District of Columbia
Court of Appeals
No. 14-CF-665
APR – 7 2016
CIAN PRIDGEN,
Appellant,
v. CF2-98-14
UNITED STATES,
Appellee.
On Appeal from the Superior Court of the District of Columbia
Criminal Division
BEFORE: BLACKBURNE-RIGSBY and THOMPSON, Associate Judges; and FERREN,
Senior Judge.
JUDGMENT
This case came to be heard on the transcript of record and the briefs filed,
and was argued by counsel. On consideration whereof, and as set forth in the opinion
filed this date, it is now hereby
ORDERED and ADJUDGED that the judgment of the Superior Court is
affirmed.
For the Court:
Dated: April 7, 2016.
Opinion by Associate Judge Phyllis D. Thompson.
Notice: This opinion is subject to formal revision before publication in the
Atlantic and Maryland Reporters. Users are requested to notify the Clerk of the
Court of any formal errors so that corrections may be made before the bound
volumes go to press.
DISTRICT OF COLUMBIA COURT OF APPEALS
No. 14-CF-665 4/7/16
CIAN PRIDGEN, APPELLANT,
V.
UNITED STATES, APPELLEE.
Appeal from the Superior Court
of the District of Columbia
(CF2-98-14)
(Hon. Ronna Lee Beck, Trial Judge)
(Argued January 13, 2016 Decided April 7, 2016)
Mindy Daniels for appellant.
Peter S. Smith, Assistant United States Attorney, with whom Vincent H.
Cohen, Jr., Acting United States Attorney at the time the brief was filed, and
Elizabeth Trosman and Karen Seifert, Assistant United States Attorneys, were on
the brief, for appellee.
Before BLACKBURNE-RIGSBY and THOMPSON, Associate Judges, and
FERREN, Senior Judge.
THOMPSON, Associate Judge: A jury convicted appellant Cian Pridgen of
carrying a pistol without a license, possession of an unregistered firearm, and
unlawful possession of ammunition, and (with appellant having waived a jury trial
on the charge) the court thereafter found him guilty of possession of a firearm by a
2
convicted felon. He seeks reversal of his convictions on the ground that the trial
court erroneously denied his motion to suppress the tangible evidence against him,
which he contends was the fruit of an unlawful seizure. We affirm.
I.
At the hearing on appellant‘s motion to suppress, Metropolitan Police
Department (MPD) Officer Jordan Katz testified that on the evening of December
31, 2013, he and two other MPD officers were on patrol near 3311 10th Place,
S.E., an area that Katz patrolled daily.1 The three officers, dressed in plain clothes
but with tactical vests that had ―Police‖ across the chest,2 were driving through the
1
The officers were part of the MPD Gun Recovery Unit, whose ―main
goal‖ was ―to arrest people with guns.‖ Officer Katz described the area the
officers were patrolling as ―one of our better areas for catching people with guns.‖
2
Officer Katz testified that, from ―outside the car, unless you are a child,
. . . you can see the writing‖ on the vests. The government introduced Exhibit 22,
depicting what Officer Katz and one of the other officers were wearing. The word
―Police‖ is visible in large white letters that appear to be a few inches below the
neckline.
3
area in an unmarked Ford Explorer with Florida tags with its windows down,3
―looking for people with guns.‖ A few minutes before midnight, Officer Katz
spotted a man — appellant — who was about thirty yards away and who was
walking quickly on a footpath near an apartment building, following a path that
would ultimately cross in front of the officers. At one point, Officer Katz testified,
appellant ―stared right at‖ the officers and then continued at his ―quick[]‖ pace
toward the door‖ of the nearby apartment building.4 Officer Katz testified that he
then shined his flashlight on appellant, leaned out of his vehicle window, and
―loud[ly] shout[ed],‖ ―[H]ey, do you got a gun[?] [D]o you got a gun[?]‖
Appellant took a couple of steps and then began to run to the door of the apartment
building. As he ran, he was moving his right hand, but he kept the palm of his left
hand pressed against his jacket on his left side.
The officers exited their vehicle and followed appellant to the apartment
building. Right after appellant got inside the building, the officers saw him drop a
cell phone, which he did not stop to retrieve, even after the building door locked
3
Although the only indications on the vehicle that it was a law enforcement
vehicle were ―lights in the dashboard in the back[,]‖ Officer Katz testified that
people in the neighborhood ―kn[e]w‖ it was a police vehicle.
4
At this point, Officer Katz testified, he had a ―hunch‖ that ―this guy has
got a gun[.] [H]e is going to run.‖
4
behind him. Instead, appellant ran up the stairs to the door of an apartment unit,
continuing to hold his left side. The apartment building had a glass front, and the
officers could see appellant with his body pressed against an apartment door but
with his left hand ―moving all around that left jacket pocket‖ as he was
―struggl[ing]‖ to get inside the apartment unit. The officers entered the building
after ―a little kid‖ let them in. They drew their guns and were ―screaming‖ at
appellant to ―stop, get on the ground,‖ but appellant did not respond to their
demands.5 Officer Katz thought at that point that appellant ―has probably got a
gun.‖6 The third officer grabbed appellant, and the officers together forced him to
the ground, face down, and eventually handcuffed him, after pulling his hands
away from his waistband.7
Officer Katz testified that as he then reached under appellant‘s left side,
which appellant was keeping ―pinned against the ground[,]‖ he could feel the
handle of a gun. In addition, appellant‘s jacket ―had flipped over‖ as the officers
5
Officer Katz acknowledged that the officers at no point verbally identified
themselves to appellant as police officers.
6
Officer Katz explained that, for that reason, he did not try to grab
appellant right after the officers gained entry into the building, but instead pulled
his gun out, kept his distance, and told appellant to get on the ground.
7
Officer Katz testified that his thinking was, ―If I can get the hand away
from his waistband, then we can be okay.‖
5
struggled to handcuff him, and Officer Katz saw a ―green weed substance[]‖
through appellant‘s right, mesh pocket and a handgun in the left, mesh pocket.
The defense did not put on any witnesses. The trial court (the Honorable
Ronna Beck) found that Officer Katz was ―very credible‖ and credited his
testimony ―in every respect.‖ Judge Beck then addressed whether the officers ―had
specific and articulable facts which taken together with rational inferences from
those facts reasonably warranted the officers to believe the defendant was armed.‖ 8
Judge Beck reasoned that a variety of relevant factors were present, including the
―high[-]gun area,‖ the ―high[-]gun night‖ (i.e., New Year‘s Eve, the ―most fruitful
night‖ for recovering guns, according to Officer Katz), and the fact that appellant
―was walking fast and then ran[.]‖ As to the last of those factors, Judge Beck
recognized that the pertinent question was whether it was reasonable for the
officers to assume that appellant‘s ―flight was indicative of consciousness of guilt
as a result of police presence.‖9 Citing Smith v. United States, 558 A.2d 312 (D.C.
8
Judge Beck appeared to be partially paraphrasing Terry v. Ohio, 392 U.S.
1, 21 (1968) (―And in justifying the particular intrusion the police officer must be
able to point to specific and articulable facts which, taken together with rational
inferences from those facts, reasonably warrant that intrusion.‖).
9
Judge Beck acknowledged that there was ―a scary situation created by the
officers‖ and that the alternative possibilities the officers needed to consider
included (1) that appellant was ―frightened because somebody is yelling at him
(continued…)
6
1989),10 Judge Beck reasoned that the fact that other people in the neighborhood
recognized the officers‘ vehicle as a police vehicle was not enough to establish that
appellant was aware of a police presence. She observed, however, that ―there was
more here.‖ Specifically, she focused on the evidence that the police vests ―were
potentially visible through open windows[,]‖ on Officer Katz‘s testimony that
appellant looked in the direction of the vehicle and subsequently ran, and on
Officer Katz‘s having leaned out of the vehicle window and yelled ―do you have a
gun[,]‖ all of which the court found ―support[] the reasonable conclusion that the
defendant‘s . . . flight was consistent with consciousness of guilt in response to the
police presence.‖ Judge Beck also relied on the evidence that appellant ―acted in a
particularly desperate effort to get away[,]‖ not stopping to retrieve his dropped
cell phone even though he ―now . . . ha[d] a locked door . . . safeguarding him.‖ At
that point, Judge Beck found, the officers‘ police vests would have been ―very
visible‖ to appellant. Judge Beck determined that these additional facts made it
(…continued)
about a gun on a dark night[,]‖ and (2) that appellant ―ha[d] a gun.‖ The court
asked defense counsel to address why one possibility had to be rejected in favor of
the other.
10
In Smith, this court ―reject[ed] th[e] notion of locational taint whereby an
individual‘s behavior is explained by reference to what others in that area or
neighborhood may know about‖ police operations. 558 A.2d at 317.
7
reasonable for the officers to believe that appellant‘s ―response was to a police
presence.‖
Judge Beck next focused on what she called the ―additional critical fact in
evaluating whether [the officers had a basis for] reasonable articulable suspicion
that [appellant] was armed‖: the fact that ―when [appellant] ran, he put his hand up
to his left side at the same time that his right arm was swinging normally for
running motion, which was consistent with the officer‘s knowledge of how people
act when holding a gun in their waistband or pocket.‖ Judge Beck also cited the
evidence that appellant was ―continuing his movements on his left side [―which he
had been holding when running[]‖] . . . while frantically trying to get in[to] th[e]
apartment[.]‖
Judge Beck found that ―in combination,‖ the foregoing facts provided the
police with reasonable articulable suspicion that appellant was armed. In that
circumstance, the judge concluded, it was reasonable for the officers to draw their
guns and to order appellant to the ground, and it also was reasonable for them to
believe appellant knew they were police officers. Judge Beck further concluded
that when appellant did not comply with the officers‘ orders, it was reasonable for
the officers, who faced a ―very dangerous situation,‖ to restrain appellant ―until
8
they could investigate the situation further‖ and ascertain whether their suspicion
that he was armed was accurate. Judge Beck therefore denied the motion to
suppress, reasoning that the officers lawfully seized appellant, and lawfully
arrested him upon probable cause after they found a gun and drugs in the course of
trying to restrain him.
Appellant now urges us to reverse his convictions, contending that the
tangible evidence that provided the foundation for the charges against him was
unlawfully obtained. Specifically, he argues the facts known to the police officers
were insufficient to give them a reasonable articulable basis for seizing him. For
the reasons that follow, we disagree.
II.
The Fourth Amendment guarantees the ―right of the people to be secure in
their persons . . . against unreasonable searches and seizures[.]‖ U.S. CONST.
amend. IV. It is well-established, however, that, consistent with the Fourth
Amendment, an officer may conduct a brief stop (a seizure) ―for investigatory
9
purposes‖ when he has ―reasonable suspicion supported by specific and articulable
facts that the individual is involved in criminal activity[.]‖ Robinson v. United
States, 76 A.3d 329, 335-36 (D.C. 2013) (internal quotation omitted). If, during
the investigatory seizure, the officer ―has reasonable, articulable suspicion that the
person detained is armed and dangerous, an officer may also conduct a protective
frisk for weapons[,]‖ id. at 336 (internal quotation marks and brackets omitted),
which may entail the use of handcuffs to restrain the suspect, see Henson v. United
States, 55 A.3d 859, 862 (D.C. 2012).11
Reasonable articulable suspicion ―requires substantially less than probable
cause and considerably less than proof of wrongdoing by a preponderance of the
evidence[,]‖ id. at 867 (internal quotation marks omitted), but is not a ―toothless‖
standard, Robinson, 76 A.3d at 336. An officer may not rely on ―[u]nparticularized
suspicion‖ and ―inarticulate hunches‖ to conduct an investigatory stop, nor may he
rely on his subjective good faith. Id. Instead, an officer‘s reasonable suspicion
must be based on ―the facts available to the officer at the moment of the seizure or
the search[,]‖ and such facts must ―warrant a man of reasonable caution in the
11
See also United States v. Walker, 555 F.3d 716, 721 (8th Cir. 2009)
(―Protective searches allow for the use of handcuffs.‖); United States v. Crittendon,
883 F.2d 326, 329 (4th Cir. 1989) (stating that a suspect may be in handcuffs
during the protective frisk).
10
belief that the action taken was appropriate.‖ Id. (internal quotation marks
omitted). To determine whether police officers had reasonable suspicion, a court
must review the totality of the circumstances present. Singleton v. United States,
998 A.2d 295, 300 (D.C. 2010).
This court‘s review of the trial court‘s denial of a motion to suppress is
limited. Henson, 55 A.3d at 863. ―[W]e review the hearing court‘s fact finding
only for clear error and review the facts and all reasonable inferences therefrom in
the light most favorable to the party prevailing before the hearing court, in this case
the government.‖ Robinson, 76 A.3d at 335 (citation omitted). ―However, legal
conclusions on Fourth Amendment issues, including whether a seizure . . . was
justified by reasonable articulable suspicion, are legal questions that we review de
novo.‖ Henson, 55 A.3d at 863 (internal quotation marks omitted). Specifically,
―we review de novo whether the prosecution met its burden of proving by a
preponderance of the evidence that a seizure was constitutionally permissible.‖ In
re D.M., 94 A.3d 760, 764 (D.C. 2014); see United States v. Matlock, 415 U.S.
164, 177 n.14 (1974) (―[T]he controlling burden of proof at suppression hearings
should impose no greater burden than proof by a preponderance of the evidence.‖).
11
III.
Our analysis of whether the officers had reasonable articulable suspicion to
seize appellant must begin with an identification of when precisely appellant was
seized. See Plummer v. United States, 983 A.2d 323, 331 (D.C. 2009) (―‗[T]he
threshold question is . . . when a seizure occurred.‘‖) (quoting Jackson v. United
States, 805 A.2d 979, 983 (D.C. 2002) (internal quotation marks, brackets and
other alterations omitted)). A seizure occurs when an officer ―terminates or
restrains [an individual‘s] freedom of movement.‖ Henson, 55 A.3d at 863.
(internal quotation marks omitted). ―An unsuccessful attempt to detain a suspect is
not a seizure[.]‖ Id. at 864 (initial capitalization omitted).
In this case, we conclude that appellant was seized only when one of the
officers grabbed him and the officers took him to the ground.12 Immediately
before that, when the officers pointed their guns at appellant and directed him to
12
Nor did Officer Katz seize appellant by shouting at him to ask whether
he had a gun. See Florida v. Royer, 460 U.S. 491, 497 (1983) (―[L]law
enforcement officers do not violate the Fourth Amendment by merely approaching
an individual on the street or in another public place, by asking him if he is willing
to answer some questions, [or] by putting some questions to him if the person is
willing to listen[.]‖).
12
stop and get on the ground, he did not comply;13 even to the extent that he stood
still at the apartment door he was trying to open, he ignored the officers‘ requests
that he get on the ground, and he kept moving his hand around his left side. Thus,
our analysis must focus on whether, by the time the officers grabbed and tackled
appellant, they had reasonable articulable suspicion that he was armed.14
Judge Beck correctly recognized that various factors in the totality of the
circumstances are properly considered in determining whether officers‘ suspicion
is reasonable, ―including the time of day, flight, the high crime nature of the
location, . . . [and] a person‘s reaction to questioning . . . .‖ Singleton, 998 A.2d at
300 (internal quotation marks omitted).15 However, we need not rely on Judge
13
Instead, as his trial counsel put it, he ―continu[ed] to move away from‖
the officers and ―toward what turns out to be his residence.‖
14
The officers did not suspect appellant of any other criminal offense.
15
See also Illinois v. Wardlow, 528 U.S. 119, 124 (2000) (explaining that
officers are ―not required to ignore the relevant characteristics of a location‖ and
that ―evasive behavior [such as headlong flight] is a pertinent factor in determining
reasonable suspicion‖ because it is suggestive of wrongdoing); Henson, 55 A.3d at
868 (listing, as factors supporting reasonable suspicion and justifying the police in
suspecting that Henson was involved in criminal activity and therefore in
investigating further, that Henson ―was walking late at night in ‗one of the higher
crime areas‘ in the police district, one in which there had been numerous weapons-
related offenses[,]‖ that he knew that the police ―wanted to know if he had any
weapons on him[,]‖ and ―in the midst of th[e] encounter with the police, [he] took
off running‖); Peay v. United States, 597 A.2d 1318, 1320 (D.C. 1991) (―Even if
(continued…)
13
Beck‘s factual finding that, at the time he began to run toward the apartment
building, appellant likely recognized Officer Katz and his colleagues as police
officers, or on her observation that appellant‘s running was at least consistent with
consciousness of guilt.16 We can take this approach because, in analyzing whether
the officers had reasonable articulable suspicion by the time one of them grabbed
appellant, we elect to accord no significance to the fact that appellant ran after
Officer Katz shined his flashlight on appellant and yelled to him about whether he
had a gun.17 Instead, we focus entirely on what appellant did as he ran and what he
did after he entered the apartment building.
(…continued)
each specific act . . . could be perceived in isolation as an innocent act, the
observing police officer may see a combination of facts that make out an
articulable suspicion.‖) (internal quotation marks omitted).
16
Thus, we need not address the evidence and circumstances appellant
emphasizes: that the officers‘ vehicle had Florida tags; that appellant may have
been blinded by Officer Katz‘s flashlight or the police vehicle‘s headlights; that
appellant did not run immediately after Officer Katz yelled a question at him, but
did so only after taking a few more steps at his previous pace; and that the
neighborhood was one ―where folks are subject to victimization on a daily basis‖
and might reasonably fear anyone yelling at them from a vehicle at night.
17
We take this approach because we are mindful that a suspect‘s flight at
the sight of officers who are targeting him with a flashlight may provide a basis for
fear of harm that has nothing to do with whether the suspect is engaged in criminal
activity. Cf. Wardlow, 528 U.S. at 132 (Stevens, J., concurring in part, dissenting
in part) (―Among some citizens, particularly minorities and those residing in high
crime areas, there is also the possibility that the fleeing person is entirely innocent,
but, with or without justification, believes that contact with the police itself can be
(continued…)
14
We conclude that the most relevant, and ultimately dispositive, facts are (1)
that appellant ran while holding his side (i.e., while ―pressing his palm against his
outer left jacket pocket while running‖); (2) that the officers saw appellant drop a
cell phone and then continue to run while holding his hand against his left jacket
pocket; and (3) that appellant continued to move his hand around his left pocket
even after the officers — wearing police vests that Judge Beck found were very
visible to appellant at that point — shouted to him to stop and get on the ground.
We briefly discuss the significance of each of these factors.
We agree with Judge Beck that a ―critical fact‖ in evaluating whether the
officers had a basis for reasonable articulable suspicion was that, during the entire
time appellant was running, he held his hand against his left side. In response to a
question from Judge Beck, Officer Katz explained the ―significance to [him]‖ of
appellant‘s holding his side:
(…continued)
dangerous, apart from any criminal activity associated with the officer‘s sudden
presence.‖); Henson, 55 A.3d at 869 (citing a situation in which an individual is
trying to protect himself from harm from excessive force by police as a
―circumstance[] in which an individual would be justified in fleeing from the
police‖); Duhart v. United States, 589 A.2d 895, 900 (D.C. 1991) (emphasizing
that ―‗flight cannot imply consciousness of guilt in all cases[]‘‖) (quoting Smith,
558 A.2d at 316).
15
At that point, he is holding a gun, either in his waistband
or in his pocket. When you run – even I do it . . . even
though I have a holster on right now, I would still kind of
have to . . . hold it if I ran, even with a holster. So if you
have one that is not in a holster in your waistband or in
your pocket, it is just something you hold onto. Even if
you are skilled with a gun, you still hold onto it. When I
see him holding that [left] side, the right side moving
back and forth, . . . I am like, okay, he has got a gun.
In other words, Judge Beck was informed by Officer Katz‘s credited testimony that
appellant was running in a posture that the experienced officer recognized as the
way individuals tend to run when they are carrying a firearm. ―[Re]view[ing] the
situation through the lens of a reasonable police officer, guided by his training and
experience[,]‖ In re D.A.D., 763 A.2d 1152, 1156 (D.C. 2000),18 we conclude that
appellant‘s suspicious gait, taken together with the other factors already discussed
(including that the officers encountered appellant in a high-gun area), moved the
officers beyond Officer Katz‘s mere hunch and gave the officers an articulable
basis for suspicion that appellant was armed.19
18
See also Peay, 597 A.2d at 1322 (―[I]n judging the reasonableness of the
actions of the arresting officer, the circumstances are to be viewed through the eyes
of a reasonable and cautious police officer on scene, guided by his experience and
training[.]‖) (internal quotation marks omitted).
19
Cf. United States v. Grayson, No. 04 Cr. 1382 (RPP), 2005 U.S. Dist.
LEXIS 12869, *17-18 (S.D.N.Y. June 30, 2005) (―Defendant fled from the police,
running while holding his waistband where guns are often carried. Thus, a
reasonably prudent person in Detective Infante‘s position would have
(continued…)
16
That said, even if appellant‘s posture was (as Judge Beck put it) ―consistent
with the officer‘s knowledge of how people act when holding a gun in their
waistband or pocket[,]‖ it was possible that appellant was holding his side as he ran
toward the apartment building because he did not want to drop a valuable item
such as his cell phone. In light of that possibility, we are persuaded that the
officers‘ articulable basis for suspicion that appellant was armed did not ripen into
a reasonable suspicion that criminal activity was afoot until the officers saw
appellant drop the cellphone, decline to stop and retrieve it even though the door
was locked behind him, and continue to hold his side as he ran upstairs to the door
of the apartment unit. Appellant‘s actions gave the officers a reasonable basis to
believe that appellant was not holding his side merely to keep from losing a
valuable item, but was holding his side to keep from dropping an item of
contraband that he wanted to keep his pursuers —in visible police vests —from
seeing, or an item (such as a gun) that could have posed a danger if dropped.20
(…continued)
been warranted in believing that his safety could be in danger and that the
Defendant was armed and dangerous.‖).
20
It was possible, of course, that appellant was running in that manner to
protect some other valuable, non-contraband item. But the officers‘ reasonable
suspicion of a gun did not depend on their being able to eliminate every
conceivable innocent explanation for appellant‘s posture while running. See
United States v. McCoy, 513 F.3d 405, 415 (4th Cir. 2008) (explaining that an
officer is ―not obligated to eliminate every innocent explanation for his suspicion
(continued…)
17
The additional, critical factor is that when the officers thereafter saw
appellant moving his hand around his left pocket as he stood at the apartment unit
door and then drew their weapons and told him to stop and get to the ground, he
did not do so, even though by that time (Judge Beck found) he would have been
able to see the officers‘ police vests. Appellant‘s movements gave the officers a
reasonable basis to be concerned about their safety; as Judge Beck put it,
appellant‘s continuing to move his hand around his left pocket gave the officers a
reasonable basis ―to be worried [that] if [appellant] can‘t get in[to the apartment,]
. . . he is going to turn on them with a gun[.]‖ Cf. Plummer, 983 A.2d at 333-34
(reasoning that where Plummer did not comply after the officers repeated ―several
times‖ their order that he put his hands up, his ―several movements to his waist
area . . . instilled safety concerns in the officers[]‖).
In other words, we conclude that in the totality of the circumstances,
appellant‘s moving his hand around his left pocket gave the officers a reasonable
basis to believe that he was armed and dangerous, and thus a reasonable basis for
the investigatory seizure that led to the discovery of the tangible items appellant
(…continued)
to be reasonable[]‖); United States v. Kaplansky, 42 F.3d 320, 327 (6th Cir. 1994)
(―[T]he police need not rule out every innocent explanation for suspicious behavior
in order to justify an investigatory stop.‖).
18
sought to suppress. Accordingly, we hold that Judge Beck did not err in denying
appellant‘s motion to suppress.
IV.
For the foregoing reasons, the judgment of the Superior Court is hereby
Affirmed.