Filed 5/8/15 P. v. Ramirez CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E061080
v. (Super.Ct.No. FWV1300420)
ERNESTO RAMIREZ, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. Stephan G.
Saleson, Judge. Affirmed.
Gerald J. Miller, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, William M. Wood, and Meagan J.
Beale, Deputy Attorneys General, for Plaintiff and Respondent.
1
I
INTRODUCTION1
Defendant and appellant Ernesto Duran Ramirez and a fellow gang member beat
up another inmate while all were in custody in San Bernardino West Valley Detention
Center. A jury convicted defendant of assault by means likely to cause great bodily
injury and conspiracy (§§ 182, subd. (a)(1), and 245, subd. (a)(4)) and found true the
criminal street gang allegations. (§ 186.22, subd. (b)(1).) Defendant admitted he had one
prison prior. (§ 667.5, subd. (b).) The court sentenced him to nine years in prison.
On appeal, defendant offers little argument about the substantive offenses of
assault and conspiracy. Instead, he challenges the admission of the victim’s spontaneous
statements about the gang-related nature of the crimes. We reject defendant’s
contentions and affirm the judgment.
II
FACTUAL STATEMENT
A. The November 25, 2012 Incident
On November 25, 2012, Britain Speakman, a San Bernardino County sheriff’s
deputy, and Jeanne Martin, a sheriff’s custody specialist, were working at Unit 2 of the
West Valley Detention Center, a county jail facility. Segment A of Unit 2 housed about
16 inmates per cell. Defendant and David San Miguel were inmates housed in cell No. 8.
Humberto Cervantes was housed in cell No. 2.
1 All statutory references are to the Penal Code unless stated otherwise.
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Defendant and San Miguel had been released from their cells for showers at
approximately 10:00 p.m. The showers were located about 45 feet from the “Johnson
door,” leading out of the unit. Martin observed defendant and San Miguel huddled
together, talking.
When Martin released Cervantes’s cellmate to obtain a snack for diabetes
treatment, Cervantes left their cell without permission, carrying his mattress, towel,
sheets, and other property. He approached the Johnson door, and pressed the intercom
button. Martin asked Cervantes to state his business, and Cervantes said he was afraid
and feared for his life, and that he needed to leave the cell or Segment A. Martin directed
Cervantes to return to his cell but Cervantes requested protective custody before starting
to return to his cell.
At that point, defendant and San Miguel attacked Cervantes. He dropped his
property and fell down in a fetal position on the concrete floor. Defendant straddled
Cervantes, punching him forcefully in the back of the head with a closed fist. San
Miguel, on Cervantes’s right side, punched him in the face. Cervantes did not have a
weapon and did not hit back. Instead, he tried to protect his face.
Speakman testified that defendant and San Miguel hit Cervantes about 10 times.
Martin testified Cervantes suffered at least eight blows to the head and defendant and San
Miguel kicked Cervantes at least twice.
Speakman radioed a report of the fight and verbally commanded defendant and
San Miguel to stop fighting. They continued to hit Cervantes until Speakman threatened
to use pepper spray, and they stopped.
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Another deputy, Christopher Hess, arrived to help manage the situation.
Cervantes was scared and crying, with tears in his eyes, and a “quivering” lip. Hess
asked Cervantes, “What’s going on” and why he had all his property with him.
Cervantes told Christopher Hess “he didn’t want to be part of the Sureno gang, or the
Southsiders, anymore, and because of the politics that was going on, he wanted to drop
out, and he was targeted or green lighted, hit to be taken out, or hit basically.”
After separating the inmates, Speakman observed redness on Cervantes’s face but
he did not see any injuries on defendant or San Miguel. In his report, Speakman
described Cervantes’s injuries as “minor,” and the incident as involving a “battery.”
Later, Speakman completed an inmate injury report, in which he described Cervantes’s
injuries as minor bumps and bruises to the head and face.
Martin testified that she observed fresh injuries to Cervantes, including blood and
broken skin, but that they were not black and blue, like bruises. Hess testified there was
swelling on the left side of Cervantes’s face, cheek, upper forehead, and nose, as well as
cuts or lacerations on the right side of his face and near both ears. The examining nurse
testified that she observed injuries to the left forehead and the front of the neck, which
were consistent with some form of blunt trauma. The nurse monitored Cervantes for
three days for head injuries. Photographs were also introduced of Cervantes’s injuries.
B. Gang Evidence
The People’s gang expert, Michael Martinez, testified the “Sureno” or
“Southsider” gang uses a series of common signs or symbols, including the abbreviations
“Sur” and “Trece,” which mean “southern” and “13” in Spanish. Martinez explained the
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county jail had problems with Hispanic gangs, whose members, when in custody,
typically switch from a particular street gang to the prison gang that oversees the entire
Hispanic or Sureno population. Inmate members are expected to follow certain rules
involving assaults and narcotics coming into the prison. Those who do not obey are often
targeted for assault.
Martinez estimated there were about 1,200 members of the Sureno gang in the San
Bernardino County jail system as of November 2012, and the inmate gang members
engaged primarily in extortion and assault. Martinez testified that the Onterio Varrio Sur
gang “currently has control over our jail system.”
According to pictures and eyewitness testimony, defendant had several tattoos on
his body, including “I.E.” on the neck and “Onterio” on the chest. According to
Martinez, I.E. symbolized the Inland Empire, “a geographical area used by Hispanic
street gangs,” while “Onterio” was a spelling variant of “Ontario,” and shorthand for
Onterio Varrio Sur, an umbrella gang. Based on his experience, it was Martinez’s
opinion that defendant’s tattoos indicated he was a member or strong associate of the
gang. He also believed that San Miguel was a member of an Orange County gang, based
on booking documentation.
Martinez had investigated and was familiar with several crimes committed by
gang members, including a May 2010 assault for which defendant was convicted. It was
Martinez’s opinion that the current alleged offense was committed in a jail setting for the
benefit of a criminal street gang. That opinion was based in part on statements made by
the victim Cervantes, indicating that he wanted to disassociate himself from the gang and
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as a result was being targeted by gang members, who used assault as a means of
enhancing their reputation and solidifying their control over the prison system. In
particular, Martinez believed that assaulting inmates in front of jail officials would
benefit the gang, by displaying their willingness to act when needed on behalf of the
gang, and by helping the gang gain notoriety within the jail and dissuade others from
leaving the gang. Martinez’s opinion was also based on defendant’s prior conviction, the
“kite” found in his cell, defendant’s tattoos, and the gang clothing worn by defendant.
The kite was a piece of paper with gang-style writing and references and commonly used
to communicate with other gang inmates.
Martinez was not aware of any field interrogation cards issued to either defendant,
San Miguel, or Cervantes, even though such cards were often used to identify gang
members. He also conceded that not every person with I.E. or Onterio tattoos was
necessarily a gang member, although he had not seen anybody with those tattoos who
was not.
C. The Defense Evidence
In October and November 2012, Cervantes was placed on suicide watch because
he had made statements about hurting himself. Also in November 2012, after arguing
with another inmate about items purchased from the jail commissary, Cervantes claimed
he needed mental help, and was “controlled by spirits.” Cervantes was disciplined for
causing a major disturbance and taking a swing at another inmate. It was also stipulated
that Cervantes had been convicted of auto theft and grand theft.
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III
ADMISSION OF CERVANTES’S SPONTANEOUS UTTERANCE
As already noted, defendant does not contest his involvement in the attack but he
urges the trial court abused its discretion by admitting Cervantes’s statements to deputy
Hess. Before trial, the People moved to admit the statements made by Cervantes that he
did not want to be a Sureno or Southsiders gang member anymore because of “the
politics” and that he believed he was “targeted” or “green lighted” to be “taken out” or
hit. (Evid. Code, § 402.) The motion sought to admit those statements on the ground that
they constituted “spontaneous statements” within the hearsay exception contained in
Evidence Code section 1240. Defendant filed a cross-motion to exclude the statements,
on the ground that they violated defendant’s rights under the Confrontation Clause of the
Sixth Amendment. After a hearing, the court permitted the subject statements to be
admitted because they were “very spontaneous” and were not being offered for truth but
to show Cervantes’s state of mind, and they were reliable, being made immediately after
the beating. The court also found the statements were not testimonial, within the
meaning of the Sixth Amendment and recent United States Supreme Court decisions.
During deliberations, the jury asked to review the testimony about what Cervantes had
said.
Evidence Code section 1240 provides that “[e]vidence of a statement is not made
inadmissible by the hearsay rule if the statement: [¶] (a) Purports to narrate, describe, or
explain an act, condition, or event perceived by the declarant; and [¶] (b) Was made
spontaneously while the declarant was under the stress of excitement caused by such
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perception.” The rationale for permitting admission of so-called “spontaneous
statements” as an exception to the rule against hearsay is that the stress of nervous
excitement may overcome the reflective faculties of the declarant, such that the declarant
has had no opportunity to fabricate a false story, and the utterance becomes the
“‘instinctive and uninhibited expression of the speaker’s actual impressions and belief.’”
(People v. Clark (2011) 52 Cal.4th 856, 925; People v. Farmer (1989) 47 Cal.3d 888,
903-904, disapproved on other grounds by People v. Waidla (2000) 22 Cal.4th 690, 724,
fn. 6; People v. Poggi (1988) 45 Cal.3d 306, 318.)
The crucial element of admissibility is not the nature of the statement but the
mental state of the speaker. (People v. Blacksher (2011) 52 Cal.4th 769, 817, citing
People v. Farmer, supra, 37 Cal.3d at pp. 903-904.) First, there must be some
occurrence startling enough to produce nervous excitement and render the utterance
spontaneous and unreflective; second, the utterance must be made before there has been
time to contrive and misrepresent, i.e. while the nervous excitement still dominated; and,
third, the utterance must relate to the circumstance of the preceding occurrence. (People
v. Morrison (2004) 34 Cal.4th 698, 718; Farmer, at pp. 901, 904.)
The declarant need not be unavailable as a witness in order to introduce evidence
of his spontaneous statement. However, the admissibility of such statements are subject
to the state and federal constitutional requirements providing criminal defendants with
the right to confront the witnesses against them. Where a spontaneous statement may be
considered “testimonial” in character, it is inadmissible unless the declarant is subject to
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cross-examination at trial. (Crawford v. Washington (2004) 541 U.S. 36; Davis v.
Washington (2006) 547 U.S. 813.)
The Court in Davis defined the test to determine whether an interrogation was
“testimonial” or “nontestimonial” hearsay: “Statements are nontestimonial when made in
the course of police interrogation under circumstances objectively indicating that the
primary purpose of the interrogation is to enable police assistance to meet an ongoing
emergency. They are testimonial when the circumstances objectively indicate that there
is no such ongoing emergency, and that the primary purpose of the interrogation is to
establish or prove past events potentially relevant to later criminal prosecution.” (Davis
v. Washington, supra, 547 U.S. at p. 822.)
The trial court’s discretion governs admissibility. (People v. Byron (2009) 170
Cal.App.4th 657, 675, citing People v. Saracoglu (2007) 152 Cal.App.4th 1584, 1588,
1597 [instead of calling 911, victim went to police station to report spouse had assaulted
and threatened to kill her, victim’s initial statements to police were nontestimonial under
Crawford because they were “a plea for help in the face of a bona fide physical threat”];
People v. Brenn (2007) 152 Cal.App.4th 166, 173, 177, 178 [victim’s statements to 911
operator and responding officer were admissible under the excited utterance hearsay
exception and nontestimonial under Crawford].)
Here the circumstances show that Cervantes’s statements were admissible as a
spontaneous utterance describing or explaining what happened while under the stress of
excitement. Furthermore, his statements were admissible because they were not part of a
police investigation and they were not testimonial.
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Immediately after suffering the attack, Cervantes was extremely upset and in tears,
his lip quivering, barely able to speak. Hess and the other deputies were still engaged in
trying to control the situation. In response to Hess’s three-word inquiry about “[w]hat’s
going on,” Cervantes offered an explanation, conveying his actual impression and belief
that his life was imminently threatened because he was not willing to participate in a
gang. His statements did not constitute subjective speculation about why he was
attacked. (People v. Farmer, supra, 47 Cal.3d at pp. 904-905.)
The case cited by defendant, People v. Miron (1989) 210 Cal.App.3d 580, is not
applicable because it involved the interplay of the spontaneous utterance exception and
the lay opinion rule. The defendant’s wife had made a statement that the victim had tried
to kill defendant. The appellate court upheld the trial court’s discretionary decision to
exclude the evidence as lay opinion and did not apply the Farmer rule involving
spontaneous utterance: “The opinion rule excludes admission of a spontaneous statement
of inadmissible opinion [citation], and such opinions or conclusions should be excluded
even where the statement as a whole meets the requirements of Evidence Code section
1240” (id. at p. 583) and “Farmer did not change the rule that opinion testimony may
properly be excluded even where the rest of the statement meets the requirements of
Evidence Code section 1240.” (Id. at p. 584.)
Instead, the present case is more comparable to People v. Osorio (2008) 165
Cal.App.4th 603, 614, in which an officer asked a victim what had happened during the
chaotic aftermath of an incident. The informal, brief, unstructured exchange between the
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officer and victim was not testimonial. Applying the above principles, we hold the trial
court did not abuse its discretion in allowing Cervantes’s statements.
Furthermore, admission of the evidence was not prejudicial because it could not
have plausibly affected the jury’s true findings on the gang allegations. It is undisputed
that defendant and the other inmates were gang members. The attack had all the
hallmarks of gang culture and violence as it unfolds in a jail setting. There is no
reasonable doubt the jury would have made a different finding if the statements had been
excluded. (People v. Pearson (2013) 56 Cal.4th 393, 463.)
IV
DISPOSITION
The subject statements were spontaneous utterances and were not testimonial. The
trial court did not abuse its discretion in allowing them to be admitted. We affirm the
judgment.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
CODRINGTON
J.
We concur:
HOLLENHORST
Acting P. J.
MILLER
J.
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