Pursuant to Ind.Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before
Apr 25 2013, 9:18 am
any court except for the purpose of
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MARK K. PHILLIPS GREGORY F. ZOELLER
Phillips Law Office Attorney General of Indiana
Boonville, Indiana
ERIC P. BABBS
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JAMES EDWIN GORIS, )
)
Appellant-Defendant, )
)
vs. ) No. 87A01-1209-CR-442
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE WARRICK SUPERIOR COURT
The Honorable Robert W. Aylsworth, Judge
Cause No. 87D02-1107-CM-624
April 25, 2013
MEMORANDUM DECISION - NOT FOR PUBLICATION
BAILEY, Judge
Case Summary
James Goris (“Goris”) was convicted after a jury trial of Operating a Vehicle with an
Alcohol Concentration Equivalent Between 0.08 and 0.15, as a Class C misdemeanor,1 and
Failure to Obey a Stop Sign at a Through Highway, as a Class C infraction.2 He now appeals.
We affirm.
Issues
Goris raises several issues for our review, which we restate as:
I. Whether the trial court abused its discretion when it excluded Defense
Exhibit F;
II. Whether the admission into evidence of Goris’s statements to police
during a traffic stop violated Goris’s Miranda rights;
III. Whether the chemical breath test was invalid because Goris was
allegedly improperly advised under Indiana’s Implied Consent Law;
and
IV. Whether the trial court erred when it failed to admonish the jury
regarding the inadmissibility of portable breath test results.
Facts and Procedural History
On June 19, 2011, Patrolman Rodney Forston (“Patrolman Forston”) of the Chandler
Police Department observed a car driven by Goris fail to come to a complete stop at the
intersection of Plank and Gardner Roads, in Warrick County, Indiana. The car eventually
turned onto State Road 261, where Patrolman Forston initiated a traffic stop.
When Patrolman Forston approached Goris’s car, he smelled an odor of alcohol.
1
Ind. Code § 9-30-5-1(a).
2
I.C. § 9-21-8-32.
2
Goris gave Patrolman Forston his driver’s license and car registration, and stepped out of the
car at Patrolman Forston’s request. When asked if he had had anything to drink, Goris
replied that he had consumed two beers.
Patrolman Forston administered three standardized field sobriety tests, including a
horizontal gaze nystagmus test, a walk-and-turn test, and a one-legged stand test. Goris did
not complete the horizontal gaze nystagmus test, and failed the other two tests. Patrolman
Forston then read Goris the Indiana Implied Consent Law advisement from a card, which
stated:
I have probable cause to believe that you have operated a vehicle while
intoxicated. I must now offer you the opportunity to submit to a chemical test
and inform you that your refusal to submit to a chemical test will result in the
suspension of your driving privileges for one year. If you have at least one
previous conviction for operating while intoxicated, your refusal to submit to a
chemical test will result in the suspension of your driving privileges for two
years.
(State’s Ex. 2.) Goris refused to take a chemical breath test, and was transported to the
Warrick County Security Center. There, Patrolman Forston again read Goris the Implied
Consent Law advisement, at which point Goris agreed to take a chemical breath test.
Sergeant Richard Barnett of the Warrick County Sherriff’s Department administered a
chemical breath test using a DataMaster instrument, which showed that Goris’s Alcohol
Concentration Equivalent was 0.09. Goris then was formally arrested and advised of his
Miranda rights.3
On July 8, 2011, the State charged Goris with Operating a Vehicle with an Alcohol
3
See Miranda v. Arizona, 384 U.S. 436 (1966).
3
Concentration Equivalent Between 0.08 and 0.15, as a Class C misdemeanor (Count I);
Operating a Vehicle While Intoxicated, as a Class C misdemeanor (Count II);4 and Failure to
Obey a Stop Sign at a Through Highway, as a Class C infraction (Count III).
On September 10 and 11, 2012, a jury trial was held, at the conclusion of which the
jury found Goris guilty as charged of Counts I and III. The trial court entered judgments of
conviction; imposed a sentence of sixty days imprisonment, all suspended; and ordered that
he serve one year of probation.
Goris now appeals.
Discussion and Decision
Defense Exhibit F
At trial, Goris proffered Defense Exhibit F, an inspection and verification form from
the Indiana State Department of Toxicology (“ISDT”) for the DataMaster instrument used to
administer the chemical breath test. The State objected on several grounds, including the late
production of the exhibit. The trial court sustained the objection “if for nothing else, for the
late production[;] I’ve enforced this Rule on the State several times in several different
cases.” (Tr. at 264.) Goris then made an offer of proof, stating:
. . . [The] Toxicology DataMaster Inspection Verification for machine
960118[,] which was conducted on February 16th of ’11 and which is inspected
by and subject to the penalties for perjury Tom Prince [on] February 16 of
’11[,] would show, if it were offered into evidence[,] that there is a test – the
.08 test actually came back .07 – and that would have a material effect on the
accuracy of the machine.
(Tr. at 264.)
4
I.C. § 9-30-5-2(a).
4
Goris contends, inter alia, that the trial court abused its discretion when it excluded
Exhibit F. “[O]n review, . . . [we] will only examine what actually transpired at the trial.”
Clausen v. State, 622 N.E.2d 925, 928 (Ind. 1993). Here, while the State objected on several
grounds, the trial court excluded the exhibit on the basis of a purported discovery violation.
Even assuming, without deciding, that the trial court erred when it excluded Exhibit F, “an
erroneous exclusion of evidence does not[] . . . require a reversal if ‘its probable impact on
the jury, in light of all of the evidence in the case, is sufficiently minor so as not to affect the
defendant’s substantial rights.’” Rohr v. State, 866 N.E.2d 242, 246 (Ind. 2007) (quoting
Williams v. State, 714 N.E.2d 644, 652 (Ind. 1999)); see also Ind. Trial Rule 61.
As best we can discern, it appears that Goris wished to use Exhibit F to challenge the
certification of the DataMaster instrument, thus challenging the validity of the chemical
breath test forming the basis of his conviction for Operating a Vehicle with an Alcohol
Concentration Equivalent Between 0.08 and 0.15.
Under the Indiana Administrative Code, all breath test instruments must be inspected
and certified at least once every one-hundred-eighty days, and:
(e) All breath test instruments shall meet the following standards:
(1) Certification tests shall be made using known ethanol-water or
ethanol-gas solutions, approved by the director, to simulate a breath
sample.
(2) The test results shall not deviate more than minus eight percent (-
8%) from the known ethanol content of the ethanol-water or ethanol-
gas vapor. For example, a solution of ethanol in water that produces a
vapor having eight-hundredths (0.08) grams of ethanol per two hundred
ten (210) liters shall test within the range of seventy-four thousandths
5
(0.074) to eighty-thousandths (0.080) grams per two hundred ten (210)
liters.
(3) For the purpose of inspecting the breath test instrument, the
analytical result shall be expressed to the third decimal place.
(4) Other tests that are not part of the inspection may be performed at
the time of the inspection.
260 Ind. Admin. Code 1.1-2-1(e).
Another panel of this court has held that, in order for a chemical breath test machine
to be properly certified under Section 1.1-2-1, at least two tests must be performed to verify
the accuracy of the machine. Nivens v. State, 832 N.E.2d 1134, 1138 (Ind. Ct. App. 2005).
These tests must (1) be made using known ethanol-water or ethanol-gas
solutions; (2) produce results that do not deviate more than minus eight percent
from the known alcohol content of the ethanol-water or ethanol-gas solution;
and (3) express the analytical result of the test to the third decimal place. If
ISDT were to perform two tests that satisfied each of these standards, then,
according to Title 260, section 1.1–2–1, the chemical breath test machine
could be properly certified. Any further tests conducted by ISDT, beyond
these two required tests, are merely further assurance of the machine's
accuracy and are not required by Title 260, section 1.1–2–1. Since further
testing is not required, the results of these tests need not be expressed to the
third decimal place. Thus, Title 260, section 1.1–2–1(e)(3) does not require
that the results of multiple tests done to assess the accuracy of the
Data[M]aster machine each be expressed to the third decimal place.
Id.
Here, the first page of Exhibit F reveals that, when a solution simulating an Alcohol
Concentration Equivalent of 0.08 was input into the instrument, the instrument gave a
reading of 0.07. However, subsequent pages of Exhibit F reveal that, for the same solution,
the instrument gave readings of 0.077, 0.075, 0.075, 0.075, and 0.075. Later in the same
diagnostic session, another test was conducted with the same solution, and the instrument
6
gave readings of 0.078, 0.077, 0.077, 0.077, and 0.078. The results of these two tests satisfy
the requirements of 260 I.A.C. 1.1-2-1, and thus we cannot agree that the DataMaster
instrument in question was not properly certified. Therefore, we cannot conclude that
Goris’s substantial rights were affected, and any error in the exclusion of Exhibit F was
harmless.
Miranda Warning
Goris next contends that “the trial court erred in allowing Patrolman Forston to testify
regarding statements made by Goris prior to being read his rights [as required under
Miranda].” (Appellant’s Br. at 18.) Goris challenges the admission into evidence of
Patrolman Forston’s testimony regarding Goris’s statement that he had consumed two beers
earlier in the evening. (Tr. at 71-72.)
Goris also appears to challenge the admission into evidence of Patrolman Forston’s
testimony regarding Goris’s responses to Patrolman Forston’s questions as to why Goris
would not want to submit to a chemical breath test. (Tr. at 102.) However, we are unable to
glean from the record what statements, if any, Goris may have made in response to Patrolman
Forston’s questions, therefore we do not address Goris’s challenge to these statements. See
Bass v. State, 797 N.E.2d 303, 305 (Ind. Ct. App. 2003) (it is not this court’s role to develop
arguments for parties on appeal).
“Wide discretion is afforded the trial court in ruling on the admissibility . . . of
evidence.” Nicholson v. State, 963 N.E.2d 1096, 1099 (Ind. 2012). “We review evidentiary
decisions for abuse of discretion and reverse only when the decision is clearly against the
7
logic and effect of the facts and circumstances.” Id. “Miranda prohibits the introduction at
trial of any statement, ‘whether exculpatory or inculpatory, stemming from custodial
interrogation of the defendant unless it demonstrates the use of procedural safeguards
effective to secure the privilege against self-incrimination.’” Cliver v. State, 666 N.E.2d 59,
66 (Ind. 1996) (quoting Miranda, 384 U.S. at 444). “These protections are applicable only if
the defendant has been subjected to custodial interrogation, which is ‘questioning initiated by
law enforcement officers after a person has been taken into custody or otherwise deprived of
his freedom of action in any significant way.’” Id. (quoting Miranda, 384 U.S. at 444).
“Ordinarily, persons detained for traffic stops are not ‘in custody’ for purposes of
Miranda.” Lockett v. State, 747 N.E.2d 539, 543 (Ind. 2001) (citing Berkemer v. McCarty,
468 U.S. 420, 440 (1984)). In distinguishing between custodial encounters and non-custodial
encounters, the ultimate inquiry is whether there was a formal arrest, or a restraint on
freedom of movement of the degree associated with a formal arrest. Meredith v. State, 906
N.E.2d 867, 873 (Ind. 2009). We consider all circumstances surrounding the encounter, and
apply an objective test asking whether a reasonable person under the same circumstances
would believe that he was under arrest or otherwise not free to resist the entreaties of the
police. Id. Factors we consider are whether the defendant was read his Miranda rights;
whether he was handcuffed or restrained in any way; whether he was told that he was a
suspect in a crime; whether the police suggested the defendant should cooperate, implied
adverse consequences for noncooperation, or suggested that the defendant was not free to go
about his business; and the length of the detention. Id.
8
Here, Goris’s statement was made shortly after Patrolman Forston initiated the traffic
stop. (Tr. at 70-72.) Immediately after Goris gave Patrolman Forston his driver’s license and
car registration, Patrolman Forston asked him if he had had anything to drink that evening, to
which Goris responded that he had consumed two beers. (Tr. at 71-72.) At that time, Goris
was neither handcuffed nor physically restrained in any way, and he had not been told he was
a suspect in a crime. There is no indication that Patrolman Forston suggested Goris should
cooperate or implied adverse consequences for noncooperation. While Goris was not free to
leave due to the inherent nature of a traffic stop, there is no indication that the length of this
phase of the traffic stop was abnormal, or that the encounter at that point in time was
anything beyond a routine traffic stop. Therefore, when Goris stated that he had consumed
two beers, he was not “in custody” for purposes of Miranda, and thus was not entitled to the
protections thereof. We find no abuse of discretion in the admission into evidence of his
statement to Patrolman Forston.
However, even if Goris’s statement to Patrolman Forston had been admitted into
evidence in violation of Miranda, statements obtained in violation of Miranda and
erroneously admitted are subject to an analysis for harmless error. See Alford v. State, 699
N.E.2d 247, 251 (Ind. 1998). “The improper admission of evidence is harmless error when
the conviction is supported by such substantial independent evidence of guilt as to satisfy the
reviewing court that there is no substantial likelihood that the questioned evidence
contributed to the conviction.” Barker v. State, 695 N.E.2d 925, 931 (Ind. 1998).
Here, Patrolman Forston observed Goris driving a vehicle that failed to stop at the
9
intersection of Plank and Gardner Roads. After initiating a traffic stop, Patrolman Forston
smelled an odor of alcohol when he approached Goris’s car. Goris was administered a
standardized chemical breath test at the Warrick County Security Center, which showed that
his Alcohol Concentration Equivalent was 0.09. Therefore, Goris’s convictions were
supported by such substantial independent evidence that there is no substantial likelihood that
Goris’s statement to Patrolman Forston contributed to the convictions, and any error in the
admission thereof was harmless.
Validity of Offer of Breath Test
Goris next claims that Patrolman Forston administered an Implied Consent advisement
using the word “may” as opposed to “shall,” and that the chemical breath test thus was
invalid because Goris was not accurately advised as to the consequences of refusing to
submit to a chemical breath test.5
Under Indiana’s Implied Consent Law, “[a] person who operates a vehicle impliedly
consents to submit to the chemical test provisions of this chapter as a condition of operating a
vehicle in Indiana.” I.C. § 9-30-6-1. Furthermore, “[i]f a person refuses to submit to a
chemical test, the arresting officer shall inform the person that refusal will result in the
suspension of the person’s driving privileges.” I.C. § 9-30-6-7(a). Such an advisement must
be phrased in absolute terms, and the advisement must state “‘that refusal will result in
suspension’ of the person’s driving privileges.” State v. Ray, 886 N.E.2d 43, 48 (Ind. Ct.
5
In the argument sections addressing this issue in both his appellant’s brief and reply brief, Goris
emphasizes his allegation that the standardized field sobriety tests were not administered correctly.
However, we observe that his conviction for Operating a Vehicle with an Alcohol Concentration
Equivalent Between 0.08 and 0.15 is based on an Alcohol Concentration Equivalent number, not on the
results of a field sobriety test.
10
App. 2008) (emphasis in original) (quoting State v. Huber, 540 N.E.2d 140, 142 (Ind. Ct.
App. 1989), trans. denied). When a police officer fails to advise the driver, in such absolute
terms, as to the consequences of refusal to submit to a chemical breath test, the test has not
been properly “offered” to the driver and the driver cannot be found to have refused to
submit to the test. Vetor v. State, 688 N.E.2d 1327, 1329-30 (Ind. Ct. App. 1997).
Here, Goris cites to Vetor for the proposition that “failure to make a valid offer of the
test results in an invalid test.” (Appellant’s Br. at 17; Appellant’s Reply Br. at 6.) However,
this argument misconstrues Vetor, in which a defendant challenged the suspension of his
driver’s license following his failure to submit to a chemical breath test. Here, Goris
ultimately consented to the chemical breath test, and he challenges the results of the test.
Therefore, Vetor is inapposite to this case, and we find no reversible error with regard to the
chemical breath test.
Failure to Admonish Jury
Finally, Goris contends that the trial court erred when it failed to admonish the jury
regarding the inadmissibility of portable breathalyzer test (“PBT”) results. Patrolman
Forston testified that he “administered a field sobriety test . . . [a] P.B.T.” (Tr. at 72.) In
response, the State asked, “A portable breathalyzer test?” (Tr. at 72.) At which point Goris
objected, and Patrolman Forston continued, testifying that “[Goris] didn’t—he didn’t [take] it
correctly.” (Tr. at 72.) Goris again objected on the basis of the inadmissibility at trial of
portable breathalyzer test results, and requested that the jury be admonished as to the
inadmissibility of the test results. (Tr. at 72.) The State responded that it would not elicit the
11
results of the portable breathalyzer test, but that “the fact that the test was given is
admissible[.]” (Tr. at 72-73.) The trial court then encouraged the State to continue its direct
examination of Patrolman Forston, but did not admonish the jury as Goris requested. (Tr. at
73.)
We review a trial court’s evidentiary rulings for abuse of discretion, which occurs
when the decision is clearly against the logic and effect of the facts and circumstances.
Nicholson, 963 N.E.2d at 1099. “Whether to admonish the jury is within the trial court’s
discretion[,] and reversible error will be found only where the defendant demonstrates that
the trial court’s failure to admonish the jury placed the defendant in a position of grave peril.”
Purcell v. State, 406 N.E.2d 1255, 1259 (Ind. Ct. App. 1980) (citing Marsh v. State, 393
N.E.2d 757, 760 (Ind. 1979), overruled on other grounds by Beattie v. State, 924 N.E.2d 643
(Ind. 2010)).
PBTs “provide a simple method for a threshold determination [as to] whether a person
has consumed alcohol.” State v. Whitney, 889 N.E.2d 823, 828 (Ind. Ct. App. 2008).
“While PBT results are not admissible at trial, they can help officers determine whether to
offer standardized chemical tests that are admissible to demonstrate intoxication.” Id.
Here, the results of the PBT were neither offered nor admitted into evidence. Instead,
Patrolman Forston testified that a PBT had been administered, which Goris failed to take
properly. Furthermore, a standardized chemical breath test was administered to Goris at the
Warrick County Security Center, and the results of that test were properly admitted into
evidence at trial. See discussion supra. Thus, we cannot agree that the trial court’s failure to
12
admonish the jury regarding the inadmissibility of a PBT was error. Moreover, the absence
of an admonition certainly did not place Goris in a position of grave peril.
Conclusion
Any error in the exclusion of Exhibit F was harmless; the trial court did not abuse its
discretion regarding the admission of Goris’s statements to Patrolman Forston, and any
potential error was harmless. We find no reversible error with regard to the chemical breath
test or the trial court’s failure to admonish the jury.
Affirmed.
NAJAM, J., and BARNES, J., concur.
13