NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 13-4551
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UNITED STATES OF AMERICA
v.
LARRY LEE WALTERS,
Appellant
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On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Crim. No. 1-07-cr-00285-001)
District Judge: Honorable John E. Jones, III
__________________________
Submitted Under Third Circuit L.A.R. 34.1(a)
July 7, 2014
Before: SMITH, VANASKIE, and SHWARTZ, Circuit Judges
(Filed: September 9, 2014)
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OPINION
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VANASKIE, Circuit Judge.
Larry Lee Walters appeals the sentence he received upon the revocation of his
supervised release. He contends that the sentence of 18 months’ imprisonment and one
year of supervised release is both substantively and procedurally unreasonable. For the
reasons stated below, we will affirm the judgment of the District Court.
I.
Because we write primarily for the parties, who are familiar with the background
of this case, we set forth only those facts necessary to our analysis.
On January 17, 2008, Walters pleaded guilty to one count of unlawful possession
of a firearm after having been convicted of a misdemeanor domestic violence offense, in
violation of 18 U.S.C. § 922(g)(9). Based on a criminal history category of III and an
offense level of 26, Walters faced an advisory guidelines range of 78 to 97 months’
imprisonment. On January 26, 2009, Judge Jones sentenced him to a prison term of 48
months, to be followed by 3 years of supervised release.
Walters’s term of supervised release commenced on December 7, 2010. Nearly 3
weeks later, on December 27, 2010, Walters was involved in an automobile accident that
required surgery to repair his broken wrist and femur. Following the surgeries, Walters
underwent physical rehabilitation at the Manor at Perry Village (“Perry Village”).
On January 27, 2011, the director of Perry Village called the United States
Probation Office and reported that Walters had been making inappropriate sexual
comments to female employees, and that Walters physically threatened his roommate.
After unsuccessfully attempting to transfer Walters to a different facility, Walters’s
probation officer instructed him to refrain from making threatening or inappropriate
remarks to any Perry Village resident or staff member. Walters complied with these
instructions until his discharge from Perry Village on March 1, 2011.
2
But on March 31, 2011, the director of Perry Village again contacted Walters’s
probation officer, this time to report that, following his discharge, Walters sent multiple
packages containing inappropriate items to Perry Village staff members. Later that day,
the probation officer discussed the incident with Walters, and instructed Walters to have
no contact, direct or indirect, with Perry Village staff members. Walters informed his
probation officer that he understood the instructions, and that he would comply.
Then, the very next day, Walters sent a letter to a Perry Village staff member
indicating that she should check the oil level in her car, and stating that she should “grow
up,” and apologize. (App. 21.) When Walters’s probation officer spoke to him about the
letter, Walters admitted to sending it on April 1, 2011 despite having understood the
probation officer’s instructions the day before. On April 14, 2011, the District Court
entered an order modifying the terms of Walters’s supervised release to explicitly
prohibit Walters from having any contact with Perry Village staff members.1
On January 2, 2013, Walters was arrested on state charges of stalking and
harassment by communication. The charges arose after a member of Walters’s hiking
club reported that Walters had repeatedly made inappropriate remarks to her and other
female members of the club. The victim also informed police that, notwithstanding
1
In the petition seeking a modification of the terms of Walters’s supervised
release, Walters’s probation officer noted that although “the [District] Court could
proceed with revocation action for disobeying the instructions of the probation officer . . .
the probation officer recommends that the Court allow Mr. Walters to continue under
supervision, with the condition that he have no further contact with staff at Perry Village .
. . in any form, directly or indirectly.” (App. 21.)
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repeated requests by both her and her attorney that Walters not contact her, Walters
mailed the victim packages containing inappropriate materials, some of which the victim
perceived as threatening. As a result of the state charges, a federal arrest warrant was
issued for Walters, alleging that he had violated a term of his supervised release that he
not break any federal, state, or local laws.
Walters’s initial appearance for violating the terms of his supervised release took
place before Magistrate Judge Schwab on June 26, 2013. A supervised release
revocation hearing was scheduled for July 2, 2013, but on that date, Judge Jones granted
Walters’s unopposed motion to continue the revocation proceedings pending a resolution
of Walters’s state court charges.
Walters thereafter proceeded to a jury trial in state court. The jury convicted him
of harassment, but could not reach a verdict on the stalking charge. Because harassment
is a Grade C felony and Walters’s original criminal history category was III, Walters’s
advisory guidelines range for revocation of supervised release was 5 to 11 months’
imprisonment. See U.S.S.G. § 7B1.4(a). The District Court held a revocation hearing on
November 15, 2013. At the hearing, Judge Jones revoked Walters’s supervised release,
and imposed an 18 month term of imprisonment, to be followed by a one year term of
supervised release. This appeal followed.
II.
Walters contends that his sentence is procedurally unreasonable because the
District Court failed to consider his mental health problems. He also asserts that the
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District Court’s failure to adequately explain its reasons for varying upward renders the
sentence substantively unreasonable. Walters did not raise an objection on these bases in
the District Court. Because Walters was sentenced before our recent en banc decision in
United States v. Flores-Mejia, No. 12-3149, 2014 WL 3450938, at *2 (3d Cir. July 16,
2014), holding prospectively that a defendant’s failure to raise an objection to the district
court’s purported failure to give meaningful consideration to a particular matter waives
that objection, we review Walters’s challenge to the procedural reasonableness of his
sentence for abuse of discretion. United States v. Tomko, 562 F.3d 558, 567 (3d Cir.
2009) (en banc). We apply the same standard to review Walters’s claim that his sentence
is substantively unreasonable. Gall v. United States, 552 U.S. 38, 51 (2007).
When imposing a sentence in connection with a revocation of supervised release, a
district court must consider the sentencing range under U.S.S.G. § 7B1.4(a) (providing
the “range of imprisonment applicable upon revocation”), and “state on the record its
general reasons under section 3553(a) for . . . imposing a more stringent sentence.”2
United States v. Blackston, 940 F.2d 877, 894 (3d Cir. 1991) (emphasis in original)
(noting that we will not disturb a sentence imposed for a violation of supervised release
unless it is “plainly unreasonable”). “[T]here is no requirement that the district court
2
“The § 3553(a) factors include the nature and circumstances of the offense, the
history and characteristics of the defendant, the need for adequate deterrence, the
defendant's medical needs, and the protection of the public.” United States v. Wilson,
707 F.3d 412, 416 (3d Cir. 2013).
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make specific findings with respect to each of the section 3553(a) factors that it
considered.” Id. at 893–94.
Although Walters asserts that the District Court overlooked his mental health
history, a review of the record shows that, as Judge Jones explained during the revocation
hearing, the District Court was “well familiar with [] Walters’s history having sentenced
him [in 2009].” (App. 64.) Prior to sentencing Walters on his underlying conviction, the
District Court granted Walters’s request for a psychological evaluation, the results of
which were provided to the District Court. Moreover, Walters’s Presentence
Investigation Report contained a detailed overview of his mental health history. We are
therefore satisfied that the District Court was aware of and sufficiently considered
Walters’s mental health history, and we reject Walters’s argument that his sentence is
procedurally unreasonable.
We are also not persuaded by Walters’s contention that his sentence is
substantively unreasonable. Contrary to Walters’s contention, the District Court did
articulate its bases for varying upward from Walters’s advisory guidelines range. The
Court explicitly acknowledged the sentencing range suggested under U.S.S.G. §
7B1.4(a), and stated that it had considered the § 3553(a) factors. And the District Court
reasonably determined that an upward variance was necessary as a result of the
“enormously troubling facts” underlying Walters’s violation of the terms of supervised
release, and because of the Court’s warranted “grave[] concern[] about [Walters’s] ability
to obey the law . . . particularly in terms of his interactions with individuals.” (App. 65.)
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III.
For the foregoing reasons, we will affirm the District Court’s judgment.
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