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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 13-13848
Non-Argument Calendar
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D.C. Docket No. 6:11-cv-01080-CEH-GJK
CEDRICK S. BARRINER,
Petitioner-Appellee,
versus
SECRETARY, DEPARTMENT OF CORRECTIONS,
ATTORNEY GENERAL, STATE OF FLORIDA,
Respondents-Appellants.
________________________
Appeals from the United States District Court
for the Middle District of Florida
________________________
(March 4, 2015)
Before ED CARNES, Chief Judge, TJOFLAT and ROSENBAUM, Circuit Judges.
PER CURIAM:
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The State of Florida appeals the portion of the district court’s judgment
granting 28 U.S.C. § 2254 relief to Florida prisoner Cedrick Barriner based on his
claim that he was denied effective assistance of counsel at his criminal trial.
I.
On June 13, 2009, the Sanford Police Department responded to a report of
an armed home invasion at the home of Terri Patrick. In his 911 call, Patrick said
that he and his friend Antonio Jones had barricaded themselves in a bedroom
because several armed men had broken into the house. When the first officer
arrived on the scene, he noticed a tall man leaving the residence with several items
in his hands. The officer attempted to arrest the suspect, but he fled and outran the
officer. The suspect did, however, drop the items he had been holding — a car
stereo and two handguns. In the meantime, more officers arrived and moved to
secure the inside of the home. One of the front door’s panels was kicked in, so
when the officers approached the house they could see a man standing inside. That
man was Cedrick Barriner. They instructed Barriner to exit the house with his
hands in the air, and he did. They arrested him, patted him down, and found a
bullet in one of his pockets. When they searched the home, they found, among
other things, mail packaging with marijuana residue on it, a black handgun in a
closet, and a bullet next to the handgun.
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The State brought two criminal charges against Barriner. The first was for
armed burglary of an occupied dwelling with an assault. See Fla. Stat. Ann.
§ 810.02(2)(a), (b) (West 2009). The second was for being a convicted felon in
possession of ammunition. See id. § 790.23(1). On the first day of trial, the court
granted Barriner’s motion to sever the counts, and the case proceeded to trial on
the armed burglary charge alone. The State relied on testimony from Jones,
Patrick, and the officers who responded to the 911 call. Those witnesses testified
to the facts we have already recounted. Barriner’s defense strategy was to argue
that he was innocent of any crime, and he took the stand to give his account of that
night’s events. According to Barriner, Jones had invited him inside, and they had
smoked marijuana. Barriner said he had given Jones $500 for a pound of
marijuana earlier that day, 1 and when he asked about it, Jones said that he could
not get any. Barriner then stood up to fight him, and Jones ran back to the
bedroom and locked himself inside. Barriner followed Jones, knocked on the door,
started “talking trash,” and demanded that Jones give him his marijuana. Just as he
was starting to leave, the police arrived. When cross-examined by the prosecutor
about the bullet in his pocket, Barriner explained that he had picked it up as he was
leaving the house.
1
When Jones was cross-examined by defense counsel, he denied that Barriner had paid him
$500 for marijuana.
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At the close of evidence, the trial court’s instructions to the jury included an
explanation of the charged offense, which was armed burglary of an occupied
dwelling with an assault, as well as explanations of all the lesser included offenses
whose elements were alleged in the information and supported by evidence at trial.
See State v. Weller, 590 So. 2d 923, 926 (Fla. 1991) (“[Florida] law requires that
an instruction be given for any lesser offense all the elements of which are alleged
in the accusatory pleadings and supported by the evidence adduced at trial.”). The
court’s instructions thus gave the jurors three general options.
The first option was to find Barriner guilty as charged in the information.
The court told them that they must return that verdict if they found all of the
elements for an armed burglary of an occupied dwelling with an assault.
If the jurors could not conclude that he was guilty as charged in the
information, the second option was to find Barriner guilty of “other acts that would
constitute a lesser included offense.” The lesser included offenses were:
(1) armed burglary of a structure, (2) burglary of a structure with an assault,
(3) burglary of an unoccupied dwelling, (4) burglary of an occupied structure,
(5) burglary of an unoccupied structure, (6) trespass of a structure, and (7) assault.
The court told the jurors that they had to pick the verdict that reflected the “highest
offense which has been proven beyond a reasonable doubt.”
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The third option was to find Barriner not guilty. The court further instructed
the jurors that “[o]nly one verdict may be returned as to the crime charged,” and
that when they marked the verdict forms, the jurors were “to place an X on the one
line that represents the jury’s verdict.” Neither side objected to those instructions.
During its deliberations, the jury sent the trial judge a note. It read: “Dear
Judge, is the[re] a Florida statute that encompasses both an Assault and
Tre[s]pass?” With the jury outside the courtroom, the trial judge read the note to
the attorneys. The prosecutor replied, “I think the answer is no.” Defense counsel
did not dispute that answer, saying: “They have to agree, Your Honor.” 2 Defense
counsel did not ask for time to research the issue before giving his answer. The
court then called the jurors into the courtroom and told them: “The answer to your
question is no.” After a short deliberation, the jury found Barriner guilty of the
lesser included offense of burglary of an unoccupied dwelling, in violation of
Florida Statute section 810.02(3)(b). The court then entered judgment on the
verdict.
The next day, the trial judge received a letter from one of the jurors. The
letter stated that the jurors had been deadlocked, with three jurors believing
Barriner was guilty as charged and three jurors believing he was guilty of only
2
In context, defense counsel’s answer to the question, that the jurors “have to agree,” is
implicitly agreeing that there is no statute and stressing the notion that the jury has to pick either
assault or trespass instead of both. In other words, the jurors were required to agree on the one
“highest offense that ha[d] been proven beyond a reasonable doubt,” as the trial court had
instructed.
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assault. It went on to explain that the jurors had submitted the question to the
judge in the hope that they could reach a compromise by finding Barriner guilty
under a statute that criminalized assault and trespass. When the judge told them
there was no such statute, the jurors struck a different compromise by finding
Barriner guilty of burglary of an unoccupied dwelling. The letter asserted that “all
of the Jurors present had agreed that the Defendant should not serve more than 2 to
5 years in prison,” and that they had picked burglary of an unoccupied dwelling
because they thought it would result in such a sentence. The letter then explained
that its author (who happened to be a lawyer) was dismayed when he returned
home, looked up Florida Statute section 810.02(3)(b), and realized that it
authorized a sentence far higher than he and the other jurors had intended. Defense
counsel filed a motion to interview the juror, but the trial court denied it.
Having been found guilty in his trial on Count One, Barriner chose to plead
guilty to Count Two, which had been severed. The trial court determined that,
with those two convictions, Barriner qualified as a habitual felony offender under
Florida Statute section 775.084(1)(a). It then sentenced him to twenty years in
prison, giving him concurrent sentences of twenty years for each count of
conviction.
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II.
Barriner challenged his conviction on direct appeal and failed. He then filed
a motion in state court for post-conviction relief. One of the challenges he raised
was a Sixth Amendment claim based on his trial counsel’s (1) failure to conduct
legal research on the question that the jury raised during deliberations and
(2) decision to answer “no” to the jury’s question.3 He argued that counsel should
have instead asked the judge to clarify that the jurors could convict him of multiple
lesser included offenses, and that counsel’s failure to do so “denied the jury their
right to exercise [their] pardon power.” To bolster his argument on the prejudice
prong, Barriner attached the juror’s letter to the trial judge. Barriner argued that
the letter established that he was prejudiced because it showed there was a
reasonable probability that, if the jury had been instructed that it was possible to
convict him of both assault and trespass, it would have convicted him of those two
lesser included offenses and not the lesser included offense of burglary of an
unoccupied dwelling.
The state trial court denied Barriner’s motion for post-conviction relief. As
for his Sixth Amendment challenge, the court concluded that Barriner’s claim
failed under the two-prong test established in Strickland v. Washington, 466 U.S.
668, 687–88, 104 S. Ct. 2052, 2064 (1984) (requiring defendants to show that trial
3
Barriner’s other challenges on direct appeal are not at issue in this appeal, so we need not
describe them.
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counsel’s representation was objectively unreasonable under the circumstances and
prejudicial to their defense). The court assumed that Barriner had met the first
prong, acknowledging that he “may have made a preliminary showing” of deficient
performance. The court pointed out that, while counsel had been “accurate” in
answering that “there was no statute that encompassed both trespass and assault,”
counsel nevertheless “could have referenced [Florida case law] and requested a
jury instruction that the Defendant could instead be found guilty of both trespass
and assault.” See Stuckey v. State, 972 So. 2d 918, 921 (Fla. 5th DCA 2007) (“[A]
jury can convict a defendant of one or more of the lesser included offenses . . . .”).
But when the state court turned to Strickland’s second prong, it concluded that
Barriner had not established prejudice. The court reasoned that “it would be mere
speculation as to whether the inclusion of the lesser included offenses would have
resulted in a different verdict” and in any event Strickland forbids a finding of
prejudice based on “the ‘luck of a lawless decision maker.’” See Strickland, 466
U.S. at 695, 104 S. Ct. at 2068. The Florida district court of appeals affirmed the
circuit court’s decision in a one-line per curiam decision, and Barriner did not
petition for review by the Florida Supreme Court.
Barriner then filed a petition for a writ of federal habeas corpus under 28
U.S.C. § 2254. The district court determined that the state court’s denial of
Barriner’s ineffective assistance claim, though on the merits, was not entitled to the
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deference normally afforded to state court decisions under the Antiterrorism and
Effective Death Penalty Act of 1996 (AEDPA). See 28 U.S.C. § 2254(d). The
district court withheld AEDPA deference on two grounds. First, it asserted that the
state court had unreasonably applied clearly established federal law by using a
prejudice standard that was more demanding than Strickland’s. See id.
§ 2254(d)(1). Second, it determined that the state court had made an unreasonable
determination of the facts by mischaracterizing Barriner’s claim as “predicated
upon the contention that the jury was not instructed [at all] on the lesser included
offenses of assault and trespass.” See id. § 2254(d)(2). The district court pointed
out that the record showed that the jury had been instructed on those two lesser
included offenses, and that Barriner’s claim was based on the argument that the
jurors should have been instructed that they had the option to find him guilty of
both of those offenses. The district court then reviewed Barriner’s claim de novo
and concluded that his right to effective assistance of counsel was violated. This is
the State’s appeal.
III.
To succeed on an ineffective assistance of counsel claim, a petitioner must
establish both deficient performance and prejudice. See Strickland, 466 U.S. at
687–88, 104 S. Ct. at 2064. We need not decide whether the district court was
correct in its determination that AEDPA deference does not apply to Barriner’s
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ineffectiveness claim. See 28 U.S.C. § 2254(d). Even under de novo review, he
has not established that his counsel’s performance was deficient.4 Cf. Allen v.
Sec’y, Fla. Dep’t of Corr., 611 F.3d 740, 753 (11th Cir. 2010) (“[E]ven if no
deference were due the state collateral trial court’s decision on [Strickland’s]
performance element, we would conclude on de novo review that [the petitioner]
had failed to establish it.”).
To establish deficient performance, Barriner “must show that counsel’s
representation fell below an objective standard of reasonableness.” Strickland, 466
U.S. at 688, 104 S. Ct. at 2064. That “test has nothing to do with what the best
lawyers would have done. Nor is the test even what most good lawyers would
have done. We ask only whether some reasonable lawyer at the trial could have
acted, in the circumstances, as defense counsel acted at trial.” Waters v. Thomas,
46 F.3d 1506, 1512 (11th Cir. 1995) (en banc) (quotation marks omitted). In other
words, Barriner “must establish that no competent counsel would have taken the
action that his counsel did take.” Chandler v. United States, 218 F.3d 1305, 1315
4
Because trial counsel’s performance was not deficient, we need not fully address the
prejudice prong of Strickland. See Cox v. McNeil, 638 F.3d 1356, 1362 (11th Cir. 2011). The
fact that we do not should not, however, be interpreted as a sign that we believe Barriner’s theory
of prejudice has merit. Like all petitioners, Barriner has the burden of establishing prejudice.
See Johnson v. Alabama, 256 F.3d 1156, 1176 (11th Cir. 2001). We are not aware of any law or
facts indicating that the trial judge would have, or under state law correctly could have, answered
the jury’s question any way other than the way he did. No one has pointed to any Florida statute
that criminalizes both assault and trespass. The jury asked if there is one, and the judge’s answer
that there is not was correct.
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(11th Cir. 2000) (en banc). That test “calls for an objective inquiry.” Castillo v.
Florida, Sec’y of DOC, 722 F.3d 1281, 1285 n.2 (11th Cir. 2013). Here, that
means asking “whether any reasonable lawyer could have elected not to object for
strategic or tactical reasons,” not whether “the actual defense counsel was . . .
subjectively motivated by those reasons.” Id. Though the test is an objective one,
it “evaluate[s] the conduct from counsel’s perspective at the time.” Strickland, 466
U.S. at 689, 104 S. Ct. at 2065. Courts therefore must resist the urge to second-
guess trial counsel’s decision using the benefit of hindsight. See Walters, 46 F.3d
at 1514 (collecting cases).
Here, counsel’s performance fell “within the wide range of reasonable
professional assistance.” Strickland, 466 U.S. at 689, 104 S. Ct. at 2065. Both
attorneys stood before the trial judge faced with this legal question from the jury:
“[I]s there a Florida statute that encompasses both assault and trespass?” The
prosecutor correctly answered “no.” Defense counsel agreed. As the state trial
court acknowledged in Barriner’s state post-conviction proceeding, that was the
correct answer to the jury’s question. Agreeing with an accurate answer to a pure
question of law is not deficient performance under Strickland. 5
5
The district court asserted that counsel performed deficiently by answering the jury’s
question before he had “researched Florida law to ascertain whether the jury could find Petitioner
guilty of both trespass and assault.” To be sure, Strickland did establish that trial counsel has a
general duty to make a “thorough investigation of law and facts.” 466 U.S. at 690, 104 S. Ct. at
2066. But it was speaking of investigation before the trial begins. See id. at 680–81, 104 S. Ct.
at 2060–61. We are not aware of any decision from this Court or any other that extends
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Furthermore, even if defense counsel acquiesced in an erroneous jury
instruction, there was a sound strategic reason to do so. See Gordon v. United
States, 518 F.3d 1291, 1300 (11th Cir. 2008) (“Counsel may decide, for strategic
reasons, not to object to an obvious error.”). Counsel could have made the logical
inference, based on the jury question, that the jurors had decided that Barriner was
guilty of assault and trespass, and they wanted to know if there was a statute that
would allow them to convict him of both of the crimes that they specified in their
question or they instead were required to pick one of the two. So the
circumstances at that time reasonably could have been interpreted as indicating that
Barriner was facing the possibility of being convicted of either: (1) just trespass of
a structure, (2) just assault, or (3) both trespass and assault. Faced with those
options, counsel’s answer was a reasonable strategic choice. A reasonable,
competent lawyer could have concluded that the answer would result in Barriner
being convicted of just one lesser included offense instead of two. That would
have been the better result for Barriner because a conviction for both trespass and
Strickland so far as to require defense counsel, when faced with a jury question presenting a
purely legal issue, to request additional time for legal research before offering an answer to the
trial judge. Because of the need to answer the jury’s question promptly, most trial courts handle
jury questions the same way that the state court did here: call the attorneys in, show them the
question, get their thoughts, reach a conclusion, call the jurors in, and give them the answer.
Most if not all counsel would have offered an immediate answer when presented with a jury
question like this one. Cf. Bates v. Sec’y, Fla. Dep’t of Corr., 768 F.3d 1278, 1295 (11th Cir.
2014) (noting that good lawyers “know[] that judges and juries have limited time and limited
patience” and act accordingly). It was not deficient performance for counsel here to take the
same approach that many other lawyers would have taken.
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assault obviously carries the potential for a longer sentence than a conviction for
just one of those offenses. It follows that counsel reasonably could have
interpreted the question in a way that would have made a “no” answer the best one
for his client. It matters not whether Barriner’s trial counsel actually did. See
Castillo, 722 F.3d at 1285 n.2.
Given the circumstances, there was no reason for counsel to think that a
negative answer would increase the risk of Barriner being convicted of burglary of
an unoccupied dwelling. Under Florida law, burglary of an unoccupied dwelling
requires, among other things, an entry with the “intent to commit an offense
therein.” Fla. Stat. Ann. § 810.02(1)(b), (3)(b) (West 2009). Neither trespass of a
structure nor assault contains that entry-with-intent element. See id. §§ 784.011,
810.08. In fact, that entry-with-intent element is the crucial difference between
burglary and trespass of a structure. Compare id. § 810.02(1)(b) (including the
element), with id. § 810.08 (omitting it). So the fact that the jury’s question
included the trespass-of-a-structure offense and omitted any burglary offense
implied that the jurors had eliminated burglary as a possibility. Many “competent
counsel” would have drawn that inference. See Chandler, 218 F.3d at 1315. By
contrast, there was nothing in the jury’s question to suggest (as the lawyer-juror’s
letter eventually would) that the jurors had disregarded their oaths and decided to
base their verdict on what they thought the proper sentence should be. Cf. Sanders
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v. State, 946 So. 2d 953, 958 (Fla. 2006) (explaining that Florida jurors violate
their oaths and the court’s instruction if they choose their verdict based on the
sentence length and not the evidence). Even if it might seem likely in hindsight
that the jurors would settle on an offense other than one listed in their question,
Strickland’s test forbids that kind of second-guessing. See Walters, 46 F.3d at
1514.
REVERSED.
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