University of Incarnate Word and Christopher Carter v. Valerie Redus, Individually, and Robert M. Redus, Individually and as Administrator of the Estate of Robert Cameron Redus

ACCEPTED
04-15-00120-CV
FOURTH COURT OF APPEALS
SAN ANTONIO, TEXAS
4/21/2015 5:57:21 PM
KEITH HOTTLE
CLERK

NO. 04-15-00120-CV

FILED IN
IN THE FOURTH COURT OF APPEALS
4th COURT OF APPEALS
SAN ANTONIO, TEXAS
AT SAN ANTONIO, TEXAS
4/21/2015 5:57:21 PM
KEITH E. HOTTLE
Clerk
UNIVERSITY OF THE INCARNATE WORD,
Defendant--Appellant
v.

VALERIE REDUS, Individually, and ROBERT M. REDUS,
Individually and as Administrator of the Estate of Cameron M. Redus
Plaintiffs—Appellees
_________________________________________________

On appeal from the 150th Judicial District Court
of Bexar County, Texas

APPELLEES’ MOTION TO DISMISS FOR
WANT OF JURISDICTION

Appellees Valerie and Robert M. (“Mickey”) Redus move this Court to

dismiss this interlocutory appeal for want of jurisdiction. Tex. R. Civ. P. 42.3(a).

Defendant and appellant University of the Incarnate Word (“UIW”) filed this

interlocutory appeal after the trial court signed an order denying UIW’s Plea to the

Jurisdiction. This Court lacks subject-matter jurisdiction because UIW is not a

“governmental unit” as defined in Tex. Civ. Prac. & Rem. Code § 101.001(3).

Interlocutory orders are not appealable unless expressly authorized by statute, and

UIW, as a private, non-profit institution of higher education, lacks a statutory basis

for invoking this Court’s appellate jurisdiction.
 INTRODUCTION

Appellees Valerie and Mickey Redus are the parents of Robert Cameron

Redus. Trial court defendant Christopher Carter shot Cameron Redus five times,

killing him in the parking lot at Cameron’s off-campus apartment in Alamo Heights

on December 6, 2013. Appellant UIW employed Carter as an on-duty Campus

Police Officer when he shot Cameron.

Valerie and Mickey Redus sued UIW and Carter on May 6, 2014 for claims

arising from Cameron’s death. C.R. 1. UIW filed its Original Answer on June 2,

2014 and removed the case to federal court. C.R. 22. UIW did not originally raise

a Texas Tort Claims Act affirmative defense but did claim immunity as a

“charitable institution.” C.R. 34. See Tex. Civ. Prac. & Rem Code § 84.003. The

federal court remanded this action to state court on November 25, 2014. C.R. 381.

UIW filed its First Amended Answer on February 13, 2015, adding the Texas

Tort Claims Act as an affirmative defense. C.R. 109. UIW also filed its Plea to the

Jurisdiction, claiming that plaintiffs’ claims are limited by the Texas Tort Claims

Act because UIW—or at least its police department—is a “governmental unit.” C.R.

125. See Tex. Civ. Prac. & Rem. Code § 101.001(3).

The trial court heard UIW’s plea to the jurisdiction on February 26, 2015 and

signed an order denying it on March 2, 2015. C.R. 418. UIW initiated this

interlocutory appeal of the denial on March 3, citing Tex. Civ. Prac. & Rem. Code §

51.014(a)(8) as this Court’s jurisdictional basis. C.R. 419. The trial court has not

made findings of fact despite appellees’ timely requests. Exhibits 1 and 2.
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 MOTION TO DISMISS

I. An appellate court must consider whether it has jurisdiction of an
interlocutory appeal before proceeding to determine the merits.

“[T]he general rule, with a few mostly statutory exceptions, is that an appeal

may be taken only from a final judgment.” Lehmann v. Har-Con Corp., 39 S.W.3d

191, 195 (Tex. 2001); see also Tex. Civ. Prac. & Rem. Code § 51.012 (“a person may

take an appeal…from a final judgment of the district or county court.”) An

interlocutory order is appealable “only if a statute explicitly provides appellate

jurisdiction.” Stary v. DeBord, 967 S.W.2d 352, 352-353 (Tex. 1998).

An appellate court has no basis to issue an opinion about the merits of an

interlocutory appeal if it lacks jurisdiction. Id. at 354. See also, Herrera v. Texas

Department of Family and Protective Services, 2007 WL 2044580 (Tex.App.—

San Antonio 2007, no pet.)(per curiam). An appellate court should determine its

jurisdiction to consider the interlocutory appeal before reaching the merits.

Minton v. Gunn, 355 S.W.3d 634, 639 (Tex. 2011).

Courts narrowly construe statutes authorizing interlocutory appeals because

they are a “narrow exception to the general rule that only final judgments are

appealable.” City of Houston v. Estate of Jones, 388 S.W.3d 663, 666 (Tex.

2012)(per curiam). UIW appears to present an issue no other private institution of

higher education has raised: Can a private university can claim both “charitable

immunity” and “governmental unit” status?

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 Two appellate courts held they lacked jurisdiction over interlocutory appeals

by police officers employed by private institutions like UIW because the officers

were are not “an officer or employee of the state or a political subdivision of the

state” under § 51.014(a)(5). Rice Univ. v. Rafaey, 413 S.W.3d 667, 661 (Tex.App.—

Houston [14th Dist.] 2013, pet. filed); and Methodist Hosp. v. Miller, 405 S.W.3d

101 112 (Tex.App.-Dallas 2012, no pet.). The Rice court noted that Rice University

did not claim any other jurisdictional basis for the interlocutory appeal. Id. at 671.

In its attempt to avoid these decisions, UIW attempts to claim “governmental unit”

status for itself. See Tex. Civ. Prac. & Rem. Code § 51.014(a)(8).

II. This Court lacks subject matter jurisdiction of the denial of UIW’s
plea to the jurisdiction because UIW is not a “governmental unit”
as defined by Tex. Civ. Prac. & Rem. Code § 101.001(3).

An interlocutory appeal is not allowed following the grant or denial of a plea

to the jurisdiction unless the plea is made by a “governmental unit.” See Critical

Air Medicine, Inc. v. Shepard, 2005 WL 3533130 (Tex.App.—San Antonio 2005,

no pet.)(dismissing interlocutory appeal filed under § 51.014(a)(8) by private

corporation); Mobil Oil Corp. v. Shores, 128 S.W.3d 718, 721 (Tex.App.-Fort Worth

2004, no pet.) (same); Cantu Services, v. United Freedom Associates, Inc. 329

S.W.3d 58, 64 (Tex. App.—El Paso 2010, no pet.).

This Court noted in Critical Air:

It is undisputed that Critical Air is a private corporation and not an
agency of state government, a political subdivision of the state, or an
institution, agency or organ of government whose status and authority
is derived from state law.

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Id. at *2. Similarly, it is undisputed that UIW is a private university and not a state

government agency. This Court should dismiss this appeal.

III. Neither UIW nor its Campus Police is not a “governmental unit”
under the Texas Tort Claims Act.

UIW expressly seeks the protections of the Texas Tort Claims Act as a

“governmental unit.” C.R. at 120 (UIW’s First Amended Answer at ¶ 63-64). UIW

argues that its police department draws its right to exist from a statute (Tex. Educ.

Code § 51.212) and that the department and its officers are licensed by the Texas

Commission on Law Enforcement, a “regulatory state agency.” Id. UIW, in its

appellate brief, cites no case law holding that any part of a private university is a

“governmental unit.”

A. No Texas court has ever held that a private institution is a
“governmental unit” in the absence of a specific statute and
government funding of the service at issue.

No Texas court has ever held that a private, non-profit institution of higher

education is a “governmental unit” in the absence of a statute defining the

institution and its actions as such. In Klein v. Hernandez, 315, S.W.2d 1, 2 (Tex.

2010), the plaintiff sued Baylor College of Medicine for malpractice by its

physicians at Ben Taub Hospital, a public hospital. The Supreme Court noted that:

Baylor [College of Medicine] is a private, non-profit medical school,
but is also a ‘supported medical school,’ which means that it has
contracts with the Texas Higher Education Coordinating Board and
receives state funding specifically allocated for training physicians
who provide medical care at public hospitals such as Ben Taub.

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The Court noted that private medical school derived its status as a “governmental

unit” from Tex. Health & Safety Code § 312.006(a), which defines Baylor as a

“governmental unit” when its doctors are working at public hospitals. Id. at 8.

In contrast to the Baylor College of Medicine, UIW has no claim to a contract

with a state agency, to receiving state funding, or to a statute defining any part of

the university as a “governmental unit.” UIW does not even address the

implications of the Texas Supreme Court’s Klein holding, choosing instead to rely

almost completely on LTTS Charter School, Inc. v. C2 Construction, Inc., 342

S.W.3d 73 (Tex. 2011). See Appellant’s Brief at 24-26.

The Supreme Court, in LTTS Charter School, held that an open-enrollment

charter school operated as part of the public school system is a “governmental

unit.” Id. at 76. The Supreme Court’s opinion drew a vigorous dissent (id. at 82),

and the case is easily distinguishable from UIW’s claims. Charter schools by statute

are “part of the public school system” which bears “the primary responsibility for

implementing the state's system of public education.” Id. at 82. Charter schools

receive government funding and operate within the Texas public school testing

system. Id. at 74.

UIW, by contrast, has specifically and purposely chosen to operate outside

Texas’ system of public higher education. See Tex. Educ. Code § 61.003, with

definitions of “public senior college or university” and “private or independent

institution of higher education.” UIW identifies itself as:

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 an incorporated charitable institution created and sponsored by the
Sisters of Charity of the Incarnate Word, a Catholic order of nuns. The
Sisters established the school in 1881, devoted to providing education
without private gain. The UIW is a charitable institution under both
Texas and Federal law.

C.R. 109. State and private institutions of higher education have different enabling

statutes for establishing campus police departments. Compare Tex. Educ. Code

§ 51.203 (state) and § 51.212 (private).

UIW also cites Zacharie v. City of San Antonio by and through San Antonio

Water System Board of Trustees, 952 S.W.2d 56, 59 (Tex.App.—San Antonio 1997,

no writ) and City of Leon Valley Economic Development Corporation v. Little, 422

S.W.3d S.W.3d 37, 40 (Tex.App.—San Antonio 2013, no pet.) as supporting its

argument. Both cases are distinguishable. In Zacharie, this Court held that San

Antonio’s Water System was a city agent and thus entitled to immunity.

In Leon Valley, this Court held that an economic development corporation’s

(“EDC”) statutory designation as a “governmental unit” under Tex. Loc. Gov. Code

§ 505.106(b) did not protect it from contractual liability, although the status did

authorized the EDC to file an interlocutory appeal. In allowing the interlocutory

appeal to proceed, this Court followed the EDC’s enabling statute: “For purposes

of Chapter 101, Civil Practice and Remedies Code, a Type B corporation is a

governmental unit and the corporation’s actions are governmental functions.”

Tex. Loc. Gov. Code § 505.106(b). Neither this Court nor any other Texas court has

held that that a private institution is a governmental unit in the absence of a

specific statute and government funding of the services at issue.
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 B. That a statute authorizes UIW to establish a Campus Police
Department does not make the UIW Campus Police a
“governmental unit.”

Section 101.001(3)(D) of the Civil Practices and Remedies Code defines a

“governmental unit” as

any other institution, agency, or organ of government the status and
authority of which are derived from the Constitution of Texas or from
laws passed by the legislature under the constitution.

UIW argues that a Texas statute—Tex. Educ. Code § 51.212—authorizes the

creation of UIW’s police department, that its officers are licensed by a state agency,

and that they enforce state law. Appellant’s Brief at 17-24.

So, UIW’s argument goes, the UIW Campus Police Department is an

“institution, agency, or organ of government the…authority of which [is] derived

from…laws passed by the legislature.” The argument proves too much ignoring the

fact that UIW as private university is not an “institution, agency, or organ of

government.”

The only case applying this statute to any extent is LTTS Charter School,

Inc., 342 S.W.3d at 80. The Supreme Court held only that § 101.001(3)(D) does not

require a statute specifically establishing the government agency. The Court’s

holding, however, is primarily based on Tex. Educ. Code § 12.105: “An open-

enrollment charter school is part of the public school system” and the public

schools are governmental units. See §101.001(3)(B).

UIW’s argument misinterprets §101.001(3)(D). According to the Supreme

Court, an “open-enrollment charter school” is an “institution, agency, or organ of
8
government” because it is “part of the public school system.” Id. at 82. Unlike open

enrollment public charter schools, UIW has no claim to being part of a “state

institution of higher education” or part of the “field of public higher education.”

See Tex. Educ. Code § 51.203 (enabling statute for police departments at state

universities) and § 61.002 (enabling statute for the Texas Higher Education

Coordinating Board). UIW has specifically chosen to avoid the extensive state

regulation of higher education, such as tuition regulation and degree offerings. See

Tex. Educ. Code Title 3 generally.

Textually—as the statute requires—UIW cannot establish that it is a

governmental “institution, agency, or organ.” See Tex. Civ. Prac. & Rem. Code

§ 101.001(3)(D). Merely being an “institution, agency, or organ” whose existence is

enabled by a statute and governed by a state agency does make the “institution,

agency, or organ” a “governmental unit.”

For example, Texas lawyers draw their right to practice law in Texas courts

and to form law firms from the State Bar of Texas, “a public corporation and an

administrative agency of the judicial department of government.” See Tex. Govt.

Code § 81.011. Only persons licensed by the State Bar of Texas can be employed as

lawyers in law firms.

Texas barbers draw their authority to “perform any act of barbering” from

Tex. Occ. Code § 1601.251 and Texas barbershops draw their authority to exist from

Tex. Occ. Code § 1601.301. Barbers and barbershops are governed by a state

licensing agency, the Texas Department of Licensing and Regulation (“TDLR”), a
9
“regulatory state agency,” pursuant to administrative rules. See Tex. Admin. Code

§ 82.1, et seq. Neither barbers nor barbershops are turned into a “governmental

unit” by these statutes.

The same could be said for numerous other respectable occupations. But

neither barbershops nor law firms are entitled to call themselves “governmental

units” and claim the immunities of the TTCA when sued in tort.

C. Allowing UIW’s campus police to enforce state and
municipal law in limited circumstances does not turn UIW
or its police department into a “governmental unit.”

UIW argues that the authority of its Campus Police and the individually

licensed officer to enforce state law bolsters its claim to be a “governmental unit.”

See Appellant’s Brief at 19-23. The truth, however, is that any person can enforce

a good portion of Texas criminal law without a TCOLE license.

Article 14.01(a) of the Code of Criminal Procedure allows:

A peace officer or any other person, may, without a warrant, arrest an
offender when the offense is committed in his presence or within his
view, if the offense is one classed as a felony or as an offense against
the public peace.

The statute grants both peace officers and private citizens the same rights of

warrantless arrest for the two broadly defined categories of crimes. See Office of

the Attorney General, Texas, Opinion No. MW-537, Dec. 22, 1987 (citing

Alexander v. United States, 390 F.2d 101 (5th Cir. 1968); Romo v. State, 577

S.W.2d 251 (Tex. Crim. App. 1979); Woods v. State, 213 S.W.2d 685 (Tex. Crim.

10
App. 1948) (“Any individual may make a ‘citizen’s arrest’ under that provision,

provided that all applicable legal requirements are met.”)

No Texas court has ever held that a statute authorizing a private entity to

enforce state law makes that entity an “institution, agency, or organ of

government” for purposes of the Texas Tort Claims Act. See Tex. Code of Crim.

Proc. § 2.12 for an extended list of 36 types of peace officers and § 14.03 for the

authority given to the officers. UIW Campus Police are “officers commissioned

under… Subchapter E, Chapter 51, Education Code.” Tex. Code. Crim. Proc.

§ 2.12(8). The officers’ authority is defined by § 14.03.

In its application for a “law enforcement agency number,” UIW identifies its

“Requesting Governmental Body” as “University of the Incarnate Word.” C.R. 206.

UIW’s Board of Trustees approved a resolution supporting the formation of the

police department. C.R. 350. As noted above, Texas law gives “governing boards of

private institutions of higher education” the authority “to employ and commission

police officers.” Tex. Educ. Code § 51.212. Nothing about this process turns UIW

into a “governmental unit.” UIW’s Campus Police Department receives no

government funding and has no contract with any government agency.

The cases UIW cites in the appellate brief do not support its argument; they

instead hold that private entities subject themselves to Constitutional violations by

their involvement with governmental functions. Appellant’s Brief at 19-20.

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 For example, in Evans v. Newton, 382 U.S. 296 (1966), the Supreme Court

held that private managers of a public park could not enforce racial segregation in

the park. In Rosborough v. Management & Training Corp., 350 F.3d 459, 461 (5th

Cir. 2003), the Fifth Circuit found that “private prison-management corporations

and their employees may be sued under § 1983 by a prisoner who has suffered a

constitutional injury.” In other words, the cases cited by UIW hold that a private

entity subjects itself to greater, not less, liability by taking on a government

function. This is consistent with the statute providing limited immunity for peace

officers employed by private universities. See Tex. Educ. Code § 51.212(b)(1).

FOR THESE REASONS, appellees Valerie and Mickey Redus move and

respectfully pray that this Court dismiss with ten days’ notice this interlocutory

appeal for want of jurisdiction under Tex. R. App. P. 42.3(a) and grant all other

and further relief to which appellees are entitled.

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Respectfully submitted,

LAW OFFICE OF BRENT C. PERRY, PC

____________________
BRENT C. PERRY
STATE BAR NO. 15799650
800 COMMERCE STREET
HOUSTON, TX 77002
TEL: (713) 334-6628
FAX: (713)237-0415
BRENTPERRY@BRENTPERRYLAW.COM

HERRING LAW FIRM

S/MASON W. HERRING
MASON W. HERRING
STATE BAR NO. 24071746
2727 ALLEN PARKWAY
SUITE 1150
HOUSTON, TEXAS 77019
(832) 500-3170 – TELEPHONE
(832) 500-3172 – FACSIMILE
MHERRING@HERRINGLAWFIRM.COM

THE HERRERA LAW FIRM

S/JORGE A. HERRERA
FRANK HERRERA, JR.
STATE BAR NO. 09531000
FHERRERA@HERRERALAW.COM
JORGE A. HERRERA
STATE BAR NO. 24044242
JHERRERA@HERRERALAW.COM
111 SOLEDAD, SUITE 1900
SAN ANTONIO, TEXAS 78205
TEL: 210.224.1054
FAX: 210.228.0887

ATTORNEYS FOR APPELLEES
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 CERTIFICATE OF SERVICE

I hereby certify that a true and correct copy of the foregoing motion has been
served on the following counsel of record by electronic service in accordance with
Tex. R. App. P. 9.5(e), on April 21, 2015.

Laurence S. Kurth
Matthew Wymer
Beirne, Maynard & Parsons, LLP
112 East Pecan St., Suite 2750
San Antonio, TX 78205
Counsel for Defendant UIW

Robert A. Valadez
Shelton & Valadez
600 Navarro St., Suite 500
San Antonio, TX 78205
Counsel for Defendant Christopher Carter

____________________
BRENT C. PERRY

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 Certificate of Conference

As required by Tex. R. App. P. 10.1(a)(5), I conferred with Matthew Wymer,
counsel for appellant University of the Incarnate Word, about the merits of this
motion, and University of the Incarnate Word opposes this motion.

_________________________
Brent C. Perry

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