RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 17a0073p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
IN RE: AMAZON.COM, INC., FULFILLMENT CENTER FAIR ┐
LABOR STANDARDS ACT (FLSA) AND WAGE AND │
HOUR LITIGATION. │
___________________________________________ │ No. 16-5533
>
TINA VANCE and AARON VANCE, on behalf of │
themselves and all others similarly situated, │
Plaintiffs-Appellants, │
│
│
v. │
│
AMAZON.COM, INC.; AMAZON.COM.KYDC, INC.; │
AMAZON.COM.KYDC, LLC; ZAPPOS.COM, INC.; │
ZAPPOS FULFILLMENT CENTERS, INC.; KELLY │
SERVICES, INC., │
Defendants-Appellees. │
┘
Appeal from the United States District Court for
the Western District of Kentucky at Louisville.
Nos. 3:13-cv-00765; 3:14-md-02504—David J. Hale, District Judge.
Argued: December 7, 2016
Decided and Filed: March 31, 2017
Before: SILER, BATCHELDER, and GRIFFIN, Circuit Judges.
_________________
COUNSEL
ARGUED: David W. Garrison, BARRETT JOHNSTON MARTIN & GARRISON, LLC,
Nashville, Tennessee, for Appellants. Richard G. Rosenblatt, MORGAN LEWIS & BOCKIUS
LLP, Princeton, New Jersey, for Amazon Appellees. Gerald L. Maatman, Jr., SEYFARTH
SHAW LLP, Chicago, Illinois, for Appellee Kelly Services. ON BRIEF: David W. Garrison,
Jerry E. Martin, Scott P. Tift, Seth M. Hyatt, BARRETT JOHNSTON MARTIN & GARRISON,
LLC, Nashville, Tennessee, David O. Suetholz, KIRCHER, SUETHOLZ & GRAYSON, PSC,
Louisville, Kentucky, J. Chris Sanders, CHRIS SANDERS LAW, PLLC, Louisville, Kentucky,
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 2
for Appellants. Richard G. Rosenblatt, MORGAN LEWIS & BOCKIUS LLP, Princeton, New
Jersey, Kathryn A. Quesenberry, DINSMORE & SHOHL LLP, Louisville, Kentucky, for
Amazon Appellees. Gerald L. Maatman, Jr., Rebecca P. DeGroff, SEYFARTH SHAW LLP,
Chicago, Illinois, for Appellee Kelly Services.
_________________
OPINION
_________________
GRIFFIN, Circuit Judge. In Integrity Staffing Solutions, Inc. v. Busk, 135 S. Ct. 513
(2014), the Supreme Court held that post-shift security screening is a noncompensable
postliminary activity under the Fair Labor Standards Act (FLSA), 29 U.S.C. § 201 et seq., as
amended by the Portal-to-Portal Act, 29 U.S.C. § 251 et seq. See id. at 518–19. At issue here is
whether Integrity Staffing resolves a similar claim under the Kentucky Wages and Hours Act
(KWHA), Ky. Rev. Stat. § 337.285. Because we conclude the Kentucky Supreme Court would
apply Integrity Staffing to the state’s wage and hour law, we affirm the district court’s dismissal
of plaintiffs’ KWHA claims.
I.
Online retailers Amazon.com, Amazon.com.KYDC, Inc., Amazon.com.KYDC, LLC,
Zappos.com, and Zappos Fulfillment Centers (collectively, “Amazon”) operate a warehouse
fulfillment center in Shepherdsville, Kentucky, where hourly workers fill orders, track
merchandise, and process returns. Plaintiffs Tina and Aaron Vance began working at the center
in 2012—Tina as an employee of Amazon, and Aaron as a joint employee of Amazon and
staffing agency Kelly Services. Both regularly worked at least forty hours a week. Amazon
tracked the Vances’ hours with a “time clock” system; employees “clocked in” at the beginning
of their shifts, and “clocked out” at the end of the workday.
However, before permitting “clocked out” employees to leave, Amazon required them to
—in plaintiffs’ words—“proceed through a lengthy theft-prevention security screening
operation.” Workers passed through a metal detector while security guards “inspect[ed] any
bags or personal items” they intended to take home. If an employee set off the metal detector,
the guard “search[ed]” him or her further “using a metal detecting wand.” “This mandatory,
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 3
post-shift theft-prevention screening” took anywhere from 10 to 30 minutes. Defendants never
paid Tina or Aaron overtime compensation for the time they spent undergoing the post-shift
security screening—“a required job activity,” designed “solely to benefit Defendants.”
II.
The Vances filed the present action against Amazon and Kelly Services in 2013, alleging
that such nonpayment violates the Fair Labor Standards Act and its state-law counterpart, the
Kentucky Wages and Hours Act. Plaintiffs were not the only employees who disputed
Amazon’s practices. By early 2014, the Vances’ case was one “of five related actions” pending
in district courts across the country. Each involved similar allegations: “that Amazon.com and
various staffing agencies violate federal and state wage and hour laws by requiring workers . . .
to pass through lengthy anti-theft security screening after clocking out . . . without compensation
for that time.”
The United States Judicial Panel on Multidistrict Litigation transferred the actions to the
Western District of Kentucky for consolidation. Recognizing the Supreme Court already granted
certiorari in Integrity Staffing, the district court stayed the other four cases pending the Court’s
decision.
The Integrity Staffing Court determined the security screenings were noncompensable
under the Portal-to-Portal Act. 135 S. Ct. at 518. Enacted as an amendment to the FLSA, the
Portal-to-Portal Act “narrowed the coverage of the [Act]” by excluding certain “preliminary” and
“postliminary” activities from the FLSA’s compensation requirements. See IBP, Inc. v. Alvarez,
546 U.S. 21, 27 (2005). Integrity Staffing clarified that post-shift security screenings are among
those noncompensable, “postliminary” activities. 135 S. Ct. at 518.
In view of the Court’s ruling, the Vances withdrew their FLSA claims. They maintained,
however, that Integrity Staffing did not foreclose their claim to overtime under the KWHA for
two reasons. “First,” plaintiffs explained, Integrity Staffing “was not an FLSA decision but
rather a Portal-to-Portal Act decision. . . . Second, Kentucky has never enacted a Portal-to-Portal
Act of its own and the KWHA contains no comparable exclusions from coverage.” (Emphasis in
original.)
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 4
In granting defendants’ motions for judgment on the pleadings, the district court rejected
both arguments. “The main problem with the plaintiffs’ position,” it wrote, “is that they treat the
Portal-to-Portal Act as separate and distinct from the FLSA. Yet the Portal-to-Portal Act
amended the FLSA. . . . It does not alter the FLSA’s construct or make substantive changes to
the FLSA’s concepts about work, overtime, or the like. It simply clarifies that some activities do
not count as ‘work.’” And while “Kentucky’s laws do not contain Portal-to-Portal language,”
the Kentucky Supreme Court refers to federal law in construing the KWHA. Given that
“Kentucky looks to federal law to determine what is work under its wage and hour laws,” the
district court concluded that Kentucky courts would find “federal law explaining what is not
work” equally persuasive. Accordingly, the court applied Integrity Staffing to plaintiffs’ state-
law claims, and granted defendants judgment on the pleadings. Plaintiffs timely appealed.
III.
At the outset, plaintiffs suggest that we certify the question at issue here—whether the
KWHA incorporates the Portal-to-Portal Act—to the Kentucky Supreme Court before resolving
their appeal.
Certification to a state supreme court “is most appropriate when the question is new and
state law is unsettled,” as the parties agree it is here. City of Columbus v. Hotels.com, L.P.,
693 F.3d 642, 654 (6th Cir. 2012) (citation omitted). But the appropriate time to request
certification of a state-law issue “is before, not after, the district court has resolved [it].” State
Auto Property and Cas. Ins. Co. v. Hargis, 785 F.3d 189, 194 (6th Cir. 2015). “[O]therwise, the
initial federal court decision will be nothing but a gamble with certification sought only after an
adverse decision.” Id. (citing and quoting Perkins v. Clark Equip. Co. Melrose Div., 823 F.2d
207, 209–10 (8th Cir. 1987)). Moreover, we are not inclined to “trouble our sister state courts
every time an arguably unsettled question of state law comes across our desks.” Pennington v.
State Farm Mut. Auto. Ins. Co., 553 F.3d 447, 450 (6th Cir. 2009) (citation omitted). “When we
see a reasonably clear and principled course, we will seek to follow it ourselves.” Id. (citation
omitted). That course is most appropriate here, where the Vances chose to file in federal court
and “seek refuge” in state court only after an unfavorable ruling. Hotels.com, 639 F.3d at 654
(citation and alterations omitted).
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 5
“The state court need not have addressed the exact question, so long as well-established
principles exist to govern a decision.” Hargis, 785 F.3d at 194. Here, we have at least those
principles in the form of state supreme court and court of appeals decisions, and the KWHA’s
implementing regulations. We therefore deny plaintiffs’ late request for certification.
IV.
We review a district court’s grant of judgment on the pleadings under Federal Rule of
Civil Procedure 12(c) using the same de novo standard applicable to orders of dismissal under
Rule 12(b)(6). Wurzelbacher v. Jones-Kelly, 675 F.3d 580, 583 (6th Cir. 2012). A Rule 12(c)
motion is properly granted where, accepting all the well-pleaded allegations as true, “the moving
party is nevertheless clearly entitled to judgment.” Id. (citation omitted). In this case, we
determine whether Amazon and Kelly Services are “clearly entitled to judgment” on the Vances’
claim to overtime under the Kentucky Wages and Hours Act. The parties agree that the
development of the FLSA, the Portal-to-Portal Act, and the holding of Integrity Staffing provide
the relevant background for our decision.
A.
“Enacted in 1938, the FLSA established a minimum wage and overtime compensation for
each hour worked in excess of 40 hours in each workweek.” Integrity Staffing, 135 S. Ct. at 516.
“The Act did not, however, define the key terms ‘work’ and ‘workweek.’” Sandifer v. U.S. Steel
Corp., 134 S. Ct. 870, 875 (2014). Absent congressional guidance, the Supreme Court
interpreted these terms broadly. Integrity Staffing, 135 S. Ct. at 516. “It defined ‘work’ as
‘physical or mental exertion (whether burdensome or not) controlled or required by the employer
and pursued necessarily and primarily for the benefit of the employer and his business.’” Id.
(quoting Tenn. Coal, Iron & R. Co. v. Muscoda Local No. 123, 321 U.S. 590, 598 (1944)). Only
months after Tennessee Coal, the Court expanded the definition further, “clarif[ying] that
‘exertion’ was not in fact necessary for an activity to constitute ‘work’ under the FLSA,” for “an
employer, if he chooses, may hire a man to do nothing, or to do nothing but wait for something
to happen.” IBP, 546 U.S. at 25 (quoting Armour & Co. v. Wantock, 323 U.S. 126, 133 (1944)).
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 6
“Readiness to serve may be hired, quite as much as service itself,” and must therefore also be
compensated. Armour, 323 U.S. at 133.
The Court took a similar approach with “the statutory workweek,” which “include[d] all
time during which an employee is necessarily required to be on the employer’s premises, on duty
or at a prescribed workplace.” Anderson v. Mt. Clemens Pottery Co., 328 U.S. 680, 690–91
(1946). “That period, Anderson explained, encompassed time spent ‘pursuing certain
preliminary activities after arriving, such as putting on aprons and overalls and removing
shirts.’” Sandifer, 134 S. Ct. at 875 (quoting Anderson, 328 U.S. at 692–93) (ellipsis and
brackets omitted). Per Anderson, these preparatory efforts “‘are clearly work’ under the Act.”
Id. (quoting Anderson, 328 U.S. at 693).
Together, these holdings led to decisions requiring compensation for nearly every minute
an employer required its employees to be on the employer’s premises, including “the time spent
traveling between mine portals and underground work areas,” and “walking from timeclocks to
work benches.” Integrity Staffing, 135 S. Ct. at 516 (citing Tenn. Coal, 321 U.S. at 598, and
Anderson, 328 U.S. at 691–92). They also “provoked a flood of litigation,” including 1,500
FLSA actions filed within six months of the Court’s ruling in Anderson. Id.
“Congress responded swiftly.” Id. Finding the Court’s decisions had “creat[ed] wholly
unexpected liabilities” with the capacity to “bring about financial ruin of many employers,” it
enacted the Portal-to-Portal Act of 1947. Id. at 516–17 (quoting 29 U.S.C. § 251(a)–(b)). The
Act excepted two activities the Court previously deemed compensable: “walking on the
employer’s premises to and from the actual place of performance of the principal activity of the
employee, and activities that are ‘preliminary or postliminary’ to that principal activity.” IBP,
546 U.S. at 27; see also Integrity Staffing, 135 S. Ct. at 516–17 (detailing history). Under the
Portal-to-Portal Act then, an employee’s principal activities are compensable, while conduct he
engages in before and after those activities (i.e., preliminary and postliminary acts) is not.
“[P]rincipal activity” refers to the activity “an employee is employed to perform.”
Integrity Staffing, 135 S. Ct. at 517, 519. “[T]he term principal activity . . . embraces all
activities which are an integral and indispensable part of the principal activities.” IBP, 546 U.S.
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 7
at 29–30 (internal quotation marks and citation omitted). An activity is “integral and
indispensable” to the principal activities an individual is employed to perform “if it is an intrinsic
element of those activities and one with which the employee cannot dispense if he is to perform
his principal activities.” Integrity Staffing, 135 S. Ct. at 517. In other words, an activity is
integral and indispensable to the work an employee was hired to do if it is a component of that
work, and he cannot complete the work without it. Id.
Applying these terms, the Integrity Staffing Court held that post-shift security screenings
were neither the principal activity Amazon hired its employees to perform, nor “integral and
indispensable” to that activity:
To begin with, the screenings were not the “principal activity or activities which
[the] employee is employed to perform.” Integrity Staffing did not employ its
workers to undergo security screenings, but to retrieve products from warehouse
shelves and package those products for shipment to Amazon customers.
The security screenings also were not “integral and indispensable” to the
employees’ duties as warehouse workers. . . . The screenings were not an
intrinsic element of retrieving products from warehouse shelves or packaging
them for shipment. And Integrity Staffing could have eliminated the screenings
altogether without impairing the employees’ ability to complete their work.
Id. at 518 (citation omitted). The screenings were therefore “postliminary” to the employees’
principal activities and excluded from compensation pursuant to the Portal-to-Portal Act.
Defendants contend the KWHA implicitly incorporates the Portal-to-Portal Act’s
exclusions, making Integrity Staffing strongly persuasive in resolving plaintiffs’ state-law claims.
The Vances counter that the KWHA does not include “preliminary” or “postliminary” language,
and, as a result, its application should not turn on Portal-to-Portal Act cases like Integrity
Staffing.
B.
As a federal court applying state law, “we anticipate how the relevant state’s highest
court would rule in the case and are bound by controlling decisions of that court.” In re Dow
Corning Corp., 419 F.3d 543, 549 (6th Cir. 2005). “If the state supreme court has not yet
addressed the issue,” we render a prediction “by looking to all the available data.” Allstate Ins.
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 8
Co. v. Thrifty Rent-A-Car Sys., Inc., 249 F.3d 450, 454 (6th Cir. 2001). Sources of relevant data
include “the decisions (or dicta) of the Kentucky Supreme Court in analogous cases,
pronouncements from other Kentucky courts,” and regulatory guidance from the Kentucky Labor
Cabinet and Department of Workplace Standards. Hargis, 785 F.3d at 195; see also Whitewood
v. Robert Bosch Tool Corp., 323 F. App’x 397, 401 (6th Cir. 2009) (consulting the KWHA’s
interpretive regulations).
In Kentucky, “the cardinal rule of statutory construction is to ascertain and give effect to
the intent of the legislature.” Beshear v. Haydon Bridge Co., Inc., 304 S.W.3d 682, 703 (Ky.
2010) (citation and brackets omitted). “The obvious place to start is with the language of the
statute itself.” Members Choice Credit Union v. Home Fed. Savings and Loan Ass’n,
323 S.W.3d 658, 660 (Ky. 2010). If the Kentucky Act is “similar to a Federal Act,” its language
“will normally be interpreted consistent with federal law.” Starr v. Louisville Graphite, Inc.,
No. 2014-CA-000620-MR, 2016 WL 1612940, *3 (Ky. Ct. App. Apr. 22, 2016); see also
Ammerman v. Bd. of Educ. of Nicholas Cty., 30 S.W.3d 793, 797–98 (Ky. 2000) (holding the
Kentucky Civil Rights Act “should be interpreted consistently with” Title VII).
Plaintiffs agree the KWHA is similar to its federal counterpart—so much so that the
Kentucky Supreme Court considers it “Kentucky’s analogue to the Fair Labor Standards Act.”
City of Louisville, Div. of Fire v. Fire Serv. Managers Ass’n, 212 S.W.3d 89, 92 (Ky. 2006).
Both statutes require employers to compensate employees “at a rate not less than one and one-
half times the regular rate” for a “workweek longer than forty hours.” Compare 29 U.S.C.
§ 207(a)(1), with Ky. Rev. Stat. § 337.285(1) (using nearly identical language). Both also define
“hours worked,” and the related concepts of “suffered or permitted to work,” “waiting time,”
“on-call time,” “rest and meal periods,” and “travel time” in comparable language. Compare
803 Ky. Admin. Regs. 1:065(1)–(7), with 29 C.F.R. §§ 785.11–.19, 785.33, 785.35, and 785.38.
Hence, when the dispute concerns one of these “substantially similar” provisions, and state case
law is lacking, the Kentucky Supreme Court looks to federal precedent for interpretive guidance.
City of Louisville, 212 S.W.3d at 95.
Federal law is less useful, however, when the dispute concerns a “distinct structural
difference” in state law, as the Kentucky Supreme Court explained in City of Louisville. Id.
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 9
Like the FLSA, the KWHA’s overtime requirement applies only to employees, a group that
includes any person “suffered or permitted to work for an employer, but [does] not include”
those employed in a supervisory capacity. Ky. Rev. Stat. § 337.285(a)(2) (emphasis added).
City of Louisville examined who bore the burden to prove (or disprove) that a plaintiff seeking
overtime is in fact an overtime-eligible “employee”—as opposed to a “supervisory” worker
excluded from the overtime requirements. 212 S.W.3d at 92–95.
The Kentucky Court of Appeals allocated that burden to the employer. Id. at 95. It
reasoned that KWHA claimants are presumed to be “employees,” unless their employer rebuts
this presumption—just as it would have to in the FLSA context. Id. Indeed, under federal
precedent, “the application of an exemption under the Fair Labor Standards Act is a matter of
affirmative defense on which the employer has the burden of proof.” Corning Glass Works v.
Brennan, 417 U.S. 188, 196–97 (1974) (footnote omitted).
But the Kentucky Supreme Court reversed. Rejecting the Court of Appeals’ reasoning, it
explained:
Under the FLSA, all employees are automatically entitled to time-and-a-half
overtime pay unless those employees fall under a specified “exemption.”
29 U.S.C. § 207(a)(1). One of these specified exemptions under the FLSA is “any
employee employed in a bona fide executive, administrative, or professional
capacity.” 29 U.S.C. § 213(a)(1) (“Exemptions”). In contrast, individuals who
are employed in a bona fide supervisory capacity are not “employees” at all
under KRS 337.285, and thus, are completely excluded from the statute’s scope.
City of Louisville, 212 S.W.3d at 95 (emphasis added). This “distinct structural difference”
meant that, unlike a federal claimant, a KWHA claimant must prove he is an “employee” as part
of his prima facie case. Id. at 94. Federal cases requiring “‘exemption[s]’ [to] be narrowly
construed against the employer” are inapplicable to KWHA claimants for much the same
reason—the Act’s exclusion of supervisory staff from the definition of “employee” “does not
constitute an exemption.” Id.
The Vances argue that the absence of language referring to “principal activity” or
“preliminary” and “postliminary” acts in the KWHA is akin to the “distinct structural difference”
identified in City of Louisville, making Integrity Staffing inapposite. Further, they note that the
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Kentucky legislature expressly adopted the Portal-to-Portal Act’s “good faith” exception, which
grants a court discretion to deny liquidated damages against an employer who acted “in good
faith,” with “reasonable grounds for believing that his or her act or omission was not a violation”
of the FLSA. 29 U.S.C. § 260; see also Ky. Rev. Stat. § 337.385(2). Plaintiffs reason that the
adoption of this portion of the Act, but not its “preliminary” and “postliminary” provisions,
demonstrates the General Assembly’s intent to depart from the excluded terms. “It is a familiar
and general rule of statutory construction that the mention of one thing implies the exclusion of
another.” Fox v. Grayson, 317 S.W.3d 1, 8 (Ky. 2010) (citation omitted); but see
Commonwealth v. Johnson, 423 S.W.3d 718, 723 (Ky. 2014) (characterizing the cannon
expressio unis as “a narrow rule of last resort” in statutory interpretation).
Yet, plaintiffs do not speak to the main distinction between City of Louisville and the
present action: the Kentucky Supreme Court determined the burden of proving employee status
lay with the claimant based on an express, affirmative departure from the FLSA. Here, we do
not have an affirmative departure. We have only the state legislature’s failure to explicitly
incorporate certain Portal-to-Portal Act terms; or more accurately, a departure by omission.
To be sure, Kentucky courts are bound by “the words [the General Assembly] used in
enacting the statute”; they are not free to “surmis[e] what may have been intended but was not
expressed.” Travelers Indem. Co. v. Reker, 100 S.W.3d 756, 765 (Ky. 2003) (citation omitted).
“Admittedly,” then, “when a legislature’s enactment departs from the language of a model act, it
usually does so to express an intention different from the model act.” Members Choice Credit
Union, 323 S.W.3d at 663 (internal quotation marks and citation omitted). “But,” Kentucky’s
Supreme Court has cautioned that “this approach is primarily relevant when the legislature is
working in a vacuum, building first principles in an area of the law.” Id. Here, the Kentucky
General Assembly was not “working in a vacuum, building first principles of [wage and hour]
law.” Id. It drafted the KWHA in 1974, decades after Congress enacted the 1947 Portal-to-
Portal Act. “Where such context exists, it does not automatically follow that the legislature
meant anything by a departure from the model act.” Id. (recognizing that at the time of the
amendment at issue, “credit unions were already regulated . . . in Kentucky and had been so for
over sixty years”). Rather, “absent a clear indication that the General Assembly considered the
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 11
revision and deliberately rejected it . . . legislative inaction is a weak reed upon which to lean,
and a poor beacon to follow in construing a statute” that borrows some, but not all, of a model
act’s provisions. Shawnee Telecom Res., Inc. v. Brown, 354 S.W.3d 542, 560 (Ky. 2011)
(citation, brackets, and ellipsis omitted).
Model-act-based statutes are better interpreted “with reference to the circumstances
existing at the time of passage.”1 Members Choice Credit Union, 323 S.W.3d at 663 (quoting
United States v. Wise, 370 U.S. 405, 411 (1962)). These circumstances may include an
awareness of the conditions that precipitated the Portal-to-Portal Act—particularly the “flood of
litigation” provoked by the Supreme Court’s early permissive rulings. Integrity Staffing, 135 S.
Ct. at 516. “Further, our rules of statutory construction presume that the legislature is aware of
the state of the law at the time it enacts a statute, concluding judicial construction of prior
enactments.” St. Clair v. Commonwealth, 140 S.W.3d 510, 570 (Ky. 2004). If the Kentucky
General Assembly intended to expose employers to the type of liability Congress foreclosed in
the Portal-to-Portal Act, one may reasonably assume it would have done so affirmatively—
especially given its willingness to affirmatively depart from the FLSA in other instances. See,
e.g., City of Louisville, 212 S.W.3d at 95; compare also Ky. Rev. Stat. § 337.065(3) (prohibiting
mandatory tip-pooling), with 29 U.S.C. § 203(m) (specifying that it does not prohibit tip-
pooling); and Ky. Rev. Stat. § 337.050(1) (requiring overtime pay for hours worked on the
seventh consecutive day of the work week), with 29 U.S.C. § 207 (including no such
requirement). Thus, “absent a clear indication that the General Assembly considered the revision
and deliberately rejected it,” Shawnee Telecom, 354 S.W.3d at 560, we cannot conclude that the
lack of Portal-to-Portal Act language demonstrates legislative intent to exclude its compensation
limits from Kentucky’s wage and hour laws.
1
Relevant circumstances include looking to the prior act that the new legislation amends. See Members
Choice Credit Union, 323 S.W.3d at 663. Looking to the prior act in this case, however, is not instructive. Before
1974, Ky. Rev. Stat. Chapter 337 codified the Women and Minors Employment Act, “a comprehensive statutory
scheme establishing procedures to ensure that women and minors were neither overworked nor underpaid.” Parts
Depot, Inc. v. Beiswenger, 170 S.W.3d 354, 359 (Ky. 2005). The Kentucky General Assembly repealed the age-
and sex-specific provisions regarding minimum wage and working hours as part of the 1974 revision. “In their
place, it enacted statutes adopting the minimum wage mandated by the federal Fair Labor Standards Act,” including
the overtime and rest period requirements. Id. at 360. The parties point to no legislative history elucidating whether
the General Assembly intended to incorporate the Portal-to-Portal Act in the revised law.
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Kentucky’s Commissioner of Workplace Standards, whom the General Assembly has
empowered to issue regulations “defining and governing” the KWHA, see Ky. Rev. Stat.
§ 337.295, agrees. The Labor Cabinet and Department of Workplace Standards enjoy “wide
discretion” in interpreting the state’s law, Ky. Mun. League v. Commonwealth Dep’t of Labor,
530 S.W.2d 198, 201–02 (Ky. Ct. App. 1975), and their regulations serve as the framework for
its application. See City of Louisville, 212 S.W.3d at 92–93, 96.
Despite the lack of “preliminary” and “postliminary” language in the KWHA, the
Commissioner has nevertheless concluded that the Portal-to-Portal Act’s exemptions are part of
that framework. Kentucky’s administrative regulation regarding “Travel Time,” is the most
significant example. It states:
(1) General. The principles which apply in determining whether or not time spent
in travel is working depend upon the kind of travel involved.
(2) Home to work. An employee who travels from home before his regular
workday and returns to his home at the end of the workday is engaged in ordinary
home-to-work travel which is a normal incident of employment. This is true
whether he works at a fixed location or at different job sites. Normal travel from
home to work is not worktime.
(3) Travel that is worktime. Time spent by an employee i[n] travel as part of his
principal activity, such as travel from job site to job site during the workday, must
be counted as hours worked. Where an employee is required to report at a
meeting place to receive instructions or to perform other work there, the travel
from the designated place to the work place is part of the day’s work, and must be
counted as hours worked.
803 Ky. Admin. Regs. 1:065(7) (emphasis supplied).
Both the phrase and concept of a “principal activity” are taken from the text of the Portal-
to-Portal Act. See 29 U.S.C. § 254(a). Moreover, the emphasized language is identical to the
Department of Labor’s regulations implementing the Portal-to-Portal Act. See 29 C.F.R.
§ 785.38 (“Time spent by an employee in travel as part of his principal activity, such as travel
from job site to job site during the work day, must be counted as hours worked.”). The federal
regulations also discuss “[h]ome to work” travel in the same terms as subsection (2) of the
Kentucky regulation. See 29 C.F.R. § 785.35; 803 Ky. Admin. Regs. 1:065(7)(2).
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 13
The inclusion of this language in a regulation concerning “Travel Time” strengthens the
Portal-to-Portal Act connection, which has employer liability for “walking, riding [and] traveling
to and from the actual place of performance” squarely at its focus. 29 U.S.C. § 254(a)(1).
Congress enacted the FLSA amendment in response to decisions deeming certain travel time
compensable regardless of whether it occurred before or after an employee’s “principal
activities.” As the Supreme Court explained in Integrity Staffing:
If the [integral and indispensable] test could be satisfied merely by the fact that an
employer required an activity, it would sweep into “principal activities” the very
activities that the Portal–to–Portal Act was designed to address. The employer
in Anderson, for instance, required its employees to walk from a timeclock near
the factory gate to a workstation so that they could begin their work, but it is
indisputable that the Portal–to–Portal Act evinces Congress’ intent to
repudiate Anderson’s holding that such walking time was compensable under the
FLSA. A test that turns on whether the activity is for the benefit of the employer
is similarly overbroad.
135 S. Ct. at 519 (quotation marks and citation omitted). The Portal-to-Portal Act after all “does
not purport to change th[e] Court’s earlier descriptions of the terms ‘work’ and ‘workweek.’”
IBP, 546 U.S. at 28. It abrogates Anderson because “the walking [in that case] preceded the
employees’ principal activity; it occurred before the workday began.” Id. at 35. But walking
and travel remain compensable under the Act so long as they occur between two principal
activities; that is, “after the workday begins and before it ends.” Id.; see also Sandifer, 134 S. Ct.
at 875 (explaining that under the “continuous workday rule,” compensable time comprises “the
period between commencement and completion on the same workday of an employee’s principal
activity or activities, whether or not the employee engages in work throughout all that period”
(citation, ellipsis, and alteration omitted)). By specifying that “travel from job site to job site
during the workday” is compensable as a “principal activity,” while travel to and from home is
not, 803 Ky. Admin. Regs. 1:065(7), incorporates this same limitation.
Kentucky’s wait-time regulation, 803 Ky. Admin. Regs. 1:065(3), imports the same
Portal-to-Portal Act rule, and is also drawn from regulations interpreting the federal amendment,
see 29 C.F.R. §§ 785.14–16. Both sets of regulations explain that “waiting is an integral part of
the job” only when the employee is “engaged to wait”—meaning his workday has begun and he
is anticipating some further principal activity, such as a stenographer waiting to take dictation or
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 14
a firefighter waiting for a call. See 803 Ky. Admin. Regs. 1:065(3)(2); 29 C.F.R. § 785.15.
Thus, for example, “[b]ecause doffing gear that is ‘integral and indispensable’ to employees’
work is a ‘principal activity’ under the statute, . . . time spent waiting to doff is not affected by
the Portal-to-Portal Act, and is instead covered by the FLSA.” IBP, 546 U.S. at 40.
Comparatively, “‘when performed under the conditions normally present,’ activities including
‘checking in and out and waiting in line to do so . . . and waiting in line to receive pay checks’”
are noncompensable preliminary, or postliminary acts that do not occur between principal
activities. Integrity Staffing, 135 S. Ct. at 518 (citation omitted); see also IBP, 546 U.S. at 40–41
(discussing waiting to don protective gear as a noncompensable preliminary activity). Plaintiffs
rightly note that whether wait time “belongs to and is controlled by the employer” is also part of
the inquiry. See 803 Ky. Admin. Regs. 1:065(3)(2); 29 C.F.R. § 785.15. But again, a test that
“turns [solely] on whether the activity is for the benefit of the employer is . . . overbroad.”
Integrity Staffing, 135 S. Ct. at 519. “If the [integral and indispensable] test could be satisfied
merely by the fact that an employer required an activity, it would sweep into ‘principal activities’
the very activities the Portal-to-Portal Act was designed to address.” Id.
Plaintiffs’ primary response to the term “principal activity” in 803 Ky. Admin. Regs.
1:065(7) is to ignore it. They point out that the state regulations “say absolutely nothing about
any carve-outs for preliminary or postliminary activities that would otherwise constitute work.”
True enough—the regulations do not mention “preliminary” or “postliminary” activity. But
integrating the Portal-to-Portal Act into the KWHA’s regulatory scheme would likely require use
of the phrase “principal activity,” because it is the main Portal-to-Portal Act term the Supreme
Court has defined: the work an employee is hired to perform, and any activity which is integral
and indispensable to that work. See Integrity Staffing, 135 S. Ct. at 517–18. Preliminary and
postliminary activities, by contrast, are defined in the negative. They are categorized as non-
compensable conduct occurring before and after principal activities precisely because they do not
meet the definition of “principal activity.” See id. at 518–19 (holding that undergoing security
screenings is a postliminary activity because it is neither “the principal activity . . . the employee
is required to perform,” nor “integral and indispensable” to that work (brackets and citation
omitted)). Reference to “principal activity” is therefore not weakened by the failure to mention
“preliminary” or “postliminary” conduct.
No. 16-5533 Vance, et al. v. Amazon.com, Inc., et al. Page 15
Where the KWHA’s regulations are “substantially similar to” their federal equivalents,
and there is no state case law on point, the Kentucky Supreme Court relies on federal decisions
to aid in their application. City of Louisville, 212 S.W.3d at 95–100. We conclude it would do
the same here and would agree that the KWHA incorporates the Portal-to-Portal Act’s
compensation limits on preliminary and postliminary activities. Integrity Staffing is therefore on
point.
C.
Having stipulated to dismiss their FLSA claims after the Supreme Court’s decision,
plaintiffs have all but agreed that it controls. The Vances alleged defendants hired them as
“warehouse employees [to] perform tasks related to [] merchandise,” such as “receiving
deliveries”; “transporting merchandise”; “processing it for shipping; processing returns; and
refurbishing returned items.” Post-shift security screenings are “not the ‘principal activity or
activities’” they were hired to perform and are “not ‘integral and indispensable’ to the[ir] . . .
duties as warehouse workers.” Integrity Staffing, 135 S. Ct. at 518 (quoting 29 U.S.C.
§ 254(a)(1)). Further, plaintiffs cannot reasonably characterize “waiting in line [and] walking
through a metal detector” as “travel from jobsite to jobsite,” 803 Ky. Admin. Regs. 1:065(7)(3),
or as compensable “wait time,” 803 Ky. Admin. Regs. 1:065(3), because they do not perform or
anticipate performing other principal job activities after the screening.
Accepting plaintiffs’ “well-pleaded allegations” as true, we conclude that Amazon and
Kelly Services are “nevertheless clearly entitled to judgment.” Wurzelbacher, 675 F.3d at 583
(citation omitted). The district court therefore did not err in granting defendants judgment on the
pleadings.
V.
For these reasons, we affirm the district court’s judgment.