Filed 1/9/15 P. v. Tapia CA4/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE,
Plaintiff and Respondent, G048757
v. (Super. Ct. No. 12HF2499)
GASTON LEOBARDO TAPIA, OPINION
Defendant and Appellant.
Appeal from a judgment of the Superior Court of Orange County,
W. Michael Hayes, Judge. Affirmed in part, reversed in part and remanded.
Dacia A. Burz, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant
Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland,
Robin Urbanski and Kimberley A. Donohue, Deputy Attorneys General, for Plaintiff and
Respondent.
Appellant was convicted of recklessly evading the police, hit and run with
property damage, and driving with a revoked license. On appeal, he contends one of his
defense witnesses was subjected to improper impeachment, and there is insufficient
evidence he knew his license had been revoked. Although we disagree with those
contentions, it does appear that appellant was improperly sentenced. Therefore, we will
vacate his sentence and remand the matter for a new sentencing hearing. In all other
respects, we affirm the judgment.
FACTS
On the afternoon of August 22, 2012, CHP Officer Sandro Kitzmann
noticed appellant driving approximately 80 m.p.h. on the I-5 Freeway in Orange County.
Kitzmann activated his overhead lights to initiate a traffic stop, but instead of pulling
over, appellant sped up and led Kitzmann on a high-speed chase. At one point during the
pursuit, appellant clipped the back of another vehicle and spun out of control. However,
before Kitzmann was able to apprehend him, he restarted his vehicle and took off again.
Although Kitzmann resumed the chase, he lost sight of appellant after appellant exited
the freeway in San Clemente.
Later that day, Kitzmann ran a records check and determined the vehicle
appellant had been driving was registered in appellant’s name, and appellant’s driver’s
license was revoked. Kitzmann also accessed appellant’s DMV photo and determined it
looked like the person he had chased on the freeway. At trial, Kitzmann testified he was
“100 percent confident” appellant was that person.
Appellant’s defense was alibi. Although he did not testify at trial, his
attorney claimed appellant was at work when the chase occurred. To support that claim,
the defense presented testimony from Sheila Case and Richard McCaskill, a mother-son
team who head up an online marketing company. They testified appellant was working
at their company in San Diego at the time of the alleged crimes. While Case’s testimony
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was based on company attendance records, McCaskill claimed he personally saw
appellant at work “all day” on the day in question.
Nevertheless, the jury convicted appellant of recklessly evading the police,
felony hit and run, and driving on a revoked driver’s license. After appellant admitted he
had served four prior prison terms, the court sentenced him to five years in prison: two
years for the evading offense, plus three years for the prison priors.
Impeachment of Defense Witness Case
Appellant claims Case was subjected to excessive impeachment by virtue
of her prior criminal record. He also claims his attorney was ineffective for “opening the
door” to some of the impeachment Case endured. Neither claim has merit.
At the time of trial, Case had six felony convictions to her name. She was
convicted of burglary in 2000, residential burglary and identity theft in 2002 (for which
she was sentenced to four years in prison) and forgery, burglary and possessing a
controlled substance for sale in 2008. Knowing Case was going to testify for the defense,
the prosecutor asked the court if she could use those convictions for impeachment
purposes. Defense counsel argued the convictions from 2000 and 2002 were too remote
to be probative, and the only conviction arguably admissible was the 2008 forgery
conviction.
The court balanced the probative value of the prior convictions against their
possible prejudicial impact under Evidence Code section 352.1 It also recognized the
impeachment issue implicated appellant’s right to due process and a fair trial. While it
believed Case’s burglary conviction from 2000 was too remote, and her drug conviction
from 2008 did not involve moral turpitude, the court ruled the prosecution could use the
remaining four convictions to impeach Case at trial. Rejecting the argument that
1 Evidence Code section 352 provides, “The court in its discretion may exclude evidence if its
probative value is substantially outweighed by the probability that its admission will (a) necessitate undue
consumption of time or (b) create substantial danger of undue prejudice, of confusing the issues, or of misleading
the jury.”
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impeachment with four convictions would amount to excessive “piling on,” the court
reasoned the convictions were relevant not only to show Case committed various crimes
involving dishonesty, but that she continued her criminal ways over a substantial period
of time. However, the court ruled that, in impeaching Case with her prior convictions,
the prosecution could not elicit any of the facts underlying her particular crimes.
At trial, defense counsel was the first to bring up Case’s prior convictions.
Apparently, he thought it would soften the impact of the priors if he asked Case about
them himself. So, as Case’s direct examination was winding down, he asked her if she
had “ever been in trouble with the law?” When Case answered yes, defense counsel
asked her how many times, and she said three or four. She also admitted those incidents
resulted in felony convictions. With that, defense counsel yielded the floor to the
prosecutor for cross-examination.
However, before launching into questioning the prosecutor asked the court
for a sidebar to revisit the impeachment issue. It was the prosecutor’s position that by
testifying she had only been in trouble with the law three or four times, Case had
effectively “impeached herself” and opened the door to further questioning about her
criminal convictions. The court agreed, to an extent. It ruled the prosecutor could bring
out the fact that Chase had actually suffered six felony convictions, not just three or four.
But as far as describing what those convictions were for, the court ruled the prosecutor
could only describe the four original convictions it had previously determined were
admissible.
On cross-examination, Chase admitted she had been convicted of
residential burglary and identity theft in 2002 and forgery and burglary in 2008. When
the prosecutor asked her if she had suffered any other felony convictions, Case stated
“those pretty much summed it up.” At that point, the court gave the prosecutor
permission to ask Case about her other convictions, to see if that would jar her memory.
The prosecutor then asked Case if she had been convicted of burglary in 2000 and selling
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a controlled substance in 2008. Chase admitted she had. On redirect, she said she had
done her best in terms of trying to remember her criminal history and was not trying to
mislead anyone about her record.
Appellant’s argument on appeal is rather narrow. He does not challenge the
trial court’s initial decision to allow the prosecution to impeach Case with four of her
felony convictions. However, he claims there was no justification for the court to allow
the prosecutor to ask Case about her two other felony convictions. We disagree.
“A witness may be impeached with any prior conduct involving moral
turpitude whether or not it resulted in a felony conviction, subject to the trial court’s
exercise of discretion under Evidence Code section 352.” (People v. Clark (2011) 52
Cal.4th 856, 931, fn. omitted, citing People v. Wheeler (1992) 4 Cal.4th 284, 290-296.)
A witness may also be impeached with evidence that tends to contradict testimony given
on direct examination, even if that evidence would not otherwise be admissible. (People
v. Lang (1989) 49 Cal.3d 991, 1017; Evid. Code, § 780, subd. (i).) Because the court’s
discretion to admit relevant impeachment evidence “‘is as broad as necessary to deal with
the great variety of factual situations in which the issue arises’ [citation], a reviewing
court ordinarily will uphold the trial court’s exercise of discretion [citations].” (People v.
Clark, supra, 52 Cal.4th at p. 932.)
As explained above, the trial court allowed the prosecutor to question Case
about her two additional felony convictions after she testified she had only been in
trouble with the law three or four times. Appellant argues the phrase “in trouble with the
law” is so vague and ambiguous there is no reason to believe that Case knew it included
her two additional felony convictions or that she was trying to minimize her criminal
record. But suffering a felony conviction is the very epitome of getting in trouble with
the law. While a person who was arrested and then released without charges, or someone
who was charged but then acquitted, could legitimately dispute whether they had actually
“gotten in trouble with the law,” there is no dispute that Case was arrested, charged and
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convicted of her crimes. Therefore, we perceive no abuse of discretion in the court’s
decision to allow Case to be impeached with all six of her felony convictions. The first
four the court allowed were relevant to show Case’s general willingness to lie and do evil
(People v. Wheeler, supra, 4 Cal.4th at p. 295), and the second two were relevant to show
she lied on direct examination by claiming she had only been in trouble with the law
three or four times. (See generally Andrews v. City and County of San Francisco (1988)
205 Cal.App.3d 938, 945-946 [a witness’s testimony on direct examination “may open
the door to the use of otherwise inadmissible evidence of prior misconduct for the
purpose of contradicting such testimony”].)
Alternatively, appellant argues his attorney was ineffective for asking Case
how many times she had been in trouble with the law. Appellant asserts the question
“was an unsound tactic since it unreasonably risked opening the door to the prosecutor’s
devastating impeachment of Case.” We agree the question was ill-advised. Instead of
asking Case how many times she had been in trouble with the law, defense counsel
should have just asked her about the four particular felonies the trial court had determined
were relevant to her impeachment. That way, there would have been no danger of
opening the door to impeachment with her other two felonies.
But in order to establish a claim of ineffective assistance of counsel,
appellant must not only prove his attorney’s performance was deficient, he must also
affirmatively establish prejudice. (Strickland v. Washington (1984) 466 U.S. 668, 687.)
To do this, he “must show that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.” (Id. at p.
694.) “A reasonable probability is a probability sufficient to undermine confidence in the
outcome.” (Ibid.) Under this standard, the defendant “must carry his burden of proving
prejudice as a ‘demonstrable reality,’ not simply speculation as to the effect of the errors
or omissions of counsel.” (People v. Williams (1988) 44 Cal.3d 883, 937.)
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In arguing defense counsel’s questioning paved the way for “devastating
impeachment” of Case, appellant overlooks the fact that regardless of anything his
attorney did, Case was still subject to impeachment by virtue of her prior convictions.
Indeed, it is undisputed that four of her prior felonies were fair game for impeachment. It
is unlikely the jury’s impression of her credibility was materially affected by mention of
her two other felony convictions.
Moreover, Case’s testimony was cumulative of and less favorable to the
defense than McCaskill’s testimony. Whereas Case had no personal recollection of
appellant working at her San Diego business on the day in question, McCaskill testified
he actually saw appellant at work that day. That testimony having been rejected by the
jury, we do not share appellant’s view that Case’s testimony that records showed Tapia
was there was “essential” to his alibi defense.
Nor do we believe it is reasonably probable appellant would have obtained
a more favorable outcome had his attorney acted differently. Even though defense
counsel’s questioning of Case led to a modicum of additional impeachment, our
confidence in the verdict is not affected. Counsel’s performance is not grounds for
reversal.
Sufficiency of the Evidence
Appellant also contends there is insufficient evidence to support the jury’s
finding he knew his driver’s license had been revoked at the time of the alleged crimes.
Again, we disagree.
In reviewing the sufficiency of the evidence to support a criminal
conviction, we examine the entire record and draw all reasonable inferences in favor of
the judgment to determine whether there is reasonable and credible evidence from which
a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.
(People v. Jackson (2014) 58 Cal.4th 724, 749.) “If the circumstances reasonably justify
the trier of fact’s findings, reversal of the judgment is not warranted simply because the
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circumstances might also reasonably be reconciled with a contrary finding.” (People v.
Albillar (2010) 51 Cal.4th 47, 60.) “‘After conviction all intendments are in favor of the
judgment and a verdict will not be set aside unless the record clearly shows that upon no
hypothesis whatsoever is there sufficient evidence to support it.’ [Citation.]” (People v.
Gonzales (1970) 4 Cal.App.3d 593, 602; accord People v. Cravens (2012) 53 Cal.4th
500, 508.)
Appellant was charged with violating Vehicle Code section 14601.2,
subdivision (a), which makes it a crime to drive with a license which is “suspended or
revoked for a conviction of a violation of Section 23152 [driving under the influence] or
23153 [driving under the influence and causing bodily injury] if the person so driving has
knowledge of the suspension or revocation.” (Italics added.) Knowledge is presumed if
the driver has been given notice by the court or has received mailed notice from the
DMV. (Veh. Code, § 14601.2, subd. (c).)
Here, there was no direct evidence appellant ever received notice of
revocation from the court or the DMV. However, as appellant admits, knowledge can be
inferred from other circumstantial evidence. In fact, because a person’s knowledge of
any particular fact “is rarely susceptible of direct proof” it typically “must be established
by circumstantial evidence and the reasonable inferences to which it gives rise.” (People
v. Buckley (1986) 183 Cal.App.3d 489, 494-495.)
At trial, the prosecution presented considerable evidence regarding
appellant’s driving record. Among other things, the evidence revealed 1) Appellant’s
driver’s license was first suspended in 1997, 2) he’s been convicted of driving under the
influence four times, 3) following his third such conviction, his driver’s license was
revoked, and 4) his license was still on “revoked status” at the time the instant offenses
occurred. Given appellant’s driving record and his extensive involvement with the
judicial system, it is reasonable to believe he knew he was driving on a revoked license
when Officer Kitzmann tried to pull him over. A jury could reasonably wonder why else
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he would take such drastic measures to avoid apprehension for a simple traffic violation.
While it is possible appellant was motivated by something else, respondent is correct that,
“There was no evidence of any other reason for appellant to initiate a high speed chase
down a moderately populated freeway.”
Drawing all inferences in favor of the judgment below, as we are required
to do, there is sufficient evidence to support the jury’s finding appellant knew his driver’s
license had been revoked. We are therefore powerless to disturb his conviction for
driving on a revoked license.
Prior Prison Term Enhancements
Following his conviction on the underlying charges, appellant admitted and
the court found he had served four prior prison terms on four different cases. Although
Penal Code section 667.5, subdivision (b) authorizes a one-year sentence enhancement
for each prior prison term, the court struck one of the prison priors and enhanced
appellant’s two-year base term an additional three years under that section.
However, the record shows appellant’s sentences on two of his prior cases
were actually merged into a single consecutive sentence. Therefore, as the Attorney
General concedes, the time served on those cases should have been treated as but one
prior prison term for purposes of Penal Code section 667.5, subdivision (b). (People v.
Shea (1995) 39 Cal.App.4th 1257, 1274; People v. Perez (1992) 4 Cal.App.4th 893, 910-
911.)
The problem is, the trial court didn’t know that. Had the court realized
appellant was only eligible for three one-year prison enhancements, not four, it might not
have struck one of the enhancements. While appellant urges us to strike another one of
the enhancements and reduce his total sentence from five years to four years, we believe
the proper remedy is to vacate appellant’s sentence and remand for a new sentencing
hearing. This will ensure the trial court’s sentencing decision is based on a full and
correct understanding of appellant’s sentencing exposure. (See People v. Deloza (1998)
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18 Cal.4th 585, 600 [remand required where the trial court misunderstood the scope of its
sentencing discretion].)
DISPOSITION
Appellant’s sentence is vacated, and the matter is remanded for a new
sentencing hearing. In all other respects, the judgment is affirmed.
BEDSWORTH, J.
WE CONCUR:
O’LEARY, P. J.
MOORE, J.
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