COURT OF APPEALS
EIGHTH DISTRICT OF TEXAS
EL PASO, TEXAS
§
JAVIER URIAS, No. 08-12-00090-CR
§
Appellant, Appeal from the
§
v. 243rd District Court
§
STATE OF TEXAS, of El Paso County, Texas
§
Appellee. (TC# 20090D03338)
OPINION
Javier Urias appeals his conviction of injury to a child causing serious bodily injury. In
two issues, Appellant challenges the legal sufficiency of the evidence and the admission of a
medical doctor’s expert testimony over his Daubert1 and Confrontation Clause objections. We
affirm.
BACKGROUND
Prior to the incident in question in 2009, Appellant had been dating Roxanne Alvarado
(“Roxanne”), mother of a four-year-old boy, a two-week-old boy, and fifteen-month-old
Dominic Jacob Alvarado (“Jacob”), for about eight months. None of Roxanne’s sons were
Appellant’s biological children. Appellant and Roxanne resided together in a studio apartment
that was part of a three-apartment building. Roxanne’s two aunts resided in the other units.
1
Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993).
Roxanne’s youngest son was born premature, so Roxanne went to the hospital twice a day
following his birth to feed him and learn appropriate care methods. Appellant usually
accompanied Roxanne to the hospital during these visits. During this time, Roxanne, Appellant,
and Roxanne’s two aunts were the only people who took care of Roxanne’s sons. Roxanne
testified that she trusted Appellant with her children, and Roxanne’s aunt Guadalupe Salas
testified that Appellant usually treated Roxanne’s children appropriately. On Mach 25, 2009,
Roxanne left Appellant in charge of Jacob while she went to the hospital. Salas had watched
Jacob the prior day. Salas testified that Jacob had been in good health that day, and neither she
nor her sister Yolanda had hit Jacob or caused him any injury. Roxanne also denied hitting
Jacob and denied any knowledge of any prior head injuries. Appellant did not testify in his own
defense. His account as relayed through a 911 call recording and his statements to police
indicates that Appellant claimed he had placed Jacob on a bed while changing his diaper. While
Appellant left the room to get supplies, he heard Jacob screaming, and when he returned, the
baby was on the floor. When Appellant picked him up, Jacob was clenching his jaw and
breathing irregularly. At some point, Jacob lost consciousness, and Appellant “tried to slap him
around a little bit to wake him up.” Appellant called 911.
When paramedics arrived, Jacob was breathing but unconscious and unresponsive.
Appellant told them that Jacob had fallen off the bed and that he had cried before becoming
unconscious. One paramedic testified that Jacob had no apparent physical injuries beyond a
bruise on his forehead and a small cut on his chin, both of which were “old.” Paramedics
subsequently took Jacob by ambulance to R.E. Thomason General Hospital, now known as
University Medical Center (“UMC”), in El Paso.
Jacob arrived at the hospital semi-conscious and nearly in a coma. A team of medical
2
personnel led by Dr. Alan Tyroch treated Jacob at UMC. The hospital admitted Jacob as a Level
I trauma patient. An X-ray bone scan showed that Jacob had no visible bone fractures. A CT
scan of Jacob’s head indicated the presence of blood from two separate subdural hematomas, one
chronic – i.e., between three weeks and four months old – and one acute, taking place within 72
hours of the scan. Dr. Fadi Hanbali, a neurosurgeon on Jacob’s treatment team, testified that
subdural hematomas occur when blood vessels in the skull rupture as a result of trauma and
blood begins to accumulate between the brain and the dura, a hard membrane encasing the brain
inside the cranium. In Jacob’s case, the subdural hematoma had caused a 9-millimeter midline
shift of the brain, meaning that accumulating blood had forced Jacob’s brain to one side of the
skull. Dr. Hanbali characterized the 9-mm midline shift as a serious medical emergency that
could result in death. He testified that he performed surgery to stem the bleeding and evacuate
blood from inside the dura, thereby relieving pressure on the brain.
Following surgery, Dr. Tyroch asked Dr. Neil Adams, an ophthalmologist, to perform an
eye exam on Jacob. Dr. Adams, who did not testify at trial, noted the presence of retinal
bleeding in Jacob’s medical file. Both Dr. Hanbali and Dr. Tyroch testified that retinal
hemorrhaging was not consistent with a fall from the bed and suggested instead that Jacob had
been shaken fairly vigorously. Dr. Tyroch further testified that although it was possible that the
previous subdural hematoma made Jacob more susceptible to getting the acute hematoma from a
short fall from the bed, the presence of retinal bleeding and absence of recent visible trauma
suggested that the injury stemmed from a caretaker’s intentional shaking of the child and not an
accidental fall.
The jury returned a guilty verdict against Appellant. He was sentenced to forty-five
years’ in prison.
3
I.
In Issue One, Appellant contends that the evidence is legally insufficient to support a jury
finding that he caused Jacob’s serious injuries. We disagree.2
Standard of Review
In assessing the legal sufficiency of a verdict, we review all the evidence in the record,
both “properly and improperly admitted[,]” in “the light most favorable to the prosecution” to
determine whether “any rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.” Clayton v. State, 235 S.W.3d 772, 778 (Tex.Crim.App. 2007),
citing Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 2789, 61 L.Ed.2d 560
(1979)[Emphasis omitted]. “Circumstantial evidence is as probative as direct evidence in
establishing the guilt of an actor, and circumstantial evidence alone can be sufficient to establish
guilt.” Id., citing Hooper v. State, 214 S.W.3d 9, 13 (Tex.Crim.App. 2007). Our role on legal
sufficiency review is not to usurp the jury and replace its verdict with our own; instead, we serve
as a procedural safeguard, ensuring that whatever verdict the jury rendered comports with due
process. King v. State, 29 S.W.3d 556, 562 (Tex.Crim.App. 2000); Johnson v. State, 967 S.W.2d
410, 412 (Tex.Crim.App. 1998). “In conducting this review, we must defer to the jury’s role as
the sole judge of the credibility and weight that testimony is to be afforded.” Castaneda v. State,
08-10-00050-CR, 2011 WL 4490960, at *4 (Tex.App.--El Paso Sept. 28, 2011, pet. ref’d)(not
designated for publication).
Analysis
Appellant complains that the State, at best, merely presented the jury with conflicting,
equally plausible guilt and innocence scenarios that cannot establish proof of guilt beyond a
2
As a threshold matter, the State objects to Appellant’s briefing of Issue One, arguing that it is deficient under
TEX.R.APP.P. 38.1 and thus presents nothing for our review. We overrule the State’s objection and find that Issue
One of Appellant’s brief complies with the Rules of Appellate Procedure.
4
reasonable doubt as a matter of law. See Clark v. Procunier, 755 F.2d 394, 396 (5th Cir.
1985)(where evidence gives near-equal weight to theories of guilt and innocence, reasonable
doubt precluding a guilty verdict exists and a defendant is entitled to acquittal). However, the
“introduction of conflicting evidence does not render evidence insufficient.” Castaneda, 2011
WL 4490960, at *4. The Court of Criminal Appeals has instructed the courts of appeals to
presume that “[w]hen the record supports conflicting inferences . . . the factfinder resolved the
conflicts in favor of the prosecution[.]” Clayton, 235 S.W.3d at 778. The ultimate question we
answer in Issue One is whether any rational trier of fact could find that the State has proved
every element of an offense beyond a reasonable doubt. Clayton, 235 S.W.3d at 778. Here, we
find the State met its burden.
Appellant complains specifically that the State failed to provide evidence that Jacob’s
injuries were non-accidental, or that the injuries occurred while Appellant had sole care, custody,
and control of Jacob, which would give rise to a permissible inference that he caused the injury.
See Castaneda, 2011 WL 4490960, at *5 (evidence is sufficient for injury to a child conviction
where it shows “an adult defendant has had sole access to a child at the time the child sustained
her injuries . . . .”); Garcia v. State, 16 S.W.3d 401, 405 (Tex.App.--El Paso 2000, pet.
ref’d)(listing cases holding same).
The medical testimony is dispositive on these issues. The medical experts testified that
although the CT scan could only establish that the blood began pooling between the brain and the
dura at some point within seventy-two hours of the scan, the bleeding likely began shortly before
Jacob exhibited symptoms, given that (1) a child’s brain is larger in relation to the skull than an
adult’s brain, which hastens the onset of a subdural hematoma’s neurological symptoms in
children; (2) the presence of old blood from the second, undetected subdural hematoma would
5
have reduced the space inside the cranium even further before the second bleed began; and (3)
Jacob arrived at the hospital semi-conscious in spite of his brain having shifted nine millimeters
off-center, whereas a subdural hematoma that serious in a child that age likely would have
rendered him totally comatose as he approached the seventy-two-hour window limit. Dr. Tyroch
further testified that while the first healed-over subdural hematoma could have made Jacob more
susceptible to a bleed from accidentally falling off the bed, the lack of any discernable trauma on
Jacob’s body combined with the presence of retinal bleeding indicated to him that Jacob’s
injuries stemmed from being shaken vigorously.
Based on this testimony, a rational juror could infer that Jacob sustained a subdural
hematoma at the time he was in Appellant’s sole care, custody, and control. A rational juror
could also infer based on the presence of retinal hemorrhaging that the injury was caused by
vigorous shaking and not by accident, some prior injury, or a congenital defect. Taking those
two factors together, a rational juror could find guilt beyond a reasonable doubt on the charge
levied in the indictment. The evidence is legally sufficient.
Issue One is overruled.
II.
In Issue Two, Appellant maintains that the trial court erred by admitting, over his
objections on Daubert and Confrontation Clause grounds, portions of Dr. Tyroch’s testimony.
Specifically, Appellant complains that Dr. Tyroch’s testimony about Jacob’s retinal
hemorrhaging stemmed from the medical report of Dr. Adams, the ophthalmologist with whom
Dr. Tyroch consulted during treatment who did not testify at trial. Because Appellant could not
cross-examine Dr. Adams regarding his medical findings, Appellant contends his confrontation
rights were violated under Bullcoming v. New Mexico, –– U.S. ––, 131 S.Ct. 2705, 180 L.Ed.2d
6
610 (2011). The State raises a bevy of briefing and preservation of error issues before arguing
alternatively that Dr. Adams’ medical report was not “testimonial” under the Sixth Amendment.
We address each issue in turn.
Inadequate Briefing on Daubert Issue
In its response, the State contends that Appellant failed to adequately brief the Daubert
issue. We agree. Although the Court is mindful of its duty to liberally construct briefs in
assessing compliance with the Rules of Appellate Procedure, see TEX.R.APP.P. 38.9; White v.
State, 50 S.W.3d 31, 45 (Tex.App.--Waco 2001, pet. ref’d), Appellant has failed to comply with
TEX.R.APP.P. 38.1(i). His argument section sets out the standard of review for Daubert
challenges before Appellant states that “[b]ased on the totality of the evidence it is appellant’s
position that State [sic] failed to establish the etiology of the injury and therefore to prove its
causal link to the defendant.” Even under the most liberal construction of his brief, Appellant
failed to challenge Dr. Tyroch’s credential or methodology, nor did he apply the law to any facts
beyond this conclusory assertion. As such, we find that nothing has been presented for appellate
review on this issue.
The Daubert sub-point of Issue Two is overruled on inadequate briefing grounds.
Preservation of Error
The State further argues that Appellant failed to preserve error on the admission of Dr.
Adams’ retinal bleeding diagnosis because he failed to timely object to testimony and because
his argument on appeal fails to comport with the objection made at trial. We agree that
Appellant failed to preserve error.
“To be timely, a request, objection, or motion must be made at the earliest opportunity.”
Casey v. State, 349 S.W.3d 825, 834 (Tex.App.--El Paso 2011, pet. ref’d). “An objection must
7
be made each time inadmissible evidence is offered unless the complaining party obtains a
running objection or obtains a ruling on his complaint in a hearing outside the presence of the
jury.” Garza v. State, No. 08-11-00035-CR, 2012 WL 1883118, at *2 (Tex.App.--El Paso May
23, 2012, pet. ref’d)(not designated for publication). Further, an objection does not preserve
error unless the trial court rules on the objection or the complaining party objects to the trial
court’s refusal to rule. TEX.R.APP.P. 33.1(a)(2).
Here, Appellant failed to preserve error for two reasons. First, Appellant failed to obtain
a ruling on the confrontation objection. Instead, the record shows that Appellant lodged an
objection arguably on confrontation grounds, among other grounds, before the court allowed him
to take Dr. Tyroch on voir dire at a Daubert hearing. Following that hearing, Appellant objected
to Dr. Tyroch’s testimony on the basis that it was cumulative. The trial court overruled the
objection and noted that it found Dr. Tyroch to be qualified to testify as an expert. Appellant
then requested running objections on the issues of relevance, cumulative presentation of
evidence, improper bolstering, “asked and answered,” and on Dr. Tyroch’s qualifications. The
trial court granted running objections only on the issues of relevance and cumulative
presentation. The record does not indicate that the trial court ever ruled on the confrontation
grounds Appellant advanced in his pre-Daubert hearing objection. As such, no error is
preserved.
Second, Appellant waived his objection on the basis of timeliness. Appellant’s counsel
failed to object to the discussion of retinal bleeding during Dr. Hanbali’s testimony prior to
Dr. Tyroch relaying the same information to the jury. Appellant’s counsel claims he refrained
from objection during Dr. Hanbali’s testimony because Dr. Adams was designated as a possible
witness on the State’s witness list for trial, and it was his understanding that Dr. Adams would
8
testify. When counsel realized that Dr. Adams would not testify, he maintains he objected,
informed the trial court of the situation, and requested a limiting instruction from the court.
However, this is not enough to preserve error on confrontation grounds. Counsel should have
objected at the first mention of the retinal bleeding if he wished to preserve the issue for appeal.
Casey, 349 S.W.3d at 843.
Finally, even if error was properly preserved, the Sixth Amendment prohibits the
introduction only of testimonial statements from unavailable declarants not previously subjected
to cross-examination. Crawford v. Washington, 541 U.S. 36, 59, 124 S.Ct. 1354, 1369, 158
L.Ed.2d 177 (2004). Dr. Adams statements were not “testimonial” for Crawford purposes, given
that they were made for the primary purpose of rendering medical treatment and obtaining a
differential diagnosis between accidental injury and intentional trauma. See Melendez-Diaz v.
Massachusetts, 557 U.S. 305, 312 n.2, 129 S.Ct. 2527, 2533 n.2, 174 L.Ed.2d 314 (2009);
Berkley v. State, 298 S.W.3d 712, 715 (Tex.App.--San Antonio 2009, pet. ref’d)(admission of
unavailable sexual assault nurse examiner’s report through a surrogate did not violate Crawford
because report compiled for non-testimonial medical treatment purposes); Perez v. State, No. 14-
11-01102-CR, 2013 WL 655714, at *7-*8 (Tex.App.--Houston [14th Dist.] Feb. 21, 2013, no
pet.)(mem. op., not designated for publication)(absent direct evidence of physician’s purpose in
questioning patient, trial court does not abuse its discretion in ruling physician’s report is non-
testimonial and made for medical purposes).
Issue Two is overruled. We affirm Appellant’s conviction.
March 26, 2014
YVONNE T. RODRIGUEZ, Justice
Before McClure, C.J., Rivera, and Rodriguez, JJ.
(Do Not Publish)
9