In the Interest of M.W. and Z.W., Minor Children, R.W., Mother

IN THE COURT OF APPEALS OF IOWA

No. 15-1256
Filed October 14, 2015

IN THE INTEREST OF M.W. and Z.W.,
Minor Children,

R.W., Mother,
Appellant.
________________________________________________________________

Appeal from the Iowa District Court for Woodbury County, Julie A.

Schumacher, District Associate Judge.

A mother appeals from a juvenile court order terminating her parental

rights to two children. AFFIRMED IN PART AND REVERSED IN PART.

David A. Dawson, Sioux City, until withdrawal, then Theresa Rachel of

Deck Law, L.L.P., Sioux City, for mother.

Thomas J. Miller, Attorney General, Kathrine S. Miller-Todd, Assistant

Attorney General, and Dewey Sloan, County Attorney, for appellee.

Michelle Hynes, Sioux City, for father.

Molly Joly of Vakulskas Law Firm, P.C., Sioux City, attorney and guardian

ad litem for minor children.

Considered by Doyle, P.J., Bower, J., and Miller, S.J.*

*Senior judge assigned by order pursuant to Iowa Code section 602.9206 (2015).
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MILLER, Senior Judge.

Rebekah is the mother and Michael the father of Z.W. and M.W. (“the

children”).1 Z.W. and M.W. were born in March 2012 and April 2013 respectively

and thus were three and two years of age at the time of a May 2015 termination

of parental rights hearing. Rebekah appeals from a July 2015 juvenile court

order terminating her parental rights to the children. (The same order terminated

Michael’s parental rights to the children, and he has not appealed.) Rebekah

also appeals orders in the underlying child in need of assistance cases. We

affirm the termination of Rebekah’s parental rights to M.W., and reverse the

termination of her parental rights to Z.W.

On April 29, 2014, the children were removed from parental custody

pursuant to an ex parte removal order. They were placed in the legal custody of

the Iowa Department of Human Services (DHS) in whose legal custody they

have thereafter remained. The State filed a child in need of assistance (CINA)

petition on May 1, 2014, and an amended petition the next day.

The circumstances surrounding the children’s removal are summarized in

the juvenile court’s findings of fact in the June 2, 2014 order following the May

29, 2014 combined temporary-removal hearing and hearing on the State’s child

in need of assistance (CINA) petition. Those findings are as follow:

[M.W.] and [Z.W.] initially came to the attention of the [DHS]
on or about April 29, 2014, when Father, Michael [], reported he
woke up at noon to find infant [L.W.] with his eyes open, unmoving,
and indicative of something being wrong. Mother was not at home

1
Rebekah and Michael were also the parents of L.W., born in March 2014 and one-and-
one-half months of age at the time of his death on April 29, 2014, as discussed
hereafter.
 3

at the time. The Father did not call 911. He did make a
subsequent call to a relative of [L.W.] at approximately 2:00 p.m.
Several hours after the Father discovered [L.W.], he was taken to
the hospital in a filthy condition with sores under his neck and
reeking of urine and feces. The hospital indicated he had been
dead for approximately four hours. [L.W.] was approximately two
months old at the time of his death. Based on the condition of the
deceased infant, law enforcement proceeded to the residence of
the parents to check on the safety of [M.W. and Z.W.]. Exhibit
STATE011 is a record of various photos, portraying the condition of
the home at the time of the arrival of law enforcement. The living
conditions of [M.W. and Z.W.] and the now deceased infant, [L.W.],
were deplorable. The conditions, which will be described by this
court as unimaginable, portray feces, garbage, cat hair, and rotting
food engulfing the residence. Garbage is stacked throughout the
home. The floor of the residence is littered with garbage and
cigarette butts. There are bottles of alcohol within the children’s
reach littered about the living room area. The bathroom area is
filthy with toilet bowl cleaner clearly accessible to the children. The
three young children’s sleeping area is essentially a room with
three cribs placed tightly together. The floor area surrounding
those cribs is mounded with dirty diapers covered with gnats and
flies. The cribs are extremely dirty. There are bugs in the
refrigerator/freezer. Both [Z.W. and M.W.’s] hair stat tests were
positive for illegal substances. Deceased baby [L.W.’s] hair stat
test tested positive for amphetamines, methamphetamine,
cannabinoids, carboxy-THC, and native THC. Law enforcement
officers report a stench from outside of the apartment. The mother
reports substance abuse issues by both parents.

As noted in the juvenile court’s order terminating parental rights, L.W.’s autopsy

report noted that L.W.

had a “wizened” appearance with skin tenting and sunken eyes,
further noting failure to thrive with all growth parameters below the
fifth percentile. The report further noted contusions and abrasions
on the 2-month-old infant’s hands, further noting the post-mortem
chemistry was consistent with severe dehydration. The report
indicated the cause of death as malnutrition and dehydration due to
neglect, with manner of death being homicide.

The State’s CINA petition and amended petition alleged the children were

in need of assistance pursuant to Iowa Code sections 232.2(6)(b) (2013) (child
 4

whose parent has physically abused or neglected the child, or is likely to abuse

or neglect the child), 232.2(6)(c)(2) (child who has suffered or is imminently likely

to suffer harmful effects as a result of the failure to the child’s parent to exercise

a reasonable degree of care in supervising the child), and 232.2(6)(n) (child

whose parent’s mental capacity or condition, imprisonment, or drug or alcohol

abuse results in the child not receiving adequate care).

The juvenile court’s June 2, 2014 order found the children to be “children

in need of assistance pursuant to Iowa Code sections 232.2(6)(b), (c)(2), and

(n),” the grounds alleged in the State’s petition. The court’s July 7, 2015 ruling

ordered Rebekah’s parental rights to Z.W. and M.W. terminated pursuant to Iowa

Code sections 232.116(1)(d) and (i), and further ordered her parental rights to

M.W. terminated pursuant to section 232.116(1)(h).

On appeal Rebekah contends, among other things, that the juvenile court

erred in terminating her parental rights pursuant to Iowa Code sections

232.116(1)(d) and (i). She argues, as she did in the juvenile court, that the

record does not contain clear and convincing evidence supporting an essential,

required element of each of those two provisions.

Our review of a termination of parental rights proceeding is de novo. In re

P.L., 778 N.W.2d 33, 40 (Iowa 2010). We are not bound by the juvenile court’s

findings of fact, but we give them weight, especially when considering credibility

of witnesses. Iowa R. App. P. 6.904(3)(g); In re C.B., 611 N.W.2d 489, 492

(Iowa 2000). Grounds for termination of parental rights must be proved by clear

and convincing evidence. In re J.E., 723 N.W.2d 793, 798 (Iowa 2006). “‘Clear
 5

and convincing’ means there are no serious or substantial doubts as to the

correctness [of the] conclusions of law drawn from the evidence.” C.B., 611

N.W.2d at 492 (citing Raim v. Stancel, 339 N.W.2d 621, 624 (Iowa Ct. App.

1983)).

Our review of child in need of assistance proceedings is de
novo. We review both the facts and the law, and we adjudicate
rights anew. Although we give weight to the juvenile court’s factual
findings, we are not bound by them. As in all juvenile proceedings,
our fundamental concern is the best interests of the child.

In re K.N., 625 N.W.2d 731, 733 (Iowa 2001) (citations omitted).

In order to terminate parental rights pursuant to Iowa Code section

232.116(1)(d) the court must find, among other elements, that:

The court has previously adjudicated the child to be a child
in need of assistance after finding the child to have been physically
or sexually abused or neglected as the result of the acts or
omissions of one or both parents, or the court has previously
adjudicated a child who is a member of the same family to be a
child in need of assistance after such a finding.

Iowa Code § 232.116(1)(d)(1). Somewhat similarly, in order to terminate

parental rights pursuant to Iowa Code section 232.116(1)(i) the court must find

that “[t]he child meets the definition of child in need of assistance based on a

finding of physical or sexual abuse or neglect as a result of the acts or omissions

of one or both parents.” Iowa Code § 232.116(1)(i)(1). “Sexual abuse means the

commission of a sex offense as defined by the penal law.” Iowa Code

§ 232.2(49). The record contains no finding, and no evidence, that either of the

children was sexually abused, and sexual abuse is not involved in any of the

three provisions pursuant to which the children were adjudicated CINA.

“‘Physical abuse or neglect’ or ‘abuse or neglect’ means any nonaccidental
 6

physical injury suffered by a child as the result of acts or omissions of the child’s

parent . . . .” Id. § 232.2(42). Rebekah argues, as she did in the juvenile court,

that the record contains no evidence that either of the children suffered a

“nonaccidental physical injury.”

In finding that the children had suffered such a nonaccidental physical

injury, the juvenile court cited and relied upon the deplorable living conditions in

the home the children had shared with their parents, and the death of baby L.W.

We do not believe that the living conditions themselves, as deplorable as they

were, constitute a “nonaccidental physical injury” to Z.W. or M.W. We readily

agree with the court that baby’s L.W.’s death through parental neglect and

resulting malnutrition and dehydration constitutes a most serious “nonaccidental

physical injury.” However, the terms “the child” in section 232.116(1)(d)(1) and

“[t]he child” in section 232.116(1)(i)(1) refer to a child who is a subject of the

termination proceeding. L.W. is not. Further, although L.W. is a “member of the

same family” as Z.W. and M.W., see section 232.116(1)(d)(1), nothing in the

record indicates L.W. was ever adjudicated a CINA.

We agree with Rebekah that termination of her parental rights to the

children pursuant to sections 232.116(1)(d) and (i) cannot stand. We therefore

reverse that part of the juvenile court’s ruling and order. Because those two

provisions are the only grounds relied on by the juvenile court for termination of
 7

Rebekah’s parental rights as to Z.W., we reverse the termination of her parental

rights to Z.W.2

Because the juvenile court’s rulings dealt with both Z.W. and M.W., our

subsequent discussion often refers to “the children.” However, because we have

concluded termination of Rebekah’s rights to Z.W. must be reversed, the

remainder of our decision relates solely to issues concerning M.W.

Upon their removal on April 29, 2014, the children’s physical custody was

placed in family foster care with nonrelatives, subject to DHS supervision. About

four months later, in the CINA proceeding, Rebekah sought modification to

change legal custody of the children from the DHS to Rebekah’s maternal aunt

and the aunt’s spouse. Following a hearing, the court denied her request. As of

January 2015 the aunt and spouse had completed an adoptive home study and

were approved and licensed as foster parents. In February 2015, the children’s

physical custody was placed with the aunt and spouse, as potential adoptive

parents.

Additional facts will be noted in discussion of Rebekah’s remaining

numerous contentions of juvenile court error.

2
We have considered whether we may on appeal, if that ground has been proved by
the evidence, terminate Rebekah’s parental rights to Z.W. pursuant to section
232.116(1)(h), a ground pled by the State but not relied on by the juvenile court. The
State apparently neither filed an Iowa Rule of Civil Procedure 1.904(2) motion seeking
modification of the court’s ruling to order termination pursuant to section 232.116(1)(h)
as to Z.W., nor cross-appealed seeking appellate review of the court’s failure to find that
termination as to Z.W. was proved pursuant to that provision. We conclude that under
these circumstances, we cannot on appeal order termination of her rights to Z.W. See In
re A.R. et al., 865 N.W.2d 619, 629-33 (Iowa Ct. App. 2015) (holding that where the
State neither filed a rule 1.904(2) motion nor cross-appealed, we may not terminate on a
ground not relied on by the juvenile court).
 8

Rebekah contends the juvenile court erred in allowing the court appointed

special advocate (CASA)/guardian ad litem (GAL) for the children to present an

oral report to the court during closing arguments at the October 9, 2014

conclusion of the hearing on Rebekah’s motion to modify disposition. The

juvenile court made clear that it allowed the CASA/GAL to “make closing remarks

and recommendations,” which would not be considered as evidence. We agree

with the State that a GAL, as a representative of the children, was properly

allowed to make closing argument. We find no error in the court allowing the

CASA/GAL to make closing argument, including recommendations concerning

the motion before the court.

Rebekah contends the juvenile court erred in denying her motion to modify

the dispositional order. She had requested that legal custody of the children be

transferred from the DHS to her aunt and the aunt’s spouse. Rebekah cites Iowa

Code section 232.99(4) for the proposition the court is to make the least

restrictive disposition appropriate, and that pursuant to sections 232.99(4) and

232.102(1)(a) legal custody with a relative is less restrictive than legal custody

with the DHS.

At the time of the modification hearing a home study of the home of the

aunt and spouse had been conditionally approved. The evidence showed that

the aunt had been in Rebekah’s apartment April 13, 2014, just sixteen days

before baby L.W.’s death, believed the apartment to be clean, and apparently

saw nothing wrong with L.W. The aunt was scheduled to take foster care

classes, but the classes had not yet started.
 9

We have earlier noted the deplorable, intolerable condition of the

apartment in which the children were living on April 29, 2014, as well as L.W.’s

condition at the time of his death on April 29. Evidence before the juvenile court

showed that a leasing consultant for the apartment building indicated that in

March 2014, the conditions in the apartment were awful: it contained rotting

garbage and food wrappers, it reeked with the smell of cat urine and dirty

diapers, and she found it hard to breathe inside. Other evidence showed that on

March 20, 2014, a pest control employee entered the apartment and found it to

be one of the worst he had ever encountered.

Under the circumstances shown, the juvenile court was properly skeptical

about the aunt’s indication that both the apartment and L.W. were fine on April

13, 2014. Although the court declined to modify the dispositional order at that

time, it noted its denial did not prevent a relative placement in the future if such

were determined to be in the children’s best interest. After the aunt and spouse

completed the adoptive home study process in January 2015, they were

approved and licensed as foster parents, and the children were in fact placed

with them in February 2015, with a recommendation they were suitable to adopt

the children. “Before a dispositional order in a juvenile proceeding can be

modified, the party seeking modification must first prove a substantial change in

material circumstances, and that under the new conditions, a change is in the

best interest of the child or children.” In re D.G., 704 N.W.2d 454, 458 (Iowa Ct.

App. 2005). Under the circumstances shown by the evidence before the juvenile

court, we agree with its conclusion that Rebekah did not meet her burden to
 10

show there had been such a material change of circumstances since the July

2014 dispositional order such that it was in the children’s best interest to change

their legal custody from the DHS to her aunt and spouse.3

Rebekah contends the juvenile court erred in denying her motion to

dismiss the petition for termination of her parental rights. She asserts the State

failed to follow the conditions under which she agreed on January 30, 2015, to

continue a dispositional review/permanency hearing scheduled for that date.

She acknowledges the January 30 hearing was not reported and in support of

her contention of error alleges the existence of facts that are not part of the

record.

Our appellate rules provide that where there is no record of proceedings at

a hearing or trial, the appellant “may prepare a statement of the evidence or

proceedings from the best available means, including the appellant’s

recollection,” subject to objections or proposed amendments by the appellee, and

any objections or proposed amendments are to be submitted to and ruled on by

the district court. Iowa R. App. P. 6.806(1), (2), (3). It is Rebekah’s obligation to

provide us with “a record affirmatively disclosing the error relied upon.” See

State v. Mudra, 532 N.W.2d 765, 767 (Iowa 1995). By not providing such a

record, Rebekah has waived error on this contention. See id.

Rebekah contends the juvenile court erred in admitting State’s Exhibits

050 through 052 over her objections. The reports apparently relate to child

3
We need not and do not address the question of whether the February 2015
placement of the children with the aunt and spouse renders moot Rebekah’s complaint
that the court did not do so in October 2014.
 11

abuse assessments concerning children of a male (other than Michael) by whom

she became pregnant early in these CINA proceedings and whose child she

gave birth to during these CINA and termination proceedings. She argues the

reports are not reports “relating to a child in a proceeding under this division” as

required by Iowa Code section 232.96(6) for such reports to be admissible over a

hearsay objection. She further argues they are not “relevant and material” as

required by section 232.96(6) because there was no evidence she had any

knowledge related to the reports.

As noted earlier, our review is de novo. On our de novo review we have

not considered these reports and thus need not address the question of whether

the juvenile court should have sustained Rebekah’s objection to them.

Rebekah contends the juvenile court erred in denying her request for six

more months to work toward reunification. She cites Iowa Code section

232.104(2)(b). This issue thus apparently relates to the outcome of the

permanency hearing that was held jointly with the termination hearing. Rebekah

argues, however, that “the issues of termination must be examined after the

resolution of Rebekah’s criminal charges.”

Somewhat relatedly, Rebekah contends the juvenile court erred in finding

termination was in the children’s best interest, and the better course would have

been to continue the termination hearing until after her criminal trial because of

her “extraordinary progress.” She asserts that the criminal charges were her only

unresolved issue and argues the children’s long-term best interest would be
 12

served by continuing the termination hearing until after the criminal trial was

concluded.

In September 2014, Rebekah was charged with criminal child

endangerment resulting in L.W.’s death, and with criminal neglect of L.W. and the

children. At the time of the May 2015 permanency/termination hearing, her trial

had been continued several times and the charges were unresolved. Rebekah

had suffered from domestic violence, mental health problems, including

dependent personality features, and substance abuse. She had been offered

services at the time of L.W.’s birth but had declined. Rebekah had exhibited

instability and dependence, and by developing a new relationship and becoming

pregnant shortly after the children were removed, had exhibited a lack of focus

on the children and possible reunification. The juvenile court had concluded she

was a caretaker of the children and baby L.W. at the time of L.W.’s death from

neglect, malnutrition, and dehydration. Although Rebekah acknowledged she

bore some responsibility for the circumstances of L.W. and the children by

allowing Michael to ignore their needs and neglect them, she had not

acknowledged her own individual responsibility to have assured they were

properly cared for and their needs met. The child born to Rebekah in March

2015 had been removed and was in foster care. Rebekah struggled with

parenting the children and her newborn at the same time (during visitations).

Although she had participated in many services and met certain goals, there was

a lingering concern that she was not internalizing the things she was working on.

The juvenile court found, in part:
 13

Many of the same circumstances which existed at the time of
the initial removal of [M.W. and Z.W.] remain to date. Rebekah is
nearly 100% dependent on others to meet her financial and
emotional needs. She has not addressed co-dependency and she
has engaged in another relationship shortly after baby [L.W.’s]
death and became pregnant with her fourth child . . . . Rebekah
initially identified two males as potential fathers of [her new child].
One male has been eliminated through DNA testing.
....
For purposes of a permanency hearing regarding [M.W. and
Z.W.], the Court does not find that allowing the parents an
additional six months to work toward reunification is in the best
interests of the children, nor does the Court believe an additional
six months will eliminate the conditions which existed at the time of
the adjudication.
....
. . . This Court finds that it would be in the best interests of
[M.W. and Z.W.] to terminate the parent-child relationships so they
will have the opportunity to grow and mature in a safe, healthy and
stimulating environment.

Upon our de novo review, we agree with the juvenile court’s denial of a

six-month extension. Subject to resolution of remaining issues, we also agree

that if termination is otherwise appropriate it is in the children’s best interest.

Rebekah contends the juvenile court erred in denying her motion for

increased visitation and thus erred in finding the State made reasonable efforts to

reunify. These contentions relate to decisions by the court concerning visitation

during the CINA case and argument made at the termination hearing.

Rebekah had two supervised two-hour visits per week. She sought longer

visitations, including visitations in her home, and sought a trial home placement.

However, she struggled with parenting the children and her newborn at the same

time. The children exhibited negative, disruptive behavior after visits. Rebekah

continued a somewhat unstable lifestyle. She did not acknowledge any personal,

individual responsibility for L.W.’s death or the deplorable living conditions at the
 14

time of his death and the children’s removal. We find no error in the juvenile

court’s denial of increased visitations and thus no failure to make reasonable

efforts toward reunification.

Rebekah contends the juvenile court erred in denying her alternative

permanency request for guardianship with relatives under section

232.104(2)(d)(1). She argues that, contrary to the court’s finding, termination is

not in the children’s best interest at the present. We have above concluded that

if termination is otherwise appropriate it is in the children’s best interest.

Rebekah further argues that while her relatives prefer adoption to a guardianship,

they are willing to be guardians and that if she is denied a six-month extension,

the children should be placed in the guardianship and custody of her aunt and

aunt’s spouse. We have above affirmed the juvenile court’s denial of a six-month

extension. The juvenile court concluded, among other things, that:

Rebekah’s request for a guardianship with a relative is not
an appropriate permanency option in this case. Guardianship is not
a legally preferable alternative to termination of parental rights and
adoption. Termination is the preferable solution when a parent is
unable to regain custody within the time frames of chapter 232. An
appropriate determination to terminate a parent-child relationship is
not to be countermanded by the ability and willingness of a family
relative to take the child. The children’s best interests are served
by a termination of parental rights rather than a guardianship to
allow the children to remain in a permanent, stable, and safe home.

(Quotations and citations omitted). We agree with the juvenile court, and affirm

on this issue.

Rebekah contends the juvenile court erred in terminating her parental

rights to M.W. under section 232.116(1)(h). She argues the evidence does not

satisfy the fourth element of that provision, clear and convincing evidence that
 15

[M.W.] cannot be returned to her custody as provided in section 232.102 at the

present time. That element is proved when the evidence shows the child cannot

at the time of the termination hearing be returned to the parent without remaining

a CINA. In re R.R.K., 544 N.W.2d 274, 277 (Iowa Ct. App. 1995). The threat of

probable harm will justify termination of parental rights, and the perceived harm

need not be the one that supported the child’s removal from the home. In re

M.M., 482 N.W.2d 812, 814 (Iowa 1992).

As noted above, Rebekah had not acknowledged any personal, individual

responsibility for L.W.’s death or the children’s intolerable living conditions. She

struggled with parenting the children and her newborn. We fully agree with the

juvenile court that M.W. could not be returned to her without remaining a CINA

and thus affirm on this issue.

Rebekah contends the juvenile court erred in finding termination of her

parental rights appropriate under section 232.116(3) because relatives should

have had legal custody and because termination would be detrimental to the

children due to the closeness of the parent-child relationship.

We have above dealt with issues concerning legal custody and

guardianship in the relatives, Rebekah’s aunt and spouse, and will not revisit

those issues here.

Rebekah argues there were clear bonds between her and the children and

it would be detrimental to them to terminate her parental rights. A court need not

order otherwise justifiable termination if “[t]here is clear and convincing evidence
 16

that termination would be detrimental to the child at the time due to the closeness

of the parent-child relationship.” Iowa Code § 232.116(3)(c).

The provisions of section 232.116(3) are permissive, not mandatory. In re

J.L.W., 570 N.W.2d 778, 781 (Iowa Ct. App. 1997), overruled on other grounds

by P.L., 778 N.W.2d at 40. The court uses its best judgment in applying the

factors contained in the statute. P.L., 778 N.W.2d at 40. A court has the

discretion, based on the unique circumstances of the case and the best interests

of the child, as to whether to apply this section to save the parent-child

relationship. In re D.S., 806 N.W.2d 458, 475 (Iowa Ct. App. 2011).

The evidence does show some bond between Rebekah and the children.

However, the children are very young, have been removed for over a year, are

thriving in the care of the aunt and spouse, and are adoptable. The aunt and her

spouse desire to adopt them. The children could not be returned to Rebekah at

the time of the termination hearing. As noted by the juvenile court, the children

need and deserve permanency and stability in their lives. They need it now, not

at some indefinite point in the future. We conclude that although there is some

bond between Rebekah and the children, under the circumstances shown there

is not clear and convincing evidence that termination would be detrimental to

them.

We affirm the termination Rebekah’s parental rights as to M.W. and

reverse the termination of her parental rights as to Z.W.

AFFIRMED IN PART AND REVERSED IN PART.