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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN RE: PELVIC MESH LITIGATION : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
APPEAL OF: ETHICON, INC.AND :
JOHNSON & JOHNSON :
:
:
:
: No. 652 EDA 2018
Appeal from the Order February 9, 2018
In the Court of Common Pleas of Philadelphia County
Civil Division at No(s): No. 829
BEFORE: OTT, J., DUBOW, J., and STEVENS, P.J.E.
MEMORANDUM BY OTT, J.: FILED APRIL 03, 2019
Ethicon, Inc. and Johnson & Johnson (collectively “Ethicon”) 1 appeal
from the order entered December 4, 2017, as amended on February 9, 2018,
granting in part, and denying in part, Ethicon’s motion to dismiss based upon
lack of personal jurisdiction with respect to certain cases filed by non-resident
plaintiffs in this pelvic mesh mass tort litigation. Specifically, the trial court
granted Ethicon’s motion to dismiss all cases in which a non-resident plaintiff
was implanted with the Prolift+M pelvic mesh device, but denied its motion
with respect to non-resident plaintiffs that were implanted with one of eight
other pelvic mesh devices, because the mesh in those devices was knitted by
a Pennsylvania company, Secant Medical, Inc., and therefore, Pennsylvania
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Former Justice specially assigned to the Superior Court.
1Ethicon is a “wholly owned subsidiary of [] Johnson & Johnson.” Plaintiff’s
Master Long Form Complaint and Jury Demand, 5/14/2014, at 2.
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could exercise personal jurisdiction over Ethicon. On appeal, Ethicon argues
the trial court erred in concluding Pennsylvania had specific jurisdiction over
any claims filed by non-resident plaintiffs. For the reasons below, we affirm.
The relevant facts and procedural history are aptly summarized by the
trial court as follows:
By Order dated February 11, 2014, this Court created the
In Re Pelvic Mesh Litigation mass tort program for the coordination
of all cases in which a plaintiff alleged she suffered injuries as a
result of the implementation of a pelvic mesh medical device. [A]
“Master Docket” was created to serve as a depository for the filing
of pleadings, motions, orders, and other documents common to
all pelvic mesh cases; once a document or order has been filed on
the Master Docket, it could be incorporated by reference in any
other properly filed Motion or Pleading. [A case management
order] also required the filing of a Master Long-Form Complaint
which made allegations common to all plaintiffs in the litigation;
the filing of the Master Long-Form Complaint superseded the
pleadings in each individual case. Each individual plaintiff was
then required to file a case-specific short-form complaint, which
incorporated the Master Long-Form Complaint by reference and
set forth the factual circumstances unique to that individual
plaintiff.
Various defendants1 stated their intention to file preliminary
objections based on lack of personal jurisdiction in all cases
involving plaintiffs who did not reside, or have their pelvic mesh
implanted, in Pennsylvania (hereinafter referred to as “non-
Pennsylvania plaintiffs”). At the direction of this Court, the
defendants filed on the Master Docket a Motion to Dismiss on the
grounds of lack of personal jurisdiction, which encompassed all
cases filed by non–Pennsylvania plaintiffs. The Court permitted
extensive discovery, briefing, and oral argument on the issue of
personal jurisdiction. By Order dated March 30, 2015, this Court
sustained personal jurisdiction over cases involving non-
Pennsylvania plaintiffs, and denied the Motion to Dismiss.
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1 The Master Long-Form Complaint named ten defendants
including, Ethicon, Inc., Johnson & Johnson, and Boston Scientific
Corp.
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In late May 2017 and early June 2017, the United States
Supreme Court decided two cases involving personal jurisdiction,
BNSF Ry. Co. v. Tyrell, 137 S.Ct. 1549 (2017) and Bristol-
Myers Squibb Co. v. Superior Court of California, San
Francisco County, 137 S.Ct. 1773 (2017). On June 30, 2017,
Defendants Ethicon, Inc., and Johnson & Johnson (herein after
referred to as “Moving Defendants”) filed a Motion for
Reconsideration in which they argued the U.S. Supreme Court's
decisions in Tyrell and Bristol-Myers required this Court to
dismiss the claims of non-Pennsylvania plaintiffs due to lack of
personal jurisdiction.2 By Order dated August 1, 2017, and
docketed August 2, 2017, this Court granted the Motion for
Reconsideration, vacated the March 30, 2015 Order denying the
Motion to Dismiss, and ordered further briefing on the issue of
personal jurisdiction in light of Tyrell and Bristol-Myers Squibb.
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2 Defendant Boston Scientific Corp filed a similar Motion for
Reconsideration; however, this Court limits its focus to Moving
Defendants.
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In their brief, the non-Pennsylvania plaintiffs conceded this
court lacked general jurisdiction, but argued this Court had
specific personal jurisdiction over all cases, including those filed
by non-Pennsylvania plaintiffs. The non-Pennsylvania plaintiffs
made two arguments in support of specific jurisdiction - 1) the
involvement of a Pennsylvania based company, Secant Medical
Inc.,3 in the manufacturing process permitted this Court to
exercise specific jurisdiction in cases involving non–Pennsylvania
plaintiffs, and 2) this Court has specific personal jurisdiction over
the cases of all non-Pennsylvania plaintiffs because Moving
Defendants conducted clinical tests and safety studies in and
around Allentown, Pennsylvania.4
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3 Secant Medical Inc. was originally named as a defendant in the
Master Long-Form Complaint; however, for reasons unrelated to
the issue of jurisdiction, this Court dismissed Secant Medical Inc.
by Order dated August 25, 2014.
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4 Since this Court sustained specific personal jurisdiction under the
first argument, the second argument advanced by the non-
Pennsylvania plaintiffs will not be addressed.
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With respect to the first argument, the non-Pennsylvania
plaintiffs produced evidence showing a portion of the
manufacturing process for eight pelvic mesh medical devices -
Gynemesh/Gynemesh PS, Prolene, Prolift, Prosima, TVT, TVT-
Exact, TVT-Obturator, and TVT-Secur - occurred at Secant
Medical, Inc.’s Bucks County facility. In the manufacturing
process for these eight pelvic mesh medical devices, Moving
Defendants use an extrusion process at their facility in Georgia to
transform polypropylene resin pellets, known as PROLENE®, into
spools of filament. Moving Defendants send the spools of
PROLENE® filament to Secant’s facility in Perskasie, Bucks
County, where Secant knits the filament into mesh according to
specifications set forth by Moving Defendants. Secant then
returns the knitted mesh to Moving Defendants, who engage in
further steps of the manufacturing process.
At oral argument, this Court [i]nquired whether Secant
knitted the mesh used in every pelvic mesh medical device
produced by Moving Defendants; the parties provided conflicting
responses. Accordingly, the Court issued an Order, dated
September 15, 2017, and docketed September 18, 2017,
requesting post-argument briefing focused on two questions: 1)
whether Secant Medical, Inc., was the exclusive provider of mesh
used in the pelvic mesh medical devices, and 2) if not, whether it
was possible to discern if a particular pelvic mesh medical device
contained Secant-provided mesh. The parties conducted
discovery relevant to the issues presented in the September 18th
Order and filed post-argument briefs in support of their respective
positions.
The post-argument discovery revealed two classes of non-
Pennsylvania plaintiffs - 1) women implanted with the Prolift+M
pelvic mesh medical device, and 2) women implanted with one of
eight other pelvic mesh medical devices, Gynemesh/Gynemesh
PS, Prolene, Prolift, Prosima, TVT, TVT-Exact, TVT-Obturator, and
TVT-Secur, manufactured by Moving Defendants. James Williams,
the strategic sourcing manager for Ethicon, testified that between
2001 and 2015, Secant knitted the mesh used in all of the
Gynemesh/Gynemesh PS, Prolene, Prolift, Prosima, TVT, TVT-
Exact, TVT-Obturator, and TVT-Secur pelvic mesh medical
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devices. Secant was not involved in the manufacturing of the
Prolift+M.
By Order dated December 4, 2017, and docketed December
5, 2017 on the Master Docket, this Court granted the Motion to
Dismiss in part and denied the Motion to Dismiss in part. This
Court sustained personal jurisdiction over cases involving non–
Pennsylvania plaintiffs implanted with the Gynemesh/Gynemesh
PS, Prolene, Prolift, Prosima, TVT, TVT-Exact, TVT-Obturator, or
TVT-Secur pelvic mesh medical devices, but found a lack of
personal jurisdiction over cases in which the non-Pennsylvania
plaintiff was implanted with the Prolift+M pelvic mesh medical
device.
Moving Defendants filed a Motion to Amend in which they
requested this Court amend its December 4th Order to include the
language prescribed by Pa.R.A.P. 311(b)(2). See Pa.R.A.P.
311(b)(2) (providing an interlocutory appeal as of right in cases
in which the trial court sustained personal jurisdiction if “the court
states in the order that a substantial issue of venue or jurisdiction
is presented”). On January 2, 2018, a non-Pennsylvania plaintiff
who had been implanted with the Prolift+M pelvic mesh medical
device, Ronna Moore, appealed the dismissal of her case for lack
of personal jurisdiction. In light of the fact a portion of the
December 4th Order was subject to appellate review by virtue of
Ms. Moore’s appeal, this Court believed judicial economy would
best be served if an appellate court reviewed the December 4th
Order in its entirety. Accordingly, by Order dated February 9,
2018, this Court granted Moving Defendants’ Motion to Amend,
and added the necessary language from Rule 311(b)(2), thereby
granting Moving Defendants an appeal as of right.5
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5 By Order dated February 13, 2018, the Superior Court quashed
Ms. Moore’s appeal. See Moore v. Ethicon, Inc., et al., 175
EDA 2018.
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Trial Court Opinion, 5/18/2018, at 1-6 (record citations omitted). Ethicon filed
a timely notice of appeal on February 14, 2018,2 and the trial court filed its
opinion on May 18, 2018.
Thereafter, on June 19, 2018, a panel of this Court issued an opinion in
Hammons v. Ethicon, 190 A.3d 1248 (Pa Super. 2018), one of the pelvic
mesh mass tort cases that has already proceeded to trial. That case, like the
one sub judice, involved a non-Pennsylvania plaintiff who was implanted with
one of the mesh devices manufactured by Secant. The panel held, inter alia,
the trial court properly denied Ethicon’s motion to dismiss the action for lack
of personal jurisdiction. See id. at 1264. After this Court denied reargument
en banc in Hammons, Ethicon filed a petition for allowance of appeal in the
Pennsylvania Supreme Court. See Hammons v. Ethicon, 458 EAL 2018. To
date, that petition is still pending. Another pelvic mesh case, which raises the
same jurisdictional issue, was scheduled for argument before another panel
of this Court in August of 2018. See Carlino v. Ethicon, 1129 EDA 2016.
Prior to that argument, on July 3, 2018, Ethicon filed an application
requesting this Court consolidate all three cases – the present case,
Hammons, and Carlino - for consideration by this Court en banc; the
application was denied on November 13, 2018. Oral argument on the Carlino
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2 The trial court did not direct Ethicon to file a concise statement of errors
complained of on appeal pursuant to Pa.R.A.P. 1925(b).
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appeal proceeded as scheduled on August 8, 2018.3 Subsequently, on
September 27, 2018, Ethicon filed a Petition for Extraordinary
Jurisdiction/King’s Bench Jurisdiction in the Pennsylvania Supreme Court,
requesting the Supreme Court assume jurisdiction over all three appeals. To
date, that petition is still pending. See 112 EM 2018.
This appeal challenges only the portion of the trial court’s December 4,
2017, order that denied Ethicon’s motion to dismiss, for lack of jurisdiction,
the cases filed by non-resident plaintiffs who were implanted with eight pelvic
mesh devices produced by Ethicon, and manufactured, in part, in Pennsylvania
by Secant Medical, Inc. (“Secant”).4 For the reasons that follow, we conclude
we are bound by the Hammons decision.
Our standard of review is well-settled:
[W]hen deciding a motion to dismiss for lack of personal
jurisdiction the court must consider the evidence in the light most
favorable to the non-moving party. This Court will reverse the
trial court’s decision regarding preliminary objections only where
there has been an error of law or an abuse of discretion. Once
the moving party supports its objections to personal jurisdiction,
the burden of proving personal jurisdiction is upon the party
asserting it. Courts must resolve the question of personal
jurisdiction based on the circumstances of each particular case.
Mendel v. Williams, 53 A.3d 810, 816–817 (Pa. Super. 2012) (quotation
omitted).
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3 No decision has been filed in the Carlino appeal.
4 As explained supra, the trial court granted Ethicon’s motion to dismiss the
cases filed by non-resident plaintiffs who were implanted with the Prolift+M
device. That ruling is not a subject of this appeal.
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A state’s authority to exercise personal jurisdiction over a non-resident
defendant is limited by the Due Process Clause of the United States
Constitution. Hammons, supra, 190 A.3d at 1261. Generally, personal
jurisdiction over a non-resident defendant is permissible “where a defendant
ha[s] ‘purposefully directed’ his activities at the residents of the forum, [so
that] he is presumed to have ‘fair warning’ that he may be called to suit there.”
Id. (citation omitted). “A defendant’s activities in the forum State may give
rise to either specific jurisdiction or general jurisdiction.” Mendel, supra, 53
A.3d at 817. Here, only specific jurisdiction is at issue as conceded by the
non-resident plaintiffs. See Plaintiffs-Appellees’ Brief at 10.
As this Court explained in Hammons, the Bristol-Myers decision
outlined three requirements that must be met in order for a forum to exercise
specific jurisdiction over an out-of-state defendant:
First, the defendant must have “purposefully availed itself of the
privilege of conducting activities within the forum State or have
purposefully directed its conduct into the forum State.” Bristol-
Myers, 137 S.Ct. at 1780. Second, the plaintiff's claim must
“arise out of or relate to” the defendant’s activities in the forum
state. Id. at 1785. Third, jurisdiction must be fair and reasonable
so as not to offend tradition notions of fair play and substantial
justice. Id. The fairness factors in the third requirement that a
court will consider are “the burden on the defendant, the forum
State’s interest in adjudicating the dispute, the plaintiff’s interest
in obtaining convenient and effective relief, the interstate judicial
system’s interest in obtaining the most efficient resolution of
controversies, and the shared interest of the several States in
furthering fundamental substantive social policies.” Id. at 1786.
Hammons, supra, 190 A.3d at 1262.
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These considerations are codified in Pennsylvania’s long-arm statute, 42
Pa.C.S. § 5322, which provides, in pertinent part:
(a) General rule.--A tribunal of this Commonwealth may
exercise personal jurisdiction over a person … as to a cause of
action or other matter arising from such person:
****
(3) Causing harm or tortious injury by an act or omission in
this Commonwealth.
****
(b) Exercise of full constitutional power over
nonresidents.--In addition to the provisions of subsection (a) the
jurisdiction of the tribunals of this Commonwealth shall extend to
all persons who are not within the scope of section 5301 (relating
to persons) to the fullest extent allowed under the Constitution of
the United States and may be based on the most minimum contact
with this Commonwealth allowed under the Constitution of the
United States.
(c) Scope of jurisdiction.--When jurisdiction over a person is
based solely upon this section, only a cause of action or other
matter arising from acts enumerated in subsection (a), or from
acts forming the basis of jurisdiction under subsection (b), may
be asserted against him.
42 Pa.C.S. § 5322(a)(3), (b), and (c).
In the present case, Ethicon contends the non-resident plaintiffs failed
to establish their causes of action arose from Ethicon’s limited connection with
Pennsylvania.5 See Ethicon’s Brief at 31. To that end, Ethicon first argues
the trial court’s dismissal of Secant from the case – and its concomitant ruling
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5We note the Products Liability Advisory Council filed an amicus curie brief in
support of Ethicon.
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that Secant was not a “manufacturer” of the mesh6 – precludes any finding
that Secant collaborated with Ethicon on the design of the mesh. See id. at
34. Furthermore, Ethicon utilized Secant only for “one step of the production
process,” i.e., “knitting of sheets of mesh,” which was “not a step that gave
rise to the non-Pennsylvania [p]laintiffs’ supposed injuries.” Id. at 42.
Second, Ethicon insists none of the allegations in the Master Long-Form
Complaint arise out of the process by which Secant knitted the mesh. See
id. at 34. It further claims Secant did not contribute to the design of the mesh
product, as is evident by the non-Pennsylvania plaintiffs’ acknowledgment that
Ethicon exercised “complete control over Secant’s activities.”7 Id. at 36.
Ethicon emphasizes both Bristol-Myers and Section 5322(c) require that
“there must be a direct correlation between the conduct of the defendant in
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6 The trial court dismissed Secant from the litigation because it found Secant
was a “biomaterials supplier” as defined in the Biomedical Access Assurance
Act, 21 U.S.C. §§ 1601-1601. Order, 8/25/2014, at 1. The Act “insulates
biomaterials suppliers from liability in medical device failure litigation, subject
to a few narrow exceptions.” Daley v. Smith & Nephew Inc., 321 F. Supp.
3d 891, 893 (E.D. Wis. 2018). However, as the trial court explained in its
opinion, the Act “does not address the issue of personal jurisdiction.” Trial
Court Opinion, 5/18/2018, at 11.
7 Rather, Ethicon insists its relationship with Secant is similar to the
relationship between the California distributer and Bristol-Myers in the United
States Supreme Court’s decision – a relationship that the Court found did not
support California’s exercise of personal jurisdiction over Bristol-Myers in
cases filed by non-California plaintiffs. See Bristol-Myers, supra, 137 S.Ct.
at 1783 (Bristol-Myers contracted with California company solely to distribute
drug nationwide; there was no allegation Bristol-Myers engaged in any
“relevant acts” with company in California, nor evidence the non-resident
plaintiffs took the drug distributed by the California company).
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the state and the claims themselves[.]” Id. at 44. See Bristol-Myers,
supra, 137 S.Ct. at 1780; 42 Pa.C.S. § 5322(c). Here, it argues the trial
court “focused solely on the fact that one of the counts pleaded in the Master
Long-Form Complaint – addressed generically to ‘defendants’ and at a time
prior to Secant’s dismissal – is a manufacturing-defect claim.” Ethicon’s Brief
at 48-49. However, Ethicon maintains there has been no evidence presented
to support such a claim and, in any event, personal jurisdiction must be
analyzed on a claim-by-claim basis. See id. at 49-50.
Conversely, the non-resident plaintiffs argue, pursuant to the doctrine
of stare decisis, we should affirm the trial court’s ruling based upon this Court’s
binding decision in Hammons.8 We agree. Although the Hammons opinion
followed an appeal of a jury verdict, the relevant facts are the same as those
herein. In fact, the non-resident plaintiffs cited evidence developed during
the Hammons trial in their response to Ethicon’s motion to dismiss filed after
the trial court granted reconsideration, and during oral argument on the
motion. See Supplemental Letter Brief in Opposition to the Motion to Dismiss,
9/7/2017, at 9-15; N.T., 9/13/2017, at 33-36, 44-48.
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8 “The doctrine of stare decisis maintains that for purposes of certainty and
stability in the law, ‘a conclusion reached in one case should be applied to
those which follow, if the facts are substantially the same, even though the
parties may be different.’” In re Angeles Roca First Judicial Dist.
Philadelphia Cty., 173 A.3d 1176, 1187 (Pa. 2017) (quotations omitted).
Nevertheless, as Ethicon points out, “this Court is not obligated to follow a
decision … that it knows to be based on an incorrect, and dispositive,
conclusion of fact.” Ethicon’s Reply Brief at 23.
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In its reply brief, Ethicon argues Hammons is not dispositive of the
claim presented in this appeal for three reasons: (1) “Hammons stands on
its own facts” because it was based upon a “trial record that is distinct from
the record that exists here[;]” (2) “the Hammons opinion was premised on
material misstatements of jurisdictionally significant facts[;]” and (3) the
Hammons panel incorrectly placed the burden on Ethicon to “disprove
personal jurisdiction.” Ethicon’s Reply Brief at 21-22 (emphasis removed).
None of these arguments warrants relief.
The pertinent jurisdictional facts in Hammons and the case sub judice
are the same. The plaintiffs in both cases are non-Pennsylvania residents,
who were implanted with one of the eight pelvic mesh devices manufactured,
in part, by Secant in Pennsylvania. Although some additional facts regarding
clinical studies conducted in Pennsylvania were developed during the
Hammons trial, the non-resident plaintiffs herein cited that evidence in
support of their argument in opposition to Ethicon’s motion to dismiss.
Furthermore, we disagree with Ethicon’s assertion that the Hammons
decision was based upon “material misstatements” of fact.9 Ethicon’s Reply
Brief at 22. The Hammons panel explained that Ethicon took a hands-on
approach in its dealings with Secant - providing detailed specifications for
knitting of the mesh, requiring Secant to test sample for compliance with its
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9This is an issue for appellate review by the Pennsylvania Supreme Court,
should it grant Ethicon’s petition for allowance of appeal in the Hammons
case.
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specifications, and travelling to Pennsylvania on “multiple occasions to
observe the mesh production process.” Hammons, supra, 190 A.3d at 1263.
The design of the mesh, and in particular its inelasticity, is an important issue
in this litigation. Ethicon’s direct oversight of the knitting of the mesh in
Pennsylvania, coupled with its reliance on clinical studies performed by a
Pennsylvania gynecologist,10 is sufficient to bring Ethicon within the
jurisdiction of this Commonwealth. Lastly, with regard to Ethicon’s contention
that the Hammons panel incorrectly placed upon it the burden to disprove
specific jurisdiction, we note the Hammons Court’s decision was based upon
the evidence presented by the non-resident plaintiff in support of her claim
that Pennsylvania properly asserted specific jurisdiction over Ethicon.
Accordingly, Ethicon has failed to demonstrate the decision of this Court in
Hammons is not binding precedent upon the issue raised herein.
Consequently, we conclude the trial court did not err in denying, in part,
Ethicon’s motion to dismiss, and we affirm the order on appeal.
Order affirmed.
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10 See Hammons, supra, 190 A.3d at 1263-1264. We note Ethicon also
contends Hammons is distinguishable because the trial court herein “did not
attribute any jurisdictional significance” to the Pennsylvania gynecologist.
Ethicon’s Reply Brief at 15. However, as noted supra, the trial court authored
its opinion before the decision in Hammons was filed.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/3/19
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