FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT September 5, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 17-2200
(D.C. Nos. 1:16-CV-00659-JAP-GBW &
ARTHUR SANCHEZ, 1:13-CR-00961-JAP-1)
(D. N.M.)
Defendant - Appellant.
_________________________________
ORDER DENYING CERTIFICATE OF APPEALABILITY*
_________________________________
Before MATHESON, EID, and CARSON, Circuit Judges.
_________________________________
Arthur Sanchez seeks a certificate of appealability (COA) to challenge the denial
of his 28 U.S.C. § 2255 motion. See id. § 2253(c)(1)(B) (providing that no appeal may
be taken from a final order denying relief under § 2255 unless the movant obtains a
COA). We deny a COA and dismiss this matter.
I
Mr. Sanchez pleaded guilty to possessing heroin with intent to distribute,
21 U.S.C. § 841(a)(1), and possessing a firearm and ammunition after a prior felony
conviction, 18 U.S.C. § 922(g)(1). His presentence investigation report determined he
*
This order is not binding precedent except under the doctrines of law of the case,
res judicata, and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
was subject to the enhanced penalty provisions of the Armed Career Criminal Act of
1984 (ACCA), which imposes a mandatory minimum sentence of 15 years in prison for
violations of § 922(g) when the defendant has “three previous convictions . . . for a
violent felony.” 18 U.S.C. § 924(e)(1). The ACCA defines a “violent felony” as “any
crime punishable by imprisonment for a term exceeding one year” that (1) “has as an
element the use, attempted use, or threatened use of physical force against the person of
another” (the “elements clause”); (2) “ is burglary, arson, . . . extortion, [or] involves use
of explosives (the “enumerated offenses clause”); or (3) “otherwise involves conduct that
presents a serious potential risk of physical injury to another” (the “residual clause”). Id.
§ 924(e)(2)(B). Mr. Sanchez had been convicted in New Mexico of robbery, aggravated
assault with a deadly weapon, and aggravated battery with a deadly weapon. Thus, he
agreed to a 15-year sentence under the ACCA and did not appeal.
Following the Supreme Court’s decision in Johnson v. United States, 135 S. Ct.
2551 (2015) (“Johnson II”), which invalidated the ACCA’s residual clause, Mr. Sanchez
moved to correct his sentence pursuant to 28 U.S.C. § 2255. He argued that his three
prior convictions no longer qualified as violent felonies under the ACCA because the
residual clause was unconstitutional, the enumerated offenses clause was inapplicable,
and the elements clause was not satisfied. A magistrate judge agreed with the first two
points but not the last, concluding that Mr. Sanchez’s prior convictions qualified as
violent felonies under the elements clause. The magistrate judge therefore recommended
that the § 2255 motion be denied. Over Mr. Sanchez’s objections, the district court
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adopted the recommendation, denied the § 2255 motion, and declined to issue a COA.
Mr. Sanchez now seeks a COA from this court.
II
A COA is a jurisdictional prerequisite to our review. Miller-El v. Cockrell,
537 U.S. 322, 335-36 (2003). To obtain a COA, a prisoner must make “a substantial
showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). We engage in
“an overview of the claims in the [§ 2255 motion] and a general assessment of their
merits.” Miller-El, 537 U.S. at 336. “At the COA stage, the only question is whether the
applicant has shown that ‘jurists of reason could disagree with the district court’s
resolution of his constitutional claims or that jurists could conclude the issues presented
are adequate to deserve encouragement to proceed further.’” Buck v. Davis, 137 S. Ct.
759, 773 (2017) (quoting Miller-El, 537 U.S. at 327).
To qualify as a violent felony under the elements clause, a prior conviction must
have “as an element the use, attempted use, or threatened use of physical force against the
person of another.” 18 U.S.C. § 924(e)(2)(B)(i). “In this context, ‘physical force’ means
‘violent force—that is, force capable of causing physical pain or injury to another
person.’” United States v. Maldonado-Palma, 839 F.3d 1244, 1248 (10th Cir. 2016)
(quoting Johnson v. United States, 559 U.S. 133, 140 (2010) (“Johnson I”)), cert. denied,
137 S. Ct. 1214 (2017).
1. Aggravated Assault with a Deadly Weapon, N.M. Stat. Ann. § 30-3-2(A)
We have consistently held that New Mexico’s crime of aggravated assault with a
deadly weapon satisfies Johnson I’s standard of violent force. See Maldonado-Palma,
3
839 F.3d at 1250 (holding that N.M. Stat. Ann. § 30-3-2(A) is categorically a crime of
violence under the elements clause of U.S.S.G. § 2L1.2); United States v. Ramon Silva,
608 F.3d 663, 670-71 (10th Cir. 2010) (holding that New Mexico aggravated assault with
a deadly weapon is categorically a violent felony under the ACCA elements clause);
United States v. Pacheco, 2018 WL 1673153, at *2 (10th Cir. 2018) (unpublished)
(same).1 As we explained in Maldonado-Palma, aggravated assault with a deadly
weapon requires the “actual use[]” of a deadly weapon “capable of producing death or
great bodily harm or inflicting dangerous wounds in an assault.” 839 F.3d at 1250
(internal quotation marks omitted). The use of such a weapon in an assault, we reasoned,
“necessarily threatens the use of physical force, i.e., ‘force capable of causing physical
pain or injury to another person.’” Id. (quoting Johnson I, 559 U.S. at 140). Although
Maldonado-Palma analyzed a provision of the sentencing guidelines, its analysis is
instructive, “[g]iven the similarity in language between the ACCA and [the sentencing
guidelines].” Ramon Silva, 608 F.3d at 671 (internal quotation marks omitted).
Mr. Sanchez acknowledges these authorities but asserts our cases were wrongly
decided. He contends that State v. Branch, 417 P.3d 1141, 1148 (N.M. Ct. App. 2018),
1
N.M. Stat. Ann. § 30-3-2 provides:
Aggravated assault consists of either:
A. unlawfully assaulting or striking at another with a deadly weapon;
B. committing assault by threatening or menacing another while wearing a
mask, hood, robe or other covering upon the face, head or body, or while
disguised in any manner, so as to conceal identity; or
C. willfully and intentionally assaulting another with intent to commit any
felony.
Whoever commits aggravated assault is guilty of a fourth degree felony.
4
undermined our cases because it held that aggravated assault with a deadly weapon is a
general intent crime that does not require a specific intent to use a deadly weapon
“against the person of another.” COA App. at 13 (internal quotation marks omitted). But
Branch did not alter the state of the law. As Ramon Silva recognized, “[t]hat aggravated
assault does not require proof of a specific intent to assault the victim, or of a specific
intent to injure or even frighten the victim, only confirms that aggravated assault is not a
specific intent crime, but rather is a general intent crime.” 608 F.3d at 673 (brackets,
citation, and internal quotation marks omitted). The offense is a violent felony because it
requires “unlawfully assaulting or striking at another,” N.M. Stat. Ann. § 30-3-2(A),
employing a deadly weapon, Maldonado Palma, 839 F.3d at 1250, with general criminal
intent, see Ramon Silva, 608 F.3d at 673, all of which we have held at least threatens the
use of physical force against the person of another. The denial of relief was not
debatable.
2. Robbery, N.M. Stat. Ann. § 30-16-2
Mr. Sanchez also contends his robbery conviction does not satisfy the elements
clause because the amount of force used to overcome a victim’s resistance is immaterial.2
2
N.M. Stat. Ann. § 30-16-2 provides:
Robbery consists of the theft of anything of value from the person of
another or from the immediate control of another, by use or threatened use
of force or violence.
Whoever commits robbery is guilty of a third degree felony.
Whoever commits robbery while armed with a deadly weapon is, for the
first offense, guilty of a second degree felony and, for second and
subsequent offenses, is guilty of a first degree felony.
5
He says robbery can be committed using only slight force, which is insufficient to satisfy
the physical force requirement of Johnson I. As Mr. Sanchez acknowledges, however,
this argument is foreclosed by United States v. Garcia, 877 F.3d 944, 956 (10th Cir.
2017), petition for cert. filed (U.S. June 18, 2018) (No. 17-9469). In Garcia, we held that
robbery in New Mexico is a violent felony under the ACCA’s elements clause. Id. We
analyzed the relevant case law and acknowledged that some New Mexico cases suggested
that “any quantum of force which overcomes resistance would be sufficient to support a
robbery conviction.” Id. But focusing on “realistic probabilities, not theoretical
possibilities,” we observed that “cases affirming convictions which clearly discuss the
quantum of force describe force sufficient to satisfy the Johnson I definition.” Id.
Hence, we concluded that the New Mexico crime of robbery “categorically matches the
definition of ‘physical force’ the Supreme Court assigned in Johnson I” and “has as an
element the use or threatened use of physical force against another person.” Id. In light
of Garcia, reasonable jurists would not debate the district court’s decision. Mr. Sanchez
offers various arguments as to why Garcia was wrongly decided, but he recognizes that
we are bound by our precedent absent en banc reconsideration or a contrary Supreme
Court decision. See United States v. Springer, 875 F.3d 968, 974-75 (10th Cir. 2017),
cert. denied, 138 S. Ct. 2002 (2018). 3
3
As Mr. Sanchez indicates in his letter filed under Fed. R. App. P. 28(j), the
Supreme Court has granted certiorari in Stokeling v. United States, 138 S. Ct. 1438
(2018) (Mem.), to consider the following question:
(continued)
6
3. Aggravated Battery with a Deadly Weapon, N.M. Stat. Ann. § 30-3-5(C)
Finally, Mr. Sanchez contends that his conviction for aggravated battery with a
deadly weapon does not satisfy the elements clause because the crime can be committed
without using violent force as required by Johnson I; he says it can be committed with
only an unlawful touching.4 Mr. Sanchez fails to explain, however, how an unlawful
touching with the use of a deadly weapon can be committed without the threatened use of
physical, violent force.
We have held “that physical force is involved when a person intentionally causes
physical contact with another person with a deadly weapon.” United States v.
Treto-Martinez, 421 F.3d 1156, 1159 (10th Cir. 2005) (holding that a Kansas conviction
Is a state robbery offense that includes “as an element” the common law
requirement of overcoming “victim resistance” categorically a “violent
felony” under the [ACCA’s elements clause] if the offense has been
specifically interpreted by state appellate courts to require only slight force
to overcome resistance?
Notwithstanding the grant of certiorari in Stokeling, Garcia definitively answered the
question presently before us, and we are bound by that decision unless and until it is
overruled by an en banc panel of this court or a contrary decision of the Supreme Court.
4
N.M. Stat. Ann. § 30-3-5 provides:
A. Aggravated battery consists of the unlawful touching or application of
force to the person of another with intent to injure that person or another.
B. Whoever commits aggravated battery, inflicting an injury to the person
which is not likely to cause death or great bodily harm, but does cause
painful temporary disfigurement or temporary loss or impairment of the
functions of any member or organ of the body, is guilty of a misdemeanor.
C. Whoever commits aggravated battery inflicting great bodily harm or
does so with a deadly weapon or does so in a manner whereby great bodily
harm or death can be inflicted is guilty of a third degree felony.
7
for aggravated battery against a law enforcement officer qualified as a “crime of
violence” under U.S.S.G § 2L1.2(b)(1)(A)). Although Treto-Martinez pre-dated Johnson
I, we applied Treto-Martinez in Ramon Silva and held that “apprehension-causing
aggravated assault under N.M. Stat. Ann. § 30-3-2(A) creates a commensurate threat of
physical force such that the crime qualifies as a violent felony under the ACCA,”
608 F.3d at 672 (internal quotation marks omitted). We reasoned that “[t]he conduct
could always lead to substantial and violent contact, and thus it would always include as
an element the threatened use of violent force.” Id. (ellipsis and internal quotation marks
omitted). It follows that if “[e]mploying a weapon that is capable of producing death or
great bodily harm or inflicting dangerous wounds in an assault necessarily threatens the
use of physical force, i.e., force capable of causing physical pain or injury to another
person,” Maldonado-Palma, 839 F.3d at 1250 (internal quotation marks omitted), so too
must employing such a weapon when committing an actual battery, see, e.g., United
States v. McMahan, 732 F. App’x 665, 669 (10th Cir. 2018) (unpublished) (adhering to
Treto-Martinez and holding that aggravated battery in Kansas is a violent felony under
the ACCA’s elements clause), petition for cert. filed, (U.S. July 23, 2018)
(No. 18-5393).5
Mr. Sanchez posits that an aggravated battery might be committed with a deadly
weapon in a way that does not involve direct physical force, such as poisoning the victim.
But once again, he recognizes that this argument is foreclosed by our precedent: “‘Use of
5
We may consider non-precedential, unpublished decisions for their persuasive
value. See Fed. R. App. P. 32.1; 10th Cir. R. 32.1(A).
8
force is not the act of sprinkling the poison; it is the act of employing poison knowingly
as a device to cause physical harm. That the harm occurs indirectly, rather than directly
(as with a kick or punch), does not matter.’” United States v. Ontiveros, 875 F.3d 533,
537 (10th Cir. 2017) (brackets and ellipsis omitted) (quoting United States v. Castleman,
134 S. Ct. 1405, 1415 (2014), cert. denied, 138 S. Ct. 2005 (2018)). Given this authority,
no reasonable jurist would debate the district court’s decision.
III
Accordingly, we deny a COA and dismiss this matter.
Entered for the Court
Allison H. Eid
Circuit Judge
9