Filed 3/24/16 P. v. Dearing CA4/3
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE,
Plaintiff and Respondent, G050174
v. (Super. Ct. No. 12WF0026)
MICHAEL ADAM DEARING, OPINION
Defendant and Appellant.
Appeal from a judgment of the Superior Court of Orange County,
Sheila F. Hanson, Judge. Affirmed.
Ron Boyer, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant
Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland and
Scott C. Taylor, Deputy Attorneys General, for Plaintiff and Respondent.
* * *
INTRODUCTION
Defendant Michael Adam Dearing appeals from a judgment entered after a
jury found him guilty of two counts of felony aggravated assault on a child and three
counts of committing a lewd or lascivious act on a child under 14 years old in violation of
Penal Code section 288, subdivision (b)(1). (All further statutory references are to the
Penal Code unless otherwise specified.) As to the three counts of committing a lewd or
lascivious act on a child under 14 years old, he contends insufficient evidence showed
any sexual touching was accomplished by force, duress, or menace, or any “other
factor[]” of section 288, subdivision (b); or that “more than two counts” (boldface
omitted) were committed. He also contends the trial court erred by giving “conflicting
instructions on the meaning of ‘force’” and Dearing’s trial counsel was ineffective for
failing to request clarifying instructions as to that word’s meaning.
We affirm. As to the three counts of committing a lewd or lascivious act on
a child under 14 years old, substantial evidence showed Dearing accomplished two of
those counts by force and all three counts by duress within the meaning of section 288,
subdivision (b)(1). We also reject Dearing’s contention of instructional error; as a result,
we do not need to address his argument about ineffectiveness of counsel.
FACTS
In 2000, six- or seven-year-old K. was a first grader who lived with her
older half brothers and their father in a house in Westminster. K. was adopted by her half
sister (who did not live at the house) and K.’s half siblings’ father when she was a baby
because K.’s mother had health problems, was addicted to crack cocaine, and had a
drinking problem. K.’s brothers’ friends, including 18-year-old Dearing, were allowed to
hang out at the house.
Beginning during K.’s first-grade year and continuing through her
third-grade year, Dearing molested K. At trial, the prosecutor asked K. how the
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molestation would happen. K. testified that on at least four occasions, Dearing would
approach her when her brothers and other friends were not around, take off her pants,
sodomize her, orally copulate her, and have her orally copulate him.
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On two of those four occasions, the molestation would be preceded by
Dearing applying force to K., in the form of tugging at her arm and/or shirt, to move her
to a different place, where he would molest her. Specifically, Dearing once tugged at K.
to move her from her brother’s bedroom to the bathroom where he molested her. He also
once tugged at K. to move her from inside the house to the detached garage where he
molested her. K. described the tugs as Dearing grabbing her arms and tugging at her or
pulling on her shirt hard enough to move her. K. testified that on both of those occasions,
she had grabbed onto the doorframe in an effort to resist being moved by Dearing but was
unsuccessful at preventing him from moving her.
The two other occasions of molestation described by K. did not involve
Dearing applying any tugging or effort to move K. She testified that on one such
occasion, she was already in the garage at which time Dearing approached her and
molested her. K. testified that a fourth incident of molestation occurred after Dearing
found K. alone in her bedroom and molested her there.
K. did not scream because she was scared. On more than one occasion,
Dearing told K. that if she told someone about what he was doing to her, no one would
believe her and would think she was lying because she was “just a kid.” She bled every
time that Dearing sodomized her.
K. did not tell anyone about the molestations because she was scared.
“Around first through third grade,” K. noticed pinworms in her stool and feared she got
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K. told a detective during an interview that the molestations occurred four or five
times.
2
K. did not testify regarding the chronological order of the four instances of
molestation.
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them from Dearing sodomizing her. She feared that the pinworms would eat the inside of
her stomach and she would die. Finally, when K. was 17 years old, and had lived with
the fear of what her untreated pinworm condition was doing to her, she told family
members about what Dearing had done.
In a police interview, Dearing initially admitted to engaging in “just oral
sex” with K. on two occasions in her brother’s bedroom upstairs. Dearing explained he
was high on dope. He admitted having her perform oral sex on him and performing oral
sex on her. At the end of the police interview, Dearing admitted to sodomizing K.
PROCEDURAL HISTORY
Dearing was charged in an information with (1) one count of felony
aggravated sexual assault of a child by committing an act of sodomy, in violation of
sections 269, subdivision (a)(3) and 286; (2) one count of felony aggravated sexual
assault of a child by committing an act of oral copulation, in violation of sections 269,
subdivision (a)(4) and 288a; and (3) three felony counts of committing a lewd or
lascivious act on a child under 14 years old, in violation of section 288,
subdivision (b)(1). As to the three counts of committing a lewd or lascivious act on a
child under 14 years of age in violation of section 288, subdivision (b)(1), the information
alleged Dearing had substantial sexual conduct with K., who was under 14 years old, in
the forms of oral copulation and sodomy.
The jury found Dearing guilty of all counts and enhancement allegations.
The trial court sentenced Dearing to a total prison term of 30 years to life by imposing
two consecutive terms of 15 years to life for the convictions of aggravated sexual assault
of a child. (Those sentences are not issues before us.) The court also sentenced Dearing
to three consecutive six-year prison terms for his three convictions of committing lewd or
lascivious acts on a child in violation of section 288, subdivision (b)(1), to run
consecutively to the 30-year-to-life term. Dearing appealed.
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DISCUSSION
I.
SUBSTANTIAL EVIDENCE SUPPORTED DEARING’S CONVICTIONS FOR THREE COUNTS OF
COMMITTING A LEWD OR LASCIVIOUS ACT ON A CHILD UNDER 14 YEARS OF AGE IN
VIOLATION OF SECTION 288, SUBDIVISION (b)(1).
In his opening brief, Dearing argues his convictions for three counts of
committing a lewd or lascivious act on a child under 14 years of age in violation of
section 288, subdivision (b)(1) were not supported by substantial evidence. Dearing
argues insufficient evidence showed he used force, duress, menace, or “any of the other
factors that would bring an act within the terms of subdivision (b) of section 288,” in the
commission of those offenses.
For the reasons we will explain, substantial evidence showed that on two
occasions, Dearing used force within the meaning of section 288, subdivision (b)(1), by
tugging at K., in the commission of a lewd or lascivious act on her. Both times, K.
attempted to resist Dearing’s efforts to move her by grabbing onto the doorframe before
succumbing to Dearing’s force and being moved, in one instance to the bathroom and the
other to the garage, where she was molested. Sufficient evidence also supported a
finding that Dearing used duress, within the meaning of section 288, subdivision (b)(1),
in the commission of all three counts of committing a lewd or lascivious act.
A.
Standard of Review
“When considering a challenge to the sufficiency of the evidence to support
a conviction, we review the entire record in the light most favorable to the judgment to
determine whether it contains substantial evidence—that is, evidence that is reasonable,
credible, and of solid value—from which a reasonable trier of fact could find the
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defendant guilty beyond a reasonable doubt. [Citation.] . . . We presume in support of the
judgment the existence of every fact the trier of fact reasonably could infer from the
evidence. [Citation.] If the circumstances reasonably justify the trier of fact’s findings,
reversal of the judgment is not warranted simply because the circumstances might also
reasonably be reconciled with a contrary finding. [Citation.] A reviewing court neither
reweighs evidence nor reevaluates a witness’s credibility. [Citation.]” (People v.
Lindberg (2008) 45 Cal.4th 1, 27.) The testimony of a single witness, unless physically
impossible or inherently improbable, is sufficient to support a conviction. (Evid. Code,
§ 411; People v. Young (2005) 34 Cal.4th 1149, 1181.)
B.
Substantial Evidence Showed on Two Occasions, Dearing Used Force, Within the
Meaning of Section 288, Subdivision (b)(1), to Perform Lewd or Lascivious Acts on K.
Section 288 provides in relevant part: “(a) Except as provided in
subdivision (i), any person who willfully and lewdly commits any lewd or lascivious act,
including any of the acts constituting other crimes provided for in Part 1, upon or with the
body, or any part or member thereof, of a child who is under the age of 14 years, with the
intent of arousing, appealing to, or gratifying the lust, passions, or sexual desires of that
person or the child, is guilty of a felony and shall be punished by imprisonment in the
state prison for three, six, or eight years. [¶] (b)(1) Any person who commits an act
described in subdivision (a) by use of force, violence, duress, menace, or fear of
immediate and unlawful bodily injury on the victim or another person, is guilty of a
felony and shall be punished by imprisonment in the state prison for 5, 8, or 10 years.”
(Italics added.)
In his opening brief, Dearing concedes he committed lewd or lascivious
acts on K. in violation of section 288, subdivision (a). He argues, however, insufficient
evidence showed he ever did so “by use of force, violence, duress, menace, or fear of
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immediate and unlawful bodily injury on the victim or another person” within the
meaning of section 288, subdivision (b)(1). He argues K. testified that “[h]e would tug”
at her arm or shirt but did not drag her to move her to a place where he would molest her
and, thus, her testimony was insufficient to show the requisite force under section 288,
subdivision (b)(1).
For purposes of section 288, subdivision (b)(1), “[f]orce . . . means physical
force that is ‘“substantially different from or substantially greater than that necessary to
accomplish the lewd act itself.”’ [Citation.]” (People v. Alvarez (2009) 178 Cal.App.4th
999, 1004 (Alvarez).) The amount of force used, however, may be relatively minor, such
as slightly pushing down the victim’s back during oral copulation. (People v. Pitmon
(1985) 170 Cal.App.3d 38, 48.) In Alvarez, a panel of this court held that “acts of
grabbing, holding and restraining that occur in conjunction with the lewd acts
themselves” satisfy the force requirement under section 288, subdivision (b)(1) because
they are “‘different from and in excess of the type of force which is used in
accomplishing similar lewd acts with a victim’s consent.’ [Citation.]” (Alvarez, supra, at
p. 1005.)
K. testified about four instances of molestation, two of which involved
Dearing applying force, in the form of tugging at her arm or shirt. K. testified that on
each of the two occasions when Dearing used force, he did so to move her to a more
secluded location where he would molest her. On one such occasion, he tugged at K. to
move her from her brother’s bedroom to the bathroom, and on the other occasion, he
tugged at her to move her from inside the house to the garage.
Dearing argues the tug was not force, but merely “the most gentle kind of
impetus to move.” He further argues, “[w]hile a tug of this kind is force in a Newtonian
sense, it is not force substantial enough to qualify as ‘force’ within the meaning of
section 288. The evidence did not show that K[.] was physically compelled to move
from one room to the next.” Dearing’s argument is without merit.
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K. testified about the nature of the tugs that had occurred on those two
instances as follows: (1) “he would grab my arms so that would move me. The tugs
would be regular normal tugs where, yes, I would move”; (2) it was a “harder tug” than
just pulling on a shirt; (3) Dearing also pulled on her shirt hard enough to move her; and
(4) in both instances, K. grabbed onto the doorframe to try to keep Dearing from moving
her, but he would tug at her to pull her away from the doorframe and successfully move
her. Substantial evidence supported the finding that Dearing’s tugs constituted force
within the meaning of section 288, subdivision (b)(1).
In his opening brief, Dearing cites People v. Schulz (1992) 2 Cal.App.4th
999, 1004 (Schulz), in which the appellate court held, “[s]ince ordinary lewd touching
often involves some additional physical contact, a modicum of holding and even
restraining cannot be regarded as substantially different or excessive ‘force.’” In Alvarez,
supra, 178 Cal.App.4th 999, however, a panel of this court concluded that Schulz is
“wrong” (id. at p. 1004), noting, inter alia, “the Schulz rule fails to recognize a ‘defendant
may fondle a child’s genitals without having to grab the child by the arm and hold the
crying victim in order to accomplish the act. Likewise, an assailant may achieve oral
copulation without having to grab the victim’s head to prevent the victim from resisting’”
(id. at pp. 1004-1005). Other courts have reached the same conclusion, and rejected
Schulz. (See People v. Bolander (1994) 23 Cal.App.4th 155, 160 [violation of
section 288, subdivision (b) found where “force defendant used on [the victim] to
accomplish the act of sodomy is no greater than that used to hold a crying victim who
was trying to escape in a corner or that used to pull and hold a victim’s shoulders to
prevent her from resisting”]; People v. Neel (1993) 19 Cal.App.4th 1784, 1790
[“defendant’s acts of forcing the victim’s head down on his penis when she tried to pull
away and grabbing her wrist, placing her hand on his penis, and then ‘making it go up
and down’ constitute force within the meaning of [section 288,] subdivision (b) in that
defendant applied force in order to accomplish the lewd acts without the victim’s
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consent”]; People v. Babcock (1993) 14 Cal.App.4th 383, 387-388 [grabbing the victim’s
hand and placing it on the defendant’s penis was evidence of force under section 288,
subdivision (b)].)
C.
Substantial Evidence Also Showed That Dearing Used Duress, Within the Meaning
of Section 288, Subdivision (b)(1) to Molest K. on at Least Four Occasions.
As explained, substantial evidence supported Dearing’s conviction for two
counts of committing a lewd or lascivious act by force within the meaning of section 288,
subdivision (b)(1). K. also testified about two other instances of molestations. She stated
that another molestation occurred in the garage when she was already in the garage. She
also testified that on one occasion, she was in her bedroom when Dearing appeared and
committed sexual offenses against her.
Duress, within the meaning of section 288, subdivision (b)(1), means “‘“a
direct or implied threat of force, violence, danger, hardship or retribution sufficient to
coerce a reasonable person of ordinary susceptibilities to (1) perform an act which
otherwise would not have been performed or, (2) acquiesce in an act to which one
otherwise would not have submitted.”’ [Citation.] Because duress is measured by a
purely objective standard, a jury could find that the defendant used threats or intimidation
to commit a lewd act without resolving how the victim subjectively perceived or
responded to this behavior.” (People v. Soto (2011) 51 Cal.4th 229, 246, fn. omitted.)
“‘The total circumstances, including the age of the victim, and [her] relationship to
defendant are factors to be considered in appraising the existence of duress.’ [Citation.]
Other relevant factors include threats to harm the victim, physically controlling the victim
when the victim attempts to resist, and warnings to the victim that revealing the
molestation would result in jeopardizing the family. [Citations.] [¶] The fact that the
victim testifies the defendant did not use force or threats does not require a finding of no
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duress; the victim’s testimony must be considered in light of her age and her relationship
to the defendant.” (People v. Cochran (2002) 103 Cal.App.4th 8, 13-14.)
Here, substantial evidence showed that as to all three counts of lewd or
lascivious acts on a child under 14 years old in violation of section 288,
subdivision (b)(1), Dearing accomplished committing those acts by use of duress. K. was
only six or seven years old and in the first grade and Dearing was an 18-year-old, trusted
family friend, who was permitted to hang out with K.’s brothers in the house. The
significant age difference between K. and Dearing necessarily resulted in a significant
difference in physical size.
Substantial evidence showed K. reasonably perceived Dearing as an
authority figure given his relationship with her family. He was permitted to be left alone
with K. Dearing’s admonishment to K. that she should not tell anyone about the
molestation, because no one would believe “just a kid,” hit its mark in persuading K. of
her powerlessness in resisting the molestations. Dearing successfully molested K. in her
own house and either molested her in the room where he found her or moved her to a
more secluded location where he would commit lewd or lascivious acts. Substantial
evidence showed that the evidence supported the jury’s finding that Dearing successfully
applied duress to accomplish all three counts of lewd or lascivious acts in violation of
section 288, subdivision (b)(1) against K.
II.
THE TRIAL COURT DID NOT ERR BY FAILING TO FURTHER INSTRUCT THE JURY
ON THE MEANING OF THE WORD “FORCE.”
Dearing does not challenge any of the jury instructions as containing an
incorrect statement of the law. Instead, Dearing contends he “was denied due process of
law because the court gave conflicting instructions on the meaning of ‘force’” and,
consequently, his trial counsel was ineffective because he failed to request clarifying
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instructions accordingly. Because the instructions, read as a whole, clearly instruct the
jury on the correct standards, we find no error.
The jury was instructed with CALCRIM No. 1123, which, as modified,
stated that an element of the crime of aggravated sexual assault of a child under 14 years
of age, as “charged in Count 1,” is that the defendant committed “sodomy by force, fear
or threats on another person.” In that instruction, the jury was told “[t]o decide whether
the defendant committed sodomy by force, fear or threats, please refer to the separate
instructions that I will give you on that crime.” CALCRIM No. 1030 was that separate
instruction, referred to by the trial court, regarding sodomy by force, fear, or threats,
which stated, inter alia, that “[a]n act is accomplished by force if a person uses enough
physical force to overcome the other person’s will.”
The jury was also given CALCRIM No. 1111, which, as modified, stated
that Dearing was “charged in Counts 3, 4, and 5 with a lewd or lascivious act by force or
fear on a child under the age of 14 years in violation of Penal Code section 288(b)(1).” It
stated, “[t]o prove that the defendant is guilty of this crime, the People must prove,” inter
alia, “[i]n committing the act, the defendant used force, violence, duress, menace, or fear
of immediate and unlawful bodily injury to the child or someone else.” The instruction
also stated, “[t]he force used must be substantially different from or substantially greater
than the force needed to accomplish the act itself.”
The jury was further instructed with CALCRIM No. 915 that “Simple
Assault” is a lesser crime to all the charged offenses. The instruction stated the elements
of simple assault include that “[t]he defendant did an act that by its nature would directly
and probably result in the application of force to a person” and “[w]hen the defendant
acted, he had the present ability to apply force to a person.” The instruction also stated,
“[t]he terms application of force and apply force mean to touch in a harmful or offensive
manner. The slightest touching can be enough if it is done in a rude or angry way.
Making contact with another person, including through his or her clothing, is enough.
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The touching does not have to cause pain or injury of any kind.” CALCRIM No. 915
further stated: “No one needs to actually have been injured by defendant’s act. But if
someone was injured, you may consider that fact, along with all the other evidence, in
deciding whether the defendant committed an assault, and if so, what kind of assault it
was.” (Italics added.)
Dearing argues that a clarifying instruction stating the term “force” had
different meanings in the context of different offenses was necessary, particularly given
that the jury was also provided the standard instruction to consider all the instructions
together. Dearing’s argument is without merit. The instructions, when read together,
express the point that the word “force” has a different meaning in the context of different
offenses, thereby rendering another instruction on the subject superfluous. We reject
Dearing’s argument that CALCRIM No. 915’s statement instructing the jury to consider
evidence of any injury along with the other evidence, in determining “what kind of
assault it was,” created confusion regarding the appropriate definition of force that
applied in the context of aggravated sexual assault of a child under 14 years of age versus
in the context of simple assault. That statement did not conflate the respective definitions
of force applicable to aggravated sexual assault of a child under 14 years old and simple
assault, respectively, but only generally informed the jury that evidence of injury could
be considered, along with all the other evidence, in determining the type of crime
committed, if any.
Because we find no instructional error, we do not address Dearing’s
contention he received ineffective assistance of counsel.
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DISPOSITION
The judgment is affirmed.
FYBEL, J.
WE CONCUR:
O’LEARY, P. J.
THOMPSON, J.
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