FILED
Aug 30 2017, 8:59 am
CLERK
Indiana Supreme Court
Court of Appeals
and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Cara Schaefer Wieneke Curtis T. Hill, Jr.
Wieneke Law Office, LLC Attorney General of Indiana
Brooklyn, Indiana Katherine Cooper
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Vicki Jo Clemons, August 30, 2017
Appellant-Defendant, Court of Appeals Case No.
73A01-1703-CR-405
v. Appeal from the Shelby Superior
Court
State of Indiana, The Honorable R. Kent Apsley,
Appellee-Plaintiff Judge
Trial Court Cause No.
73D01-1507-F5-66
Altice, Judge.
Case Summary
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 1 of 14
[1] Vicki Clemons appeals her conviction for Level 5 felony battery with a deadly
weapon. On appeal, Clemons argues that the trial court committed
fundamental error when it did not instruct the jury on the legal definition of
“serious bodily injury” and that a probation condition prohibiting her from
associating with anyone of bad character or reputation was impermissibly
vague.
[2] We affirm in part, reverse in part, and remand for further proceedings.
Facts & Procedural History
[3] Clemons and her neighbor, Margaret Willoughby, did not get along. On July
12, 2015, Willoughby, her two young children, and fifteen-year-old Casee
Johnston were taking a walk in the neighborhood. As they neared Clemons’s
home, Willoughby observed Clemons standing on the porch. When Clemons
spotted the group, she approached Willoughby and said that she was going to
teach her a lesson. Clemons struck Willoughby in the head with a metal rod
and said that she was “gonna end [Willougby’s] f**king life[.]” Transcript at 82.
Willoughby put up her hand to block a second blow, and Clemons “hit [her]
right across [her] wrist.” Id. When Willoughby turned around to walk away,
Clemons hit her across her back.
[4] Following this incident, Clemons returned home, and Willoughby called 911.
One of the responding officers observed that Willoughby had a large bump on
the outside of her left arm and that her injuries were the type that he would
expect to see in “a car accident or something.” Id. at 117. Willoughby suffered
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 2 of 14
a fractured wrist. She testified that the injury “would shoot pain all the way up
through [her] arm. It was painful. I only slept two or three hours that night
cause it hurt that bad.” Id. at 90.
[5] On July 28, 2015, the State charged Clemons with Level 5 felony battery with a
deadly weapon and Level 6 felony battery resulting in moderate bodily injury.
A jury trial took place on October 11, 2016. During trial, the trial court
provided both parties with a copy of the proposed jury instructions to review;
neither party objected to the proposed instructions. The trial court’s final jury
instructions did not include an instruction defining the phrase “serious bodily
injury.” During trial, Willoughby testified that the rod was “real heavy” and
“long and gray, and it had two black things on, like each end of it. And I
would say it was a really, really hard aluminum. Maybe a light metal.” Id. at
87-88.
[6] The jury found Clemons guilty as charged. The trial court merged the Level 6
felony battery resulting in moderate bodily injury conviction into the Level 5
felony battery with a deadly weapon due to double jeopardy concerns. The trial
court then imposed a two-year sentence, fully suspended to probation, for the
Level 5 felony conviction. One of the standard conditions of probation
provided: “You shall not associate with any person of bad character or
reputation or with any person who is likely to influence you to commit a crime
or crimes.” Appellant’s Appendix Vol. II at 117. Clemons now appeals.
Discussion & Decision
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 3 of 14
1. Jury Instruction
[7] Clemons argues that the jury should have been instructed on the statutory
definition of “serious bodily injury.” See Ind. Code § 35-31.5-2-292. Clemons
acknowledges, however, that she did not object to the jury instructions at trial
and that she must consequently establish fundamental error in order to prevail
on her claim of instructional error. See Hall v. State, 937 N.E.2d 911, 913 (Ind.
Ct. App. 2010) (noting that failure to object to jury instructions at trial results in
waiver of the issue on appeal unless the instruction is so flawed that it
constitutes fundamental error). Our Supreme Court has described the
fundamental error standard as a “daunting” one, applicable only in egregious
circumstances. Knapp v. State, 9 N.E.3d 1274, 1281 (Ind. 2014). “To qualify as
fundamental error, ‘an error must be so prejudicial to the rights of the defendant
as to make a fair trial impossible’ and must ‘constitute a blatant violation of
basic principles, the harm or potential for harm must be substantial, and the
resulting error must deny the defendant fundamental due process.’” Absher v.
State, 866 N.E.2d 350, 355 (Ind. Ct. App. 2007) (quoting Benson v. State, 762
N.E.2d 748, 755 (Ind. 2002)). The fundamental error exception is extremely
narrow and “reaches only errors that are so blatant that the trial judge should
have taken action sua sponte.” Id.
[8] To prove that Clemons committed battery with a deadly weapon, the State had
to prove that Clemons knowingly or intentionally touched another person in a
rude, insolent, or angry manner with a deadly weapon. Ind. Code § 35-42-2-
1(g)(2). A “deadly weapon” is, in relevant part, any “material that in the
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 4 of 14
manner it: (A) is used; (B) could ordinarily be used; or (C) is intended to be
used; is readily capable of causing serious bodily injury.” I.C. § 35-31.5-2-
86(a)(2). Thus, to decide whether the metal rod constituted a deadly weapon,
the jury had to determine whether it was readily capable of causing serious
bodily injury. See Whitfield v. State, 699 N.E.2d 666, 670 (Ind. Ct. App. 1998)
(stating that whether sufficient evidence exists to establish that an object
constitutes a deadly weapon “is determined by looking to whether the weapon
had the actual ability to inflict serious injury”). “Serious bodily injury” is
statutorily defined as follows:
“Serious bodily injury” means bodily injury that creates a
substantial risk of death or that causes:
(1) serious permanent disfigurement;
(2) unconsciousness;
(3) extreme pain;
(4) permanent or protracted loss or impairment of the function of
a bodily member or organ; or
(5) loss of a fetus.
I.C. § 35-31.5-2-292.
[9] The jury received an instruction on the definition of “deadly weapon” but not
on the definition of “serious bodily injury.” Because a deadly weapon is
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 5 of 14
defined as one capable of inflicting serious bodily injury, an instruction on the
definition of the latter phrase would certainly have been desirable. We note,
however, that serious bodily injury is not an element of the challenged offense.
Rather, the focus is on the instrumentality used and its potential for harm, not
the harm actually inflicted.
[10] When determining whether an element of an offense has been proven, the jury
may rely on its collective common sense and knowledge acquired through
everyday experiences—indeed, that is precisely what is expected of a jury.
Halsema v. State, 823 N.E.2d 668, 673-74 (Ind. 2005). “The trial court has a
duty to give further instructions defining words used in other instructions only if
the words are of a technical or legal meaning normally not understood by jurors
unversed in the law.” Martin v. State, 314 N.E.2d 60, 70 (Ind. 1974). We do
not doubt that in some contexts, “serious bodily injury” may require further
definition. But whatever its precise statutory definition, the phrase is quite
readily understood by the average layman to mean some injury short of death.
See Comer v. State, 428 N.E.2d 48, 55 (Ind. Ct. App. 1981) (noting the likelihood
that “in common usage, ‘serious bodily injury’ refers to something short of a
fatal injury or mortal wound”).1
1
In Comer, 428 N.E.2d at 55, this court found no error in the refusal of a tendered instruction on the lesser
included offense of criminal recklessness because the defendant failed to tender an additional instruction
defining the phrase “serious bodily injury,” which was used in the criminal recklessness statute and proposed
instruction. At the time that case was decided, however, “serious bodily injury” was defined to include
bodily injury causing death. The court reasoned that it would be “highly speculative to maintain that laymen
would define serious bodily injury in the manner that our Legislature has seen fit to do” because “[i]t is
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 6 of 14
[11] Furthermore, it is common sense that a metal rod used in this manner is
capable of causing death, and as such, it is logically inescapable that such a
weapon is also capable of causing serious bodily injury. Thus, even in the
absence of an instruction on the statutory definition of that phrase, the jury was
able to determine based on its collective common sense and everyday
experiences that the metal rod Clemons used to batter Willoughby was readily
capable of causing serious bodily injury. Had Clemons used some other, less
obviously lethal weapon—for example, a book or a pencil—the failure to define
serious bodily injury might have amounted to fundamental error. But under the
circumstances of this case, we cannot conclude that allowing the jury to reason
that a metal rod is a deadly weapon without such an instruction constituted
fundamental error.
2. Probation Condition
[12] Clemons also argues that a probation condition prohibiting her from associating
with people of bad character or reputation or with people likely to influence her
doubtful that the common usage of the phrase ‘serious bodily injury’ includes the concept of death.” Id. The
current definition of serious bodily injury has eliminated this potential source of confusion because it no
longer includes injury causing death. Thus, we do not believe Comer supports Clemons’s argument on
appeal.
We also find Kimbrough v. State, 911 N.E.2d 621, 634 (Ind. Ct. App. 2009), to be legally and factually
distinguishable. In that case, the defendant was convicted of battery with a deadly weapon and argued on
appeal that it was fundamental error to instruct the jury on the definition of “serious bodily injury” because
he was not charged with causing such injury. This court concluded that the instruction was proper because
the jury had to determine whether the weapon (a wooden table leg) was readily capable of causing serious
bodily injury, and “the jury could not make such a determination without knowing the definition of serious
bodily injury.” Id. The court did not address whether the failure to give such an instruction would have
amounted to fundamental error.
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 7 of 14
to commit a crime was impermissibly vague. We agree. “Probation is a
criminal sanction where a convicted defendant specifically agrees to accept
conditions upon his behavior in lieu of imprisonment.” Bratcher v. State, 999
N.E.2d 864, 873 (Ind. Ct. App. 2013). A trial court has broad discretion to
impose conditions of probation. Hevner v. State, 919 N.E.2d 109, 113 (Ind.
2010). The court’s discretion is limited by the principle that the conditions
imposed on the defendant must be reasonably related to the treatment of the
defendant and the protection of public safety. Bratcher, 999 N.E.2d at 873. “A
probationer has a due process right to conditions of supervised release that are
sufficiently clear to inform him [or her] of what conduct will result in his [or
her] being returned to prison.” McVey v. State, 863 N.E.2d 434, 447 (Ind. Ct.
App. 2007), trans. denied.
[13] Although we acknowledge that this condition and others like it are commonly
used throughout the state, we agree with Clemons that it is unreasonably vague.
The condition does not define what “associate” or “bad character or
reputation” mean in this context, nor is it clear how to identify a person who
could “influence” Clemons to commit a crime. Because each of the terms in
this condition is subjective, the condition fails to inform Clemons what conduct
would subject her to revocation of her probation. Cf. Hunter v. State, 883 N.E.2d
1161, 1163-64 (Ind. 2008) (finding a condition prohibiting the probationer from
having “contact” with children and requiring the probationer to report any
“incidental contact” with children to his probation officer to be impermissibly
vague); Foster v. State, 813 N.E.2d 1236, 1237-39 (Ind. Ct. App. 2004) (finding a
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 8 of 14
condition prohibiting a probationer from possessing “pornographic or sexually
explicit materials” to be impermissibly vague). We therefore instruct the trial
court to clarify the condition prohibiting Clemons from associating with any
person of bad character or reputation or likely to influence her to commit a
crime. We also encourage the trial court to ensure its probation conditions are
appropriately specific, in this and all cases in the future.
[14] Judgment affirmed in part, reversed in part, and remanded with instructions.
Bailey, J., concurs.
Baker, J., dissents in part and concurs in part with opinion.
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 9 of 14
IN THE
COURT OF APPEALS OF INDIANA
Vicki Jo Clemons, Court of Appeals Case No.
73A01-1703-CR-405
Appellant-Defendant,
v.
State of Indiana,
Appellee-Plaintiff
Baker, Judge, dissenting in part and concurring in part.
[1] I fully concur with the majority with respect to Clemons’s probation condition.
I respectfully part ways with my colleagues, however, with respect to the jury
instruction.
[2] The majority contends that, even without a jury instruction on the definition of
serious bodily injury, the jury could use its common sense to determine whether
the metal pole Clemons used was capable of causing death, and therefore also
capable of causing serious bodily injury. But without a jury instruction defining
the term, the jury had no way of knowing that creating a substantial risk of
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 10 of 14
death is included in the definition of serious bodily injury. Thus, the majority
essentially relies on the statute that defines serious bodily injury in order to
argue that the jury did not need a definition of serious bodily injury.
[3] The jury received an instruction on “deadly weapon” but not on “serious bodily
injury.” Because a factfinder cannot determine whether a deadly weapon was
used without also knowing what constitutes a serious bodily injury, the lack of
instruction on the definition of “serious bodily injury” means that the jury was
not sufficiently informed about the charge of battery with a deadly weapon. In
other words, because the jury did not receive an instruction on the definition of
“serious bodily injury,” the jury was necessarily unable to determine whether
the metal pole Clemons used against Willoughby was capable of causing a
serious bodily injury.
[4] The majority notes that the “‘trial court has a duty to give further instructions
defining words used in other instructions only if the words are of a technical or
legal meaning normally not understood by jurors unversed in the law.’” Slip
op. para. 10 (quoting Martin, 314 N.E.2d at 70). Yet “serious bodily injury” is a
legal term of art with a precise meaning defined by our General Assembly,
unlike many other terms that do not have codified definitions. See Martin, 314
N.E.2d at 70 (trial court did not err by refusing to give a jury instruction
defining the term “purposely” because “the word ‘purposely’ is not used in a
technical legal sense and is quite readily understood by the average layman”);
Moreland v. State, 701 N.E.2d 288, 295 (Ind. Ct. App. 1998) (trial court did not
err in failing to offer a jury instruction defining the phrase “with the intent to”
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 11 of 14
because “‘[w]ith the intent to’ is not the type of phrase that has a technical or
legal meaning not understood by the average juror”).
[5] The majority distinguishes this case from Kimbrough based on the fact that the
Kimbrough Court did not address whether the failure to give an instruction on
the definition of serious bodily injury would have constituted fundamental
error. I, however, find Kimbrough instructive: the Kimbrough Court specifically
found that the jury could not determine whether the defendant committed
battery with a deadly weapon without knowing the definition of serious bodily
injury. Kimbrough, 911 N.E.2d at 634. The inverse of the Kimbrough court’s
reasoning is that the failure to provide an instruction on the definition would
have amounted at least to error, if not fundamental error.
[6] Similarly, the majority finds Comer unhelpful. As the majority acknowledges,
the definition of serious bodily injury has changed since the Comer decision, but
the majority neglects to also consider that since that decision, our General
Assembly has enacted a new statute that also defines moderate bodily injury.
I.C. § 35-31.5-2-204.5. This new statutory category of injury only reinforces the
Comer Court’s concern that it “would be highly speculative to maintain that
laymen would define serious bodily injury in the manner that our Legislature
has seen fit to do.” Id. at 55. Without instructions on both serious bodily injury
and moderate bodily injury, it is speculative that the jury would be able to
differentiate between these terms as our General Assembly saw fit to do.
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 12 of 14
[7] Indeed, what muddies the waters here is the fact that the State also charged
Clemons with battery resulting in moderate bodily injury. As a result, the jury
was instructed on the definition of “moderate bodily injury” but not on “serious
bodily injury.” It is possible that a weapon could be capable of causing serious
bodily injury while actually causing only moderate bodily injury. In other
words, these charges were not inherently contradictory because a weapon may
be deadly but cause only moderate bodily injury. But because the State elected
to charge Clemons in this fashion, the jury was only asked to find that
Willoughby sustained moderate bodily injury.
[8] Had Willoughby’s injuries clearly constituted serious bodily injury, I would
affirm, because a weapon that actually causes serious bodily injury is
necessarily capable of causing such injury. See, e.g., Gleason v. State, 965 N.E.2d
702, 707-710 (Ind. Ct. App. 2012) (finding that brass knuckles constituted a
deadly weapon after the defendant used them to hit the victim in the head,
causing him to fall, start bleeding, and get four stitches); Timm v. State, 644
N.E.2d 1235, 1238 (Ind. 1994) (finding that the jury could have reasonably
concluded that the flashlight defendant used was a deadly weapon capable of
causing serious bodily injury because when the defendant struck the victim in
the face with it, the flashlight shattered upon impact, the victim’s glasses broke,
and the victim received thirteen stitches to her eye and treatment for multiple
lacerations to her face). But I cannot say that it is a given that a jury would
have found swelling, pain, and a wrist fracture to constitute serious, as opposed
to moderate, bodily injury. Compare I.C. § 35-31.5-2-204.5 (“‘Moderate bodily
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 13 of 14
injury’ means any impairment of physical condition that includes substantial
pain”), with I.C. § 35-31.5-2-292 (“‘Serious bodily injury’ means bodily injury
that creates a substantial risk of death or that causes (1) serious permanent
disfigurement; . . . (3) extreme pain; [or] (4) permanent or protracted loss or
impairment of the function of a bodily member or organ . . .”). And as stated
above, in this case, the jury found only that Willoughby sustained moderate
bodily injury. Without a separate instruction regarding the definition of
“serious bodily injury,” the jury was insufficiently instructed on how to
distinguish between these two categories of injury, and I cannot say with
certainty that the same result would have occurred had the jury been properly
instructed.
[9] I would, therefore, find that the jury instructions were so flawed as a result of
the omission of a definition of “serious bodily injury” that they constituted
fundamental error. In all other respects, I fully concur with the majority
opinion.
Court of Appeals of Indiana | Opinion 73A01-1703-CR-405 | August 30, 2017 Page 14 of 14