Filed 10/29/14 P. v. Chaney CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Amador)
----
THE PEOPLE, C073949
Plaintiff and Respondent, (Super. Ct. No. 05CR08104)
v.
CLIFFORD PAUL CHANEY,
Defendant and Appellant.
Defendant Clifford Paul Chaney has eight strikes: six robberies with arming
enhancements and two first degree burglaries. These eight strikes arose from two
separate incidents in which defendant and two others robbed the same chemical
laboratory and imprisoned 20 employees.
Defendant’s current offense for which he was sentenced to prison for 25 years to
life in 2005 was driving under the influence of alcohol (DUI) with prior convictions for
three other DUI’s, two of which resulted in injuries. When he committed the current
1
DUI, he was on two grants of probation. Following his current DUI conviction,
defendant explained he “drinks too much” and is “emotionally weak.”
In this appeal, defendant challenges the trial court’s denial of his petition for
resentencing under the Three Strikes Reform Act of 2012 (the Act). Under the Act,
“prisoners currently serving sentences of 25 years to life for a third felony conviction
which was not a serious or violent felony may seek court review of their indeterminate
sentences and, under certain circumstances, obtain resentencing as if they had only one
prior serious or violent felony conviction.” (People v. Superior Court (Kaulick) (2013)
215 Cal.App.4th 1279, 1286 (Kaulick).) If a defendant such as the one here satisfies
certain criteria, “the petitioner shall be resentenced . . . unless the court, in its discretion,
determines that resentencing the petitioner would pose an unreasonable risk of danger to
public safety.” (Pen. Code,1 § 1170.126, subd. (f).)
The court based the denial on its finding that “[t]he [c]ourt cannot in good
conscience say that you do not pose an unreasonable risk to the public safety if released.
The [c]ourt is not convinced that you would not re-engage in alcohol use and place the
public at risk.” The court cited defendant’s numerous DUI’s that caused injuries, stating
drinking was the root of his criminality.
On appeal, defendant contends: (1) the court erred by allowing his petition to be
heard by a different judge than the one who originally sentenced him; (2) the court erred
by not obtaining a supplemental probation report; and (3) the court abused its discretion
in denying the petition.
We hold: (1) defendant forfeited his right to have the original sentencing judge
hear his petition; (2) no supplemental probation report was required; and (3) the court
acted well within its discretion in denying the petition.
1 All further section references are to the Penal Code.
2
DISCUSSION
I
Defendant Forfeited His Right
To Have The Original Sentencing Judge Consider His Petition
“Penal Code section 1170.126, subdivision (b) specifies that a prisoner petitioning
for resentencing must file the petition ‘before the trial court that entered the judgment of
conviction in his or her case.’ The reference to ‘the trial court that entered the judgment’
is clearly a reference to the trial judge. This is confirmed by a later subdivision, which
uses the terms ‘judge’ and ‘court’ interchangeably, when identifying the judicial officer
who must rule on the petition. (Pen. Code, § 1170.126, subd. (j).) Penal Code section
1170.126, subdivision (j) provides, ‘If the court that originally sentenced the defendant is
not available to resentence the defendant, the presiding judge shall designate another
judge to rule on the defendant’s petition.’ [¶] It is therefore clear that the initial
sentencing judge shall rule on the prisoner’s petition.” (Kaulick, supra, 215 Cal.App.4th
at pp. 1300-1301.)
Defendant contends the court erred by allowing his petition to be heard by a
different judge than the one who originally sentenced him to his three strikes’ sentence.
Defendant has forfeited this contention by not objecting in the trial court. In a similar
context, our court has held that where a defendant does not object to sentencing by a
judge other than the one who accepted his plea, the defendant has forfeited his right to
later contend he was entitled to have the original judge sentence him. (People v. Serrato
(1988) 201 Cal.App.3d 761, 764-765 [defendant waives his right to have the same judge
who accepted the plea also sentence him when he fails to object to a different judge as the
sentencing judge in the trial court]; In re Sheena K. (2007) 40 Cal.4th 875, 880, fn. 1
[“correct term is ‘forfeiture’ rather than ‘waiver’ ”].)
3
II
The Trial Court Did Not Need To Obtain A Supplemental Probation Report
Defendant contends the court erred in failing to obtain a supplemental probation
report before denying his petition. He acknowledges that this subject “was not raised by
the prosecutor, defense counsel, or the court at any time.”
The People contend defendant forfeited any right to such a report, citing People v.
Johnson (1999) 70 Cal.App.4th 1429. In Johnson, the Fourth District Court of Appeal
held that a “defendant has waived his right to object to the absence of a supplemental
[probation] report by failing to do so in the trial court.” (Johnson, at p. 1433.)
A later case by this court has held that when a supplemental probation report is
required, an appellate court cannot infer forfeiture because there must be a written
stipulation of waiver of the supplemental report or a stipulation orally in open court.
(People v. Dobbins (2005) 127 Cal.App.4th 176, 182.) This court relied on section 1203,
subdivision (b)(4), which provides as follows: “The preparation of the report or the
consideration of the report by the court may be waived only by a written stipulation of the
prosecuting and defense attorneys that is filed with the court or an oral stipulation in open
court that is made and entered upon the minutes of the court, except that a waiver shall
not be allowed unless the court consents thereto.”
Here, because the preparation of a supplemental probation report was not required,
there did not have to be a written or oral stipulation of waiver. California Rules of Court,
rule 4.411(c) provides: “The court shall order a supplemental probation officer’s report
in preparation for sentencing proceedings that occur a significant period of time after the
original report was prepared.” The hearing here was not a “sentencing proceeding[].”
“There are . . . three . . . determinations at issue under Penal Code section 1170.126,
subdivision (f): First, the court must determine whether the prisoner is eligible for
resentencing; second, the court must determine whether resentencing would pose an
unreasonable risk of danger to public safety; and third, if the prisoner is eligible and
4
resentencing would not pose an unreasonable risk of danger, the court must actually
resentence the prisoner.” (Kaulick, supra, 215 Cal.App.4th at p. 1299.)
The trial court found that defendant’s release would pose an unreasonable risk of
danger to public safety, so it never reached the third step of resentencing him. Thus, the
court was not required to obtain a supplemental probation report, and the rule of
forfeiture in Johnson applies here. (People v. Johnson, supra, 70 Cal.App.4th at p. 1433;
In re Sheena K., supra, 40 Cal.4th at p. 880, fn. 1 [“correct term is ‘forfeiture’ rather than
‘waiver’ ”].)
III
The Court Was Well Within Its Discretion To Deny Defendant’s Petition
Defendant contends the court abused its discretion in denying his petition.
Included in this contention are defendant’s arguments that: (a) the court shifted the
burden of proof to him and did not make the required finding; (b) there was no substantial
evidence that resentencing him posed an unreasonable risk of danger to public safety; and
(c) the court failed to consider conditions of resentencing to reduce his risk upon release.
A
The Court Did Not Shift The Burden Of Proof To Defendant;
The Court Made The Required Finding
According to defendant, the court shifted the burden of proof to him and did not
make the required finding to deny the petition. The record shows otherwise on both
points.
In the People’s opposition to defendant’s petition, the People stated that once
defendant showed he was eligible for resentencing, “the burden likely shifts to the People
to demonstrate that he poses an unreasonable risk of danger to public safety if released.”
Consistent with this position (and fixing the standard of proof at preponderance of
evidence), at the hearing that took place after defendant established he was eligible for
resentencing, the court began by asking the People to present evidence and their
5
witnesses. At the conclusion of their evidence and witnesses, the People argued to the
court that defendant “poses an unreasonable risk of danger to the public if he’s released”
and then the “People rest[ed].” Thus, contrary to defendant’s contention, the court placed
the burden of proof on the People.2
As to defendant’s second argument that the court did not make the required
finding, again, the record shows otherwise. Before the court announced its ruling, the
court stated, “[the court] has to decide, based upon your history, whether you pose an
unreasonable risk to the public.” When making that finding, the court stated, “[t]he
[c]ourt cannot in good conscience say that you do not pose an unreasonable risk to the
2 Defendant also argues (with a limited discussion) about the standard of proof. As
noted, the court stated the standard was preponderance of evidence that resentencing
defendant would pose an unreasonable risk to public safety. Defendant argues the
standard was proof beyond a reasonable doubt. Not so.
As explained in Kaulick, “[t]his argument presumes that a finding of
dangerousness is a factor which justifies enhancing a defendant’s sentence beyond a
statutorily presumed second strike sentence” and “that, once the trial court concluded
that he was eligible for resentencing under the Act, he was subject only to a second strike
sentence, unless the prosecution established dangerousness.” (Kaulick, supra, 215
Cal.App.4th at pp. 1301, 1302.)
“The statutory language, however, is not amenable to [the defendant]’s
interpretation.” (Kaulick, supra, 215 Cal.App.4th at p. 1302.) “The maximum sentence
to which [the defendant] . . . is subject was . . . the indeterminate life term to which he
was originally sentenced. . . . As such, a court’s discretionary decision to decline to
modify the sentence in his favor can be based on any otherwise appropriate factor (i.e.,
dangerousness), and such factor need not be established by proof beyond a reasonable
doubt to a jury.” (Id. at p. 1303.)
We also agree with Kaulick (and the trial court) that “the proper standard of proof
is preponderance of the evidence. Evidence Code section 115 provides that, ‘[e]xcept as
otherwise provided by law, the burden of proof requires proof by a preponderance of the
evidence.’ There is no statute or case authority providing for a greater burden, and [the
defendant] has not persuaded us that any greater burden is necessary.” (Kaulick, supra,
215 Cal.App.4th at p. 1305, fn. omitted.)
6
public safety if released. The [c]ourt is not convinced that you would not re-engage in
alcohol use and place the public at risk.”
This finding was what the Act required. Under the Act, defendant “shall be
resentenced . . . unless the court, in its discretion, determines that resentencing the
petitioner would pose an unreasonable risk of danger to public safety.” (§ 1170.126,
subd. (f).) Here, the court found that defendant posed an unreasonable risk to public
safety if released because he likely would reengage in alcohol use and place the public at
risk, which was exactly the finding the court was required to make. We turn to the
evidence supporting that finding next.
B
The Court Did Not Abuse Its Discretion In Finding That Defendant’s Resentencing
Posed An Unreasonable Risk Of Danger To Public Safety
Defendant contends there was no substantial evidence that resentencing him posed
an unreasonable risk of danger to public safety. We review a trial court’s finding here for
abuse of discretion, under which it is not enough for a defendant to show that reasonable
people might disagree about the court’s sentencing decision but rather, the defendant
must show, for example, the court was unaware of its discretion or acted arbitrarily. (See
People v. Carmony (2004) 33 Cal.4th 367, 376-378 [making these observations in terms
of a trial court’s exercise of discretion in determining whether to strike a defendant’s
strike].)
Defendant’s argument is based on his belief that the court should not have found
that his prior alcohol abuse made him a current danger to public safety. The problem
with defendant’s argument is a rational basis existed for the court to believe that
defendant’s prior alcohol abuse and current state was predictive of his current
dangerousness. Although defendant points out that there was no evidence he had used
alcohol for the last eight years, there was also no evidence presented that defendant
7
completed any alcohol abuse programs or otherwise rehabilitated himself from his
alcoholism. And, as the court noted, alcoholism was the root of his criminality.
When defendant was released from prison following his sentence for the
laboratory robberies in April 1995, only four months later, in August 1995, defendant
drove his car under the influence of alcohol, colliding head-on with another car, injuring
three people in that car. He was sentenced to prison for four years. Within a few years of
his release from prison, in October 2002, he again drove his car under the influence of
alcohol into the wall of a restaurant causing the partial collapse of a wall, injuries to the
restaurant cook, and destruction of property. Two years later, in March 2004, he drove
his car under the influence of alcohol yet again. Despite spending time in jail and having
his license revoked, in June 2005, only months after being released on his last DUI and
while still on probation with a revoked license, defendant committed his current DUI
offense, which landed him in prison for 25 years to life. Thus, defendant’s pattern is a
return to alcoholism when free in society with dangerous consequences. Defendant has
not shown the court’s exercise of its discretion was an abuse.
C
The Court Did Not Have To Consider Conditions Of Resentencing,
And There Was No Error In The Court’s Failure To Do So Here
Defendant contends the court abused its discretion by failing to consider
conditions of resentencing to reduce his risk upon release. There was no abuse. There is
no authority that requires the court to consider conditions of resentencing to reduce a
defendant’s risk upon release under the Act. Moreover, defendant has demonstrated his
failure to comply with supervised release, given that he was on two grants of probation
when he committed the current DUI offense.
8
DISPOSITION
The judgment (the court’s order denying defendant’s petition for resentencing) is
affirmed.
ROBIE , J.
We concur:
BLEASE , Acting P. J.
MAURO , J.
9