2017 IL App (1st) 132884
SIXTH DIVISION
FEBRUARY 10, 2017
No. 1-13-2884
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Cook County.
)
v. ) No. 04 CR 24639
)
DORIAN FAULKNER, ) Honorable
) Thomas V. Gainer,
Defendant-Appellant. ) Judge Presiding.
JUSTICE CUNNINGHAM delivered the judgment of the court, with opinion.
Justices Connors and Harris concurred in the judgment and opinion.
OPINION
¶1 Following a bench trial, the circuit court of Cook County found defendant Dorian
Faulkner guilty of one count of being an armed habitual criminal (AHC) and two counts of
unlawful use or possession of a weapon by a felon (UUWF), and sentenced him to six years of
imprisonment. On direct appeal, he argues that: (1) his AHC conviction should be reversed
because it was predicated on a prior conviction for aggravated unlawful use of a weapon
(AUUW) that was based on a statute found to be unconstitutional and void by People v. Aguilar,
2013 IL 112116; and (2) his AHC and UUWF convictions should be reversed because the State
failed to prove beyond a reasonable doubt that he had constructive possession of the firearm and
ammunition recovered by the police. On August 31, 2015, we issued an opinion affirming the
UUWF convictions but reversing the AHC conviction. People v. Faulkner, 2015 IL App (1st)
132884. In September 2016, our supreme court issued a supervisory order directing us to
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reconsider that judgment in light of its decision in People v. McFadden, 2016 IL 117424. We
now affirm the convictions for both AHC as well as UUWF.
¶2 BACKGROUND
¶3 On July 14, 2012, Chicago police officers conducted a compliance check on the
defendant, who was released on parole 1 for an unrelated crime. At the defendant’s residence at
5210 South Morgan Street, the police recovered a .223-caliber assault rifle and ammunition from
the attic, after which they arrested the defendant. On July 26, 2012, the defendant was charged
with one count of being an AHC (count I) and two counts of UUWF (counts II and III). The
AHC charge was predicated upon his two prior convictions for AUUW under case number 08
CR 0981001 and manufacture/delivery of a controlled substance under case number 09 CR
0948301.
¶4 On July 16, 2013, a bench trial commenced, during which the State presented two
witnesses. Parole Officer Jack Tweedle testified that at about 8:30 a.m. on July 14, 2012, he and
Officer Jim Hollenback, with the assistance of four other officers, conducted a parole compliance
check at the defendant’s residence. He described the residence as a two-story, single-family
home. Officer Tweedle testified that the purpose of the compliance check was to verify that the
defendant was complying with the conditions of his parole contract. The officers knocked on the
door multiple times, and the defendant took about five minutes to answer it. The defendant was
alone at the time he answered the door. After entering the residence, Officer Tweedle found
about three grams of cannabis in plain view on a coffee table in the living room. During the
compliance check, the defendant remained in the living room with Officer Hollenback. Officer
1
The defendant was paroled on the unrelated crime on April 17, 2012. The evidence shows that as
a condition of his release, he was prohibited from possessing a firearm or other dangerous weapons, and
was subject to the search of his person, property and residence.
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Tweedle described the layout of the residence as having a small hallway leading from the front
door to the living room area, a bedroom, a kitchen, and an entry leading to an enclosed back
porch from the rear of the kitchen. Stairs led to the attic via an enclosed back porch. Neither the
entry leading to the enclosed back porch nor the attic had a door. Officer Tweedle went upstairs
and walked through the entire attic, where he found a loaded .223-caliber assault rifle. A box of
.223-caliber bullets was also found. Officer Tweedle testified that nothing obscured his view of
the rifle. The police officers confiscated the assault rifle and the box of ammunition.
¶5 Officer Cary Pozulp 2 testified that he assisted Officer Tweedle with the parole
compliance check. He stated that the officers entered the first floor of the South Morgan Street
residence after climbing a flight of exterior stairs. There was a flight of stairs leading from the
first-floor unit to the attic, which could be accessed by a “closed dwelling” through the kitchen.
There were no locks or doors barring entry from the first floor into the attic. Officer Pozulp met
Officer Tweedle in the attic, where he recovered a .223-caliber assault rifle near the entrance of
the attic. Officer Pozulp did not have to move anything to see the assault rifle, which was only
partially covered by a wooden board. The assault rifle was loaded with one round in the chamber
and had over 40 live rounds in the magazine. Officer Tweedle then alerted Officer Pozulp to a
nearby box of .223-caliber ammunition, which contained an additional 43 rounds of ammunition.
Officer Pozulp testified that, aside from the defendant and the police officers, no one else was
present in the first-floor unit or in the attic at the time of the compliance check. He stated that the
officers also recovered about three bags of cannabis from the living room. The defendant was
read his Miranda rights and taken into police custody. At the police station, Officer Pozulp and
Sergeant Dedore interviewed the defendant. When Officer Pozulp asked the defendant about the
2
It is unclear whether Officer Pozulp’s first name is spelled correctly in the transcript.
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assault rifle, he replied that “the hood’s crazy, we’re at war with these GDs out here,” and that
“I’m not worried about that, and my lawyer will handle this.” On cross-examination, Officer
Pozulp noted that, during police interrogation, the defendant neither stated that the assault rifle
belonged to him nor that it was used “for protection.” However, Officer Polzup answered
affirmatively when defense counsel asked whether the defendant had told the police to “go ahead
and charge me with that gun. My lawyer got this.”
¶6 At the close of the State’s case-in-chief, the State, without objection from the defense,
entered into evidence certified copies of the defendant’s prior felony convictions for AUUW
(case No. 08 CR 0981001) and manufacture/delivery of a controlled substance (case No. 09 CR
0948301). These two prior felony convictions were offered as proof of the requisite predicate
offenses supporting the defendant’s AHC charge. After the State rested, the trial court denied a
defense motion for a directed finding.
¶7 Patricia Faulkner (Patricia) testified as the sole witness for the defense. She testified that
the defendant is her great-nephew and that she had lived at the 5210 South Morgan Street
residence since about 1980. Patricia stated that her siblings, Loretta Faulkner (Loretta) and
Willie Faulkner (Willie), owned the building. Patricia lived in the basement, while the defendant
lived in the first-floor unit. The attic was accessible from the enclosed back porch stairs of the
first-floor unit, and the back porch could be accessed from the backyard. She stated that before
the defendant moved into the residence in April 2012, other family members brought furniture
and items into the apartment and also “tried to clear some things out to make the space better for
him.” Some items in the attic were there before the defendant moved into the residence. Much of
the furniture inside the first-floor unit belonged to other family members. Patricia testified that
there were three copies of the key to the residence, which were held by her and her siblings,
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Loretta and Willie. Loretta’s key, however, was not “cut properly” and she no longer possessed
it. At trial, Patricia also identified numerous bills and mailings that were addressed to different
family members at the 5210 South Morgan Street location. She testified that she did not see the
defendant bring a gun into the home in April 2012, nor did he ever tell her that he had a gun. She
also never observed anyone else bring a gun into the home between April 2012 and July 2012.
On cross-examination, Patricia stated that, at the time the defendant lived in the home, there was
no door separating the attic stairs from the attic. However, the door separating the enclosed back
porch from the backyard had a lock on it. Both she and the defendant had physical access to the
attic. Before the defendant moved in, other family members had lived there from time to time,
but the defendant was the only person living in the first-floor unit at the time of his arrest in the
instant case. Patricia stated that she was not aware that there was a .223-caliber assault rifle and
ammunition in the attic. In order to access the attic from the basement unit where Patricia lived,
she would have had to walk through the laundry room next to her apartment and walk up the
back stairs.
¶8 Following closing arguments, the trial court found the defendant guilty of all charges—
one count of AHC and two counts of UUWF:
“Okay. Yes, this is a case of [ ] constructive possession,
and, yes, other people had access to this building, according to the
testimony of [Patricia], before the [d]efendant moved in. There is
evidence from [Patricia] that people were bringing things into that
[first-floor] unit *** to make the place habitable for the
[d]efendant when he was paroled in April of 2012.
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There is also evidence that the [d]efendant’s grandfather,
who is [Patricia]’s brother, had a key. [Patricia] had a key, and
[Patricia’s] sister, apparently, had a key at some point, but that key
didn’t work anymore—it wasn’t cut right—and it didn’t work.
There are—there’s access to the attic from the floor that the
[d]efendant was living on; there’s access to *** the attic from
[Patricia’s] apartment. [Patricia] testified that she had no idea that
the gun was up there, so it clearly wasn’t her gun, even though she
had access to *** the attic.
I would note, for the record, that [Patricia] had a
tremendous amount of difficulty walking in and out of the
courtroom. She was aided by a cart that is on wheels that also has a
seat which she sat in when she testified. She did not take the two or
three steps up to the witness stand, and I asked her to do that only
because I thought it would be more convenient for her.
In any event, even if she could access the attic herself, in
her condition, she clearly said it wasn’t her gun, though she had no
idea it was up there.
The fact that her brother, the [d]efendant’s grandfather, had
access doesn’t mean he was up there. We need to look at what was
up there. This is a very dangerous weapon that was locked and
loaded and ready to go.
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Now, that alone would not be enough to prove that this
[d]efendant, beyond a reasonable doubt, possessed that weapon.
But when you combine the fact that this thing was up there, locked
and loaded and ready to go, with the statement—and I believe the
police officers because if the police officers were making this up,
the statement from the police officers would have been, he
admitted that that was his weapon, he kept it up there for
protection.
But that’s not what [Officer] Pozulp said. He said, this—
the hood is crazy, we’re at war with these GDs. Which is
tantamount to saying, I need this thing for my protection.
I believe the police officers, I believe that the State has
proven that this [d]efendant possessed that weapon beyond a
reasonable doubt. There is a finding of guilty on all charges.”
¶9 On August 27, 2013, the trial court denied the defendant’s motion for a new trial and
sentenced him to six years of imprisonment. 3 On that same day, the defendant filed a timely
notice of appeal. In that appeal, the defendant challenged whether the State established the
necessary predicate offenses to support the AHC conviction beyond a reasonable doubt. The
basis of that argument was that his AHC conviction had been predicated, in part, on a prior 2008
conviction for AUUW for violating a statutory provision subsequently found to be
unconstitutional. See People v. Aguilar, 2013 IL 112116 (concluding that the Class 4 version of
the AUUW statute (720 ILCS 5/24-1.6(a)(1), (a)(3)(A), (d) (West 2008)) violated the right to
3
The trial court found that counts II and III merged with count I.
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bear arms under the second amendment of the United States Constitution.) In turn, he argued that
the 2008 AUUW conviction was void and thus could not serve as one of the two predicate
convictions necessary to support the AHC offense. 4 Separately, the defendant’s appeal
challenged whether the State established beyond a reasonable doubt that the defendant possessed
the assault rifle and ammunition that were recovered from the attic by the police.
¶ 10 On August 31, 2015, we issued an opinion in which we agreed with the defendant that, in
light of Aguilar, the 2008 AUUW conviction could not support the subsequent AHC conviction.
We reasoned:
“Because the defendant’s prior conviction for AUUW was based
on a statute that was found to be unconstitutional and void ab initio
in Aguilar, we cannot allow it to stand as a predicate offense for
the defendant’s armed habitual criminal conviction in the instant
case. Thus, we find that the State was required to, but could not,
prove beyond a reasonable doubt an element of the offense of
armed habitual criminal, where the statute underlying the AUUW
conviction was found to be unconstitutional and, thus, the
conviction cannot serve as a predicate offense for any charge.”
Faulkner, 2015 IL App (1st) 132884, ¶ 20.
Separately, our opinion affirmed the defendant’s UUWF convictions, as we agreed with the State
that it had offered sufficient evidence of the element of possession.
4
The parties do not dispute that the defendant’s prior 2009 felony conviction for
manufacture/delivery of a controlled substance (case No. 09 CR 0948301) satisfied one of two qualifying
offenses under the AHC statute. Rather, they disagree on whether his 2008 felony conviction for AUUW
satisfied the second of the two qualifying offenses under the statute.
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¶ 11 On September 28, 2016, our supreme court entered a supervisory order, directing us to
reconsider our judgment in light of People v. McFadden, 2016 IL 117424. Our August 31, 2015
opinion was withdrawn in light of the supervisory order. We then allowed the parties to file
supplemental briefing with respect to the impact of McFadden before issuing this opinion.
¶ 12 ANALYSIS
¶ 13 We note that we have jurisdiction because the defendant filed a timely notice of appeal.
¶ 14 We now review (1) whether, in light of our supreme court’s McFadden decision, the
State established the predicate offenses necessary to sustain a conviction for the AHC offense
and (2) whether the State offered sufficient evidence of constructive possession to support the
AHC and UUWF convictions.
¶ 15 We first conclude that, in light of our supreme court’s judgment in McFadden, the
defendant’s 2008 AUUW conviction could, in fact, serve as a predicate conviction for the AHC
conviction.
¶ 16 McFadden concerned a direct appeal from a UUWF conviction, based on the defendant’s
possession of a firearm at a time when he had previously been convicted of AUUW. As in this
case, the McFadden defendant’s prior AUUW conviction was based on the same AUUW
statutory provision found to be unconstitutional by our supreme court’s decision in Aguilar.
McFadden, 2016 IL 117424, ¶ 1. Similar to the defendant’s argument regarding his AHC charge
in this case, the defendant in McFadden argued that Aguilar’s holding prevented the State’s use
of the prior AUUW conviction to serve as a predicate offense for the UUWF charge. Id. ¶ 8.
¶ 17 Our appellate court agreed with the McFadden defendant and vacated the defendant’s
UUWF conviction on the basis of Aguilar. People v. McFadden, 2014 IL App (1st) 102939.
However, our supreme court reversed, reasoning that the defendant’s felon status was unaffected
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by Aguilar and that, unless the prior conviction was vacated, the prior felony conviction
precluded the defendant from legally possessing a firearm. McFadden, 2016 IL 117424, ¶ 31
(“Although Aguilar may provide a basis for vacating defendant’s prior 2002 AUUW conviction,
Aguilar did not automatically overturn that judgment of conviction. Thus, at the time defendant
committed the UUW by a felon offense, defendant had a judgment of conviction that had not
been vacated and that made it unlawful for him to possess firearms.”).
¶ 18 Our supreme court in McFadden relied largely on the United States Supreme Court’s
holding “that under a federal felon-in-possession-of-a-firearm statute, a constitutionally infirm
prior felony conviction could be used by the government as the predicate felony.” Id. ¶ 22 (citing
Lewis v. United States, 445 U.S. 55, 65 (1980)). McFadden approvingly cited Lewis’ reasoning
in holding that an AUUW conviction subject to vacatur under Aguilar may still serve as a
predicate for a UUWF conviction.
¶ 19 The federal statute at issue in Lewis criminalized the possession of a firearm by “any
person who has been convicted by a court of the United States or of a State *** of a felony.”
(Internal quotation marks omitted.) 445 U.S. at 60. The defendant in Lewis had a prior felony
conviction from a state court case in which he was unrepresented by counsel. Id. at 57. The
Lewis court recognized that a conviction without the benefit of counsel was unconstitutional
under the Sixth and Fourteenth Amendments. Id. at 59.
¶ 20 Despite the constitutional infirmity of the prior conviction, the United States Supreme
Court nonetheless held that the prior felony subjected the defendant to liability under the felon-
in-possession statute. The court reasoned that “Nothing on the face of the statute suggests a
congressional intent to limit its coverage to persons [whose convictions are not subject to
collateral attack]” and that “its plain meaning is that the fact of a felony conviction imposes a
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firearm disability until the conviction is vacated or the felon is relieved of his disability by some
affirmative action.” (Internal quotation marks omitted.) Id. at 60-61.
¶ 21 The McFadden decision recognized that “under Lewis and its progeny, the fact of a
felony conviction without any intervening vacatur or other affirmative action to nullify the
conviction triggers the firearms disability.” McFadden, 2016 IL 117424, ¶ 24. McFadden applied
the reasoning from Lewis to the UUWF statute, which prohibited possession of a firearm, by any
person “ ‘if the person has been convicted of a felony under the laws of this State or any other
jurisdiction.’ ” Id. ¶ 27 (quoting 720 ILCS 5/24-1.1(a) (West 2008)). The McFadden court
reasoned that the UUWF statute “requires the State to prove only the defendant’s felon status”
and did not suggest “any intent to limit the language to only those persons whose prior felon
convictions are not later subject to vacatur.” Id. The McFadden court further reasoned that the
language of the UUWF statute, as with the federal statute at issue in Lewis, was “ ‘consistent
with the common-sense notion that a disability based upon one’s status as a convicted felon
should cease only when the conviction upon which that status depends has been vacated’ ” (id.
¶ 29 quoting Lewis, 445 U.S. at 61 n.5) and “it is immaterial whether the predicate conviction
‘ultimately might turn out to be invalid for any reason.’ ” Id. (quoting Lewis, 445 U.S. at 62).
McFadden concluded that “The UUW by a felon offense is a status offense, and the General
Assembly intended that a defendant must clear his felon status before obtaining a firearm.” Id.
¶ 22 In his supplemental briefing, the defendant raises two arguments attempting to
distinguish McFadden from the present case, which concern the use of the same prior AUUW
felony as a predicate for the AHC offense. However, we find that our court has previously
considered and rejected these arguments in People v. Perkins, 2016 IL App (1st) 150889, which
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found McFadden applied to sustain an AHC conviction premised on the same predicate AUUW
offense at issue.
¶ 23 First, the defendant contends that the holding of McFadden was limited to the UUWF
offense and does not apply to support a conviction for AHC based on the form of AUUW
invalidated by Aguilar. The defendant attempts to distinguish the offenses so as to categorize
UUWF as a “status”-based offense but AHC as a “conduct”-based offense. The defendant argues
that “[t]he UUWF statute at issue in McFadden merely requires proof of the defendant’s felony
status—based on any prior felony—to obtain a conviction.” See 720 ILCS 5/24-1.1(a) (West
2014) (prohibiting possession of a firearm by any person “if the person has been convicted of a
felony under the laws of this State or any other jurisdiction.”) He argues that this “generic ‘felon
status’ principle” was the basis for McFadden’s holding “that a prior conviction under an
unconstitutional statute could serve as a predicate offense for UUWF.”
¶ 24 In contrast, the defendant argues, an AHC conviction requires the State to “present
evidence of at least two prior offenses from a carefully-considered list” that “represents the entire
universe of criminal behavior that the legislature deemed worthy of a Class X conviction and
sentence for ACH.” See 720 ILCS 5/24-1.7(a)(1)-(3) (West 2012). 5 Thus, he argues that the
5
The AHC statute provides, in pertinent part, the following:
“(a) A person commits the offense of being an armed habitual criminal if
he or she receives, sells, possesses, or transfers any firearm after having
been convicted a total of 2 or more times of any combination of the
following offenses:
(1) a forcible felony as defined in Section 2-8 of this Code;
(2) unlawful use of a weapon by a felon; aggravated unlawful
use of a weapon; *** or
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AHC statute does not create a “broad sweeping firearm disability” for any prior felony
conviction, as in the case of the UUWF statute in McFadden, or the federal felon-in-possession
statute at issue in Lewis. In his reply brief, he further attempts to distinguish the UUWF offense
from the AHC offense by arguing that “AHC is a recidivist offense” and that “invalid prior
convictions cannot be used *** to prove the prior-felon element of a recidivist statute.” He thus
argues that “Lewis and McFadden are based on findings of legislative intent that do not apply to
the AHC statute.”
¶ 25 We reject the defendant’s attempts to distinguish McFadden as inapplicable to the AHC
offense. Notably, our court rejected a similar argument in People v. Perkins, 2016 IL App (1st)
150889, in which we held, pursuant to our supreme court’s decision in McFadden, that a prior
conviction for the form of AUUW invalidated by Aguilar may serve as a predicate for an AHC
conviction. In Perkins, the defendant asserted that McFadden’s reasoning was limited to the
offense of UUWF because “UUWF impose[d] a ‘status-based disability’ that precludes any
convicted felon from possessing a firearm” whereas “the offense of armed habitual criminal
requires the State to prove that the defendant was convicted of specific enumerated offenses.” Id.
¶ 6. The Perkins defendant thus argued that UUWF imposed a “status-based disability” whereas
the AHC conviction “imposes a conduct-based disability *** based on a defendant’s commission
of specific acts.” Id. The Perkins defendant proceeded to argue that “because the conduct of
which he was previously convicted—possession of a firearm—was constitutionally protected, it
(3) any violation of the Illinois Controlled Substances Act or the
Cannabis Control Act that is punishable as a Class 3 felony or higher.”
720 ILCS 5/24-1.7 (West 2012).
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cannot serve as a predicate for his armed habitual criminal conviction.” (Emphasis in original.)
Id.
¶ 26 Our court in Perkins rejected this attempt to differentiate the UUWF offense from the
AHC offense as “a distinction without a difference.” Id. ¶ 7. We explained:
“In order to sustain its burden to prove that defendant is an armed
habitual criminal, the State need only prove the fact of the prior
convictions of enumerated offenses [citations], just as the State
need only prove the fact of a prior felony conviction to support a
UUWF conviction. Nothing in the armed habitual criminal statute
requires a court to examine a defendant’s underlying conduct in
commission of the enumerated offenses in order to find that the
State has sustained its burden of proof. And because here, as in
McFadden, Perkins’ prior convictions had not been vacated prior
to his armed habitual criminal conviction, they could properly
serve as predicates for that conviction.” Id.
¶ 27 The same reasoning from Perkins applies to the defendant’s attempt to distinguish the
AHC statute in this case. Thus, we reject the defendant’s first argument raised in opposition to
the application of McFadden to support the AHC offense in this case.
¶ 28 The second argument raised by the defendant to oppose the application of McFadden has
also been rejected by our court. Specifically, the defendant asserts that United States Supreme
Court precedent, including Montgomery v. Louisiana, 577 U.S. ___, 136 S. Ct. 718 (2016) and
Ex parte Siebold, 100 U.S. 371 (1880), precludes the use of a prior conviction, premised on a
statute later held unconstitutional, as a predicate for the AHC offense. The defendant urges that
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because the McFadden decision of our supreme court “did not address” this authority from the
United States Supreme Court, we are “not bound by McFadden.”
¶ 29 In Montgomery, the United States Supreme Court held that the prohibition against
mandatory life sentences without parole for juvenile offenders was a substantive rule of
constitutional law entitled to retroactive effect. 577 U.S. at ___, 136 S. Ct. at 734. In so holding,
the United States Supreme Court recognized: “A conviction or sentence imposed in violation of a
substantive rule is *** void. See Siebold, 100 U.S. at 376. It follows *** that a court has no
authority to leave in place a conviction or sentence that violates a substantive rule, regardless of
whether the conviction or sentence became final before the rule was announced.” Id. at 731.
¶ 30 The defendant asserts that Montgomery and other United States Supreme Court precedent
prevents “States from ever punishing a citizen, whether directly or collaterally, based on a law
that is facially unconstitutional.” He asserts that our supreme court’s decision in McFadden
violates this principle by permitting the State to use an unconstitutional conviction for AUUW to
support a conviction for UUWF. He argues that, under Montgomery, the State “cannot give legal
effect to a conviction under a facially unconstitutional criminal statute,” which will result if his
prior AUUW conviction is allowed to support his AHC conviction. In other words, he argues
that we cannot follow the reasoning of our supreme court in McFadden because it runs afoul of
United States Supreme Court precedent.
¶ 31 Again, we note that this argument was addressed and rejected by our court in Perkins,
which upheld an AHC conviction predicated on the form of AUUW invalidated by Aguilar.
Perkins, 2016 IL App (1st) 150889, ¶¶ 8-9. In Perkins, the defendant similarly argued that,
pursuant to Montgomery, Aguilar was entitled to “retroactive effect and that the State’s reliance
on his prior UUWF and AUUW conviction violates Montgomery’s central premise: ‘There is no
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grandfather clause that permits States to enforce punishment the Constitution forbids.’ ” Id. ¶ 8.
(quoting Montgomery, 577 U.S. at ___, 136 S. Ct. at 731).
¶ 32 However, our court rejected the argument (repeated by the defendant in this case) that our
supreme court’s decision in McFadden had ignored or violated Montgomery:
“Perkins contends that our supreme court ‘ignored’ the
decision in Montgomery. But as the State points out, prior to oral
argument in McFadden, counsel sought and was granted leave to
cite Montgomery as additional authority. In that motion, counsel
advanced the same arguments presented here. In response, the
State argued, as it does here, that Montgomery posed no
constitutional impediment to affirmance of the defendant’s UUWF
conviction given that defendant was not seeking to vacate his prior
conviction ***, but instead was challenging his status as a
convicted felon at the time of his trial. The State argued that in this
context, Lewis v. United States, 445 U.S. 55, 60-62 (1980), which
held that a defendant’s failure to vacate a prior felony conviction
on grounds that it was unconstitutional was fatal to a challenge to a
felon-in-possession conviction, controlled. We agree with the
State.
At the time of Perkins’ armed habitual criminal conviction
he had prior UUWF and AUUW convictions. Because those
convictions had not been vacated at the time Perkins possessed a
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firearm ***, they could properly serve as the predicates for his
armed habitual criminal conviction.” Id. ¶¶ 9-10.
¶ 33 The same reasoning from Perkins applies to support the defendant’s AHC conviction in
this case. At the time of the defendant’s AHC conviction, he had two prior convictions, including
an AUUW conviction, that were qualifying predicate offenses under the AHC statute. As those
convictions had not been vacated at the time of the defendant’s arrest in July 2012, they could
properly serve as the predicates for his AHC conviction. In light of the foregoing, we conclude
that, pursuant to McFadden and Perkins, the defendant’s AHC conviction could be predicated on
his prior conviction for AUUW, notwithstanding that the prior conviction stemmed from the
statutory provision later held unconstitutional in Aguilar.
¶ 34 We now turn to the defendant’s separate argument, that his AHC and UUWF convictions
should be reversed because the State failed to prove beyond a reasonable doubt that he had
constructive possession of the firearm and ammunition recovered by the police.
¶ 35 When the sufficiency of the evidence is challenged on appeal, we must determine
“ ‘whether, after viewing the evidence in the light most favorable to the [State], any rational trier
of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ”
(Emphasis in original.) People v. Graham, 392 Ill. App. 3d 1001, 1008-09 (2009) (quoting
Jackson v. Virginia, 443 U.S. 307, 319 (1979)). A reviewing court affords great deference to the
trier of fact and does not retry the defendant on appeal. People v. Smith, 318 Ill. App. 3d 64, 73
(2000). It is within the province of the trier of fact “to assess the credibility of the witnesses,
determine the appropriate weight of the testimony, and resolve conflicts or inconsistencies in the
evidence.” Graham, 392 Ill. App. 3d at 1009. The trier of fact is not required to accept any
possible explanation compatible with the defendant’s innocence and elevate it to the status of
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reasonable doubt. People v. Siguenza-Brito, 235 Ill. 2d 213, 229 (2009). A reviewing court will
not substitute its judgment for that of the trier of fact. People v. Sutherland, 223 Ill. 2d 187, 242
(2006). A reviewing court must allow all reasonable inferences from the record in favor of the
State. People v. Cunningham, 212 Ill. 2d 274, 280 (2004). A criminal conviction will not be
reversed “unless the evidence is so improbable or unsatisfactory that it creates a reasonable doubt
as to the defendant’s guilt.” Graham, 392 Ill. App. 3d at 1009.
¶ 36 The defendant argues that the State failed to prove beyond a reasonable doubt that he had
constructive possession of the assault rifle and ammunition that were found in the attic of the
home, where he had been living in the first-floor unit for a short time; the apartment unit
contained other family members’ possessions that had been moved and stored in the attic to
make room for him; others had lived there before him; other family members received mail there
and had keys to the unit; and he did not admit to owning the contraband.
¶ 37 The State counters that the evidence established beyond a reasonable doubt that the
defendant possessed the assault rifle and ammunition, which satisfied the element of possession
supporting both his convictions for AHC and UUWF. The State specifically argues that the
defendant was proven to have constructive possession of the assault rifle and ammunition in his
attic where the evidence showed that he had knowledge of the weapon’s presence and had
exclusive control over the area where the weapon was located.
¶ 38 A person commits the AHC offense if he possesses a firearm after having been convicted
of two or more enumerated predicate offenses. See 720 ILCS 5/24-1.7 (West 2012). A person
commits the offense of UUWF if he possesses a firearm or firearm ammunition after having been
convicted of a prior felony. See 720 ILCS 5/24-1.1(a) (West 2012).
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¶ 39 “Knowing possession” can be either actual or constructive. People v. Brown, 327 Ill.
App. 3d 816, 824 (2002). Because the defendant was not found in actual possession of the
assault rifle, the State had to prove that he constructively possessed it. See People v. McCarter,
339 Ill. App. 3d 876, 879 (2003). To establish constructive possession, the State must prove that
the defendant: (1) had knowledge of the presence of the weapon and (2) exercised immediate and
exclusive control over the area where the weapon was found. Id. “Evidence of constructive
possession is often entirely circumstantial.” (Internal quotation marks omitted.) Id. “Knowledge
may be proven by evidence of a defendant’s acts, declarations or conduct from which it can be
inferred he knew the contraband existed in the place where it was found.” People v. Ross, 407 Ill.
App. 3d 931, 936 (2011). “Control is established when a person has the ‘intent and capability to
maintain control and dominion’ over an item, even if he lacks personal present dominion over
it.” People v. Spencer, 2012 IL App (1st) 102094, ¶ 17 (quoting People v. Frieberg, 147 Ill. 2d
326, 361 (1992)). Control over the area where the contraband was found gives rise to an
inference that the defendant possessed the contraband. See McCarter, 339 Ill. App. 3d at 879.
“Knowledge and possession are questions of fact to be resolved by the trier of fact, whose
findings should not be disturbed upon review unless the evidence is so unbelievable, improbable,
or palpably contrary to the verdict that it creates a reasonable doubt of guilt.” People v. Luckett,
273 Ill. App. 3d 1023, 1033 (1995).
¶ 40 Viewing the evidence in a light most favorable to the State, a trier of fact could find that
the defendant had constructive possession over the assault rifle and ammunition. The evidence
shows that on July 14, 2012, Officer Tweedle found an assault rifle and ammunition in the attic
of the defendant’s home. The first-floor unit, where the defendant lived, had stairs leading to the
attic from the enclosed back porch. The enclosed back porch was accessible from the rear of the
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kitchen. Neither the entry leading to the enclosed back porch nor the attic had a door. According
to Officer Tweedle, the assault rifle was loaded and found along with a box of .223-caliber
bullets nearby. Both Officers Tweedle and Pozulp testified that nothing obscured their view of
the assault rifle, which was located near the entrance of the attic. At the time of the parole
compliance check, the defendant was alone in the first-floor unit. The defendant’s great-aunt,
Patricia, testified that the defendant was the only person living in the first-floor unit at the time of
his arrest and that Patricia lived in the basement unit of the residence. Evidence was also
presented to the trial court that when asked about the assault rifle during police interrogation, the
defendant remarked that, “the hood’s crazy, we’re at war with these GDs out here” and that “I’m
not worried about that, and my lawyer will handle this.” On cross-examination, Officer Pozulp
confirmed that the defendant had told the police during interrogation to “go ahead and charge me
with that gun.”
¶ 41 Given this evidence, we find that the trier of fact could reasonably have concluded that
the defendant had knowledge of the presence of the weapon and maintained control over the area
where the contraband was found. When questioned about the recovered assault rifle during
police interrogation, the defendant neither registered surprise as to its existence nor made any
attempt to deny his ownership of the weapon. Instead, he responded to police inquiry by making
statements which were tantamount to an explanation as to his need for it—for protection. His
statements, coupled with corroborating evidence of the weapon’s condition at the time it was
found by the police (loaded with one round in the chamber, 41 live rounds in a banana magazine,
along with an additional 43 rounds of ammunition in a nearby box), gave rise to a reasonable
inference that the defendant had knowledge of the presence of the assault rifle and ammunition.
The defendant now argues that his postarrest statements to the police were ambiguous at best and
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that, “[i]n the absence of any other evidence corroborating [his] constructive possession,” they
were not sufficient to support his convictions beyond a reasonable doubt. He specifically points
out that the State produced no physical evidence such as fingerprints linking him to the assault
rifle or ammunition. We reject this contention. As noted, evidence of constructive possession is
often entirely circumstantial. McCarter, 339 Ill. App. 3d at 879; People v. Stack, 244 Ill. App. 3d
393, 399 (1993) (defendant’s knowledge of the existence of a firearm within his possession may
be inferred from circumstantial evidence). Thus, in viewing the evidence in a light most
favorable to the State, we find that the trial court could reasonably have construed the
defendant’s statements to the police as a tacit confirmation of his knowledge that the weapon
was located in the attic. See Ross, 407 Ill. App. 3d at 936 (“[k]nowledge may be proven by
evidence of a defendant’s acts, declarations or conduct from which it can be inferred he knew the
contraband existed in the place where it was found”); see generally People v. Brown, 327 Ill.
App. 3d 816 (2002) (affirming defendant’s conviction for UUWF based on constructive
possession, where the circumstantial evidence was corroborated by defendant’s statement to the
police about the weapon).
¶ 42 We further find that the evidence presented at trial was sufficient to establish that the
defendant exercised immediate and exclusive control over the attic where the assault rifle and
ammunition were found. Evidence presented at trial showed that the defendant lived alone in the
first-floor unit of the residence at the time of his arrest. The trial court also heard evidence that
the attic, where the assault rifle and ammunition were recovered, was directly accessible from the
defendant’s first-floor unit. Although Patricia testified that both she and the defendant had
physical access to the attic, she stated that she was not aware of the presence of the assault rifle
and the ammunition in the attic. The trial court, as the trier of fact, also noted for the record that
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Patricia “had a tremendous amount of difficulty walking in and out of the court”; that she was
“aided by a cart that is on wheels that also has a seat which she sat in when she testified”; and
that she “did not take the two or three steps up to the witness stand.” Viewing the evidence in a
light most favorable to the State, we find that the trial court could reasonably have concluded
that the defendant exercised exclusive control over the attic where the contraband was found,
where it could reasonably be inferred from the record that the defendant was the only able-
bodied person living at 5210 South Morgan Street who could have climbed the attic stairs and
accessed the attic space in order to place the weapon there.
¶ 43 Nonetheless, the defendant makes a number of arguments claiming that he had no
exclusive control over the attic because others also could have accessed the attic. He points to
Patricia’s testimony that Loretta and Willie each had a key to the residence; that before the
defendant moved into the first-floor unit in April 2012, other family members had brought
furniture and items into the apartment and had also “tried to clear some things out to make the
space better for him”; that some items in the attic were there before the defendant moved into the
residence; and that there was mail that was addressed to different family members at the 5210
South Morgan Street location. We reject this contention. Here, the trial court heard Patricia’s
testimony that Loretta’s key was defective and that Loretta no longer possessed it. Although
evidence was presented at trial that both Patricia and the defendant had access to the attic, it
could not reasonably be concluded that Patricia could have climbed the stairs to the attic on her
own, as noted by the trial court’s findings that she was physically limited. No evidence was
presented to the trial court that Willie, as an owner of the residence, accessed the attic at any
point before or during the defendant’s stay in the first-floor unit. Nor was any evidence presented
to show that different family members, to whom mail was addressed at that location, physically
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came to the residence to pick up their mail. Indeed, the trial court found that the fact that there
was mail addressed to different family members at the 5210 South Morgan Street location in no
way indicated that “they were coming into this house to get their mail and were going up into the
[d]efendant’s apartment and up into that attic.” While Patricia testified that other family
members brought furniture and items into the first-floor unit in preparation for the defendant’s
arrival in April 2012, and the attic contained items before the defendant moved in, the trial court
was not required to speculate whether the assault rifle and ammunition were among those items
placed in the attic by someone else. See Siguenza-Brito, 235 Ill. 2d at 219 (the trier of fact was
not required to accept any possible explanation compatible with the defendant’s innocence and
elevate it to the status of reasonable doubt). Moreover, it was within the province of the trial
court, as the trier of fact, to assess Patricia’s credibility and determine what weight to give to her
testimony. See Graham, 392 Ill. App. 3d at 1009 (it is within the province of the trier of fact “to
assess the credibility of the witnesses, determine the appropriate weight of the testimony, and
resolve conflicts or inconsistencies in the evidence”). Thus, viewing the evidence in the light
most favorable to the State, we find that the evidence established that the defendant had
constructive possession of the assault rifle and ammunition that were recovered from the attic by
the police. Accordingly, the defendant’s AHC and UUWF convictions must stand.
¶ 44 For the foregoing reasons, we affirm the judgment of the circuit court of Cook County.
¶ 45 Affirmed.
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