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SJC-11711
SCOTT SHERMAN vs. TOWN OF RANDOLPH & others.1
Suffolk. January 5, 2015. - September 24, 2015.
Present: Gants, C.J., Spina, Cordy, Botsford, Duffly, Lenk, &
Hines, JJ.
Civil Service, Decision of Civil Service Commission, Eligibility
list, Findings by commission, Judicial review, Police,
Promotion. Police, Promotional examination.
Administrative Law, Decision, Findings, Judicial review.
Practice, Civil, Review respecting civil service.
Civil action commenced in the Superior Court Department on
May 18, 2012.
The case was heard by Heidi E. Brieger, J., on a motion for
judgment on the pleadings, and a motion for reconsideration was
considered by her.
The Supreme Judicial Court granted an application for
direct appellate review.
Frank J. McGee for the plaintiff.
Bryan F. Bertram, Assistant Attorney General, for the
personnel administrator of the human resources division of the
Commonwealth.
1
Civil Service Commission (commission) and the personnel
administrator of the human resources division of the
Commonwealth (administrator).
2
John Foskett for town of Randolph.
DUFFLY, J. The town of Randolph (town) decided to bypass
the plaintiff, Scott Sherman, and appoint three candidates with
lower scores on the police sergeant's examination to its three
open police sergeant positions. Sherman appealed, and, after an
evidentiary hearing, a Division of Administrative Law Appeals
(DALA) magistrate recommended that Sherman's appeal be
dismissed. The Civil Service Commission (commission) adopted
the magistrate's findings and recommendation, and dismissed the
appeal, concluding that there was "independent and reasonable
justification" to bypass Sherman, although noting serious flaws
in the town's interview process. Sherman sought review of the
commission's decision in the Superior Court. A Superior Court
judge denied Sherman's motion for judgment on the pleadings and
his motion for reconsideration, and judgment entered for the
commission. Sherman appealed, and we allowed his petition for
direct appellate review.
Sherman argues that his bypass was impermissible because
the personnel administrator of the Commonwealth (administrator)2
improperly delegated to the appointing authority its duty under
2
The administrator is the personnel administrator of the
human resources division (HRD) of the Commonwealth, within the
Executive Office for Administration and Finance. See G. L.
c. 31, § 1. In this context, the terms administrator and HRD
are largely interchangeable.
3
G. L. c. 31, § 27, to "receive" statements of reasons for
bypasses. He argues also that the town's decision to bypass him
in favor of candidates with lower scores on the civil service
examination was not supported by a reasonable justification
because the commission determined that the town's interview
process was "fatally flawed." In Malloch v. Hanover, 472
Mass. (2015), we determined that the administrator
permissibly may delegate to an appointing authority its duty
under G. L. c. 31, § 27, in light of the broad authority to
delegate provided by G. L. c. 31, § 5 (l). Sherman's contention
that the administrator could not delegate its authority to the
town thus is unavailing. We address Sherman's alternative
argument that the town's bypass was not supported by reasonable
justification. We agree that the town's procedure for selecting
candidates was seriously flawed. With this in mind, we have
conducted an extensive review of the record to determine whether
the flawed procedure indicated that the town's bypass was
motivated by reasons incompatible with "basic merit principles."
See G. L. c. 31, § 1 (defining term). We conclude that, in this
case, the record did not support the concern that the flawed
procedure reflected a departure from basic merit principles, and
that there is substantial evidence to support a reasonable
justification for the town's bypass. Therefore, we affirm the
4
Superior Court's denial of Sherman's motion for judgment on the
pleadings.
Background. 1. Civil service statute. Police officer
positions within the Commonwealth are subject to civil service
law, both for initial appointments and for promotions. See
G. L. c. 31, § 58. See generally Note, The Massachusetts Civil
Service Law: Is It Necessary to Destroy the Current System in
Order to Save It?, 40 New Eng. L. Rev. 1103, 1106 (2006).
Applicants for a civil service position must take an objective
examination developed by the human resources division (HRD),
specifically designed for that particular type of position. See
G. L. c. 31, § 16. The goal of the examination requirement is
to ensure that employees are appointed or promoted on the basis
of their abilities, knowledge, and skills -- in other words, on
the basis of merit -- and are not selected arbitrarily or for
improper reasons, such as political or personal connections.
See G. L. c. 31, § 1.
To achieve this goal, when an appointing authority notifies
HRD of an open position, HRD certifies a list of eligible
candidates for the position, and ranks the names on the list in
order of the scores the candidates received on the relevant HRD
examination, with the inclusion of veterans' preferences. See
G. L. c. 31, §§ 25-26. Candidates at the top of the list,
however, may be bypassed if the appointing authority chooses a
5
candidate lower on the eligibility list based on reasonable
justification. See G. L. c. 31, § 27. If an appointing
authority bypasses a higher-ranked candidate, it must submit to
the administrator a written statement of the reasons for the
bypass, and the appointment "shall be effective only when such
statement of reasons has been received by the administrator."
Id. The administrator, however, may permissibly delegate to an
appointing authority its duty to receive the appointing
authority's statement of reasons. See Malloch, 472 Mass. at .
Candidates may challenge an appointing authority's decision to
bypass them by appeal to the commission. See G. L. c. 31, § 2
(c).
2. Facts. The commission adopted all of the DALA
magistrate's findings of fact. We recite the facts as found by
the magistrate, supplemented with facts that have a substantial
basis in the record and are consistent with the magistrate's
findings. We reserve some facts for later discussion of
specific issues.
In June, 2010, the town decided to appoint three permanent,
full-time police sergeants and to promote them from within the
Randolph police department (department). HRD had certified nine
candidates for the position of police sergeant in April, 2010,
based on a previously administered promotional examination.
Four of those candidates are relevant here: Sherman, who was
6
ranked highest on the eligibility list, and the three candidates
who ultimately bypassed him, whom we shall call Walter Burton,
Blair Lewis, and Martin Duval.3 The candidates had the following
certification scores: Sherman (91), Burton (90), Lewis (82),
and Duval (81). On June 17, 2010, the town notified the nine
candidates of their certification, asking them to indicate
whether they would accept a promotion. Sherman, Burton, Lewis,
and Duval agreed to accept, and each was informed that he would
be interviewed on June 25, 2010.
The department's outgoing chief of police, Paul Porter,
established an interview panel to evaluate the candidates. The
panel consisted of Porter, Sergeant William Pace (Porter's
successor, who became chief of police when Porter retired on
July 2, 2010 one week after the interview), Lieutenant John
Hamelburg, and Officer Jeff Chaplin. The panel interviewed the
nine candidates on June 25, 2010, each for approximately thirty
minutes. Each candidate was allowed a brief opening statement
and a closing statement. The panel asked each candidate the
same eight questions.4 The panelists were directed to score
3
Scott C. Sherman was a "police officer/school resource
officer" assigned to the detective division of the Randolph
police department (department); the officers whom we call Walter
Burton and Blair Lewis were patrol officers, and an officer whom
we call Martin Duval was a safety officer.
4
The eight questions were the following:
7
candidates "on the totality of their interview performance," on
a scale of zero to five, with five being the highest. Each
panelist was allotted fifteen points and, as the magistrate
found, was supposed to assign a five to the top candidate,
a four to the second-ranked candidate, and so forth, with the
fifth-ranked candidate being assigned a one, and the four
"1. What personality traits and work ethic would you model
for your subordinates? Which trait/ethics are most important
and why?
"2. You are the newly appointed sergeant of the Any Town
Department. The chief would like to see an effort to increase
courtesy and civility in an attempt to reduce citizen complaints
and increase satisfaction with the police department. How would
you as sergeant further this objective?
"3. If you witnessed an officer using excessive force how
would you handle it?
"4. Tell me about a situation where you displayed an
ability to lead.
"5. How would you apply the community policing model and
philosophy to Randolph, taking into account the demographics of
the town and the concepts of multicultural law enforcement and
the 2004 Northeastern report regarding the Randolph Police bias-
based policing, traffic stop data collection[?] As a set, how
would you address these issues?
"6. Do you envision yourself as a leader or supervisor[?]
Elaborate.
"7. Integrity is doing the right thing when no one else is
watching. How would you handle an officer's transgression that
could be dealt with at your level?
"8. There is a saying which goes, if you tell the truth,
it becomes part of your past; if you lie, then it becomes part
of your future. How would you handle an officer that lies to
you?"
8
bottom-ranked candidates to receive zeroes.5 After all the
candidates had been interviewed, the panelists voted by a show
of hands for each candidate. Because the panel's scores were
not written down, the magistrate reconstructed the scores based
on testimony at the hearing. The final scores were: Lewis
(19), Burton (14), Duval (13), and Sherman (4).6
Following the interviews, both Porter and Pace spoke with
Lieutenant Detective Arthur Sullivan, the commanding officer of
the detectives (who supervised Sherman's supervisors), and
learned that Sherman "had difficulty following through on cases"
and "needed supervision." Sherman's supervisor on the day
shift, Detective Sergeant David Avery, told Sullivan that
Sherman had had "some issues with timely reports being done,
timely charges being taken out on individuals and/or arrests
being produced in a timely manner." While Sherman had addressed
those issues, he had ongoing issues with incomplete "log items."
Sherman's supervisor on the night shift, Detective Sergeant
Anthony Marag, reported that Sherman had difficulty following
5
This was the scoring method as described by the
magistrate. There was conflicting testimony about the scoring
system actually used, with the former Chief, Paul Porter,
providing several conflicting descriptions of how the candidates
were scored.
6
One of the other five certified candidates received a
final score higher than Sherman's but below Duval's; the other
four candidates scored lower than Sherman.
9
through on cases,7 and, three or four times, had had to be
reminded about "taking those extra steps in an investigation."8
Porter, with input from Pace, concluded that Burton, Lewis,
and Duval should be promoted, basing this conclusion on the
panel's interview scores; the candidates' conformance to
Porter's "personal and informal list of [ten] to [fifteen]
factors" concerning "community involvement and professionalism";9
and the candidates' past job performance "as reported by
commanding officers or supervisors."10 Porter discussed this
7
Lieutenant Detective Arthur Sullivan explained that the
follow up "could be anything from an arrest report to an
investigative report . . . where they're not completed."
8
Detective Sergeant David Avery specifically testified that
Sherman had been responsible for a case that had "time lapsed,"
and that Sherman had ongoing difficulties with "incomplete log
items" in his roll call logs. Detective Sergeant Anthony Marag
testified that he had had to speak to Sherman three or four
times about additional steps that needed to be taken in an
investigation, and that, although Sherman improved immediately
afterwards, the improvement was not sustained. Porter was
familiar with one week where Sherman was "in the office . . .
almost every day . . . getting caught up on a multitude of
reports."
9
The factors included "leadership by example, which
[Porter] considered the most important factor . . .; civil
service examination score; departmental seniority; experience;
ranks and positions held; arrest and citation statistics;
education; military background; 'discipline issues' (which [the
magistrate understood] to mean the applicant's record of
discipline); 'sick leave'; command presence; community policing
philosophy; dedication to and involvement in the community; and
dedication and loyalty to the police department."
10
Porter testified that he used the interview panel's
scores only as a general indication of who the panel members
thought were the top five candidates, and that he himself
10
recommendation with the town manager, David Murphy, who was the
appointing authority under the town charter. Murphy "wanted to
dig a little bit deeper," because such a promotion would involve
a bypass of Sherman. He reviewed Sherman's personnel file, but
"nothing there made a strong impression on him" -- which, the
magistrate found, was "possibly because the police department
does not conduct annual performance reviews." Porter suggested
that Murphy speak with Sullivan, and Murphy did so. Based on
this conversation, Murphy testified, "I think the feedback I got
on . . . Sherman was that he's a good police officer, will be a
good sergeant, but not yet."
On July 6, 2010, Pace wrote a letter to Murphy,
recommending that Sherman not be promoted to sergeant. He wrote
that several of Sherman's answers during the interview "were
vague," and that in some areas Sherman "did not have a clear
understanding of basic leadership qualities . . . such as
leading by example and command presence." Pace also wrote that
Sherman's supervisors had reported that Sherman had "difficulty
in following through on cases and . . . needs supervision." On
the same day, Pace wrote three very similar letters to Murphy
recommending that Burton, Lewis, and Duval be promoted; all
independently had ranked the candidates according to his own
criteria, "pick[ing] who [he] thought were . . . the top three"
candidates.
11
three letters stated that the reason for the promotion
recommendation was the candidate's "interview and his overall
work ethic and his solid command presence." The letters
provided specific positive comments on the candidate's
background and interview performance; cited the candidate's
length of service in the department; and, in two instances,
described the candidate's prior military service.11
On July 7, 2010, Murphy wrote to Sherman informing him that
he had been bypassed, and explaining the reasons for the bypass.
The letter stated:
"The reasons for your nonselection include the
totality of the review process including the
interview, review of your personnel files, and
discussion with your immediate supervisor.
Specifically the committee found that some of your
answers were vague. You did not demonstrate a clear
understanding of leadership qualities such as leading
by example and command presence. Your supervisor
noted that you had difficulty following through on
cases and that you needed supervision."
11
Regarding the interviews, Pace wrote that Burton
"demonstrated an excellent understanding . . . of the use of
progressive discipline in the supervision of police personnel
and . . . exhibited a truly unique understanding of the use of
mentoring and counseling in the role of police sergeant," and
that he "was able to cite specific examples of how he has led
during times when a police supervisor was not immediately
available." Lewis displayed "excellent knowledge surrounding
use of force issues and the role of the police sergeant as
trainer on a continuing and daily basis," and "impressed the
panel with some innovative and creative ideas" about community
policing. Duval "truly understood the need for the police to be
compassionate and work with the community," and could "cite
specific examples of leading by example."
12
Murphy testified that he had based his decision primarily on
Porter's recommendation and discussions with Porter, as well as
his conversations with Sullivan and Pace.12
3. Prior proceedings. Sherman appealed the bypass, and,
following an evidentiary hearing, the DALA magistrate
recommended that Sherman's appeal be dismissed, because,
notwithstanding that the interview process had been flawed, and
the evaluation of Sherman's job performance was "possibly
flawed," the town had a reasonable justification for the bypass.
The magistrate stated that the town's interview process "was not
exactly a model to be followed," noting that the interviews were
not recorded; that there was no "complete and contemporaneous
record of the interviewees' evaluations and scoring"; and that
the candidates' answers were not objectively determined to be
right or wrong, or relatively better or worse compared to each
other. The magistrate also noted the town's lack of an annual,
written process of evaluating job performance as not "a model to
be followed," but concluded that the town had demonstrated, by a
preponderance of the evidence, that there were "sufficient
reasons to justify [a] bypass" despite an "overly subjective"
interview process The magistrate observed that Sherman had "at
12
Murphy also testified that he would not have considered a
negative opinion from an interview panel as a justifiable reason
for a bypass of the highest-ranked candidate on the
certification list.
13
no time introduced any evidence, or even suggested, that the
[t]own's decision to bypass him for promotion was politically
motivated."
The commission adopted the magistrate's findings and
recommendation, again noting that the interview process had been
flawed. The commission stated, "[W]e believe that the interview
process was flawed and does not satisfy the standard we expect
should be required to assure a properly reviewable 'level
playing field' which 'protect[s] candidates from arbitrary
action and undue subjectivity on the part of the interviewers,'
which is the lynch-pin to the basic merit principle of the
[c]ivil [s]ervice [l]aw" (citation omitted). Nonetheless, the
commission concluded that the "independent judgment of the
[department's] senior commanders, including the former and
current [p]olice [c]hief about [Sherman's] need to improve
certain aspects of his job performance that would seem essential
to the duties at a supervisory level, as well as the strong
positive opinions about the ability of the selected candidates,
provides sufficient independent and reasonable justification to
bypass [Sherman] at this time."13 The commission stated that
13
The decision also stated that the commission expected
that Sherman would improve his skills to correct his "management
deficiencies," and commented that it had "every reason to
believe" Sherman would obtain "promotion to a management
position in the future."
14
"[n]o substantial evidence appears to have been presented that
these judgments were formed out of bias or other unlawful
predisposition against [Sherman]."
After Sherman sought judicial review of the commission's
decision, a Superior Court judge denied his motion for judgment
on the pleadings and his motion for reconsideration, "find[ing]
credible and substantial evidence in the administrative record
to support the . . . commission's decision.
Discussion. 1. Standard of review. Judicial review of a
final decision of the commission is governed by G. L. c. 30A,
§ 14. See Police Dep't of Boston v. Kavaleski, 463 Mass. 680,
689 (2012) (Kavaleski). "We may set aside or modify the
commission's decision if we conclude that 'the substantial
rights of any party may have been prejudiced' by a decision that
is based on an error of law, unsupported by substantial
evidence, or otherwise not in accordance with the law." Id. We
generally defer "to the [commission] on questions of fact and
reasonable inferences drawn therefrom" (citation omitted). Id.
at 689.
It is the role of the commission to determine, "'on the
basis of the evidence before it, whether the appointing
authority [has] sustained its burden of proving, by a
preponderance of the evidence, that there was reasonable
justification' for the decision to bypass the candidate." Id.
15
at 688, quoting Brackett v. Civil Serv. Comm'n, 447 Mass. 233,
241 (2006). Reasonable justification "means 'done upon adequate
reasons sufficiently supported by credible evidence, when
weighed by an unprejudiced mind, guided by common sense and by
correct rules of law.'" Kavaleski, supra, quoting Brackett v.
Civil Serv. Comm'n, supra. "[T]he commission owes substantial
deference to the appointing authority's exercise of judgment in
determining whether there was 'reasonable justification,'" and
"deference is especially appropriate with respect to the hiring
of police officers." Beverly v. Civil Serv. Comm'n, 78 Mass.
App. Ct. 182, 188 (2010). Nonetheless, in determining whether
an appointing authority's decision to bypass is justified, the
commission's "primary concern is to ensure that the [appointing
authority's] action comports with '[b]asic merit principles,' as
defined in G. L. c. 31, § 1."14 Kavaleski, 463 Mass. at 688.
14
General Laws c. 31, § 1, defines "[b]asic merit
principles" as follows:
"(a) recruiting, selecting and advancing of employees on
the basis of their relative ability, knowledge and skills
including open consideration of qualified applicants for
initial appointment; (b) providing of equitable and
adequate compensation for all employees; (c) providing of
training and development for employees, as needed, to
assure the advancement and high quality performance of such
employees; (d) retaining of employees on the basis of
adequacy of their performance, correcting inadequate
performance, and separating employees whose inadequate
performance cannot be corrected; (e) assuring fair
treatment of all applicants and employees in all aspects of
personnel administration without regard to political
16
"[T]he commission must focus on the fundamental purposes of the
civil service system -- to guard against political
considerations, favoritism, and bias in governmental employment
decisions, including, of course, promotions, and to protect
efficient public employees from political control." Cambridge
v. Civil Serv. Comm'n, 43 Mass. App. Ct. 300, 304 (1997). The
commission must "properly place[] the burden on the [appointing
authority] to establish a reasonable justification for the
bypass[] . . . and properly weigh[] those justifications against
the fundamental purpose of the civil service system . . . to
ensure decision-making in accordance with basic merit
principles" (citation omitted). Massachusetts Ass'n of Minority
Law Enforcement Officers v. Abban, 434 Mass. 256, 264 (2001).
2. Reasonable justification. Relying on the commission's
comments regarding the town's "flawed" interview process,
Sherman contends that there was no reasonable justification for
the town's decision to bypass him. Specifically, Sherman argues
that the bypass was not reasonably justified because it was
substantially based on a "totally subjective" interview process
affiliation, race, color, age, national origin, sex,
marital status, handicap, or religion and with proper
regard for privacy, basic rights outlined in this chapter
and constitutional rights as citizens, and; (f) assuring
that all employees are protected against coercion for
political purposes, and are protected from arbitrary and
capricious actions."
17
that was "not authorized by the [administrator]" and "amounted
to an attempt to circumvent the results of the [c]ivil [s]ervice
examination ." While we agree that the town's interview process
was flawed, we do not agree that, as a result, the bypass was
not reasonably justified.
An appointing authority may conduct oral interviews of
candidates who have been certified to it from the eligible
appointment list. See Flynn v. Civil Serv. Comm'n, 15 Mass.
App. Ct. 206, 208 (1983). While such interviews inevitably have
a subjective component, they should be "structured in an attempt
to protect candidates from arbitrary action and undue
subjectivity on the part of the interviews." Id. We agree with
the commission that the interviews conducted by the town failed
to live up to that standard. The interviewers did not agree in
advance on criteria for scoring the candidates' interview
performance, but, rather, scored the candidates on the
"totality" of their performance. The record also reflects a
number of other irregularities in the town's procedure.15
15
For instance, there apparently was confusion among the
panel members about how to score candidates. Among other
things, Officer Jeff Chaplin had been unaware that he was
supposed to score the candidates numerically, and instead gave
them letter grades. The panel's final scores for the candidates
were not available at the hearing and had to be reconstructed,
to the extent possible, from testimony, because some of the
panelists' scores had never been written down. The
reconstructed scores contained a few arithmetic errors. Some
members of the panel did not take notes on Sherman's
18
We recognize that procedural flaws conducive to subjective
or arbitrary decision making could be a "red flag" signaling
that a bypass decision resulting from the flawed procedures was
motivated by political considerations, favoritism, or bias. See
Riffelmacher v. Board of Police Comm'rs of Springfield, 27 Mass.
App. Ct. 159, 164-165 (1989), quoting Rowe v. General Motors
Corp., 457 F.2d 348, 358-359 (5th Cir. 1972) ("open-ended and
uncontrolled" interview procedure is "ready mechanism for
discrimination"). Here, the commission considered this risk and
found no evidence to support it. Nor does Sherman suggest that
his bypass was based on an unlawful motive.
Nevertheless, because a flawed selection procedure raises
the possibility of unlawful decision-making by the appointing
authority, any decision arising from a flawed procedure warrants
careful scrutiny by a reviewing court. We therefore have
examined the entire administrative record to determine whether
there is evidence that the town's bypass was motivated by an
improper reason. See Massachusetts Ass'n of Minority Law
Enforcement Officers v. Abban, 434 Mass. at 264-265 (examining
"the entire administrative record . . . and tak[ing] into
account whatever in the record would fairly detract from the
performance, although they did so for other candidates. And, in
many cases, neither the panel members' written notes nor their
testimony at the hearing provided substantive reasons why they
awarded a given score to a particular candidate.
19
supporting evidence's weight" [citation omitted]). Although the
record includes evidence that gives us pause,16 we are satisfied
that the commission's conclusion that Sherman's bypass was not
motivated by an improper reason was supported by substantial
evidence.17
A promotional decision may be reasonably justified on the
merits, even where the appointing authority uses flawed
procedures for selecting candidates, in the following limited
circumstance: where the appointing authority had a reasonable
justification on the merits for deciding to bypass a candidate,
and the flaws in the selection process are not so severe that it
is impossible to evaluate the merits from the record. In such a
case, the candidate's bypass appeal should be denied despite the
16
We note, for example, Porter's relatively unconstrained
postinterview ranking of the candidates, which formed the basis
of his recommendations to Murphy. We note also that the record
does not indicate whether the job performance of the other
candidates was subjected to the same scrutiny as Sherman's.
17
We recognize that a flawed interview process could serve
to mask the presence of implicit gender and racial bias in the
decision-making process. See, e.g., Morris vs. Braintree Police
Dep't, Civil Serv. Comm'n, No. G1-13-173 (Dec. 11, 2014)
(commission allowed candidate's bypass appeal in part because
police department "took few . . . steps to insure that the
interview process was reasonably structured and capable of
meaningful objective review," and candidate was bypassed
"because of [only] slightly better interviews" by other
candidates; bypassed candidate "had a well-documented record as
a successful law enforcement professional"; and there were other
"red flags," including differences between bypassed candidate's
age and race and those of selected candidates). No such claim
was made here.
20
presence of procedural flaws, because the appointing authority
comported with "the fundamental purpose of the civil service
system, . . . to ensure decision-making in accordance with basic
merit principles." Id.
Here, the town's decision to bypass Sherman is supported in
part by the over-all low score the interview panel awarded
Sherman relative to the promoted candidates. It is supported
also by Pace's post-interview letters to Murphy, articulating
reasons why the candidates' interview performances warranted the
bypass. This would be a much closer case, however, if the
candidates' interview performances were the only justification
offered for the bypass decision. Aside from the interviews,
there is, as the commission noted, reasonable justification for
the bypass based on the evaluation of Sherman's past job
performance by his superiors. The magistrate found that
Sherman's supervisors had raised concerns that he had difficulty
in following through on case investigations and needed
supervision -- concerns that were communicated to Porter and
Murphy by Sullivan. Part of the job of a police sergeant is to
ensure that those under his or her command follow through on the
work needed to complete police investigations, and Sherman's
failure to do so with his own cases is certainly reasonable
21
justification to bypass him for promotion to that position.18
The bypass therefore was properly affirmed by the
commission because, despite the flawed selection process, the
town was reasonably justified in deciding that Sherman was not
yet ready to assume the duties of a police sergeant -- a
decision to which the commission appropriately showed deference.
See Flynn v. Civil Serv. Comm'n, 15 Mass. App. Ct. 206, 208-211
(1983) (upholding bypasses against challenges to interview and
scoring procedures used in selection process because there was
18
The evidence that Sherman's job performance supported a
reasonable justification for his bypass was somewhat limited, in
part because the department did not conduct annual, written
performance reviews under the performance evaluation system
established by the administrator pursuant to G. L. c. 31, § 6A.
An appointing authority may use any information it has
obtained through an independent, impartial, and reasonably
thorough review as the basis of its decision to bypass a
candidate. See Beverly v. Civil Serv. Comm'n, 78 Mass. App. Ct.
182, 189 (2010). The appointing authority may rely upon
credible anecdotal evidence of job performance concerns to form
the basis of a reasonable justification for bypass, so long as
its decision satisfies basic merit principles. The decision may
not be arbitrary, based upon political or personal connections,
or applied unequally to other candidates. The closer that an
appointing authority's procedures hew to those set out in G. L.
c. 31, § 6A, the more confident we will be that the evaluation
of job performance was fair and not arbitrary.
Here, the town's evaluation of Sherman's job performance
was based largely on informal conversations with Sullivan, who
had difficulty identifying at the hearing particular instances
of poor performance. Testimony by Sherman's direct supervisors,
however, did identify specific instances supporting the
magistrate's finding that at least one of the supervisors had
specific incidents to support his assessment of Sherman.
22
"no evidence to show that the appointing authority was motivated
by anything other than merit or that its actions were . . .
designed to conceal improper reasons").19
Judgment affirmed.
19
Sherman also argues that Murphy's bypass letter cited the
three selected candidates' training, length of experience, and
military service as reasons for their selection, and that --
because these three factors are already considered by HRD in
determining a particular candidate's final certification score -
- none of them is a valid reason for a bypass, and that offering
them as reasons for a bypass is impermissible "double credit."
At least on the facts of this case, we disagree. Although
credits are provided by statute to certified candidates for
"training and experience," G. L. c. 31, § 22, and the names of
veterans are placed "ahead of the names of all other persons" on
the certification list, G. L. c. 31, § 28, it does not follow
that an appointing authority may not consider factors relating
to a candidate's experience, training, or military service in
deciding to bypass a candidate. As Porter explained during his
testimony, for instance, where a veteran has been given a
preference on the certification list simply by virtue of being a
veteran, it is not "double credit" to consider what he or she
"did in the military," and "what sort of leadership qualities"
he or she has.