 4, 32, at 75, 92. Thus, a post-conviction petition for a writ of habeas
corpus provides the exclusive remedy for a challenge to the validity of the
guilty plea made after sentencing for persons in custody on the conviction
being challenged, and we overrule Hart to the extent that it concluded
otherwise.
Our decision today that a motion to withdraw a guilty plea is
not "incident to the proceedings in the trial court" when it is filed after
sentencing and not available as a separate post-conviction remedy does
not completely eviscerate the "manifest injustice" language in NRS
176.165. Rather, we believe that the Legislature's recognition that the
district court may permit withdrawal of the guilty plea after sentencing to
"correct manifest injustice" sets forth the standard for reviewing a post-
conviction claim challenging the validity of a guilty plea, and our court has
used the "manifest injustice" language of NRS 176.165 in reviewing
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petition for a writ of habeas corpus and a post-conviction petition for relief
pursuant to former NRS Chapter 177. See, e.g., Aswegan v. State, 101
Nev. 760, 761, 710 P.2d 83, 83 (1985), overruled in part by Little v.
Warden, 117 Nev. 845, 34 P.3d 540 (2001); Meyer v. State, 95 Nev. 885,
888, 603 P.2d 1066, 1067 (1979), overruled in part by Little, 117 Nev. 845,
34 P.3d 540.
In the case of future filings and for any currently pending
post-sentence motion to withdraw a guilty plea, the district court should
construe the motion to be a post-conviction petition for a writ of habeas
corpus and require the defendant to cure any defects (filings not in
compliance with the procedural requirements of NRS Chapter 34) within a
reasonable time period selected by the district court. 7 See Miles v. State,
120 Nev. 383, 385-87, 91 P.3d 588, 589-90 (2004) (recognizing that NRS
Chapter 34 does not prohibit the amendment of a petition to cure pleading
defects). Because Harris should have filed a post-conviction petition for a
writ of habeas corpus in compliance with the procedural requirements of
NRS Chapter 34 and because the district court erroneously reached the
merits of the motion to withdraw the plea without any reference to the fact
that it was the third attempt to challenge the conviction, we reverse the
decision of the district court and remand with instructions to construe the
motion as a post-conviction petition for a writ of habeas corpus and to
7 Ifthe defendant cannot satisfy the custody requirement of habeas
corpus, this court has recognized the availability of the common-law writ
of coram nob is for persons not in custody challenging a conviction on very
limited factual grounds. See Trujillo v. State, 129 Nev. , 310 P.3d
594, 603 (2013).
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provide Harris an opportunity to cure any defects within a reasonable
period of time set by the district court. 8
, C.J.
Gibbons
J.
&Xs cr„..--c
Parraguirre
8 We have reviewed all documents that Harris has submitted in
proper person to the clerk of this court in this matter, and we conclude
that no relief based upon those submissions is warranted. To the extent
that Harris has attempted to present claims or facts in those submissions
which were not previously presented in the proceedings below, we have
declined to consider them in the first instance.
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SAITTA, J., concurring:
I concur in the result only.
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