United States Court of Appeals
Fifth Circuit
FILED
IN THE UNITED STATES COURT OF APPEALS September 21, 2005
FOR THE FIFTH CIRCUIT Charles R. Fulbruge III
Clerk
No. 04-40835
United States of America
Plaintiff-Appellee,
versus
Eric Del Barrio,
also known as Andy Lopez
Defendant-Appellant.
Appeal from the United States District Court
For the Southern District of Texas
Before JOLLY, HIGGINBOTHAM, and JONES, Circuit Judges.
HIGGINBOTHAM, Circuit Judge:
Eric Del Barrio pled guilty to possession with the intent to
distribute approximately 32.75 kilograms of marijuana in violation
of 21 U.S.C. § 841(b)(1)(D). He was sentenced to 50 months
imprisonment and three years supervised release. His supervised
release was revoked after he violated the release terms, and he was
sentenced to another three-year term of imprisonment, which was
suspended in favor of a 120-day period of confinement in a
community corrections facility. Subsequently, Del Barrio again
violated the terms of his supervised release and was sentenced to
the statutory maximum term of two years imprisonment under 18
U.S.C. § 3583(e)(3).1
On appeal, Del Barrio contends, for the first time, that the
sentence imposed for violating the terms of his supervised release
exceeded the statutory maximum two-year sentence when the 120-day
period of confinement in a community corrections facility, which he
contends is a term of imprisonment, is taken into account. We
reject his contention and affirm his sentence.
I
On January 20, 1999, Del Barrio pled guilty to possession with
intent to distribute approximately 32.75 kilograms of marijuana in
violation of 21 U.S.C. § 841(b)(1)(D). Del Barrio was sentenced to
50 months imprisonment, to be followed by three years of supervised
release. After serving his prison sentence, Del Barrio began his
term of supervised release on September 10, 2001. One year later,
in September 2002, the district court found that Del Barrio
violated the terms of his supervised release and sentenced him to
three years imprisonment, which was suspended in favor of a 120-day
period of confinement in a community corrections facility. Del
Barrio contends that such confinement constitutes “imprisonment,”
which, when combined with the subsequent two-year term of
1
The parties do not dispute that the underlying felony in this case is a
Class D felony. The maximum term of imprisonment for a class D felon whose
term of supervised release is revoked is two years. 18 U.S.C. § 3583(e)(3)
(2000).
2
incarceration, exceeds the statutory maximum in 18 U.S.C. §
3583(e)(3).
In the district court’s written judgment, the court included
the community-correction-facility term under the heading of
“Imprisonment,” and not under the headings of “Supervised Release,”
“Standard Conditions of Supervised Release,” or “Additional
Supervised Release Terms.” The court did note, however, that the
120-day confinement was imposed as a “special condition of
supervised release.” During the proceeding, the judge stated:
I am going to revoke your Supervised Release Term. I am
going to commit you to the custody of the Bureau of
Prisons for a period of three years. I am going to
suspend the execution of that Order of confinement and
cause you to be confined in a halfway house 120 days and
to be continued on Supervised Release Term until your
expiration date.
In May 2004, Del Barrio again was in front of the district
court regarding a violation of his supervised release term. The
district court revoked Del Barrio’s supervised release and ordered
him imprisoned for a term of 24 months.2 Del Barrio did not object
to this sentence, and he timely filed this appeal. We have
jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).
II
2
In United States v. Jackson, this Court held that the two-year maximum
term of imprisonment under § 3586(e)(3) applies on a cumulative basis, not
separately to each time supervised release is revoked. 329 F.3d 406, 407-08
(5th Cir. 2003).
3
A defendant’s failure to contemporaneously object to an
alleged error generally results in plain error review.3 However,
we review de novo a sentence that allegedly exceeds the statutory
maximum term.4
Del Barrio contends that the district court erred when it
sentenced him to a term of imprisonment in excess of the statutory
maximum two years. Del Barrio’s arguments center around the
district court’s intent. First, Del Barrio argues that the
district court must have intended the 120-day confinement at a
community corrections facility to be imprisonment because the court
lacked the authority to impose such a condition as a term of
supervised release. Second, Del Barrio argues that because the
district court was required to state in open court the imposition
of any special condition of supervised release, the fact that he
did not do so indicates that he considered the 120-day confinement
in a community corrections facility as a term of imprisonment.
A
Del Barrio’s contention that the district court lacked
authority to impose confinement in a community corrections facility
3
See, e.g., United States v. Ferguson, 369 F.3d 847, 849 (5th Cir.
2004). In Ferguson, the defendant argued that the term of incarceration
imposed by the court exceeded the statutory maximum when combined with the
term of home detention served during his supervised release. Id. at 848. The
court ruled that, despite Ferguson’s failure to object to the term of his
incarceration, his claim should be reviewed de novo. Id. at 849 n.2.
4
Id. at 849; see also United States v. Sias, 227 F.3d 244, 246 (5th Cir.
2000) (explaining that “because a sentence which exceeds the statutory maximum
is an illegal sentence and therefore constitutes plain error, our review of
the issue presented in this appeal will be de novo”).
4
as a condition of supervised release is without merit. Section
3583 governs the district court’s discretion in imposing terms of
a supervised release following imprisonment.5 Under § 3583(d),
subject to certain considerations, the district court may impose
“any condition set forth as a discretionary condition of probation
in section 3563(b)(1) through (b)(10) and (b)(12) through (b)(20),
and any other condition it considers to be appropriate.”6
Conspicuously absent is § 3563(b)(11), which provides that the
district court, at its discretion, may require that the defendant
“reside at, or participate in the program of, a community
corrections facility (including a facility maintained or under
contract to the Bureau of Prisons) for all or part of the term of
probation.”7
Del Barrio argues that we adopt a plain language reading of
the statute: since § 3563(b)(11) is not listed in § 3583(d), the
district court lacked authority to impose confinement in a
community corrections facility as a condition of supervised
release; thus, such imposition must be a term of “imprisonment.”
In accordance with the Eighth and Ninth Circuits,8 we hold that the
5
18 U.S.C. § 3583 (2000).
6
Id. § 3583(d).
7
18 U.S.C. § 3563(b)(11) (2000).
8
See United States v. Griner, 358 F.3d 979, 981-82 (8th Cir. 2004);
United States v. Bahe, 201 F.3d 1124, 1136 (9th Cir. 2000).
5
district court has authority to impose confinement in a community
corrections facility as a condition of a supervised release term.
Given the lengthy treatment of the legislative history behind
§ 3563 and § 3583 by the Ninth Circuit in United States v. Bahe, we
provide only a streamlined version. In 1984, Congress enacted §
3583(d) as part of the Sentencing Reform Act of 1984, set forth in
Title II of the Comprehensive Crime Control Act of 1984.9 Section
3583(d) unambiguously gave courts the discretion to impose
confinement in a community corrections facility as a discretionary
condition of supervised release; as it does today, § 3583(d)
referenced § 3563(b)(12), which is the same as the current version
of § 3563(b)(11).10
Twelve years later, Congress made the clerical error that is
at issue in this appeal. Congress enacted the Mandatory Victims
Restitution Act of 1996 (MVRA), a portion of the Antiterrorism and
Effective Death Penalty Act of 1996.11 The MVRA amended § 3563(b);
specifically, the MVRA deleted § 3563(b)(2), which authorized the
imposition of a fine as a discretionary condition of supervised
release, and renumbered the remaining subsections.12 This
9
See Sentencing Reform Act of 1984, chs. 227-228, Pub. L. 98-473, Title
II, 98 Stat. 1993 (1984) (codified as amended 18 U.S.C. §§ 3551-3742 (2000)).
10
See 18 U.S.C. § 3563(b)(12) (1984).
11
See Mandatory Victims Restitution Act of 1996, Pub. L. 103-132, Title
II, subtitle A, 110 Stat. 1227 (1996) (codified as 18 U.S.C. § 3663A, 3613A).
12
See Antiterrorism and Effective Death Penalty Act, Pub. L. 104-132,
110 Stat. 1214 (Apr. 24, 1996) (providing that § 3563(b) be amended “by
striking paragraph (2)” and “redesignating paragraphs (3) through (22) as
6
renumbering caused § 3563(b)(12) to become § 3563(b)(11)––the
numerical subsection omitted from § 3583(d), which remains
unchanged.
Given the ambiguity, a resort to legislative history is
appropriate. We agree with the findings of the Eighth and Ninth
Circuits that Congress did not intend to effectuate a change in the
terms of supervised release within the district court’s discretion.
As the Ninth Circuit notes:
Nothing in the text or legislative history of the
MVRA or § 3563 suggests that Congress intended to alter
the conditions that a sentencing court may attach to a
term of supervised release under § 3583(d). Nor is there
any indication that Congress ever intended the MVRA to
exclude or eliminate a sentencing court’s authority to
confine a defendant to a community treatment center as a
condition of his or her supervised release. Although the
legislative history of the MVRA is extensive, it is
utterly silent as to its affect on § 3583(d). Under
these circumstances, we decline to interpret this silence
as an indication of congressional intent to amend the law
on conditions of supervised release.13
Thus, we conclude that the absence of § 3563(b)(11) from § 3583 was
“an inadvertent casualty of [the] complex drafting process.”14 We
reject Del Barrio’s argument that the district court lacked
authority to impose the 120-day confinement in a community
paragraphs (2) through (21), respectively”).
13
Bahe, 201 F.3d at 1131-32 (internal citations omitted); see also
Griner, 358 F.3d at 981-82 (finding the same and concluding that the
amendments to § 3563 were “essentially a bookkeeping change”).
14
Taylor v. United States, 495 U.S. 575, 589-90 (1990).
7
corrections facility as a condition of Del Barrio’s supervised
release.
B
Given our holding that the district court had authority to
impose confinement in a community corrections facility as a
condition of supervised release, we now must turn to Del Barrio’s
contention that the district court intended the 120-day confinement
in this case to be a term of imprisonment rather than a condition
of supervised release.
Del Barrio is correct that our case law holds that when there
is a conflict between a written sentence and an oral pronouncement,
the oral pronouncement controls.15 This is because a criminal
defendant has a constitutional right to be present at sentencing.16
However, and fatal to Del Barrio’s case, if there is merely an
ambiguity between the two sentences, the entire record must be
examined to determine the district court’s true intent.17
United States v. Martinez is illustrative. There, the
district court sentenced the defendant to a 36-month term of
imprisonment, a four-year term of supervised release, and, in lieu
15
See United States v. Martinez, 250 F.3d 941, 942 (5th Cir. 2001).
16
Id. (citing United States v. A-Abras, 185 F.3d 26, 29 (2d Cir. 1999);
FED. R. CRIM. P. 43(a) (“The defendant shall be present . . . at the imposition
of sentence . . . .”)).
17
See United States v. De La Pena-Juraez, 214 F.3d 594, 601 (5th Cir.
2000).
8
of a fine, ordered him to serve 100 hours of community service.18
This court, on review of the record, found that “[n]o other
conditions of supervised release were mentioned.”19 The subsequent
written order, however, contained a special condition that required
the defendant to submit to various drug rehabilitation programs and
frequent drug tests.20 In light of the square conflict between the
oral pronouncement and the written sentence, this Court vacated the
defendant’s sentence and remanded the case for the court to amend
its written judgment to conform to its oral sentence.21
Here, there is, at best, an ambiguity between the two
sentences. During sentencing, the district court specifically
mentioned the 120-day term of confinement in a community
corrections facility on several occasions. In fact, Del Barrio, in
his brief, references each of these statements. For instance, the
district court stated:
I am going to revoke your Supervised Release Term. I am
going to commit you to the custody of the Bureau of
Prisons for a period of three years. I am going to
suspend the execution of that order of confinement and
cause you to be confined in a halfway house 120 days and
to be continued on Supervised Release Term until your
expiration date.
18
Martinez, 250 F.3d at 941-42.
19
Id. at 942.
20
Id.
21
Id.
9
Arguably, the court’s written order creates some ambiguity. Under
the section marked “Imprisonment,” the court imposed the three-
year sentence and stated that the sentence was suspended in favor
of 120-days in a community corrections facility “as a special
condition of supervised release.” This seems to conflate the
special condition and the term of imprisonment. Moreover, there
was no mention of the 120-days confinement in the sections marked
“Supervised Release,” “Standard Conditions of Supervision,” or
“Additional Supervised Release Terms.” As the written sentence
creates some ambiguity, we must examine the entire record to
determine whether the court intended the 120-days of confinement
as a term of imprisonment or as a condition of supervised
release.22
Here, our examination of the record reveals that the court
considered the 120-days of confinement as a condition of
supervised release, not as a term of imprisonment. First, the
court noted that although Del Barrio should be imprisoned for
three years, the court “will suspend the execution of that period
of imprisonment and place him in a halfway house for 120 days.”
This statement suggests that the district court judge did not
consider Del Barrio’s 120-day confinement as a term of
imprisonment. In addition, a review of the record indicates that
the judge would rather have sentenced Del Barrio to jail time,
22
De La Pena-Juraez, 214 F.3d at 601.
10
but, given the recommendation of the probation officer, the judge
opted instead for the 120-day confinement in a community
corrections facility. For instance, the court stated:
[The probation officer] is recommending 120 days. She
shouldn’t have done that. She should not have done that.
And much less it is within my province. However, I will
defer to those types of things because it is customary.
And certainly she has already indicated that apparently
she feels she can work with this fellow. I don’t agree
with that.
But I will tell you what I will do. You talk to
your client. He owes us three years. I will send him
away for three years. I will suspend the execution of
that period of imprisonment and place him in a halfway
house for 120 days. However, until and when this
Supervised Release Term is over, he spits on the
sidewalk, we are not going to get any more hearings. He
is going away for three years.
Finally, all of this is consistent with the written order, which
provided that the 120-days in a community corrections facility was
“a special condition of supervised release.”
Lastly, relying on the Bureau of Prisons’ Judicial Resource
Guide to the Federal Bureau of Prisons 2000 memo, Del Barrio
argues that the district court had authority to impose the 120-day
confinement as a term of imprisonment. Del Barrio fails to cite
any case law suggesting that time served in a community
corrections facility is equivalent to time served in imprisonment.
Given the overwhelming evidence that the court considered the 120-
day confinement as a condition of Del Barrio’s supervised release
term, we decline to consider this issue.
III
Accordingly, Del Barrio’s sentence is AFFIRMED.
11
12