Docket No. 101772.
IN THE
SUPREME COURT
OF
THE STATE OF ILLINOIS
THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v.
EFREN MELCHOR, Appellee.
Opinion filed June 7, 2007.
JUSTICE FREEMAN delivered the judgment of the court, with
opinion.
Chief Justice Thomas and Justices Fitzgerald, Kilbride, Garman,
and Karmeier concurred in the judgment and opinion.
Justice Burke took no part in the decision.
OPINION
Following a jury trial in the circuit court of Cook County,
defendant, Efren Melchor, was convicted of first degree murder. See
Ill. Rev. Stat. 1989, ch. 38, par. 9–1(a). At the close of a sentencing
hearing, the trial court sentenced defendant to a prison term of 40
years. Finding that the admission of certain evidence violated
defendant’s constitutional rights, the appellate court reversed
defendant’s conviction and remanded for a new trial. 362 Ill. App. 3d
335. We allowed the State’s petition for leave to appeal (210 Ill. 2d
R. 315(a)). As explained herein, we now vacate the judgment of the
appellate court and remand to the appellate court for that court’s
initial consideration of nonconstitutional issues.
I. BACKGROUND
On April 30, 1990, the victim, Steven Botello, was shot to death
at 2624 West Fullerton Avenue in Chicago. On May 6, 1990,
defendant and Ancermo Paredes were arrested for the murder, and
both were charged by information with first degree murder. On May
15, 1990, defendant was released after posting bond. However,
defendant failed to appear on several subsequent court dates. In
October 1990, defendant’s bond was forfeited and a warrant for his
arrest was issued. Defendant remained a fugitive for the next 10 years.
Meanwhile, in May 1991, Paredes received a bench trial for the
victim’s murder. Among the witnesses who testified were Paredes,
who testified on his own behalf, and Luis Ortiz, then 16 years old,
who was the sole eyewitness to the shooting. Ortiz’s testimony
implicated both Paredes and defendant. The trial court found Paredes
not guilty. On September 11, 1998, Ortiz died as a result of a self-
inflicted drug overdose. Also, sometime subsequent to his trial,
Paredes was deported to Mexico.
On October 15, 2000, defendant was arrested on the outstanding
arrest warrant. Prior to defendant’s trial, the State indicated its intent
to use the testimony of Paredes and Ortiz from Paredes’ trial because
both were unavailable. Defendant moved to preclude the State from
using their out-of-court statements, arguing that their use would
violate his confrontation rights, and that the prior testimony,
particularly that of Ortiz, did not bear sufficient guarantees of
trustworthiness. After a hearing, at which the State confirmed that
Ortiz was the sole eyewitness to the shooting, the trial court denied
defendant’s motion and found that the prior testimony was admissible
pursuant to section 115–10.4 of the Code of Criminal Procedure of
1963 (725 ILCS 5/115–10.4 (West 2004)). However, the court denied
the State’s request to use Paredes’ prior testimony.
At defendant’s trial, the State’s case was as follows. Julio Diaz,
who was 30 years old at the time of defendant’s trial, testified that on
April 29, 1990, from approximately 9 p.m. to midnight, he was
playing basketball in Haas Park at Fullerton and Washtenaw Avenues
with Ortiz, the victim, and “Tootie.” At approximately 11:30 p.m., the
group left the park. At this time, they saw four Hispanic males coming
in their direction on the same side of the street, none of whom Diaz
recognized. Tootie said he was going to “mess with” them. A brawl
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ensued. Jamie Figueroa (also deceased at the time of defendant’s trial)
joined the fight. After approximately 10 minutes, the fight broke up
because the victim yelled that he saw the police.
Diaz, Ortiz, the victim, and Figueroa hid under a viaduct for a few
minutes after the fight broke up. The four then walked to the
intersection of Fullerton and California Avenues, where the victim left
the group to visit his daughter, who lived near the intersection.
Approximately 10 minutes later, the victim returned. As the victim
was walking toward them, Diaz saw a two-door gray Toyota
hatchback attempt to hit the victim. Diaz also saw four individuals in
the car and recognized as least one of them as one of the men his
group had been fighting with earlier. Diaz identified this man as
Paredes.
The group then started walking eastbound on Fullerton toward a
tavern. Diaz left the group to go to a nearby school playground. While
there, Diaz heard two sounds like firecrackers. Diaz rode a bicycle
toward Fullerton. He saw a squad car and the victim on the ground.
He believed that the squad car had struck the victim. Diaz then rode
to a nearby gas station, and then returned to the scene of what he
believed to be an accident. The victim was still lying on the street and,
at this time, Diaz found out that the victim had been shot. On cross-
examination, Diaz admitted that he never observed the person who
actually shot the victim.
Christopher Donnelly, the assistant State’s Attorney who
prosecuted Paredes in 1991, read Ortiz’s testimony from Paredes’
trial. Ortiz’s testimony regarding the fight and attempted hit-and-run
was basically consistent with Diaz’s testimony. Ortiz stated that there
were four individuals in the car and that he saw the faces of two
individuals in the backseat. Ortiz recognized Paredes, sitting in the
rear passenger seat, as one of the individuals he had seen earlier that
night in the fight. Ortiz further testified that he saw the shooter, whom
he later identified as defendant, sitting in the front passenger seat.
Ortiz further testified that he, Diaz, the victim, and Figueroa then
walked eastbound on Fullerton. When they were in front of the tavern,
Ortiz stopped and spoke to friends. Diaz left on a bicycle to go to
Gaither Park. The victim borrowed a bicycle and departed because he
had left his wallet at the park. Ortiz observed the victim looking for
his wallet, when a small gray car pulled into the parking lot by the
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park. Ortiz recognized the car as the one that tried to run over the
victim. According to Ortiz, the passenger side door opened, a man got
out, reached over the roof of the car, and shot the victim. The shooter
then got back in the car and it drove off.
Further, Ortiz testified that on May 6, 1990, he went to Chicago
police Area 5 headquarters and viewed a lineup. He identified Paredes
as one of the individuals with whom he had been fighting and
defendant as the shooter, but not someone who had been involved in
the fight. On cross-examination by Paredes’ defense counsel, Ortiz
gave varying distances between himself and the car at the time of the
shooting, ranging between 5 and 100 feet.
Chicago police detective Reynaldo Guevara testified that, shortly
after the shooting, he arrested defendant and Paredes. Detective
Roland Paulnitsky testified that on May 6, 1990, he conducted a four-
person lineup including defendant and Paredes. According to
Detective Paulnitsky, Ortiz viewed the lineup and identified defendant
as the shooter and Paredes as a passenger in the vehicle.
The defense case included the following testimony. Nicholas
Roman testified that he was working with defendant at the time of the
murder. In April 1990, Roman was employed as the second-shift
dishwasher and cleanup supervisor at a Streeterville-area restaurant.
Roman told police that on April 29, 1990, defendant began work
between 1 and 1:30 p.m. and worked until approximately 1 a.m.
Roman was shown defendant’s timecard, which indicated that
defendant punched in at 4 or 4:30 p.m. and punched out at 10:06 p.m.
Roman explained that defendant punched out only for a 30-minute
break and was unable to punch back in because the time clock was
broken. Roman and defendant worked together for approximately two
years and were solely work acquaintances. Roman had not seen
defendant subsequent to his arrest in 1990.
Defendant testified that in April 1990 he worked as a dishwasher
at a Streeterville-area restaurant, with his supervisor Nicholas Roman.
On April 29, 1990, defendant worked from 1 p.m. until approximately
1 a.m. Defendant knew Paredes because they lived in the same
building, but they socialized only occasionally. Defendant denied
owning a gun or a gray Toyota, and denied being a passenger in a
gray Toyota on April 29 or 30, 1990. Defendant denied shooting
anyone during that time and denied being in a gang.
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Defendant admitted that he was arrested on May 5, 1990. When
defendant made bail, he knew that he had to return to court and he
knew his next court date. Defendant failed to appear because his
brother had been threatened by gang members, and believed that
defendant would have been killed if he appeared in court. From 1990
to 2000, defendant moved often and was paid in cash for his work.
Following closing arguments, the jury found defendant guilty of
first degree murder. Defendant timely filed a motion for a new trial, in
which he contended, inter alia, that the trial court erred in: (1)
admitting Ortiz’s testimony, (2) refusing to allow defendant to
impeach Ortiz’s testimony with a robbery charge that was pending at
the time of Paredes’ trial, and (3) refusing to allow defendant to
impeach Ortiz’s testimony with a 1994 conviction for armed robbery.
At the close of a hearing, the trial court denied defendant’s motion for
a new trial. The court reasoned that if Ortiz’s testimony had been the
only evidence of defendant’s guilt, the court would have directed a
verdict in defendant’s favor. However, according to the trial court,
defendant provided additional evidence of his guilt: his flight and an
unsuccessful alibi defense. At the close of a sentencing hearing, the
trial court sentenced defendant to a prison term of 40 years.
Defendant timely appealed.
The appellate court reversed, holding that the admission of Ortiz’s
testimony violated defendant’s sixth amendment right of
confrontation, pursuant to Crawford v. Washington, 541 U.S. 36, 158
L. Ed. 2d 177, 124 S. Ct. 1354 (2004). 362 Ill. App. 3d at 341-43.
Further, the appellate court held that defendant did not forfeit his
confrontation challenge by his wrongdoing, i.e., bail-jumping (362 Ill.
App. 3d at 343-55), and that the erroneous admission of Ortiz’s
testimony was not constitutionally harmless (362 Ill. App. 3d at 355-
56). The appellate court next reasoned that its resolution of this
constitutional issue “rendered moot” defendant’s contention that
Ortiz’s testimony was inadmissible under the applicable statutory
hearsay exception. Melchor, No. 1–03–3036 (nonpublishable portion
of opinion under Supreme Court Rule 23). The appellate court
proceeded to address other issues raised by defendant that were likely
to reoccur upon retrial. Melchor, No. 1–03–3036 (nonpublishable
portion of opinion under Supreme Court Rule 23). After finding no
double jeopardy impediment, the appellate court reversed defendant’s
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conviction and remanded the cause to the circuit court for a new trial.
362 Ill. App. 3d at 356-57.
The State appeals. We will refer to additional pertinent
background in the context of our analysis of the issues.
II. ANALYSIS
At the outset, we note our concern with the appellate court’s
procedure in filing the opinion under review. The appellate court filed
an opinion in this case on June 28, 2005, and rehearing was denied on
November 9, 2005. However, on November 14, 2005, the court filed
its ultimate opinion nunc pro tunc June 28, 2005.
We have two concerns with this procedure. First, such a practice
may have jurisdictional consequences. Had the State filed a petition
for leave to appeal in this court between November 9 and 14, 2005,
the second opinion would have been void for lack of jurisdiction.
People v. Collins, 202 Ill. 2d 59, 65 (2002). Second, the use of nunc
pro tunc orders or judgments is limited to incorporating into the
record something which was actually previously done by the court but
inadvertently omitted by clerical error. It may not be used for
supplying omitted judicial action, or correcting judicial errors under
the pretense of correcting clerical errors. See People v. I.W.I., Inc.,
176 Ill. App. 3d 951, 958-59 (1988) (and cases cited therein);
Dauderman v. Dauderman, 130 Ill. App. 2d 807, 809-10 (1970). We
thus take this opportunity to remind the bench and bar of these
important points of appellate practice and procedure.
Turning to the merits, before the appellate court defendant raised
eight issues pertaining to trial and sentencing and sought relief based
on each issue. Defendant first contended that the admission of Ortiz’s
testimony violated his sixth amendment right of confrontation,
pursuant to Crawford v. Washington, 541 U.S. 36, 158 L. Ed. 2d 177,
124 S. Ct. 1354 (2004). Defendant next contended that, assuming no
Crawford violation, “Ortiz’s prior testimony lacked sufficient
guarantees of trustworthiness” as required by the statutory hearsay
exception for an out-of-court statement of a dead declarant. See 725
ILCS 5/115–10.4 (West 2002) (“Admissibility of prior statements
when witness is deceased”).
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The appellate court began its analysis by addressing several issues
pertaining to defendant’s Crawford contention. This is understandable
since defendant began his argument by raising those issues. Based on
its analysis of the constitutional issues, the appellate court reversed
defendant’s convictions and remanded for a new trial. 362 Ill. App. 3d
at 341-56. Next, the appellate court addressed defendant’s contention
of the statutory hearsay violation as follows:
“Based on this conclusion [finding a Crawford violation],
we need not address defendant’s argument that the admission
of Ortiz’s testimony was erroneous because it lacked sufficient
guarantees of trustworthiness since this issue has been
rendered moot.” Melchor, No. 1–03–3036 (nonpublishable
portion of opinion under Supreme Court Rule 23).
The structure of defendant’s argument and the corresponding analysis
of the appellate court run afoul of this court’s recent decision in In re
E.H., of which defendant and the appellate court admittedly did not
have the benefit.
E.H. resembles the present case. The appellate court in E.H. had
declared the statutory hearsay exception for a nontestifying child
sexual abuse victim (725 ILCS 5/115–10 (West 2004)) facially
unconstitutional as violative of Crawford. This court vacated the
appellate court’s judgment. We reaffirmed the long-recognized policy
that “cases should be decided on nonconstitutional grounds whenever
possible, reaching constitutional issues only as a last resort.” In re
E.H., 224 Ill. 2d 172, 178 (2006) (collecting cases).
Further, “agree[ing] entirely” (E.H., 224 Ill. 2d at 179) with the
observation of the appellate court in People v. Martinez, 348 Ill. App.
3d 521, 535 (2004), we explained: “When a court is asked to evaluate
the admission of out-of-court statements into evidence, the first step
is determining whether the statement passes muster as an evidentiary
matter.” (Emphasis in original.) E.H., 224 Ill. 2d at 179. If the
proponent seeks to admit the statement pursuant to a statutory
hearsay exception, the court must evaluate the statement to determine
whether it meets the statute’s requirements. We reasoned:
“Only once the statement has first been found admissible as an
evidentiary matter should constitutional objections–including
Crawford-based confrontation clause claims–be dealt with.
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[Citations.] This is the only analytical ‘flow chart’ that
comports with the rule that courts must avoid considering
constitutional questions where the case can be decided on
nonconstitutional grounds.” E.H., 224 Ill. 2d at 179-80.
We remanded the cause to the appellate court to first consider the
nonconstitutional issues raised, reaching the constitutional issues only
if necessary. E.H., 224 Ill. 2d at 181-82.
Likewise in this case, the first contention that the appellate court
should have addressed is whether the trial court erred in ruling that
Ortiz’s testimony was admissible pursuant to section 115–10.4 of the
Code of Criminal Procedure (725 ILCS 5/115–10.4 (West 2004)).
This statute, enacted in 1999, provides a hearsay exception for an out-
of-court statement of a dead declarant, if made under oath at a trial,
hearing, or other proceeding, when the statement is not specifically
covered by any other hearsay exception, but the statement has
equivalent circumstantial guarantees of trustworthiness. See M.
Graham, Cleary & Graham’s Handbook of Illinois Evidence §804.11
(8th ed. 2004); J. Corkery, Illinois Civil & Criminal Evidence
§802.113 (2000). The trial court found that Ortiz’s testimony was
trustworthy and that there were equivalent guarantees of
trustworthiness to admit it, despite the lack of cross-examination by
defendant or anyone on defendant’s behalf.1
If the trial court’s evidentiary ruling was erroneous, the next
question is whether that error was harmless. If this ruling was
erroneous and was not harmless, that ends the case and defendant
must receive a new trial. Only if the trial court’s section 115–10.4
ruling was not erroneous, or was erroneous but harmless as an
evidentiary matter, should the appellate court turn to the constitutional
challenge to the evidence. See E.H., 224 Ill. 2d at 180. We vacate the
appellate court’s judgment and remand the cause for that court’s
initial consideration of nonconstitutional issues.
1
According to defendant, his lack of cross-examination was particularly
problematic because Paredes’ defense theory was to exonerate himself by
implicating defendant.
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III. CONCLUSION
For the foregoing reasons, the judgment of the appellate court is
vacated, and the cause remanded to that court with directions that the
court first consider the nonconstitutional issues raised, then reaching
the constitutional issues only if necessary.
Vacated and remanded
with directions.
JUSTICE BURKE took no part in the consideration or decision
of this case.
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