3-07-0567
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Filed October 24, 2008
IN THE APPELLATE COURT OF ILLINOIS
THIRD DISTRICT
A.D., 2008
THE PEOPLE OF THE STATE OF )
ILLINOIS, ) Appeal from the Circuit Court
) For the 21st Judicial Circuit
Plaintiff-Appellant, ) Kankakee County, Illinois
)
v. ) No. 04-CF-04
)
SIEMON T. MOORE ) Honorable Kathy Bradshaw Elliot,
) Judge, Presiding
Defendant-Appellee. )
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JUSTICE O’BRIEN delivered the opinion of the court:
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During a jury trial, defendant Siemon Moore moved to suppress his videotaped
statement to the police. The trial court granted Moore’s motion to suppress and the State
requested leave to file an interlocutory appeal of the trial court’s suppression order. The
trial court granted the State’s motion and declared a mistrial based on a finding that
manifest necessity required the discharge of the jury while the State took its interlocutory
appeal. Following a review of the trial court’s order granting Moore’s motion to
suppress, this court affirmed the trial court’s ruling. Moore filed a motion with the trial
court requesting his case be dismissed on grounds of double jeopardy. The trial court,
finding that it had erroneously concluded in the prior proceeding that a manifest necessity
required the declaration of a mistrial, granted Moore’s motion to dismiss. The State
follows with this appeal.
FACTS
Defendant Siemon Moore was charged with the offense of criminal sexual
assault. 720 ILCS 5/12-13(a)(1) (West 2004)). A jury trial began on July 20, 2005. Near
the end of the State’s case-in-chief, it was disclosed that a videotaped statement of Moore
that the State intended to introduce was missing its audio track. It is undisputed that the
defense was in possession of the videotape, which never contained a sound track, from
November of 2004, and that the State was aware of the missing sound from at least
around the same time. When Moore made the videotaped statement he signed a Miranda
waiver (hereafter Paragraph 5) that stated, in part, “[a] videotape providing a video and
audio record of this interview is being made to insure my rights and the accuracy of our
conversation. I voluntarily consent to the recording.”
Upon discovering the missing audio, the State proposed to introduce the
testimony of Detective Jay Etzel, the officer who conducted the interview in which
Moore made the videotaped statement. Moore objected to the introduction of testimony
from Etzel regarding what Moore said during the interview and filed a motion to
suppress the testimony. The trial court held a hearing on the motion to suppress. Moore
argued that the waiver of his Miranda rights was no longer valid in that he had waived
his rights under the express expectation that his statement would be preserved by a
video/audio record. For this reason, Moore alleged his statement to Etzel could not be
considered voluntary. Moore also argued that if Etzel was allowed to testify, Moore
would be forced to testify instead of relying on the videotaped statement to speak for
him. The State objected that a ruling suppressing Etzel’s testimony would “knock *** the
*** State’s case out of the water.” The State proposed that a jury instruction would cure
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any defect created by allowing Etzel to testify.
The trial court granted Moore’s motion to suppress. In reaching its ruling, the trial
court stated the missing audio was “a technical difficulty *** no one’s fault,” and that the
motion to suppress was timely made. The trial court also found that it was impossible to
know whether Moore had given his statement based on Paragraph 5, a question that went
to the voluntariness of the statement. The trial court found that the introduction of Etzel’s
testimony would force Moore to testify in contravention of his right to remain silent. The
State then requested leave of the trial court to file an interlocutory appeal. The State also
proposed it continue its case-in-chief before the jury; however, it was not willing to give
up its right to an interlocutory appeal to do so. The State filed two motions for
reconsideration of the suppression order, arguing, in part, that the defense could address
the credibility and reliability of Etzel’s testimony during final arguments. The State also
asserted, in part, that Moore’s motion was not timely made. The State asserted that the
substantive effect of suppressing Etzel’s statement would be “to dismiss the charge or
render it [unprovable].” The trial court denied the State’s motions for reconsideration.
Moore maintained throughout the proceedings that the State could proceed without
Etzel’s testimony regarding Moore’s statement to him, arguing that the statement did not
incriminate Moore.
After reading into the record a summary given by Etzel of the contents of his
proposed testimony, the State renewed its motion for leave to file an interlocutory appeal,
arguing that the suppression of Etzel’s testimony impaired the State’s case. The State
moved for leave to file a certificate of impairment and moved for a mistrial, a move to
which Moore objected. The trial court granted the State’s motion to file a certificate of
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substantial impairment. The trial court also found that because the jury could not be held
over for the estimated six to eight months it would take to obtain and complete an
appellate review, it was manifestly necessary, over the objection of Moore, to declare a
mistrial. The trial court stated the proceedings to date in no way determined the issue of
whether Moore would be placed in double jeopardy by a retrial.
The State filed a certificate of impairment and proceeded with its interlocutory
appeal. This court, ruling on the substantive merits of the suppression order, upheld the
trial court’s ruling granting Moore’s motion to suppress. See People v. Moore, 368 Ill.
App. 3d 549, 554, 858 N.E.2d 95, 99 (2006). The Illinois Supreme Court denied the
State’s leave to appeal this court’s ruling. People v. Moore, 223 Ill. 2d 664, 865 N.E.2d
974 (2007). Moore filed a motion to dismiss in the trial court, arguing that the cause was
barred by double jeopardy occasioned by the actions of the State in seeking the
interlocutory appeal.
At the hearing on Moore’s motion to dismiss, the trial court stated that in
hindsight it did not believe there was a manifest necessity requiring the declaration of a
mistrial. The trial court granted Moore’s motion to dismiss and the State follows with
this appeal.
ANALYSIS
The State’s first argument on appeal is that the trial court erred in granting
Moore’s motion to dismiss on grounds of double jeopardy, in part, because Moore filed
an untimely midtrial motion to suppress. In general, a motion made during midtrial is
“untimely” if the defendant was aware of the grounds for the motion and had the
opportunity to bring the motion to the trial court’s notice before the trial began. See
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People v. Goodwin, 207 Ill. App. 3d 282, 288-89, 565 N.E.2d 743, 748-49 (1991) (citing
to several cases wherein rulings on defendant’s midtrial motions were vacated because
the motions could have been brought prior to trial). Section 114-12(c) of the Code of
Criminal Procedure of 1963 (the Code) (725 ILCS 5/114-12(c) (West 2004)) authorizes,
to a limited extent, the defendant’s interruption of a trial by the filing of a motion to
suppress. People v. Flatt, 82 Ill. 2d 250, 263, 412 N.E.2d 509, 515-16 (1980). The right to
bring section 114-12(c) motions, provided they are based on an allegation the evidence
was illegally seized, represents a relaxation of the common law prohibition against filing
a motion to suppress during trial. Flatt, 82 Ill. 2d at 262, 412 N.E.2d at 515.
The State’s right to a review of midtrial motions to suppress rulings is governed
by Supreme Court Rule 604. 210 Ill. 2d R. 604(a)(1). The State’s right to a review of
suppression rulings is broader than the defendant’s right to bring the suppression
motions. See Flatt, 82 Ill. 2d at 264, 412 N.E.2d at 516. In Flatt, the court stated that
“some review must be given the prosecution of orders entered granting motions to
suppress not authorized under section 114-12(c) which should have been made prior to
trial.” Flatt, 82 Ill. 2d at 264, 412 N.E.2d at 516. A review of these rulings is confined to
a determination of whether the trial court had the authority to entertain the motion and
does not encompass an appeal on the merits of the ruling. Flatt, 82 Ill. 2d at 264, 412
N.E.2d at 516. The appropriate remedy where the reviewing court determines the trial
court entertained and allowed an unauthorized motion to suppress is to vacate the ruling
and remand the cause for a continuation of the trial. Flatt, 82 Ill. 2d at 265, 412 N.E.2d
516. “The defendant should not be permitted to benefit from the declaration of a mistrial
which resulted from the [the defendant’s] untimely motion to suppress.” Flatt, 82 Ill. 2d
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at 265, 412 N.E.2d at 516-17. If there is no other reason to invoke the proscription
against double jeopardy, the defendant may be tried anew. Flatt, 82 Ill. 2d at 265, 412
N.E.2d at 516-17.
In the instant case, the trial court did not err in ruling on Moore’s motion to
suppress. Not only did the State fail at trial to object to Moore’s motion to suppress, it
also failed to argue on interlocutory appeal that the trial court did not have the authority
to entertain Moore’s midtrial motion to suppress. The trial court found the motion was
timely made; that it was “no one’s fault.” Furthermore, this court reviewed the motion on
its merits based on an allegation that the defendant’s statement should be suppressed as
involuntary, a midtrial interruption authorized under section 114-11(g) of the Code. We
did not vacate the trial court’s ruling, we upheld it. Implicit in our ruling is a finding that
Moore’s motion was timely and the trial court rightfully entertained and ruled on it.
Although we disagree with the State that Moore’s motion to suppress was
untimely, we do agree the trial court erred in finding that Moore could not be tried anew.
Moore’s motion was a timely motion pursuant to section 114-11(g) of the Code. Section
114-11(g) states, in pertinent part:
I]f the motion [to suppress] is made during trial, and the court determines
that the motion is not untimely, and the court conducts a hearing on the
merits and enters an order suppressing the confession, the court shall
terminate the trial *** without further proceedings, unless the State files a
written notice that there will be no interlocutory appeal from such order of
suppression. *** Such termination of trial shall be proper and shall not bar
subsequent prosecution of the identical charges and defendants[.]” 725
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ILCS 5/114-11(g) (West 2004).
The failure of a trial court to terminate the trial and allow the State to file an interlocutory
appeal pursuant to section 114-11(g) constitutes reversible error. People v. Smith, 151 Ill.
App. 3d 922, 926, 503 N.E.2d 584, 587 (1987). In Smith, the court found the trial court
erred in dismissing the charges against the defendant following the trial court’s ruling in
favor of the defendant on his motion to suppress. The Smith court stated that under the
relevant section of the statute, the trial court was required to terminate the trial and allow
the State an interlocutory appeal, not dismiss the charges. Smith, 151 Ill. App. 3d at 926,
503 N.E.2d at 587; see People v. Young, 60 Ill. App. 3d 49, 376 N.E.2d 712 (1978)
(finding that the trial court, having ruled to suppress the State’s evidence, was at that
point divested of the jurisdiction to direct an acquittal, even though it had failed to order
termination of the trial as directed by statute).
Because, as stated above, section 114-11(g) governs the procedure in this case, it
follows that the section’s dictate with respect to the issue of double jeopardy must be
respected. In Young, the court declared that under the circumstances defined in section
114-12(c) of the Code, which contains language identical to that in section 114-11(g), the
ends of substantial justice are best met by the procedures directed in the statute. Young,
60 Ill. App. 3d at 58-59, 376 N.E.2d at 720. The Young court considered the “statutory
mistrial” mandated under section 114-12(c) no different in effect than the commonly
used declaration of a mistrial on legally sufficient grounds in any criminal prosecution.
Young, 60 Ill. App. 3d at 54, 376 N.E.2d at 717.
In a criminal prosecution before a jury, the constitutional protection against
double jeopardy attaches after the jury is sentenced and sworn. 720 ILCS 5/3-4(a)(3)
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(West 2004); People v. Dahlberg, 355 Ill. App. 3d 308, 312, 823 N.E.2d 649, 653 (2005).
A retrial is automatically barred when a trial ends with an acquittal or a conviction;
however, when a criminal proceeding ends before a final resolution of the merits of the
charges against the defendant, a second trial is not necessarily precluded. People v.
Burtron, 376 Ill. App. 3d 856, 861-62, 877 N.E.2d 87, 91 (2007). At times, the accused’s
right to have the trial concluded by a particular tribunal is subordinate to the public’s
interest in affording the prosecutor one full and fair opportunity to present the State’s
evidence to an impartial jury. Burtron, 376 Ill. App. 3d at 862, 877 N.E.2d at 91.
Furthermore, reprosecution of a defendant following the declaration of a mistrial is
constitutionally permissible if the mistrial was attributable to the defendant by virtue of
his motion or consent. Dahlberg, 355 Ill. App. 3d at 312, 323 N.E.2d at 653-54.
The Young court declared that the statutory directive of section 114-12(c),
requiring the court to terminate the trial to permit the State its interlocutory appeal
following the defendant’s motion, may be considered on the same basis as a common law
mistrial. Young, 60 Ill. App. 3d at 58, 376 N.E.2d at 720. As noted, section 114-11(g)
contains language identical to that of section 114-12(c). Under both sections, a
subsequent prosecution of the identical charges and defendant is not barred following the
trial court’s direction of a mistrial declared for the purpose of allowing the State to
pursue an interlocutory appeal following an adverse ruling on a motion to suppress. 725
ILCS 5/114-11(g) (West 2004). Our ruling is governed by this statutory language.
The circumstances of the instant case mirror the essentials of section 114-11(g).
During the trial, Moore made a motion to suppress the testimony of Etzel on the grounds
that his statement to the officer could not be considered voluntary. The trial court
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concluded the motion was timely and conducted a hearing on the merits, entering an
order suppressing the testimony. The State moved to file an interlocutory appeal. There is
no question Moore’s motion to suppress was timely and proper. The State’s right to an
interlocutory appeal was also clear. The trial court properly declared a mistrial. From
this point, however, the trial court’s actions do not reflect the relevant statutory mandate.
The trial court granted Moore’s motion to dismiss on grounds of double jeopardy,
whereas section 114-11(g) specifically allows the State to retry the defendant under these
circumstances. For this reason, the trial court’s ruling on the motion to dismiss should be
reversed and the cause remanded to the trial court for further proceedings to be
conducted without the use of the previously suppressed evidence.
For the foregoing reasons, the judgment of the circuit court of Kankakee County
is reversed and the cause remanded for further proceedings.
Reversed and remanded.
McDADE, P.J., and CARTER, J., concur.
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