Untitled Texas Attorney General Opinion

ATTORNEY GENERAL OF TEXAS GREG ABBOTT November 13, 2008 The·HonofabIe ·BeveilYWoolley OpiriI()iiN(). GA-0682 Chair, Committee on Calendars Texas House of Representatives Re: Meaning of "administrative costs" for purposes Post Office Box 2910 of section 352.1015(c), Tax Code, relating to the Austin, Texas 78768-2910 expenditures ofrevenue from the hotel occupancy tax (RQ-0714-GA) Dear Representative Woolley: Tax Code chapter 352 authorizes the commissioners courts of certain counties, by order or resolution, to impose a county hotel occupancy tax. TEX. TAX CODE ANN. § 352.002 (Vernon 2008) (listing categories of counties that may impose the tax). The tax is primarily for "enhancing and promoting tourism and the convention and hotel industry," although a county's authority to expend revenue from the tax depends on the statutes specifically applicable to the county. Id § 352.1015(e); see generally ide §§ 352.101-.1 09 (subchapter B, designating uses ofrevenue for different categories of counties). Applicable to all counties imposing the tax, section 352.1015(c) allows a county to spend its hotel occupancy tax revenue for "administrative costs ... incurred directly in the promotion and servicing expenditures authorized by the applicable provisions of [subchapter B] governing the use of revenue by that particular county." Id. § 352.1015(c). You ask if expenditures for administrative costs authorized in section 352.1015(c) may include the payment of premiums for an insurance policy known as "key man" or "key person" insurance. 1 You explain "that a key-man life insurance policy is a life insurance arrangement under which an entity purchases a life insurance contract to insure the life of a 'key' person. The entity retains all the rights and benefits of the life insurance contract, including the rights to all death benefits and cash value." Request Letter, supra note 1, at 1 (citing Split-Dollar Life Insurance Arrangements, T.D. 9092, 2003-2 C.B. 1055). Your request does not specify a particular kind of entity that may be funded in part by the tax, or the particular positions that might be insured. Id at 2. lSee Letter from Honorable Beverly Woolley, Chair, Committee on Calendars, Texas House ofRepresentatives, to Honorable Greg Abbott, Attorney General of Texas (May 12, 2008) (on file with the Opinion Committee, also available at www.texasattorneygeneral.gov) [hereinafter Request Letter]. The Honorable Beverly Woolley - Page 2 (GA-0682) To determine legislative intent, we "consider a statute as a whole and give meaning to the language that is consistent with its other provisions." Sultan v. Mathew, 178 S.W.3d 747, 749 (Tex. 2005). Section 352.1015 requires a county to expend hotel occupancy tax revenue as authorized by the statutes specifically applicable to the particular county and, with certain exceptions, prohibits using revenue from the tax "for the general revenue purposes or general governmental operations ofacounty." TEX. TAX CODE ANN. § 352.1015(e) (Vernon 2008).2 Section 352.1015(a) authorizes a county commissioners court to contractually delegate "the management or supervision ofprograms and activities funded with revenue" from an authorized tax "to a person, including another . ~gev-emm@ntal~-enti-ty-e£a-private--ergani-z.ati-en-." ········ld§~-$2.1Ql$~Ea).· ·Theeemmissiel1e-rs~-eellrt·-is responsible for approving such a delegatee's annual budget derived from the hotel occupancy tax revenue, and by contract, the delegatee is a fiduciary for the funds budgeted. Id The provision you mention, subsection 352.1015(c), states that: Hotel occupancy tax revenue spent for a purpose authorized by this section may be spent for day-to-day operations, supplies, salaries, office rental, travel expenses, and other administrative costs only if those administrative costs are incurred directly in the promotion and servicing expenditures authorized by the applicableprovisions ofthis subchapter governing the use ofrevenue by that particular county. If a county or other public or priv~te entity that condlJcts an activity authorized by the applicable provisions ofthis subchapter governing the use of revenue by that particular county conducts other activities that are not authorized, the portion ofthe total administrative costs of the entity for which hotel occupancy tax revenue may be used may not exceed the portion ofthose administrative costs actuallyincurred in conducting the authorized activities. Id. § 352.1015(c) (emphasis added). The statute does not define the term "administrative costs." Id. But even assuming for purposes of this opinion that key person insurance is an administrative cost, the question here is whether this cost would be "incurred directly in the promotion and servicing expenditures authorized by the applicable provisions of [chapter 352, subchapter B]." Id. Whether a particular expenditure is "incurred directly in the promotion and servicing expenditures" as authorized generally will be a question offact, and will depend on the specific facts and circumstances concerning the expenditure. See Tex. Att'y Gen. Ope No. JC-0348 (2001) at 2 (advising that whether, and to what extent, a particular expenditure is a legitimate administrative cost is a question offact). Thus, we cannot say as a matter of law whether the use of tax revenues for key person insurance could be authorized as an administrative cost "incurred directly in the promotion and servicing expenditures" under section 352.1015(c). Rather, that issue is for the commissioners court, which approves the budget of the 2But see TEX. TAX CODE ANN. § 352.108(2) (Vernon 2008) (authorizing certain counties that border Mexico and contain a national recreation area to utilize "25 percent ofthe revenue for the general revenue purposes or general governmental operations of the county"). The Honorable Beverly Woolley - Page 3 (GA-0682) authorized program or activity, to determine in the first instance, subject to judicial review. TEX. TAX CODE ANN. § 352.1015(a), (c) (Vemon2008). And in determining whether tax revenue may be expended on a key person insurance policy, the commissioners court must consider whether such an expenditure would be consistent with all provisions of chapter 352 that are applicable to the partic~lar county. See, e.g., id. § 352.1015(c) (expenditure of tax revenue for administrative costs of an entity must not exceed the actual administrative costs of the authorized activity); id § 352.1015(e) (tax revenue must directly enhance and promote tourism and the convention and hotel industry and may not be used for general governmental operations). See generally id §§352.1 ()l-.l-()~J(subchapt€rB,-llses-()fre¥enue--f(}rdifferentcateggriesgfcQunties). The Hon9rable Beverly Woolley - Page 4 (GA-0682) SUMMARY Tax Code section 352.1015(c) allows hotel occupancy tax revenue to be expended for administrative costs only if they are incurred directly for the promotion and servicing expenditures authorized by the provision applicable to the particular county, and the expenditure is otherwise consistent with chapter 352 of the Code. Whether expenditures for "key person insurance" premiums c()l1stitute anauth()ri~edadmil1i-strativec()stisf()r thecemmissiol1ers court to determine in the first instance, subject to judicial review. KENT C. SULLIVAN First Assistant Attorney General ANDREW WEBER Deputy Attorney General for Legal Counsel NANCY S. FULLER Chair, Opinion Committee William A. Hill Assistant Attorney General, Opinion Committee