United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS
April 24, 2006
FOR THE FIFTH CIRCUIT
Charles R. Fulbruge III
_________________________ Clerk
No. 05-60119
_________________________
AMIN MEMANJI MOMIN,
Petitioner,
versus
ALBERTO R. GONZALES, U.S. ATTORNEY GENERAL,
Respondent.
__________________________________________________
Petition for Review of an Order of the
Board of Immigration Appeals
__________________________________________________
Before REAVLEY, CLEMENT, and PRADO, Circuit Judges.
EDITH BROWN CLEMENT, Circuit Judge.
In this petition for review of an order of the Board of Immigration Appeals (“BIA”),
Petitioner contends that his application for adjustment of status was denied pursuant to an invalid
regulation. For the reasons that follow, the petition for review is denied.
I. FACTS AND PROCEEDINGS
Petitioner, Amin Memanji Momin (“Momin”), is a native and citizen of India. He first entered
the United States in March 1996 as a non-immigrant on a student visa. Momin temporarily left the
United States and reentered as a parolee in December 2000 to pursue a family-based visa application
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filed by his U.S.-citizen wife and his application for adjustment of status; Momin sought lawful
permanent resident (“LPR”) status. The Immigration and Naturalization Service (“INS”) denied
Momin’s family-based application for a visa and his application for adjustment of status on October
16, 2002.1 On October 24, 2002, Momin was charged as being removable, pursuant to 8 U.S.C. §
1182(a)(7)(A)(i)(I), because he did not possess a valid entry document.
Before the immigration judge (“IJ”), Momin conceded the charges, i.e., that he was an
arriving alien and not in possession of proper immigration documentation. During the hearing,
however, Momin indicated that he intended to file an employment-based application in support of his
adjustment of status application and asked for a six-week continuance. The IJ granted the
continuance. Two days after the hearing, the INS filed a motion to pretermit Momin’s application
for adjustment of status. In its motion, the INS contended that, under 8 C.F.R. § 1245.1(c)(8),2 an
1
The family-based application for Momin’s visa and Momin’s application for adjustment of
status were denied because Momin failed to attend his fingerprinting appointment for his status
adjustment application. The INS deemed the application abandoned. Momin divorced his U.S.-
citizen wife in July 2002.
2
8 C.F.R. § 245.1 provides:
(a) General. Any alien who is physically present in the United
States, except for an alien who is ineligible to apply for adjustment of
status under paragraph (b) or (c) of this section, may apply for
adjustment of status to that of a lawful permanent resident of the
United States if the applicant is eligible to receive an immigrant visa
and an immigrant visa is immediately available at the time of filing of
the application.
...
(c) Ineligible aliens. The following categories of aliens are
ineligible to apply for adjustment of status to that of a lawful
permanent resident alien under section 245 of the Act:
...
(8) Any arriving alien who is in removal proceedings pursuant
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arriving alien is ineligible to apply for an adjustment of status. Momin did not oppose the motion and,
on May 12, 2003, the IJ ordered that the INS’s motion to pretermit Momin’s application for
adjustment of status be granted.
A month later, Momin filed a motion to reconsider the IJ’s order. Momin contended that he
was not an arriving alien: According to Momin, he met the exception to the definition of an arriving
alien because he “was granted advance parole . . . in the United States prior to [his] departure from
and return to the United States.” 8 C.F.R. § 1.1(q) (defining “arriving alien”). Momin further argued
that, under 8 C.F.R. § 245.2(a)(1)(i) and (ii), he should be permitted to renew his application for
adjustment of status after substituting his employment-based visa application for his family-based
application. Momin’s argument focused on the facts that, (1) regardless of the type of visa petition
(i.e., family-based or employment-based) used to support the application, the application for
adjustment of status remained largely the same, and (2) the regulation permitted the renewal of the
“adjustment application,” not a particular visa petition.
The INS responded by asserting that an applicant may substitute visa petitions only when the
petition has not been adjudicated. Where the application has been considered but denied, the INS
argued, the applicant was limited to renewing the application as filed. The INS urged the IJ to
consider the employment-based application as a new application.
to section 235(b)(1) or section 240 of the Act. . . .
8 C.F.R. § 245.1.
8 C.F.R. § 245.1 is identical to § 1245.1. Section 245.1 applies to the immigration agencies
in the Department of Homeland Security (“DHS”) and §1245.1 applies to the Executive Office for
Immigration Review in the Department of Justice. In March 2003, the relevant functions of the INS
were transferred to the DHS. Regardless, the functions and the regulation in question remain the
same; for the sake of clarity, we refer to the regulation as 8 C.F.R. § 245.1 and the immigration
agency as the INS throughout. See Lopez v. Henley, 416 F.3d 455, 456 n.1 (5th Cir. 2005).
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The IJ agreed with the INS and, on July 10, 2003, issued an order denying the motion to
reconsider and directing that Momin be removed. The IJ addressed Momin’s argument: “[Momin]
seeks to have a second application for adjustment of status, based on an employment-based visa
petition, reviewed and approved by the Court in the instant proceedings. However, nothing in the
regulations allows an alien to substitute an application with another [visa] petitioner.” Based on its
determination that Momin was an arriving alien and that the original adjustment of status application
had not been renewed, the IJ cited, inter alia, 8 C.F.R. § 245.1(c)(8) for the proposition that Momin
was “ineligible for adjustment of status in these removal proceedings.”
On July 1, 2004, Momin appealed the IJ’s order to the BIA and asserted basically the same
application renewal argument. In response, the INS moved for summary affirmance, arguing that the
IJ had correctly determined that, under 8 C.F.R. § 245.1(c)(8), Momin was not eligible for an
adjustment of status. The BIA agreed with the INS, adopted the IJ’s July 10, 2003, order, and
dismissed Momin’s appeal. In addition, the BIA made the following express findings: (1) Momin
was ineligible for adjustment of status under 8 C.F.R. § 245.1(c)(8); (2) Momin was not within the
exception to the definition of “arriving alien” for one who has been paroled; and (3) Momin’s
employee-based application was different from, not a renewal of, his family-based application for
adjustment of status and, therefore, he was ineligible to adjust status under 8 C.F.R. § 245.2(a)(1).
Momin did not seek judicial review of the BIA’s decision.
On December 9, 2004, Momin filed a motion to reconsider the BIA’s decision, which the INS
opposed. Momin asserted that he was not an arriving alien, based on the definition of that term in
8 C.F.R. § 1.1(q). The INS pointed out that the exception Momin relied on applied only to paroled
aliens in expedited removal proceedings under 8 U.S.C. § 1225(b)(1)(A)(i), codifying Immigration
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and Nationality Act (“INA”) § 235(b)(1)(A)(i). Momin was not in an expedited removal proceeding;
rather, Momin’s removal proceeding was pursuant to 8 U.S.C. § 1229a, codifying INA § 240.
Accordingly, the INS continued, Momin was an arriving alien and, as such, ineligible to apply for
adjustment of status to LPR. By order dated January 26, 2005, the BIA denied Momin’s motion for
reconsideration. The BIA held, in accord with 8 C.F.R. § 245.1(c)(8), that Momin was an arriving
alien and barred from adjustment of status because of the pending removal proceedings.
On January 24, 2005, two days before the BIA issued its order denying Momin’s motion to
reconsider, Momin mailed a pleading titled “Supplement to the Respondent’s Motion to Reconsider
the Board’s Decision” to the BIA. In this supplemental motion, Momin urged the BIA to consider
the First Circuit’s opinion in Succar v. Ashcroft, 394 F.3d 8, 36 (1st Cir. 2005), which concluded that
8 C.F.R. § 245.1(c)(8) was inconsistent with 8 U.S.C. § 1255(a) and, therefore, could not be relied
on to support a removal order. The INS maintains that it did not receive Momin’s supplemental
motion in time to consider it and did not include it in the administrative record.3 Momin now
petitions this court to review the BIA’s denial of his motion for reconsideration.
II. STANDARD OF REVIEW
This court reviews the BIA’s denial of a motion for reconsideration for abuse of discretion.
Zhao v. Gonzales, 404 F.3d 295, 301 (5th Cir. 2005). The BIA’s “‘findings of fact are conclusive
unless any reasonable adjudicator would be compelled to conclude to the contrary.’” Zhang v.
Gonzales, 432 F.3d 339, 344 (5th Cir. 2005) (quoting 8 U.S.C. § 1252(b)(4)(B) and noting that the
provision codified the substantial evidence test established in INS v. Elias-Zacarias, 502 U.S. 478,
3
This court granted Momin’s motion to supplement the record with his supplemental motion
pursuant to FED. R. APP. P. 16(b).
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481 (1992)).
With respect to pure questions of law, legal conclusions are reviewed de novo. Alwan v.
Ashcroft, 388 F.3d 507, 510 (5th Cir. 2004). But, where appropriate under Chevron U.S.A. Inc. v.
Natural Resources Defense Council, Inc., 467 U.S. 837, 842–43 (1984), the BIA’s interpretation of
an ambiguous provision of the INA is entitled to deference.4 Singh v. Gonzales, 436 F.3d 484, 487
(5th Cir. 2006). Chevron deference is also appropriate where the BIA interprets its own regulations.
Id. (citing Navarro-Miranda v. Ashcroft, 330 F.3d 672, 675 (5th Cir. 2003)).
III. DISCUSSION
The sole question presented in Momin’s petition for review, and the only argument under
consideration,5 is the argument addressed in his January 24 supplemental motion. Momin contends
that 8 C.F.R. § 245.1(c)(8), which deems arriving aliens, who are in removal proceedings, ineligible
to apply for adjustment of status to LPR, is invalid. According to Momin, because the regulation
conflicts with the underlying statute, 8 U.S.C. § 1255(a), it cannot be used to bar his application for
adjustment of status. If Momin’s status adjustment application is valid, the argument continues,
Momin is not subject to removal. Momin’s entire argument turns on the regulation’s validity. Before
addressing the merits of his claim, we must first consider the INS’s position that Momin waived his
argument by failing to present it timely to the BIA.
4
Under Chevron, clear congressional directives bind the court and agency alike.
Salazar-Regino v. Trominski, 415 F.3d 436, 443 (5th Cir. 2005). “If, however, the court determines
Congress has not directly addressed the precise question at issue,” a measure of deference, termed
Chevron deference, is afforded the agency, and “the question for the court is whether the agency’s
answer is based on a permissible construction of the statute.” Id.
5
Because no other aspects of Momin’s arguments before the BIA and IJ are briefed in his
petition for review, Momin has waived them. Salazar-Regino, 415 F.3d at 452 & n.28.
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A. Failure to Raise the Argument with the BIA
The INS argues in its brief that the BIA’s decision was formed without the benefit of Momin’s
supplemental argument and that, because he did not timely raise the argument with the BIA, it is
waived.6 We have addressed the failure of a petitioner to seek relief before the BIA: “When a
petitioner seeks to raise a claim not presented to the BIA and the claim is one that the BIA has
adequate mechanisms to address and remedy, the petitioner must raise the issue in a motion to reopen
prior to resorting to review by the courts.” Goonsuwan v. Ashcroft, 252 F.3d 383, 390 (5th Cir.
2001). Momin contends that there are no “adequate mechanisms to address and remedy” his claim
before the BIA because the BIA lacks jurisdiction to consider the validity of regulations promulgated
under the INA.
The BIA has stated that regulations promulgated under the INA “have the force and effect
of law as to [the BIA] and the Immigration Judges.” In re Shanu, 23 I. & N. Dec. 754, 758 (BIA
2005) (citing In re Fede, 20 I. & N. Dec. 35, 36 (BIA 1989)). Momin’s argument is supported by
several unpublished BIA decisions in which the BIA declined to follow Succar because the regional
court of appeals had not adopted the Succar reasoning and the BIA remained bound by the
regulations. See, e.g., In re Toussaint, No. A96 001 425, 2006 WL 211046 (BIA 2006)
(unpublished); In re Meza-Cota, No. A76 030 224, 2005 WL 3802109 (BIA 2005) (unpublished);
In re Cheng, No. A70 583 458, 2005 WL 698333 (BIA 2005) (unpublished).
The question presented is purely a matter of law. Under our waiver jurisprudence, the failure
to raise such an issue below does not necessarily subject it to waiver: This court may exercise its
6
We assume that the BIA did not have Momin’s supplemental motion when it denied his
motion for reconsideration.
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discretion to consider pure issues of law not raised below. Freudensprung v. Offshore Technical
Servs., Inc., 379 F.3d 327, 338 n.5 (5th Cir. 2004). See also Atl. Mut. Ins. Co. v. Truck Ins. Exch.,
797 F.2d 1288, 1293 (5th Cir. 1986) (“An issue raised for the first time on appeal generally is not
considered unless it involves a purely legal question or failure to consider it would result in a
miscarriage of justice.”). Accordingly, we will consider this pure legal issue—the validity of 8 C.F.R.
§ 245.1(c)(8).
B. Validity of 8 C.F.R. § 245.1(c)(8)
1. Statutory and Regulatory Framework
Momin contends that 8 C.F.R. § 245.2(c)(8) conflicts with 8 U.S.C. § 1255(a). Before we
focus on the contested regulation, however, a broader perspective of the INA and its statutory and
regulatory framework is required. Under the now-existing version of the INA, aliens fall into one of
two classes: admitted aliens and applicants for admission. The former class is composed of only
those aliens who lawfully entered the United States after inspection and authorization by an
immigration officer. See 8 U.S.C. § 1101(a)(13)(A). The latter class includes those aliens who are
present in the United States but have not been admitted. See 8 U.S.C. § 1225(a)(1). By regulation,
the Attorney General created a sub-class of applicants for admission, the arriving alien.7 See 8 C.F.R.
§ 1.1(q). For the purposes of our analysis, an arriving alien is the same as an applicant for admission.
See id.
Parolees constitute another sub-class of applicants for admission: A parolee is an applicant
7
We describe arriving aliens as a sub-class of applicants for admission because the regulation
defines arriving aliens as applicants for admission and then narrows the class by designating
exceptions not pertinent to this analysis. See 8 C.F.R. § 1.1(q). For our purposes, the terms are
interchangeable.
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for admission who has been permitted temporarily into the United States by an exercise of the
Attorney General’s discretion. See 8 U.S.C. § 1182(d)(5)(A). Although a parolee is permitted
physically to enter the United States, for the purposes of his immigrant status the parolee remains an
applicant for admission and, if parole is revoked, is subject to whatever actions might be appropriate
for any other applicant for admission. See id.; 8 U.S.C. § 1101(a)(13)(B) (“An alien who is paroled
. . . shall not be considered to have been admitted.”). Moreover, an arriving alien remains an arriving
alien, even if paroled into the United States. See 8 C.F.R. § 1.1(q). An alien who arrives in the
United States on advance parole, as did Momin, is nevertheless an arriving alien. See id. See also In
re Oseiwusu, 22 I. & N. Dec. 19 (BIA 1998). Accordingly, parole allows an alien physically to enter
the United States but does not affect the alien’s status within the immigration framework.
Another piece of the statutory framework is the concept of removal. For an applicant for
admission, “if the examining immigration officer determines that an alien seeking admission is not
clearly and beyond a doubt entitled to be admitted, the alien shall be detained for a [removal]
proceeding.” 8 U.S.C. § 1225(b)(2). All aliens—admitted aliens and applicants for
admission—could be subject to removal. See 8 U.S.C. §§ 1182(a) (listing classes of aliens ineligible
for visas or admission and, therefore, subject to removal), 1227(a) (listing classes of deportable aliens
subject to removal). Being subject to removal does not necessarily result in removal; the removal
proceeding is simply the mechanism by which the question of admissibility is adjudicated.
The final noteworthy piece of the statutory framework is the concept of status. As a general
rule, though subject to numerous exceptions, aliens have immigrant status. See 8 U.S.C. §
1101(a)(15) (listing many classes of non-immigrant aliens). Non-immigrants are those aliens who
seek admittance for purposes other than immigration. Id. An alien who has been “lawfully accorded
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the privilege of residing permanently in the United States” has LPR status. 8 U.S.C. § 1101(a)(20).
An LPR is not “regarded as seeking an admission into the United States for purposes of the
immigration laws unless the alien” violates the conditions of the status. 8 U.S.C. § 1101(a)(13)(c).
Armed with an understanding of the statutory framework, we turn to the statute and
regulation at issue. The underlying concern is Momin’s eligibility to seek an adjustment of status to
LPR. Section 1255(a) provides that the status of an alien who has been paroled into the United
States may be adjusted to LPR status at the discretion of, and pursuant to regulations promulgated
by, the Attorney General:
The status of an alien who was inspected and admitted or paroled into
the United States . . . may be adjusted by the Attorney General, in his
discretion and under such regulations as he may prescribe, to that of
an alien lawfully admitted for permanent residence if (1) the alien
makes an application for such adjustment, (2) the alien is eligible to
receive an immigrant visa and is admissible to the United States for
permanent residence, and (3) an immigrant visa is immediately
available to him at the time his application is filed.
8 U.S.C. § 1255(a). Under this statutory provision, the class of admitted aliens and the class of
paroled applicants for admission may, at the discretion of the Attorney General, have their status
adjusted to LPR.
The regulation in question severs a sub-class of aliens—those who are both “arriving aliens”
(including those paroled into the United States) and in removal proceedings—from the class of
parolees eligible for adjustment of status to LPR. Under the regulation, this sub-class of aliens is
ineligible to apply for status adjustment. See 8 C.F.R. § 245.1(c)(8). Momin challenges the validity
of the regulation as contrary to the statutory framework.
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2. Sister Circuits’ Jurisprudence
We do not consider this question in a vacuum. The parties briefed the First Circuit’s holding
in Succar. Since the First Circuit first spoke, the Third Circuit, the Ninth Circuit, two panels from
the Eighth Circuit, and, most recently, the Eleventh Circuit have had occasion to address the question
we consider. The five circuits to address the issue have reached dissimilar results with even more
dissimilar reasoning. And while these well-reasoned opinions lack uniformity, they provide analysis
and research which we carefully consider.
a. Invalid under Chevron Step One
In Succar, the First Circuit, performing a Chevron step one analysis, considered the statutory
text and the context of the statutory scheme to determine that Congress had spoken clearly to aliens’
eligibility for status adjustment and that the regulation’s additional limitation on the eligible class was
“inconsistent with that congressional determination.” 394 F.3d at 29. The First Circuit later referred
to the statute’s legislative history to confirm its reading of the statute. Id. at 32.
In its plain-language review of the statute, the Succar panel found that Congress had “defined
certain categories of aliens who were eligible to apply for adjustment of status, . . . and refined the
definition by specifically excluding certain aliens from eligibility.” Id. at 24. Because of the express
pronouncements in § 1255 regarding eligibility for status adjustment, the First Circuit held that
“Congress unambiguously reserved to itself the determination of who is eligible to apply for
adjustment of status relief.” Id. The regulation’s limitation on parolees’ eligibility conflicts with the
statute’s plain language, according to the Succar court.
When the First Circuit considered the context of the statutory scheme, it drew two
conclusions. The Succar court first determined that “the exclusion of parolees in removal
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proceedings renders ineligible most of the class that Congress rendered eligible by including
parolees.” Id. at 26. Second, the court stated that “the congressional choice to delegate to the
Attorney General some circumscribed discretion over the ultimate decision of who is granted
adjustment of status is not authorization for discretion in other areas.” Id. (footnote omitted). These
conclusions compelled the court to deem the regulation invalid.
The first conclusion was based, in part, on the court’s factual understanding that “most
arriving alien parolees are placed in removal proceedings.” Id. at 18. This representation was made
to the court and not disputed by the Attorney General. Id. at 21. Also, the court noted that an
applicant for admission who cannot demonstrate admissibility “clearly and beyond a doubt” must be
placed in removal proceedings. Id. at 27 (discussing 8 U.S.C. § 1225(b)(2)(A)). This view of the
operation of the INA as a whole and of the practical effect of the regulation led the Succar court to
find that the regulation’s carve-out improperly subsumed the congressional grant of eligibility to the
parolee class of aliens.
The First Circuit’s second conclusion—addressing the Attorney General’s discretion—was
a response to the argument that the Attorney General may exercise his discretion by rulemaking rather
than case-by-case adjudication pursuant to Lopez v. Davis, 531 U.S. 230 (2001). In Lopez, the
Supreme Court upheld a regulation of the Bureau of Prisons (the “Bureau”) categorically denying
early release for certain prisoners as an appropriate exercise of the Bureau’s discretion. 531 U.S. at
233. The authorizing statute in question in Lopez eliminated a class of prisoners from eligibility for
early release and left the release determination of other prisoners to the discretion of the Bureau. Id.
at 238–41 (discussing 18 U.S.C. § 3621(e)(2)(B)). The Court determined that, aside from excluding
a class of prisoners from eligibility for the reduction in sentence, “Congress ha[d] not identified any
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further circumstance in which the Bureau either must grant the reduction, or is forbidden to do so.”
Id. at 242. Because the Bureau ultimately was vested with discretion to decide on the prisoners’
release, the Court held that the Bureau was within its authority to exclude categorically classes of
prisoners by rule: “The Bureau is not required continually to revisit ‘issues that may be established
fairly and efficiently in a single rulemaking proceeding.’” Id. at 244 (quoting Heckler v. Campbell,
461 U.S. 458, 467 (1983)). The First Circuit distinguished Lopez, asserting that, in the statute at
issue in Lopez, Congress had been silent and that was not the case with respect to the INA. Succar,
394 F.3d at 29. Accordingly, the Succar court deemed the Attorney General’s resort to rulemaking
contrary to the plain language of the statute. Id.
Having concluded that the text and statutory structure conflicted with the regulation, the
Succar court reviewed the INA’s legislative history. Congress, the First Circuit determined, intended
to eliminate unnecessary trips out of the United States in order to be eligible to apply for admission.
Id. at 33–34 (discussing S. REP. No. 86-1651 (1960), reprinted in 1960 U.S.C.C.A.N. 3124, 3125).
Based on this review of the legislative history, the First Circuit concluded that the regulation actually
recreated a problem that Congress intended to eliminate when enacting the statute because, under the
regulation, parolees subject to removal would have to leave the country to become eligible to adjust
status. Id. at 34. As the legislative history confirmed its understanding of the statute’s language and
context, the First Circuit declared 8 C.F.R. § 245.1(c)(8) invalid under Chevron step one and vacated
the BIA’s removal order. Id. at 34, 36. The Ninth Circuit, in Bona v. Gonzales, 425 F.3d 663, 668
(9th Cir. 2005), expressly adopted and followed Succar.
b. Invalid under Chevron Step Two
The Third Circuit also invalidated 8 C.F.R. § 245.1(c)(8) but did so under Chevron step two.
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Zheng v. Gonzales, 422 F.3d 98, 120 (3d Cir. 2005). The Third Circuit disagreed with the First
Circuit’s conclusion that Lopez did not govern the Chevron step one result. Id. at 116. The Zheng
court, applying Lopez, stated that “[t]he fact that Congress declared some categories of aliens
ineligible for adjustment by statute does not in itself conclusively prove that the Attorney General
cannot declare other categories ineligible by regulation.” Id.
Moving to the second step of Chevron, the Zheng court noted that if the regulation was to
survive, it would have to be both “‘reasonable in light of the legislature’s revealed design’” and
“‘based on a permissible construction of the statute.’” Id. (quoting NationsBank of N.C., N.A. v.
Variable Annuity Life Ins. Co., 513 U.S. 251, 257 (1995), and Chevron, 467 U.S. at 843). Looking
to the operation of the INA as a whole the Zheng court determined “that virtually all parolees will
be in removal proceedings.” Id. at 117. In addition to considering Succar, the Zheng court found
that the statutory structure was such that “parolees will, by default, be in removal proceedings.” Id.
Based on this understanding of the INA’s operation, the Third Circuit determined “that Congress
intended that the mere fact of removal proceedings would not render an alien ineligible to apply for
adjustment of status.” Id. at 118.
According to the Zheng court, 8 C.F.R. § 245.1(c)(8) “rendered most aliens paroled into the
United States ineligible to apply for adjustment of status.” Id. Although the Government contended
that some aliens in removal proceedings might be eligible to adjust status, the Third Circuit deemed
the exception too narrow to capture congressional intent that parolees be able to apply for status
adjustment. Id. at 119. Ultimately, the Zheng court stated that “[f]or all practical purposes, . . . 8
C.F.R. § [245.1(c)(8)] renders paroled aliens ineligible to apply for adjustment of status.” Id. Based
on its practical understanding of the statute’s function and the effect of the regulation, the Zheng
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court concluded that “[t]he conflict between regulation and statute is clear and unmistakable.” Id.
As such, the regulation, which, according to the Third Circuit, “essentially reverses the eligibility
structure set out by Congress,” was held invalid under Chevron step two. Id. at 120.
Recently, the Eleventh Circuit, in Scheerer v. U.S. Attorney General, — F.3d —, Nos. 04-
16231 & 05-11303, 2006 WL 947680, at *7 (11th Cir. Apr. 13, 2006), followed the Zheng court’s
reasoning and held 8 C.F.R. § 245.1(c)(8) invalid. The Eleventh Circuit adhered to Lopez and held
that the Attorney General may exercise his discretion by rulemaking in lieu of adjudication. Scheerer,
2006 WL 947680, at *7. The Scheerer court, like Succar, Bona, and Zheng, based its conclusion
on an understanding that “[t]he vast majority of aliens paroled into the United States will . . . be in
removal proceedings by virtue of the statutory scheme.” Id. at *7.
c. Valid under Chevron
The Eighth Circuit is the only circuit court to deem 8 C.F.R. § 245.1(c)(8) valid, and it has
done so in a pair of opinions; each opinion drew a dissent arguing in favor of invalidating the
regulation. See Mouelle v. Gonzales, 416 F.3d 923, 930 (8th Cir. 2005); Geach v. Chertoff, — F.3d
—, No. 05-1405, 2006 WL 508101, at *2–3 (8th Cir. Mar. 3, 2006) (following Mouelle). The
Mouelle court, like both Zheng and Scheerer, followed the Supreme Court’s directive in Lopez and
recognized that the Attorney General’s use of rulemaking was “not invalid as contrary to the statute.”
416 F.3d at 930.
Having satisfied itself with the manner of regulation, the Mouelle court followed Lopez and
inquired whether the gap-filling regulation was “‘reasonable in light of the legislature’s revealed
design.’” Id. (quoting Lopez, 531 U.S. at 242). At this point, the Eighth Circuit referred to the
Attorney General’s commentary in promulgating the regulation, which indicated that the regulation
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responded to congressional intent to expedite removal and avoid lengthening removal proceedings.
Id. (citing Inspection and Expedited Removal of Aliens, 62 Fed. Reg. 10,312, 10,312–13, 10,326–27
(Mar. 6, 1997) (interim rule with request for comments) (“Interim Rule”)). The Mouelle court noted
the broad discretion granted the Attorney General in the statute and determined that the fact that an
arriving alien is in a removal proceeding “is a characteristic that is a reasonably sound basis for
choosing not to grant relief under 8 U.S.C. § 1255[(a)].” Id. To the contention in Succar (and the
same contention later in Zheng, Bona, and Scheerer) that the regulation renders an entire class of
aliens—intended by Congress to be eligible for status adjustment—ineligible for status adjustment,
the Mouelle court responded:
T h e c o u r t in Succar opined that t he relevant
characteristic—placement in removal proceedings—effectively barred
most aliens who had been paroled from adjusting status because most
paroled aliens were in removal proceedings. Thus, the court
concluded, the regulation was contrary to 8 U.S.C. § 1255(a) because
paroled aliens were among those eligible to adjust status under the
statute. As an evidentiary matter, we cannot conclude that the
regulation bars most paroled aliens from adjusting status. Unlike the
court in Succar, we have not been “informed,” of that fact. And in
this case the Attorney General cites DHS statistics suggesting that
only about two to three percent of parolees who entered the United
States in 2003 have been placed in removal proceedings. In fact, the
INS did not initiate removal proceedings against the Mouelles until
April 15, 1998, over ten months after the Mouelles were paroled into
the United States. Moreover, even if we assumed that most aliens
paroled into the United States were placed in removal proceedings, 8
U.S.C. § 1255 does not show a congressional intent to vest a few,
most, or all paroled aliens with the right to adjust their status. Relief
remains discretionary.
Id. at 930 n.9 (internal citations omitted). Because the regulation was, according to the Eighth
Circuit, a valid exercise of expressly-granted discretion, the court upheld 8 C.F.R. § 245.1(c)(8).
3. Analysis
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We agree with the Eighth Circuit that 8 C.F.R. § 245.1(c)(8) is a valid exercise of the
discretion granted by Congress to the Attorney General. For the reasons that follow, we respectfully
disagree with both the Succar and Zheng lines of reasoning. In determining the validity of the
regulation, we must answer two questions: (1) whether the Attorney General was entitled to
implement a rule rather than adjudicate status adjustments on a case-by-case base; and, (2) if so,
whether the rule promulgated was arbitrary, capricious, or manifestly contrary to the statute. In sum,
we hold that the Attorney General may choose to exercise his discretion favorably or unfavorably by
rulemaking rather than adjudication. Moreover, we hold that the categorical exclusion expressed in
8 C.F.R. § 245.1(c)(8) is a valid exercise of the Attorney General’s congressionally-granted
discretion.
a. Exercise of Discretion by Rulemaking
Of the courts of appeals to consider this issue, the Third, Eighth, and Eleventh Circuits all
agree, as do we, that the Attorney General may exercise his discretion by rulemaking rather than case-
by-case adjudication. Congress identified classes of aliens that may have their status adjusted at the
Attorney General’s discretion, see 8 U.S.C. § 1255(a), and Congress also identified various sub-
classes of aliens that are ineligible for status adjustments, see, e.g., 8 U.S.C. § 1255(c). The First and
Ninth Circuits found these tandem congressional mandates sufficient to conclude that “Congress
unambiguously reserved to itself the determination of who is eligible to apply for adjustment of status
relief,” and that an additional rule-based limitation on an alien’s eligibility to apply was contrary to
that clear statement of intent. Succar, 394 F.3d at 24. See also Bona, 425 F.3d at 670.
But Congress did not clearly express an intent to withhold the Attorney General’s authority
to resolve matters of general applicability through rulemaking. Absent such an exclusion, resort to
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rulemaking is within the discretion afforded the Attorney General. See Am. Hosp. Ass'n v. N.L.R.B.,
499 U.S. 606, 612 (1991) (noting that resort to rulemaking is proper even where the statute requires
the agency to make a determination “in each case”). Moreover, the fact that Congress chose to
exclude certain classes of aliens from eligibility does not mean that, where complete discretion to
grant relief is vested in the Attorney General, the Attorney General cannot opt to exercise the
discretion and exclude other classes by regulation. Accord Mouelle, 416 F.3d at 928–29; Zheng, 422
F.3d at 116; Geach, 2006 WL 508101, at *3; Scheerer, 2006 WL 947680, at *7.
Indeed, the Supreme Court’s holding in Lopez compels this conclusion:
We also reject [the] argument . . . that the agency must not make
categorical exclusions, but may rely only on case-by-case assessments.
“[E]ven if a statutory scheme requires individualized
determinations,” which this scheme does not, “the decisionmaker has
the authority to rely on rulemaking to resolve certain issues of general
applicability unless Congress clearly expresses an intent to withhold
that authority.” The approach pressed by Lopez—case-by-case
decisionmaking in thousands of cases each year—could invite
favoritism, disunity, and inconsistency. The [agency] is not required
continually to revisit “issues that may be established fairly and
efficiently in a single rulemaking proceeding.”
531 U.S. at 243–44 (internal citations omitted). See also Mourning v. Family Publ’ns. Serv., Inc.,
411 U.S. 356, 372 (1973) (rejecting a similar argument and commenting that “[t]o accept [the]
argument would undermine the flexibility sought in vesting broad rulemaking authority in an
administrative agency”).
In any event, we need not guess at the Attorney General’s motivation. The Attorney
General’s commentary accompanying the rule as promulgated makes clear that the regulation is a
categorical exercise of discretion: “Adjustment of status is granted in the discretion of the Attorney
General. . . . [T]he Attorney General has determined that she will not favorably exercise her
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discretion to adjust the status of arriving aliens who are . . . placed in removal proceedings.”
Inspection and Expedited Removal of Aliens, 62 Fed. Reg. 444, 452 (Jan. 3, 1997) (proposed rule)
(“Proposed Rule”). See also Interim Rule, 62 Fed. Reg. at 10,327 (“In response to the commenters
who suggested this policy exceeded the Attorney General’s statutoryauthority, it is noted that section
245 of the Act clearly and unambiguously states that adjustment of status is a discretionary decision,
subject to such regulatory limitations as the Attorney General may prescribe.”). The Attorney
General’s approach is entirely consistent with that taken by the agency—and approved of by the
Court—in Lopez. We follow Lopez and conclude that, because 8 U.S.C. § 1255(a) is silent on the
manner in which the Attorney General is to exercise his discretion, the Attorney General can exercise
his discretion through rulemaking in matters of general applicability. 531 U.S. at 244. Accord
Mouelle, 416 F.3d at 928–29; Zheng, 422 F.3d at 116; Geach, 2006 WL 508101, at *3; Scheerer,
2006 WL 947680, at *7.
b. Exclusion of Arriving Aliens in Removal Proceedings
Having concluded that the Attorney General validly exercised his discretion by rulemaking,
we now turn to the substance of the rule. “When Congress expressly delegates to an administrative
agency the authority to make specific policy determinations, courts must give the agency’s decision
controlling weight unless it is ‘arbitrary, capricious, or manifestly contrary to the statute.’” ABF
Freight Sys., Inc. v. N.L.R.B., 510 U.S. 317, 324 (1994) (quoting Chevron, 467 U.S. at 844).
Although one of the discussed cases characterizes the discretion vested in the Attorney General as
“circumscribed,” Succar, 394 F.3d at 26, we find no support for such limiting language in the statute.
See 8 U.S.C. § 1255(a) (providing that the status of an alien “may be adjusted [to LPR] by the
Attorney General, in his discretion and under such regulations as he may prescribe”). The Supreme
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Court has noted that “express congressional authorizations to engage in the process of rulemaking
or adjudication that produces regulations or rulings for which deference is claimed” is indicative of
an entitlement to deferential treatment by reviewing courts. United States v. Mead Corp., 533 U.S.
218, 229 (2001). The statute clearly vests in the Attorney General such authority to promulgate
regulations. See 8 U.S.C. § 1255(a). Additionally, the Supreme Court has “recognized that judicial
deference to the Executive Branch is especially appropriate in the immigration context where officials
‘exercise especially sensitive political functions that implicate questions of foreign relations.’” I.N.S.
v. Aguirre-Aguirre, 526 U.S. 415, 425 (1999) (quoting I.N.S. v. Abudu, 485 U.S. 94, 110 (1988)).
The courts that deem 8 C.F.R. § 245.1(c)(8) invalid all share a common trait; they equate the
entire class of parolees with the sub-class of parolees who are subject to removal proceedings. See
Succar, 394 F.3d at 21, 26 (basing its understanding on an uncontested petitioner’s statement);
Zheng, 422 F.3d at 117–18 (basing its belief on Succar and the statutory structure); Bona, 425 F.3d
at 670 (basing its understanding on Succar and the court’s view of the “practical effect” of the
regulation); Scheerer, 2006 WL 947680, at *7–8 (basing its belief on Succar and the statutory
structure). Because the regulation makes the latter class ineligible for relief and the statute makes the
former class eligible for relief (though subject to the Attorney General’s discretion), those circuits
understand the regulation to be in conflict with the statute and overall statutory design. See Succar,
394 F.3d at 21, 26 (“[T]he exclusion of parolees in removal proceedings renders ineligible most of
the class that Congress rendered eligible by including parolees.”); Zheng, 422 F.3d at 119 (“We are
thus faced with a statute providing that, in general, aliens paroled into the United States may apply
to adjust their status, and a regulation providing that, in general, they may not.”); Bona, 425 F.3d at
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670 (“By entirely excluding a category of aliens from the ability to apply for adjustment, who by
statute are eligible to apply for such relief, the regulation [is invalid].”); Scheerer, 2006 WL 947680,
at *8 (“Thus, whereas the statute, § 1255, contemplates that parolees—arriving aliens, virtually all
of whom are placed in removal proceedings—should be eligible to apply for an adjustment of status,
the regulation, 8 C.F.R. § [245.1(c)(8)], excludes the same class from eligibility.”). This estimation
as to the practical effect of the regulation and the statutory context forms the core of the rationale
for finding the regulation invalid.
Like the Eighth Circuit, we have no evidentiary basis to reach the conclusion drawn by these
other circuits. Neither party has asserted, much less shown, that the class identified in 8 U.S.C. §
1255(a), i.e., admitted aliens and parolees, is coterminous with the class identified in 8 C.F.R. §
245.1(c)(8), i.e., arriving aliens (including parolees) in removal proceedings. Indeed, the limited facts
before us do not bear out this relationship.8 Momin had been in the United States as a parolee for
over two years before he was charged as removable. He obtained advance parole and was charged
as removable only when his original application for status adjustment was denied. Without data, it
is impossible for this court to opine on the likelihood that the vast majority of (or, for that matter,
many) arriving aliens are placed immediately into removal proceedings. It would be wholly
8
We note that, in Mouelle, the court was provided with statistics indicating that, in 2003, only
two to three percent of parolees entering the United States were placed in removal proceedings. 416
F.3d at 930 n.9. Further, we note that the facts of the cases discussed do little to support the
understanding that all parolees are subject to removal proceedings: The Mouelles were paroled for
ten months before being subject to removal proceedings, see Mouelle, 416 F.3d at 925; Zheng was
paroled for over six years before he was charged as removable, see Zheng, 422 F.3d at 103–04; Bona
was paroled for over eight years before being placed in removal proceedings, see Bona, 425 F.3d at
664; Geach was on parole for seven years before being placed in exclusion proceedings, see Geach,
2006 WL 508101, at *1; and Scheerer was a parolee for eight months before receiving a notice to
appear for removal proceedings, see Scheerer, 2006 WL 947680, at *1. Only Succar appears to have
been paroled and placed in removal proceedings simultaneously. See Succar, 394 F.3d at 11.
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inappropriate for a reviewing court to hold a regulation invalid on the basis such an assumption.
Nor does our understanding of the statutory structure lead us to believe that the two classes
are so similar as to find the regulation to be manifestly contrary to the statute. The INA and its
regulations clearly provide that at least some parolees will not be placed into removal proceedings.
And nowhere does the INA mandate that parolees must be placed into removal proceedings. Because
this court is not satisfied that parolees necessarily are subject to removal proceedings, we cannot
conclude that the regulation is manifestly contrary to the statute.9 Respectfully, we disagree with the
reasoning of the Succar and Zheng lines of cases.
Absent this assumed-but-not-proved conflict, we have been presented with no reason to hold
the regulation invalid. In light of the stated reasons for the regulation, see Mouelle, 416 F.3d 930
(discussing Proposed Rule, 62 Fed. Reg. at 452, and Interim Rule, 62 Fed. Reg. at 10,326–27), the
Attorney General did not act arbitrarily, capriciously, or manifestly contrary to the statute in opting
to decline to exercise his discretion favorably for parolees that are subject to removal proceedings.
Accordingly, 8 C.F.R. § 245.1(c)(8) is a valid exercise of the Attorney General’s discretion under 8
U.S.C. § 1255(a).
IV. CONCLUSION
The petition for review is DENIED.
9
Contra Succar, 394 F.3d at 27 (“Congress purposefully classified paroled individuals as
‘inadmissible,’ and it also determined that they should generally be placed in removal proceedings.”);
Zheng, 422 F.3d at 117 (stating that “any parolee—that is, any alien who has been inspected but not
admitted—will necessarily be in removal proceedings”); Bona, 425 F.3d at 670 (equating parolees
generally with parolees subject to removal proceedings); Scheerer, 2006 WL 947680, at *7 (“It is
clear from the statutory text, therefore, that Congress intended for virtually all parolees to be in
removal proceedings.”).
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