Filed 7/7/15 P. v. Hanley CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D068050
Plaintiff and Respondent,
v. (Super. Ct. No. SWF1201191)
DAVID BARRY HANLEY,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Riverside County, Timothy F.
Freer, Judge. Affirmed in part, vacated in part and remanded.
Jennifer Peabody, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald R. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Eric A. Swenson and Barry
Carlton, Deputy Attorneys General, for Plaintiff and Respondent.
A jury convicted David Barry Hanley for the attempted murder of a peace officer
engaged in his duties (Pen. Code,1 §§ 664, subd. (e); 187, subd. (a)), and four counts of
delaying or obstructing an executive officer by means of threats or violence (§ 69). The
court sentenced him to prison for seven years to life for the attempted murder, with a 20-
year enhancement for the personal discharge of a firearm. The court stayed sentences on
the remaining counts and allegations.
On appeal, Hanley claims the court erred by not instructing the jury on the
definition of "lawful duty" and by imposing $10,000 in victim restitution. We conclude
the jury instructions were correct, but as we explain, we determine the court erred in
imposing $10,000 in victim restitution.
FACTUAL AND PROCEDURAL BACKGROUND
On the night of Hanley's arrest, sheriff's deputies were responding to multiple
reports of gunshots in a neighborhood. While Deputy Moore was investigating a bullet
that went through a woman's bedroom, he heard more gunshots and began investigating
their source. The woman reported the gunshots seemed to be coming from a passing car.
Moore stopped a car in the area, but he continued to hear the gunshots while talking to
the car's occupants. Deputies Sanches, Rodriguez-Melendez (Rodriguez), and Yarbrough
joined Moore to help locate the source of gunshots. The deputies noted that some shots
sounded like they came from a handgun and others sounded like they came from a
1 All further statutory references are to the Penal Code unless otherwise indicated.
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shotgun. All deputies believed the shots were coming from an area near a eucalyptus
grove.
The deputies used their car lights to illuminate the house closest to the grove,
announced their presence, and demanded the occupants come out of the home with their
hands up. The deputies determined that the man and woman who came out were not
involved in the shooting. The couple gave the deputies permission to go behind their
house where there was another house, several vehicles, and two motor homes. At first,
the man told the deputies that no one was occupying the motor homes, but later said his
uncle was staying in the smaller one.
Moore, Sanches and Yarbrough went to investigate behind the house while
Rodriguez stayed with the couple. The man then told Rodriguez that two people lived in
the motor homes and he was unsure if they had any firearms. Moore and Yarbrough
noticed a box of shotgun shells on the bumper of the larger motor home. Upon hearing
thumping, shuffling and crawling noises inside the larger motor home, Moore, Sanches
and Yarbrough began yelling that they were from the sheriff's department and for anyone
inside to come out. The deputies banged on the side of the motor home with their fists
and flashlights but received no response.
Yarbrough and Moore opened the unlocked door of the larger motor home and
shined their flashlights while continuing to announce their presence, believing that a
victim or shooter may be inside. Once the door was open, Sanches continued to
announce the deputies' presence. Yarbrough saw a rifle inside the motor home and
Moore pulled it out. There was no response from inside the motor home.
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At first, Moore did not see anyone when he looked inside the motor home;
however, as he was backing out, he made eye contact with Hanley. Moore said that he
was from the sheriff's department and told Hanley to come out with his hands visible.
Hanley ducked out of sight.
Upon losing sight of Hanley, Moore, Yarbrough and Sanches went behind a
nearby pickup truck and continued to announce themselves and ask Hanley to come out.
Rodriguez joined the other deputies. Hanley came to the door of the motor home holding
a shotgun in the "low ready" position. The deputies told Hanley to drop the gun and he
said, "Why?" He then moved to one side of the motor home door and raised the gun
toward the deputies. The deputies opened fire and Hanley fired back.
Seconds later, Hanley yelled "you shot me, look at what you did to me." The
deputies told Hanley to drop the gun and come out with his hands visible. Hanley then
said, "I can't. "You killed me" and asked, "why are you shooting at me?" Hanley came
to the door of the motor home. His hands were not raised and he was bleeding from his
right arm and hand. As he was exiting the motor home, Hanley fell to the ground and a
handgun and shotgun shells fell out of his pocket and landed next to him. Moore
handcuffed Hanley.
DISCUSSION
I
The trial court instructed the jury with the CALCRIM instructions on the
attempted murder of a peace officer lawfully performing his or her duties (CALCRIM
No. 602) and the use of violence or threat of violence to try to prevent an officer from
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performing his or her lawful duty (CALCRIM No. 2651). Hanley did not request any
additional or "pinpoint" instructions. However, on appeal, Hanley contends the trial
court committed reversible error by failing to instruct the jury on CALCRIM No. 2670
defining "lawful duty." He alleges the court should have instructed the jury, sua sponte,
with that definition. We disagree.
Claims of instructional error are subject to an "independent" or "de novo standard
of review." (People v. Manriquez (2005) 37 Cal.4th 578, 581, 584; People v. Alvarez
(1996) 14 Cal.4th 155, 217.) The test to determine the adequacy of instructions is
whether the trial court " 'fully and fairly instructed on the applicable law.' " (People v.
Martin (2000) 78 Cal.App.4th 1107, 1111.) " 'In determining whether error has been
committed in giving or not giving jury instructions, we must consider the instructions as a
whole . . . [and] assume that the jurors are intelligent persons and capable of
understanding and correlating all jury instructions which are given.' " (People v. Yoder
(1979) 100 Cal.App.3d 333, 338.) "Instructions should be interpreted, if possible, so as
to support the judgment rather than defeat it if they are reasonably susceptible to such
interpretation." (People v. Laskiewicz (1986) 176 Cal.App.3d 1254, 1258.)
In criminal cases, the trial court must instruct the jury, sua sponte, on the general
principles of law relevant to the issues raised by the evidence. The general principles of
law governing the cases are those principles closely and openly connected with the facts
before the court which are necessary for the jury's understanding of the case. (People v.
St. Martin (1970) 1 Cal.3d 524, 531.) Specifically, the trial court has a duty to instruct
sua sponte, on a defense if it appears that the defendant is relying on such a defense, or if
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there is substantial evidence supportive of such a defense that is not inconsistent with the
defendant's theory of the case. (People v. Barton (1995) 12 Cal.4th 186, 195.) Here, the
trial court could not have discerned that Hanley was relying on the theory of unlawful
police action as a defense from the evidence he presented. From the record, Hanley's
defense strategy was that he was surprised, did not realize he was dealing with deputies
and that he did not shoot at them. Hanley did not present evidence at trial sufficient to
deserve consideration by the jury that the deputies were acting unlawfully.
Although the trial court must instruct the jury, sua sponte, on general principles of
law, there is no duty to give "pinpoint" instructions sua sponte that "relate particular facts
to a legal issue in the case or 'pinpoint' the crux of a defendant's case." (People v. Saille
(1991) 54 Cal.3d 1103, 1119.) Such "pinpoint" instructions need be given only upon
request if there is evidence to support them. (Ibid.) Because the definition of lawful duty
is a "specific point" and "not a general principle of law," the trial court was not obligated
to instruct on this, absent a request from Hanley's counsel. (People v. Garvin (2003) 110
Cal.App.4th 484, 489.) At trial, Hanley's counsel did not request that CALCRIM No.
2670 be included.
Having told the jury that it must find beyond a reasonable doubt that a deputy was
acting lawfully, a court does not need to define "lawful duty" without substantial
evidence that the deputy was acting unlawfully. (See People v. Gonzalez (1990) 51
Cal.3d 1179, 1219.) We find that the trial court had no duty to give an instruction
defining "lawful duty" because Hanley's counsel failed to present substantial evidence
that the deputies were acting unlawfully.
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We conclude that the jury instructions were correct, and that the trial court had no
sua sponte duty to instruct under CALCRIM No. 2670. Therefore, we do not engage in a
discussion of Hanley's ineffective assistance of counsel claim as it relates to this issue.2
II
We review a trial court's restitution order for abuse of discretion. (People v.
Mearns (2002) 97 Cal.App.4th 493, 498; People v. Giordano (2007) 42 Cal.4th 644, 665;
People v. Millard (2009) 175 Cal.App.4th 7, 26.) Hanley contends the court erred by
imposing $10,000 in victim restitution because there was no evidence that any victims
suffered any economic losses. We agree.
The trial court has broad discretion to calculate the amount of restitution ordered.
(People v. Giordano, supra, 42 Cal.4th at pp. 663-664.) A restitution order not supported
by substantial evidence constitutes abuse of the trial court's discretion and must be
reversed. (People v. Harvest (2000) 84 Cal.App.4th 641, 653.) Abuse is established
when the trial court's restitution order is arbitrary or capricious (People v. Akins (2005)
128 Cal.App.4th 1376, 1382), or when it is based solely on "the trial court's subjective
belief regarding the appropriate compensation," with no "factual and rational basis for the
2 " ' " 'Reviewing courts defer to counsel's reasonable tactical decisions in
examining a claim of ineffective assistance of counsel [citation], and there is a "strong
presumption that counsel's conduct falls within the wide range of reasonable professional
assistance." ' " ' " (People v. Garvin, supra, 110 Cal.App.4th at p. 490.) Here, defense
counsel's tactical decision was to use the theory that Hanley was alarmed and acted
reasonably given the situation, not that the police were acting unlawfully. Nothing in the
record indicates that Hanley's defense theory was anything but an objectively reasonable
tactical decision.
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amount ordered." (People v. Carbajal (1995) 10 Cal.4th 1114, 1125; People v. Mearns,
supra, 97 Cal.App.4th at p. 499.)
The record in this case presents no evidence of any victim's economic losses, yet
the court ordered $10,000 in victim restitution. The probation department sent letters to
the deputies asking whether they were requesting restitution. None of the deputies
responded or requested restitution. Further, neither the prosecutor nor Sanches, who was
present during the sentencing hearing, requested any restitution. The probation
department recommended $10,000 in victim restitution, but did not include any evidence
to support that amount. Nonetheless, at Hanley's sentencing hearing, the trial court
ordered $10,000 in victim restitution.
The People contend the order was justified by economic losses to the owners of
the motor home, the truck that police hid behind, and the neighbor who had a bullet enter
her wall. However, that claim is unsupported by any evidence in the record documenting
those losses. Therefore, the order of $10,000 constitutes an abuse of the court's discretion
because there was no factual or rational basis for that order.
Although Hanley's counsel did not object to the restitution order at trial, due to the
clarity of the issue, we elect not to apply forfeiture. We conclude that the trial court erred
in ordering $10,000 victim restitution and we vacate that order.3
3 In light of addressing the victim restitution issue on its merits, we do not address
Hanley's ineffective assistance of counsel claim as to this issue as well.
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DISPOSITION
We vacate the $10,000 victim restitution order, and remand that matter to the
superior court for further proceedings consistent with this opinion. In all other aspects,
the judgment is affirmed.
HUFFMAN, Acting P. J.
WE CONCUR:
NARES, J.
HALLER, J.
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