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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
KENNETH GAILYN HIXON, III,
Appellant No. 29 MDA 2015
Appeal from the Judgment of Sentence August 5, 2014
In the Court of Common Pleas of Perry County
Criminal Division at No(s): CP-50-CR-0000410-2012
BEFORE: SHOGAN, OTT, and STRASSBURGER,* JJ.
MEMORANDUM BY SHOGAN, J.: FILED JUNE 10, 2016
Appellant, Kenneth Gailyn Hixon, III, appeals from the judgment of
sentence1 entered following his convictions of one count each of homicide by
vehicle, aggravated assault, aggravated assault by vehicle, involuntary
manslaughter, three counts each of simple assault and recklessly
endangering another person (“REAP”), and one count each of the summary
____________________________________________
*
Retired Senior Judge assigned to the Superior Court.
1
Although Appellant purported to appeal from the December 18, 2014 order
denying his post-sentence motion by operation of law, the appeal properly
lies from the judgment of sentence entered on August 5, 2014. We have
corrected the caption accordingly. See Commonwealth v. Shamberger,
788 A.2d 408, 410 n.2 (Pa. Super. 2001) (en banc) (explaining that in a
criminal action, appeal properly lies from the judgment of sentence made
final by the denial of post-sentence motions).
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offenses of disregarding traffic lane, driving at a safe speed, careless driving,
and reckless driving. We affirm.
We summarize the tragic history of this case as follows. On November
11, 2011, Appellant was driving his 1999 Jeep Grand Cherokee on
Landisburg Road in Caroll Township, Pennsylvania, after imbibing alcohol.
Appellant failed to navigate a sharp curve in the road and traveled into the
opposing lane of traffic. While in the opposite lane of traffic, Appellant
struck, head on, a Suzuki Sidekick being driven by Nathan Aaron Lukens.
Mr. Lukens had two passengers in his vehicle, i.e., his four-year-old son
Logan Lukens, and Logan’s mother, Brandy Mutzabaugh. The accident
resulted in the death of Mr. Lukens. Both Logan and Ms. Mutzabaugh
suffered injuries from the head-on collision. On November 2, 2012, the
Commonwealth filed a criminal information charging Appellant with
numerous crimes related to the accident.
The case proceeded to a nonjury trial on February 11, 2014. On
February 14, 2014, the trial court rendered its verdict finding Appellant
guilty of the crimes stated above. The trial court initially scheduled a
sentencing hearing for April 4, 2014. However, on April 4, 2014, Appellant
argued in open court that various crimes should merge for sentencing
purposes. As a result, the trial court postponed sentencing and directed the
parties to file briefs on the matter. In addition to filing a brief as directed by
the trial court, Appellant filed a motion to vacate the judgment of guilt on
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May 12, 2014. On June 18, 2014, the trial court entered an order granting
Appellant’s motion to vacate the judgment of guilt with regard to the
convictions of aggravated assault and aggravated assault by vehicle. On
June 30, 2014, the Commonwealth filed a motion to reconsider the order
vacating the judgment of guilt, which the trial court initially denied on July 7,
2014. On August 5, 2014, the trial court sentenced Appellant to serve an
aggregate term of incarceration of thirty-six to seventy-two months. Also on
August 5, 2014, in light of the Commonwealth’s motion to reconsider the
June 18, 2014 order vacating two convictions, the trial court entered an
order rescinding the order of June 18, 2014, and reinstating the original
verdict of February 14, 2014. Appellant filed a timely post-sentence motion
on August 12, 2014. The trial court failed to act on Appellant’s post-
sentence motion, and an order was entered on December 18, 2014,
indicating that the motion was denied by operation of law. Appellant filed
this timely appeal on January 2, 2015. Both Appellant and the trial court
have complied with Pa.R.A.P. 1925.
Appellant presents the following issues for our consideration:
1. Was insufficient evidence presented to establish the required
mens rea of malice as required to sustain a conviction of
aggravated assault, 18 Pa.C.S.A §2702?
2. Was insufficient evidence presented to establish the required
mens rea of recklessness or gross negligence as required to
sustain a conviction of aggravated assault by vehicle, 75
Pa.C.S.A §3732.1, homicide by vehicle, 75 Pa.C.S.A §3732,
involuntary manslaughter, 18 Pa.C.S.A §2504, simple assault,
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18 Pa.C.S.A §2701, recklessly endangering another person, 18
Pa.C.S.A §2705 and reckless driving, 75 Pa.C.S.A §3736?
Appellant’s Brief at 4.
Appellant’s issues each challenge the sufficiency of the evidence to
support his convictions. We analyze such arguments under the following
parameters:
Our standard when reviewing the sufficiency of the
evidence is whether the evidence at trial, and all reasonable
inferences derived therefrom, when viewed in the light most
favorable to the Commonwealth as verdict-winner, are sufficient
to establish all elements of the offense beyond a reasonable
doubt. We may not weigh the evidence or substitute our
judgment for that of the fact-finder. Additionally, the evidence
at trial need not preclude every possibility of innocence, and the
fact-finder is free to resolve any doubts regarding a defendant’s
guilt unless the evidence is so weak and inconclusive that as a
matter of law no probability of fact may be drawn from the
combined circumstances. When evaluating the credibility and
weight of the evidence, the fact-finder is free to believe all, part
or none of the evidence. For purposes of our review under these
principles, we must review the entire record and consider all of
the evidence introduced.
Commonwealth v. Trinidad, 96 A.3d 1031, 1038 (Pa. Super. 2014)
(quoting Commonwealth v. Emler, 903 A.2d 1273, 1276-1277 (Pa. Super.
2006)).
In his first argument, Appellant argues that there is insufficient
evidence of his mens rea to sustain his conviction of aggravated assault.
Appellant’s Brief at 9-14. Specifically, Appellant contends that there was no
evidence of malice required to support such a conviction.
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Aggravated assault is defined in the crimes code, in relevant part, as
follows:
§ 2702. Aggravated assault.
(a) Offense defined. —A person is guilty of aggravated assault
if he:
(1) attempts to cause serious bodily injury to another, or
causes such injury intentionally, knowingly or recklessly under
circumstances manifesting extreme indifference to the value of
human life[.]
18 Pa.C.S. § 2702(a)(1).
With regard to the Commonwealth’s burden of eliciting sufficient
evidence of a defendant’s mens rea to commit aggravated assault, we have
stated the following:
When a victim actually sustains serious bodily injury, the
Commonwealth can, but does not necessarily have to, establish
specific intent to cause such harm. As we noted in
[Commonwealth v. Patrick, 933 A.2d 1043 (Pa. Super.
2007)], the statute’s intent requirement can be met if the
defendant acts recklessly under circumstances manifesting an
extreme indifference to human life.
Commonwealth v. Burton, 2 A.3d 598, 602 (Pa. Super. 2010). Thus, our
inquiry is whether the evidence and all reasonable inferences derived
therefrom were sufficient to establish that Appellant acted “recklessly under
circumstances manifesting an extreme indifference to human life.” Burton,
2 A.3d at 602.
To prevail on a theory of recklessness in a
prosecution for aggravated assault, the
Commonwealth must show that the assailant’s
recklessness rose to the level of malice, a crucial
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element of aggravated assault. Malice consists of
a wickedness of disposition, hardness of heart,
cruelty, recklessness of consequences and a
mind regardless of social duty, although a
particular person may not be intended to be injured.
Motor vehicle crashes seldom result in an aggravated
assault conviction because of the heightened mens
rea. However, in some circumstances the malice
requirement has been met, and this court has not
hesitated to uphold an aggravated assault or a third
degree murder charge depending on the particular
facts of a motor vehicle crash.
This Court additionally concluded that “a motorist’s conduct is
more egregious if he does not apply his [brakes] or
attempt to slow down before a collision than if he attempts
to flee.”
Commonwealth v. Riggs, 63 A.3d 780, 784-785 (Pa. Super. 2012)
(citations omitted) (emphases added).
Moreover, this Court has summarized our Supreme Court’s precedents
on aggravated assault in motor vehicle crashes as follows:
In [Commonwealth v. O’Hanlon, 653 A.2d 616 (Pa.
1995)], a driver ran a red light and struck another vehicle,
causing serious injury to another driver. Our Supreme Court
reversed the appellant’s conviction for aggravated assault on the
basis that he was guilty only of mere recklessness, stating that
“serendipity, not intention, placed the victim in his path when he
drove through the red light.” O’Hanlon, 653 A.2d at 618. More
recently, in [Commonwealth v. Comer, 716 A.2d 593 (Pa.
1998)], our Supreme Court reversed a conviction for aggravated
assault where the appellant, who had ingested alcohol and
barbiturates, drove his car at an excessive rate of speed. As he
was driving, the right tire of the appellant’s car rubbed the curb,
and then the vehicle left the highway, crashed into a bus stop,
and eventually struck a brick wall. One person was killed and
another was severely injured as a result of the appellant’s
actions. Our Supreme Court held that the appellant’s conduct,
while criminally reprehensible, was nonetheless insufficient to
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establish the state of mind equivalent to that which seeks to
cause injury.
As we noted in [Commonwealth v. Kling, 731 A.2d 145,
147 (Pa. Super. 1999)], however, in both O’Hanlon and
Comer, our Supreme Court distinguished this Court’s holding in
Commonwealth v. Scofield, 521 A.2d 40 (Pa. Super. 1987),
appeal denied, 535 A.2d 82, wherein we upheld the appellant’s
conviction for aggravated assault. In Scofield, the appellant
was driving his car and scraped it against the bumper of another
vehicle parked on the street. Although sparks emanated,
Scofield drove another ten feet, swerved onto the sidewalk and
struck a building. A passing cabdriver, who realized Scofield had
struck a pedestrian and trapped him under the fender of the
vehicle, approached Scofield’s car and told him to turn off the
car. The cabdriver even attempted to reach into the car and
remove the keys. Scofield, however, became belligerent and
assaulted the cabdriver. He then tried to put his car into
reverse, but a flat tire prevented his flight. We concluded that
Scofield’s behavior prior to and after the accident established his
awareness of the risk of serious injury, and, therefore, we
upheld his aggravated assault conviction.
In distinguishing this Court’s holding in Scofield from the
case in Comer, our Supreme Court opined that the
“circumstances [in Scofield] demonstrated a higher degree of
recklessness than those presented in [Comer],” noting that in
Comer, the appellant “sped past another vehicle, his car rubbed
the curb of the sidewalk and the accident ensued immediately
thereafter.” Comer, 716 A.2d at 597. As we noted in Kling,
“the cornerstone of this conclusion rested with the notion [that]
Scofield considered, then disregarded, the threat to the life of
the victim;” and, in Comer, our Supreme Court “indicated a
conviction based on malice is appropriate where evidence
demonstrates the element of sustained recklessness by a driver
in the face of an obvious risk of harm to his victims.” Kling, 731
A.2d at 149 (emphasis original).
Commonwealth v. Allen, 833 A.2d 800, 803-804 (Pa. Super. 2003).
Our review of the certified record, in the light most favorable to the
Commonwealth, reflects ample evidence of Appellant’s mens rea of
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recklessness rising to the level of malice to support his conviction of
aggravated assault. At trial, the Commonwealth presented testimony from
Pennsylvania State Trooper Jeremy Baluh. N.T., 2/11/14, at 54-61. Trooper
Baluh testified that he spoke with Appellant in a hospital room after the
accident, and Appellant admitted to the officer that he had been at the White
Oaks Bar prior to the accident. Id. at 61. In addition, the Commonwealth
presented testimony from Cynthia Womer, an ambulance worker who
responded to the scene of the accident. Id. at 39-44. Ms. Womer stated
that Appellant admitted to her that he had consumed alcohol that evening,
but that Appellant did not know how much he had to drink. Id. at 42. The
Commonwealth also presented testimony from Trooper Jeffrey Vitek of the
Pennsylvania State Police, who responded to the accident. Id. at 62-79,
124-128. Trooper Vitek testified that he interviewed Appellant outside of the
ambulance at the scene of the accident and that Appellant was incoherent
and had an odor of alcohol on his breath. Id. at 69, 71. Trooper Vitek also
stated that when he investigated the scene of the accident he saw a crushed
empty beer can immediately outside of the driver’s door of Appellant’s
vehicle and a cardboard case of beer with a few beers remaining in it on the
floorboard of the front passenger side of Appellant’s vehicle. Id. at 70.
Trooper Vitek testified that it was his opinion, that on the night of the
accident, Appellant was impaired and incapable of safely driving his vehicle.
Id. at 125-126.
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Further, the Commonwealth presented the testimony of Gary Schmahl.
Id. at 28-38. Mr. Schmahl indicated that he happened to be driving behind
Appellant prior to the accident. Id. at 29-40. Mr. Schmahl testified that he
was following Appellant just before the accident and that, even though there
is a traffic warning sign urging drivers to slow down approaching the curve in
the road, he did not see Appellant apply his brakes prior to approaching the
curve where the accident occurred. Id. at 33. The Commonwealth also
presented the testimony of Corporal Andrew Thierwechter, an expert with
the Pennsylvania State Police Collision Analysis and Reconstruction Specialist
Unit, regarding his analysis of the accident scene. Id. at 79-114. Corporal
Thierwechter explained that the weather on the night of the accident was
cold but dry, and there were no adverse weather conditions. Id. at 98.
Corporal Thierwechter stated that upon initial investigation of the scene he
observed a crushed empty “Miller High Life” beer can on the ground outside
of Appellant’s vehicle. Id. at 89. He further testified that he later saw a
“Miller High Life” thirty-pack case in the front passenger area of Appellant’s
vehicle that contained only four full beer cans. Id. In addition, Corporal
Thierwechter observed an empty uncrushed beer can in the foot-well of the
vehicle. Id. He stated that the beer cans and the case were all stamped
with the same expiration date. Id.
Regarding the accident, Corporal Thierwechter opined that Appellant
had been traveling between forty-nine and fifty-four miles per hour at the
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time of impact. Id. at 103. He also stated that there is a warning sign with
a suggested speed limit of thirty miles per hour through the curved area of
the roadway where the accident occurred. Id. at 99. Corporal Thierwechter
also opined that the maximum speed at which the curve could be navigated
was no more than forty-three miles per hour. Id. at 94. He stated that his
calculations indicated that the other vehicle involved in the accident was
traveling eight to sixteen miles per hour at the time of impact, and there
were no skid marks from the other vehicle. Id. at 102, 110.
This evidence establishes that Appellant was driving while impaired
from alcohol, exceeded the posted speed limit as well as the posted reduced
advisory speed limit, failed to apply his brakes in approaching a dangerous
curve in the roadway or at any time prior to the accident, passed into the
opposing lane of traffic, and struck another vehicle in a head-on collision
causing death to the driver and serious bodily injury to the passengers.
Hence, the Commonwealth sustained its burden of proof of Appellant’s mens
rea of sustained recklessness rising to the level of malice necessary for a
conviction of aggravated assault. Thus, Appellant’s contrary claim fails.
In his second issue, Appellant argues that the Commonwealth failed to
present sufficient evidence to support his convictions of aggravated assault
by vehicle, homicide by vehicle, involuntary manslaughter, simple assault,
REAP, and reckless driving. Appellant’s Brief at 14-19. Appellant contends
that each of these crimes requires that the Commonwealth prove Appellant
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acted with recklessness or gross negligence, and the Commonwealth failed
in presenting such evidence to support the convictions. We disagree.
Aggravated assault by vehicle is defined in the Motor Vehicle Code as
follows:
(a) Offense. — Any person who recklessly or with gross
negligence causes serious bodily injury to another person while
engaged in the violation of any law of this Commonwealth or
municipal ordinance applying to the operation or use of a vehicle
or to the regulation of traffic, except section 3802 (relating to
driving under influence of alcohol or controlled substance), is
guilty of aggravated assault by vehicle, a felony of the third
degree when the violation is the cause of the injury.
75 Pa.C.S. § 3732.1 (emphasis added).
Homicide by vehicle is defined in the Motor Vehicle Code as follows:
(a) Offense. — Any person who recklessly or with gross
negligence causes the death of another person while engaged
in the violation of any law of this Commonwealth or municipal
ordinance applying to the operation or use of a vehicle or to the
regulation of traffic except section 3802 (relating to driving
under influence of alcohol or controlled substance) is guilty of
homicide by vehicle, a felony of the third degree, when the
violation is the cause of death.
75 Pa.C.S. § 3732 (emphasis added).
The crime of involuntary manslaughter is defined in the Crimes Code
as follows:
(a) General rule. — A person is guilty of involuntary
manslaughter when as a direct result of the doing of an
unlawful act in a reckless or grossly negligent manner, or
the doing of a lawful act in a reckless or grossly negligent
manner, he causes the death of another person.
18 Pa.C.S. § 2504 (emphases added).
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The crime of simple assault is defined, in pertinent part, as follows:
(a) Offense defined. — [A] person is guilty of assault if he:
(1) attempts to cause or intentionally, knowingly or
recklessly causes bodily injury to another[.]
18 Pa.C.S. § 2701(a)(1) (emphasis added).
The crime of REAP is defined in the Crimes Code as follows:
A person commits a misdemeanor of the second degree if he
recklessly engages in conduct which places or may place
another person in danger of death or serious bodily injury.
18 Pa.C.S. § 2705 (emphasis added).
Finally, reckless driving is defined in the Motor Vehicle Code as follows:
(a) General rule. — Any person who drives any vehicle in
willful or wanton disregard for the safety of persons or
property is guilty of reckless driving.
75 Pa.C.S. § 3736 (emphasis added). We have explained that the language
of “willful or wanton disregard for the safety of persons or property” is
synonymous with recklessness as it is defined in the Crimes Code, and as
the title “reckless driving” implies. Commonwealth v. Bullick, 830 A.2d
998, 1002 (Pa. Super. 2003). Thus, each of the aforementioned crimes
requires a proof of conduct that is reckless or grossly negligent. Appellant
specifically claims that the Commonwealth failed to establish that his
conduct was reckless or grossly negligent.
We have reviewed the briefs of the parties, the relevant law, the
certified record before us on appeal, and the opinion of the trial court. The
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trial court addressed Appellant’s argument with the following apt analysis,
which we adopt as our own:
[T]he Commonwealth may prove recklessness by circumstantial
evidence; however, “the pieces of evidence must fit together so
tightly as to establish guilt beyond a reasonable doubt.” See
Com. v. Hogan, 468 A.2d 493, 496 (Pa. Super. Ct. 1983).
While case law is clear that alcohol or drug impairment is not
reckless, per se, it is relevant in determining whether Appellant’s
recklessness was malicious. Id. This impairment, coupled with
“tangible indicia” of unsafe driving, evidences a conscious
disregard of the substantial risk of harm that make be caused to
others on the roadway. Com. v. Jeter, 937 A.2d 466, 468 (Pa.
Super. Ct. 2007). This indicia includes failing to brake or
refusing to slow down before a collision. Com. v. Dellavecchia,
725 A.2d 186, 189 (Pa. Super. Ct. 1998).
In this case, the Commonwealth first presented Gary
Schmahl, who testified that on the night in question, [Appellant]
turned in front of him onto Rte 850. He followed and noted that
he saw no brake lights as [Appellant] crested the hill and turned
the corner at Gibson’s Rock. Cynthia Womer, the EMT on the
scene, testified that when she asked [Appellant] if he had
consumed alcohol, he responded that he had and he did not
know the exact amount he consumed. In addition, Trooper Vitek
who was also present at the scene testified to smelling an odor
of alcohol on [Appellant] and noted that [Appellant’s] responses
were incoherent when he was questioned. The Trooper further
testified that he found a case of beer in the vehicle with six cans
remaining. Another officer, Trooper Baluh, was present at the
hospital with [Appellant]. He testified that [Appellant] admitted
during that conversation to having been at the White Oaks bar
prior to the accident. Finally, Corporal Thierwechter testified as
an expert witness regarding the accident reconstruction and
analysis. He testified that [Appellant] must have been traveling
at 49-54 mph around a curve that could only be traveled at 43
mph in order to remain in the proper lane. Corporal
Thierwechter testified that in his opinion, the accident was a
direct result of [Appellant’s] excessive speed.
There is some case law which presents similar facts to the
case at hand while also establishing negative authority on these
issues. See Com. v. Hutchins, 42 A.3d 302 (Pa. Super. Ct.
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2012); See Com. v. Bullick, 830 A.2d 998 (Pa. Super. Ct.
2003). However, upon careful review, these cases are
distinguishable from nuances of this particular case.
The [a]ppellant [in] Hutchins argued that insufficient
evidence was presented to prove that the car accident was
caused by [the a]ppellant’s impairment. Id. at 307. The
Trooper on the scene suspected [the a]ppellant was under the
influence. Id. at 304. He then inquired whether he was under
the influence to which [the a]ppellant confessed that he had
smoked marijuana earlier in the day. Id. While the Court held
that there was sufficient evidence to establish [the a]ppellant[’]s
conviction of a DUI, it also ruled that there was insufficient
evidence to establish a conviction for [REAP]. Id. at 312. In
ruling, the Court stated that the Commonwealth was required to
present evidence of recklessness in addition to [the a]ppellant’s
intoxication. Id. It further noted, the only other relevant
evidence presented in this matter is that an accident occurred.
Id. There was no additional evidence of recklessness except
[the a]ppellant’s own admission to having smoked marijuana
earlier. Id.
Although the facts are very similar, there was more
testimony elicited in this case concerning [Appellant’s] actions
than in Hutchins. In addition to Appellant’s own admission that
he was at the White Oaks Bar immediately prior to this incident,
the Commonwealth supplied testimony from multiple trained
individuals stating that Appellant possessed several indications of
intoxication. The Trooper further testified he also discovered a
half-consumed case of beer in Appellant’s car.
This evidence was bolstered by additional evidence of
unsafe driving. An eye witness driving behind Appellant testified
that Appellant was not adhering to the speed limit and the
witness did not see any braking from Appellant’s car as it crested
the hill immediately prior to the incident. Finally, the
Commonwealth’s expert witness concluded that Appellant’s
excessive speed directly resulted in this accident occurring.
These facts clearly present more evidence than what was offered
in Hutchins.
In Bullick, the Court also found there was insufficient
evidence to support [the] defendant’s convictions. Bullick, at
1003. The Court acknowledged that while circumstantial
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evidence can be sufficient, the Commonwealth’s evidence was
limited to skid marks allegedly leading to a damaged vehicle and
the assumption that [the a]ppellant was drinking before the
accident. Id. The Court noted that no expert witness was
produced and no eyewitnesses existed to corroborate the
Commonwealth’s theory. Id. at 1004. It further observed that
the Commonwealth failed to even establish an applicable speed
limit on the road in question. Id. at 1005.
Once again these facts are different than those presented
in this case. As previously mentioned, an eye witness testified
to Appellant’s speed and lack of braking immediately prior to the
incident. Several other individuals testified to the signs of
Appellant’s apparent intoxication and alcohol was found in
Appellant’s car. Moreover, the Commonwealth established the
applicable speed limit as 45 mph, however it also presented
evidence of an advisory sign recommending a speed limit of no
more than 30 mph. Following this, the expert witness
established Appellant must have been going 49-54 mph, in
order to cross the yellow line in such a way. The expert
concluded that the collision was a direct result of Appellant’s
excessive speed. Thus, the Commonwealth presented much
further evidence supporting Appellant’s convictions than Bullick.
In light of the evidence presented at trial, the [c]ourt
found that Appellant’s actions evidenced a conscious disregard of
the substantial and unjustified risk that he would be involved in
a traffic accident causing death. [Appellant’s] cumulative
conduct was consciously reckless, and the evidence supports the
[c]ourt’s finding that he possessed the requisite mens rea to
commit these offenses. As such, the [c]ourt did not err in its
ruling.
Trial Court Opinion, 9/25/15, at 2-5 (emphasis in original). On the basis of
the analysis stated above and our review of the certified record, we conclude
that Appellant’s claim that the Commonwealth failed to establish that his
conduct was reckless lacks merit.
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Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 6/10/2016
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:IN THE COURT OF COMMON
COMMONWEALTH
:PLEAS
:OF THE 41sT JUDICIAL
:DISTRICT
v. :OF PENNSYLVANIA -
:PERRY COUNTY BRANCH
KENNETH GAILYN HIXON
: CP-50-CR-0000410-2012
FINAL MEMORANDUM
Kenneth Gailyn Hixon (hereinafter "Appellant") appeals from the
Order denying his Post Sentence Motion on December 18, 2014. Following a
Non-Jury trial on February 11, 2014, Appellant was found guilty of one (1)
count Aggravated Assault, a Felony of the First Degree, in violation of Title
18 § 2702(a)(l) and one (1) count Simple Assault, a Misdemeanor of the
Second Degree, in violation of Title 18 § 2701(a)(l). Appellant filed a Motion
to Vacate Judgment of Guilt on May 12, 2014. Following a. Hearing on June
18, 2014, the Court granted Appellant's Motion, vacating one (l) count
Aggravated Assault and one (I) count of Aggravated Assault by Vehicle. On
June 30, 2014, the Commonwealth filed a Motion to Reconsider Vacation of
Judgment, which the Court denied on ,July 7, 2014. However, on August 5,
2014, the Court reversed that decision, ruling that after review of the record
and relevant case law, the June 18, 2014, Order was rescinded and the verdict
of February 14, 2014, was reinstated. On .that same day, the Court sentenced
Appellant to a total sentence of minimum of thirty-six (36) months, maximum
seventy-two (72) months period of incarceration in a State Correctional
Institution, Appellant subsequently filed a Post Sentence Motion on August
12, 2014. This Motion was denied by operation of law on December 18, 2014.
Appellant filed an appeal with the Superior Court and by Order dated
,January 2, 2015, this Court directed that he file a Concise Statement of
Matters Complained of on Appeal. On February 12, 2015, Appellant filed his
Statement, alleging insufficient evidence was presented to establish Appellant
possessed a mens rea of malice, gross negligence or recklessness as required
by the offenses for which Appellant was found guilty.
Al{GUMENT
Appellant argues that the Commonwealth failed to provide sufficient
evidence to establishthat Appellant acted with the required mens rea for any
of the charges of which he was found guilty. More specifically, Appellant
asserts that the Commonwealth failed to prove that be exhibited malice as
required by Aggravated assault, 18 Pa.C.S. § 2702. Moreover, Appellant '
I
suggests that insufficient evidence was presented to prove he acted recklessly
or with gross negligence as required by Aggravated Assault by vehicle, 75
l
Pa.C.S. § 3732.1, Homicide by Vehicle, 75 Pa.C.S. § 3732, Involuntary
Manslaughter, 18 Pa.C.S. § 2504, Simple Assault, 18 Pa.C.S. § 2701,
Recklessly Endangering Another Person, 18 Pa.C.S. § 2705, and Reckless
Driving, 75 Pa.C.S. § 3736i
A person is guilty of aggravated assault if he causes serious bodily
injury intentionally, knowingly or recklessly under circumstances
manifesting extreme indifference to the value of human life. 18 Pa.C.S. §
2702. To prevail on a theory of recklessness, the Commonwealth must prove
Appellant's recklessness rose to the level of malice. Com. v. Miller, 955 A.2d
419, 422 (Pa. Super. Ct. 2008). "Malice consists of a "wickedness of
disposition, hardness of heart, cruelty, recklessness of consequences, and a
mind regardless of social. duty, although a particular person may not be
intended to be injured." Id. Courts have also found that a conviction based
on malice is appropriate where there is evidence of "sustained recklessness"
of a driver in the "face of an obvious risk of harm to his victims." Id. at 422~
423.
In addition, the Commonwealth may prove recklessness by
circumstantial evidence; however, "the pieces of evidence must fit together so
tightly as to establish guilt beyond areasonable doubt." See Com. v. Hogan,
468 A.2d 493, 496 (Pa. Super. Ct. 1983). While case law is clear that alcohol
or drug impairment is not reckless, per se, it is relevant in determining
whether Appellant's recklessness was malicious. Id. This impairment,
coupled with "tangible indicia" of unsafe · driving, evidences a conscious
disregard of the substantial risk of harm that make be caused to others on the
roadway. Com. v. Jeter, 937 A.2d 466, 468 (Pa. Super. Ct. 2007). This indicia
includes failing to brake or refusing to slow down before a collision. Com. v.
Dellavecchia, 725 A.2d 186, 189. (Pa. Super. Ct.1998).
In this case, the Commonwealth first presented Gary Schmahl, who
testified that on the night in question, Defendant turned in front of him onto
Rte 850. He followed and noted that be saw no brake lights as Defendant
crested the hill and turned the comer at Gibson's Rock. Cynthia Womer, the
EMT on the scene, testified that when she asked the Defendant if he had
consumed alcohol, he responded that be had and he did not know the exact
amount he consumed. In addition, Trooper Vitek who was also present at the
scene testified to smelling an odor of alcohol on the Defendant and noted that
Defendant's responses were incoherent when he was questioned. The Trooper
further testified that he found a case of beer in the vehicle with six cans
remaining. Another officer, Trooper Baluh, was present at the h.ospital with
Defendant. He testified that Defendant admitted during that conversation to
having been at the White Oaks bar prior to the accident. Finally, Corporal
Thierwechter testified as an expert witness regarding th.e accident
reconstruction and analysis. He testified that Defendant must have been
traveling at 49-54 mph around a curve that could only be traveled at 43 mph
in order to remain in the proper lane. Corporal Thierwechter testified that in
his opinion, the accident was a direct result of Defendant's excessive speed.
There is some case law which presents similar facts to the case at hand
while also establishing negative authority on these issues. See Com. v.
Hutchins, 42 A.3d 302 (Pa. Super. Ct. 2012); See Com. v. Bu/lick, 830 A.2d
998 (Pa. Super. Ct. 2003). However, upon careful review, these cases are
distinguishable from nuances of this particular case.
The Appellant Huictuns argued. that insufficient evidence was
presented to prove that the car accident was caused by Appeilant's
impairment. Id. at 307. The Troeper on the scene suspected Appellant was
under the influence. Id. at 304. He then inquired whether he was under the
influence to which Appellant confessed that he had smoked marijuana earlier
in the day. Id. While the Court held that there was sufficient evidence to
establish Appellants conviction of a DUI, it also ruled that there was
insufficient evidence to establish a conviction for Recklessly Endangering
Another Person. Id. at 312. In ruling, the Court stated that the
Commonwealth was required to present evidence of recklessness in addition
to Appellant's intoxication. Id. It further noted, the only other relevant
evidence presented in this matter is that an accident occurred. Id. There was
no additional evidence of recklessness except Appellant's own admission to
having smoked marijuana earlier. Id.
Although the facts are very similar, there was more testimony elicited
in this case concerning Defendant's actions than in Hutchins. In addition to
Appellant's own admissi.on that he was at the White Oaks Bar hnmcdiately
prior to this incident, the Commonwealth supplied testimony from multiple
trained individuals stating that Appellant possessed several indications of "'
I
I
intoxication. The Trooper further testified he also discovered a balf-
consumed case of beer in Appellant's car.
This evidence was bolstered by additional evidence of unsafe driving.
An eye witness driving behind Appell.ant testified that Appellant was not
adhering to the speed Hmit and the witness did not see any braking from
Appellant's car as it crested the hilJ immediately prior to the incident. Finally,
the Commonwealth's expert witness concluded that Appellant's excessive
speed directly resulted in this accident occurring. These facts clearly present
more evidence than what was offered in Hutchins.
In Bullick, the Court also found there was insufficient evidence to
support defendant's convictions. Bu/lick, at 1003. The Court acknowledged
that while circumstantial evidence can be sufficient, the Commonwealth's
evidence was limited to skid marks allegedly leading to a damaged vehicle
and the assumption that Appellant was drinking before the accident. Id. The
Court noted that no expert witness was produced and no eyewitnesses existed
to corroborate the Commonwealth's theory. Id. at 1004. It further observed
that the Commonwealth failed to even establish an applicable speed limit on
the road in question. Id. at 1005.
Once again these facts are different than those presented in this case.
As previously mentioned, an eye witness testified to Appellant's speed and
lack of braking immediately prior to the incident. Several other individuals
testified to the signs of Appellant's apparent intoxication and alcohol was
found in Appellant's car. Moreover, the Commonwealth established the
applicable speed limit as 45 mph, however it also presented evidence of an
advisory sign recommending a speed limit of no more than 30 mph. Following
this, the expert witness established Appellant must have been going 49-54
mph, in order to cross the yellow line in such a way. The expert concluded
that the collision was a direct result of Appellant's excessive speed. Thus, the
Commonwealth presented much further evidence supporting Appellant's
convictions than Bullick
In light of the evidence presented at trial, the Court found that
Appellant's actions evidenced a conscious disregard of the substantial and
unjustified risk that he would he involved in a traffic accident causing death.
His cumulative conduct was consciously reckless, and the evidence supports
the Court's finding that he possessed the requisite mens rea to commit these
offenses. As such, the Court did not err in its ruling.
\
BY THE COURT, I
RICHARD N. SAXTON, .JR., S.J.
25·rn Judicial District, Specially Presiding
Date: September __ , 2015
cc: District Attorney
Edward Spreha, Esq.