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SJC-12620
COMMONWEALTH vs. MARK ADAMS.
Middlesex. January 7, 2019. - June 27, 2019.
Present: Gants, C.J., Lenk, Gaziano, Lowy, Budd, Cypher,
& Kafker, JJ.
Unlawful Interference. Police Officer.
Complaint received and sworn to in the Lowell Division of
the District Court Department on December 29, 2016.
The case was tried before John F. Coffey, J.
The Supreme Judicial Court on its own initiative
transferred the case from the Appeals Court.
Ilir Kavaja for the defendant.
Melissa Weisgold Johnsen, Assistant District Attorney, for
the Commonwealth.
Oren Nimni, Luke Ryan, & Molly Ryan Strehorn, for Committee
for Public Counsel Services & others, amici curiae, submitted a
brief.
Lisa J. Steele, for Commonwealth Second Amendment, amicus
curiae, submitted a brief.
GAZIANO, J. We address, for the first time, whether
interference with the lawful duties of a police officer is a
2
common-law crime in Massachusetts.
Part II, c. 6, art. 6, of the Massachusetts Constitution
provides that the common law that existed before the 1780
adoption of that Constitution was "preserved and continued," and
remains in full force until altered or repealed by the
Legislature. Crocker v. Justices of the Superior Court, 208
Mass. 162, 171 (1911). After an examination of our Nineteenth
Century jurisprudence concerning the illegal acts of
"obstructing" or "hindering" a police officer, as well as other
authoritative sources, we conclude that interference with the
lawful duties of a police officer was, and continues to be, a
common-law crime, albeit subject to carefully constructed
limitations to avoid criminalizing constitutionally protected
activities.
Because those limitations were exceeded in this case, we
conclude that the evidence was not sufficient to establish that
the defendant committed the crime of interference with a police
officer.1
1. Background. a. Facts. We recite the facts in the
light most favorable to the Commonwealth. See Commonwealth v.
1 We acknowledge the amicus briefs submitted by the
Committee for Public Counsel Services, Lawyers for Civil Rights,
Massachusetts Association of Criminal Defense Attorneys, and
American Civil Liberties Union of Massachusetts; and by
Commonwealth Second Amendment.
3
Bolling, 462 Mass. 440, 442 (2012). On December 28, 2016, the
Tyngsboro police department suspended the defendant's class A
license to carry firearms. At 8:15 P.M. that day, three police
officers went to the defendant's home to serve written notice of
the suspension, and to retrieve his firearms and ammunition.
Sergeant Charles Melanson knocked on the front door, while two
other officers stood to each side of the door.
The defendant, who was at home with his wife and teenaged
son, answered the knock and stepped outside to speak with the
officers. Melanson explained that the officers were there to
serve a suspension of the defendant's license to carry firearms,
and to take his firearms (numbering fifteen) and ammunition from
his home. Melanson served the defendant with written notice of
the license suspension. The defendant became argumentative and
visibly upset. He repeatedly yelled that he was not going to
give up his firearms, and that he intended to telephone his
attorney. He told his wife, who had come to the door, not to
allow the officers to enter.
The defendant attempted to go back inside, but Melanson put
his hand on the front door and held it shut. Again, the
officers told the defendant that they were there to confiscate
his firearms. He responded by insisting that he was not going
to give up his guns, and requested an opportunity to consult
with his attorney. While this was going on, Sergeant Mark
4
Borque went up the front stairs and walked into the house to
speak with the defendant's wife. The defendant told his wife
not to answer any questions and to telephone his attorney. He
protested that he was "[one hundred] percent" not giving up his
guns, and would not provide the police with the combination to
his gun safe. The defendant then again attempted to enter his
home. The officers told him to stop, but he quickened his pace
toward the front door. One of the officers tackled the
defendant to the ground and, after a struggle, placed him under
arrest.
The defendant disputed the officers' version of events. He
testified that he told the police that he voluntarily would
surrender his firearms, but, before doing so, he requested an
opportunity to consult with his attorney to find out whether he
had any legal recourse. The defendant was concerned that the
police would mishandle his firearms, some of which were
expensive or had sentimental value. The officers would not
allow him to telephone his attorney, and entered his home
without permission. The defendant followed them inside and
demanded that they leave. At that point, he was tackled to the
ground and placed under arrest.
b. Prior proceedings. In December 2016, a criminal
complaint issued from the District Court charging the defendant
with failure to surrender firearms, G. L. c. 269, § 10 (i);
5
being a disorderly person, G. L. c. 272, § 53; resisting arrest,
G. L. c. 268, § 32B; and interference with a police officer. In
March 2017, the defendant filed a motion to dismiss all charges
due to a lack of probable cause. He argued that he had a right,
pursuant to G. L. c. 140, § 129D, to maintain possession of his
firearms pending an appeal from the suspension of his firearm
license. A District Court judge denied the motion. In May
2017, the defendant filed a motion to suppress evidence seized
from his home on the ground that police unlawfully had entered
without a warrant. A different District Court judge allowed the
motion after an evidentiary hearing. The judge found that no
exception to the warrant requirement authorized the police to
enter the defendant's home, forcibly open his gun safe, and
confiscate his firearms and ammunition. As a result of the
suppression order, the Commonwealth dismissed the charge of
failure to surrender a firearm.
In September 2017, a two-day trial took place on the
remaining charges of being a disorderly person, resisting
arrest, and interference with a police officer. After the judge
denied the defendant's motion for a required finding of not
guilty, the jury convicted him of interference with a police
officer and acquitted him of the other charges.
The defendant appealed from the conviction. He argues that
the judge erred in denying his motion to dismiss the charges
6
because he was not required to surrender his firearms under
G. L. c. 140, § 129D; the order immediately to surrender his
firearms violated the Second Amendment to the United States
Constitution; the evidence was insufficient to prove
interference with a police officer; and the jury instructions
"were woefully inadequate." We transferred the case from the
Appeals Court on our own motion.
2. Discussion. The defendant's appeal raises three
issues.2 First, is the crime with which he was charged
recognized under Massachusetts common law?3 Second, assuming
that interference with a police officer is a common-law crime,
what does it prohibit? Third, was the evidence, considered in
the light most favorable to the Commonwealth, sufficient to
sustain the conviction?
a. Whether interference with a police officer is an
offense recognized under Massachusetts common law. When the
2 Because of the result we reach, we do not address the
defendant's contention that the jury instructions were "woefully
inadequate."
3 The defendant did not challenge the common-law basis for
the charge of interference with a police officer in the District
Court, and does not raise the issue on appeal. When we
transferred the case from the Appeals Court, we solicited amicus
briefs that addressed "[w]hether Massachusetts should recognize
the common-law crime of interfering with a police officer in the
lawful performance of his or her duties." See G. L. c. 277,
§ 47A ("A defense or objection based upon . . . the failure to
charge an offense may be raised by motion to dismiss prior to
trial, but shall be noticed by the court at any time").
7
Massachusetts Constitution was adopted in 1780, Part II, c. 6,
art. 6, provided for the continuation of the common law by
declaring that all of the laws "usually practised on in the
courts of law" were carried into effect as a matter of State law
until altered or repealed by the Legislature, or declared
invalid by a court.4 See Pinnick v. Cleary, 360 Mass. 1, 11
(1971) (art. 6 provides for continuation in Commonwealth of
great body of common law); Crocker, 208 Mass. at 171 ("The
general body of jurisprudence which had heretofore existed was
thus preserved and continued"). The common law of the
Commonwealth, "when it can be authentically established and
sustained," is of "equal authority and binding force" to laws
enacted by the Legislature. Commonwealth v. Chapman, 13 Met.
68, 70 (1847). See Sheehan, petitioner, 254 Mass. 342, 345
(1926) (definition of crimes "so far as not left to the common
law" is province of Legislature).
One need not look far to find common-law crimes recognized
in the Commonwealth that continue with "equal authority and
binding force" today. See Chapman, 13 Met. at 70. In cases of
4 Part II, c. 6, art. 6, of the Massachusetts Constitution
provides, "All the laws which have heretofore been adopted, used
and approved in the Province, Colony or State of Massachusetts
Bay, and usually practised on in the courts of law, shall still
remain and be in full force, until altered or repealed by the
legislature; such parts only excepted as are repugnant to the
rights and liberties contained in this constitution."
8
murder and manslaughter, G. L. c. 265, §§ 1 and 13, establish
penalties, but "what acts shall constitute murder, what
manslaughter, or what justifiable or excusable homicide, are
left to be decided by the rules and principles of the common
law."5 Chapman, supra at 69. See, e.g., Commonwealth v. Carter,
481 Mass. 352, 364 (2019); Commonwealth v. Brown, 477 Mass. 805,
822 (2017), cert. denied, 139 S. Ct. 54 (2018); Commonwealth v.
Paulding, 438 Mass. 1, 8 (2002).
i. Origins. Massachusetts common law derives originally
"either [from] the common law of England, or those English
statutes passed before the emigration of our ancestors."
Chapman, 13 Met. at 68. Thereafter, it was shaped by "usages,
growing out of the peculiar situation and exigencies of the
earlier settlers of Massachusetts, not traceable to any written
statutes or ordinances, but adopted by general consent." Id. at
69. See Commonwealth v. Knowlton, 2 Mass. 530, 534-535 (1807)
(Massachusetts common law was brought from England by "our
ancestors," and was amended and altered by practice and usage).
Our ability to trace the roots of a given common-law
5Other offenses that exist as part of Massachusetts common
law include solicitation to commit a felony, see Commonwealth v.
Barsell, 424 Mass. 737, 740 (1997); forgery, see Commonwealth v.
Apalakis, 396 Mass. 292, 298 (1985); uttering a forged
instrument, see Commonwealth v. Russell, 156 Mass. 196, 197
(1892); conspiracy, see Commonwealth v. Cantres, 405 Mass. 238,
240 (1989); and affray, see Commonwealth v. Nee, 83 Mass. App.
Ct. 441, 444-445 (2013).
9
offense is hampered by a lack of regular reports of the early
jurisprudence in the Commonwealth. Prior to adoption of the
Massachusetts Constitution, "[t]he records of courts were very
imperfectly kept, and afford but little information in regard to
the rules of law discussed and adopted in them." Chapman, 54
Mass. at 70. See Commonwealth v. Churchill, 2 Met. 118, 124
(1840) ("Before the revolution, we had no regular reports of
judicial decisions . . . and the most familiar rules and
principles of law"). In 1839, commissioners appointed by the
Legislature to report on the substance of Massachusetts common-
law offenses observed, "As there are no regular reports of our
jurisprudence further back than from a period of about twenty
years after the adoption of the constitution, we have no direct
contemporary evidence of the law so adopted . . . ."
Preliminary Report of the Commissioners on Criminal Law, 1839
Senate Doc. No. 21, at 20 (1839 Preliminary Report).
The absence of a reported appellate decision, however, does
not remove a criminal offense from the common law. See
Commonwealth v. Klein, 372 Mass. 823, 833 (1977) ("It is true
that sometimes, even in a case of first impression, common law
standards of criminality not previously defined are applied
against a defendant"); Commonwealth v. Nee, 83 Mass. App. Ct.
441, 444-445 (2013) (absence of appellate decisions did not
remove offense of "ancient provenance" from common law). We
10
have rejected the narrow view that the common law could be
regarded as adopted only if "it could be shown affirmatively
that it had been adjudicated before the revolution."6 See
Churchill, 2 Met. at 124.
ii. Other authoritative sources. As a result, we must
look to other authoritative sources to ascertain the common law.
The common law may be found in "usage and tradition, and the
well known repositories of legal learning, [and] works of
approved authority." Churchill, 2 Met. at 124. There is no
doubt that these were the "great sources" of common law adopted
by Part II, c. 6, art. 6, of the Massachusetts Constitution.
Id. We also have held that the common law of Massachusetts is
reflected in "records of courts of justice, well authenticated
histories of trials, and books of reports, digests, and brief
statements of such decisions, prepared by suitable persons, and
the treatises of sages of the profession, whose works have an
established reputation for correctness." See Chapman, 13 Met.
at 70.
We thus undertake to trace the common-law history of
interference with a police officer by examining the following
available sources: English law prior to, and contemporaneous
6In Commonwealth v. Shave, 81 Mass. App. Ct. 1131 (2012),
the Appeals Court, in an unpublished decision issued pursuant to
its rule 1:28, mentioned interference with a police officer as a
crime, without discussion of the validity of the offense.
11
with, the adoption of the Massachusetts Constitution; our mid-
Nineteenth Century case law that references the unlawful acts of
"obstructing" or "hindering" a police officer; an 1844 report
commissioned by the Legislature that described categories of
common-law offenses known as "obstructing and perverting the
course of justice"; the law usually and traditionally practiced
in the Commonwealth as reflected in the 1972 Proposed Criminal
Code of Massachusetts and contemporary Massachusetts court
records from 1977 to 2018; and the common law of other
jurisdictions. Based on these sources, the common-law offense
of interfering with a police officer was charged (and defendants
were convicted of the offense) at least as early as 1634.
iii. English law. We turn first to the common law of
England. The charge of interference with a police officer
appeared in a 1634 English case involving a citizen's lawsuit
against a constable for false imprisonment. In Sheffeld's Case,
Clayt. 10, 10-11 (1634), a constable questioned the plaintiff,
who was a stranger, about which way he had come into town. The
plaintiff answered that he had come "over the bridge." The
judge found this to be a "scornfull answer," and noted that the
plaintiff "had no Passe," yet nonetheless had determined to
travel without one. The judge decided that there was "good
cause" to arrest the plaintiff for "opposing the Constable."
See Busch v. State, 289 Md. 669, 675-676 (1981), quoting
12
Sheffeld's Case, supra (common-law offense of resisting,
hindering, or obstructing officer was described long ago in
Sheffeld's Case). In Rex v. Brady, 2 Leach C.C. 803, 804
(1797), decided after the adoption of the Massachusetts
Constitution, a defendant was charged with three offenses:
assaulting an officer, and thereby hindering him; assaulting an
officer; and that the defendant "had hindered, opposed, and
obstructed [the officer] . . . in the due execution of his
duty."
iv. Nineteenth Century Massachusetts cases. Our early
case law, by contrast, does not clearly establish interference
with a police officer as an independent offense. Rather, in
most reported cases, the act of obstructing or hindering a
police officer functions as an aggravating factor to a charge of
assaulting a police officer.
The closest support for the argument that interference with
a police officer is a stand-alone common-law offense is found in
Commonwealth v. Hastings, 9 Met. 259 (1845). The indictment in
Hastings alleged that the defendant,
"with force and arms, in and upon one Grant Learned an
assault did make, said Learned then and there being a
police officer of the city of Boston, and then and there
being in the lawful discharge of his duty as such police
officer, and him then and there did beat, bruise, wound and
evil treat, and did then and there obstruct, hinder and
oppose said Learned, in the discharge of his duty as such
police officer, and which he, the said Learned, was then
and there attempting lawfully to perform."
13
Id. at 259-260. The facts underlying the indictment established
that Learned, who was appointed as a police officer to patrol a
Boston theater, had arrested a patron for being drunk and
disorderly. Id. at 260. On the way "towards the jail or watch
house," Learned released the defendant on the defendant's
promise to go directly home. Id. Instead, while still in
Learned's sight, the defendant went straight into a barroom.
Learned followed him inside and "retook" the defendant for the
purpose of conveying him to jail. Id. "[T]he defendant
thereupon interfered, and obstructed Learned." Id.
The primary issue raised in Hastings's appeal was whether
the police officer was assaulted while in the exercise of his
legal authority to patrol the theater. Id. at 261-262. The
less than clear language of the indictment could be read as
charging Hastings either with one offense or with two separate
offenses. In the first view, the indictment could be understood
as a single offense of assaulting Learned, with the acts of
obstructing or hindering a police officer aggravating that
assault. Id. at 260. The indictment also could be construed,
however, as alleging two separate offenses: aggravated assault
and interference with a police officer. Id.
In that view, the first offense, aggravated assault, is
described as, "with force and arms, in and upon one Grant
14
Learned an assault did make, said Learned then and there being a
police officer of the city of Boston, and then and there being
in the lawful discharge of his duty as such police officer."
Id. at 259-260. The second offense, obstructing or hindering a
police officer, could be supported based on the language in the
indictment alleging that the defendant "and . . . then and there
did beat, bruise, wound and evil treat, and did then and there
obstruct, hinder and oppose said Learned, in the discharge of
his duty as such police officer, and which he, said Learned, was
then and there attempting lawfully to perform" (emphasis added).
Id. at 260.
In a later decision, this court described interference with
a police officer as an aggravating factor to simple assault.
See Commonwealth v. Kirby, 2 Cush. 577, 582 (1849). The
defendant in that case was charged with assaulting a constable
and with "hindering and opposing [the constable] while engaged
in the due and lawful execution of the duties of his office."
Id. at 578. The defendant had prevented the constable from
executing a warrant for the apprehension of a third party. Id.
The defendant argued that the indictment was deficient because
it failed to allege that he knew, at the time of the alleged
interference, that the person entering the residence was a
constable. Id. We concluded that the element of knowledge was
sufficiently alleged, and that the indictment charged a simple
15
assault upon the constable with "the aggravation that it was
made upon a constable while in the discharge of the duties of
his office, and with the design of hindering and opposing him in
the due execution of such official duty." Id. at 581-582. See
Commonwealth v. McHugh, 157 Mass. 457, 458 (1892) (defendant was
charged with "assault upon . . . a constable, while in the
discharge of his duty," i.e., preventing constable from removing
goods subject to attachment by forcibly grabbing hold of
constable's coat and whiskers, and throwing him to floor);
Commonwealth v. Tobin, 108 Mass. 426, 426 (1871) (defendant
charged with assaulting police officer, "and then and there
also" hindering or opposing officer in lawful discharge of his
duties).
The practice of charging obstructing or hindering a police
officer as an aggravated form of assault was described in
Commonwealth v. Hyde, Thacher's Crim. Cas. 112 (Boston Mun. Ct.
1825). The Commonwealth charged Hyde as follows: "first, for
an assault and battery committed upon Jason Braman, a constable
of the city of Boston, on the 25th of May, 1825, said Braman
being at the time in the actual discharge of the duties of said
office: second, for a riotous assembling together to commit an
unlawful act, and for committing an assault upon the body of
Jason Braman, a constable in the exercise of his said office."
Id. The judge addressed the limited statutory authority granted
16
justices of the peace to punish "all assaults and batteries that
are not of a high and aggravated nature." Id. at 113-114. He
concluded that "where there are circumstances of aggravation, as
where the assault is committed upon a magistrate, a sheriff or
other officer in the actual administration of his office, . . .
the jurisdiction exceeds the power of a justice of the peace."
Id. at 114.
v. 1844 legislative commission report of the penal code.
In 1837, the Legislature appointed a five-person commission to
"reduce so much of the Common Law of Massachusetts, as relates
to crimes and punishments and the incidents thereof, to a
written and systematic Code."7 Resolves 1837, c. 30. The
commissioners examined "[a]n extensive mass of materials":
"[n]umerous digests, treatises, and volumes of reports, . . .
occupied wholly with the jurisprudence in relation to crimes and
punishments." 1839 Preliminary Report, supra at 21. In the
preface to their final report, the commissioners assured the
Legislature that "no part of it [had] been finally concluded
upon without much care to avoid errors and omissions," and that
"no degree of care [had] been wanting, nor any labor spared."
Report of the Penal Code of Massachusetts, at iv (1844) (1844
Report).
7 This code was not codified.
17
Chapter 29 of the 1844 Report describes common-law offenses
under the general topic of prohibitions against "Obstructing and
Perverting the Course of Justice." Id. at xv. The offenses
listed in that chapter include escape, refusing to receive a
prisoner, refusing assistance to an officer, preventing or
suppressing evidence, bribery, and common barratry (vexatious
incitement of a baseless lawsuit). Notably, §§ 17 and 18 of
that chapter describe, respectively, the common-law offenses of
"threats and intimidation" and "other obstructions to the course
of justice." 1844 Report, supra at xvi. Section 17 of chapter
29 of the 1844 Report states:
"Whoever wilfully obstructs or attempts to obstruct the
public legislation, or the due administration or execution
of the law, by threats of violence against, or intimidation
of, or endeavoring to intimidate, any member of the
council, or senate, or house of representatives, or any
legislative, executive, civil, military or judicial
officer, or any officer, functionary or person legally
charged with any duty in the administration, enforcement or
execution of the law, shall be punished . . . ."
Section 18 of chapter 29 of the 1844 Report provides:
"Whoever, otherwise than as specified in the preceding
sections, wilfully and not in the legal exercise of any
authority, power, function or right, guarantied or granted
by the constitution or laws, prevents, obstructs, disturbs,
defeats or perverts the public legislation, or due
administration, enforcement and execution of the laws,
whether by wilfully hindering any public, executive,
legislative, judicial, civil or other officer, commissioner
or functionary in, or wilfully diverting him from, the
discharge of his duties and exercise of his rights and
functions under the laws and constitution, or in any other
way or by any other means, not authorized by law, shall be
punished . . . ."
18
As described in the 1844 Report, and as applicable to the
defendant's case, at that time Massachusetts common law included
broad prohibitions against willfully obstructing or hindering
governmental officials in the lawful performance of their
duties. It is significant that Massachusetts common law
exempted from criminal liability the "legal exercise of any
authority, power, function or right, guarantied or granted by
the constitution or laws." See id. See also discussion, infra.
vi. 1972 Proposed Criminal Code. More than a century
later, the common-law offense described in § 17 of chapter 29
of the 1844 Report (obstruction by threats of violence or
intimidation) reappeared in the 1972 Proposed Criminal Code of
Massachusetts.8 The Proposed Criminal Code, drafted by the
Governor's committee on law enforcement and administration of
criminal justice, included a section prohibiting "obstructing
government administration." According to the provisions of that
code, an individual would have committed a "class A misdemeanor"
if he or she "use[d] force, violence or intimidation, or
engage[d] in any other unlawful act with intent to interfere
with a person he [or she] knows to be a public servant
performing or purporting to perform an official function."
Proposed Criminal Code of Massachusetts, c. 268, § 9(a)(1)
8 This proposed code was not codified.
19
(1972). The crime of obstructing government administration did
not apply to the "failure to perform a legal duty other than an
official duty, or any other means of avoiding compliance with
law without affirmative interference with governmental
functions." Id. at § 9(b).
vii. Contemporary Trial Court records. An examination of
the Trial Court's electronic case management system, using
records beginning in 1977 (when those records first became
available electronically) through 2018, shows that 2,600
individuals were charged with interference with a police officer
during that period. See Appendices A, B.
Of the 2,600 charges of that crime from 1977 through 2018,
the overwhelming majority were charged after 1994. The number
of offenses charged annually was in the single digits from 1977
through 1993, with a median of 2.5 per year. In 1994, the
number of charges of interference with a police officer jumped
to twenty-seven. Thereafter, the annual number of charges
continued to increase, but remained less than one hundred
annually, with a median of 48.5, through 2010. Beginning in
2011, the annual median of charges was 242, but overall the
number of charges increased substantially in almost every year,
reaching a high of 335 in 2018. From 2002 through 2018, the
crime of interference with a police officer was the most serious
offense of which a defendant was convicted in 147 cases, or 5.65
20
percent of the number of times it was charged.
This significant increase in charges of interfering with a
police officer coincided with the 1994 publication of a District
Court complaint manual. The administrative office of the
District Court published the manual to provide "offense codes
and charging language for more than 5,000 offenses." District
Court Complaint Language Manual, at 1 (rev. Apr. 13, 2018). The
complaint manual includes the common-law offenses of affray,
criminal contempt of court, escape from a police officer,
interference with a police officer, resisting arrest, soliciting
another to commit a felony, obstruction of justice, forgery, and
uttering. Under these definitions, an individual interfered
with a police officer if he or she "did intimidate, hinder or
interrupt a police officer in the lawful performance of his or
her duty, in violation of the Common Law." Id.
viii. Common law in other jurisdictions. Finally, in
defining Massachusetts common law, we also consider the common
law of other jurisdictions, as well as statements of
contemporary commentators. Cf. Commonwealth v. Barsell, 424
Mass. 737, 739 (1997) (other States and commentators support
conclusion that common-law solicitation to murder is
misdemeanor).
Connecticut, Maryland, Michigan, South Carolina, and
Tennessee recognize that the offense of interference with a
21
police officer existed in their common law. See State v. Beck,
5 Conn. Cir. Ct. 587, 589 (1969); Roddy v. Finnegan, 43 Md. 490,
505 (1876); People v. Krum, 374 Mich. 356, 361, cert. denied,
381 U.S. 935 (1965); State v. Kirven, 279 S.C. 541, 543 (1983);
Pope v. State, 528 S.W.2d 54, 56 (Tenn. Crim. App. 1975). See
also J. Miller, Handbook of Criminal law 461 (1934) ("Any
willful obstruction of justice by resisting an officer who is
endeavoring to perform his official duty is a misdemeanor at
common law . . ."); R.M. Perkins, Criminal Law 495-497 (2d ed.
1969) ("One of the most common forms of obstruction of justice
involves an interference with a public officer in the discharge
of his official duty"); 4 C.E. Torcia, Wharton's Criminal Law
§ 567 (15th ed. 1996) ("At common law, the obstruction of or
resistance to the performance of a governmental function, as
where a police officer or other public servant is obstructed in
the performance of his duty, constitutes an offense").
In sum, we conclude that the offense of interference with a
police officer existed in Massachusetts common law. We turn to
the question of what it prohibits, and what it does not.
b. What constitutes the offense of interference with a
police officer? "In the prosecution of crimes under the common
law apart from statute, ordinarily it is necessary to allege and
prove a guilty intent, and as a general principle a crime is not
committed if the mind of the person doing the act is innocent."
22
Commonwealth v. Mixer, 207 Mass. 141, 142 (1910). See
Commonwealth v. Hawkins, 157 Mass. 551, 553 (1893) ("It is a
general rule in criminal proceedings at common law that the
defendant cannot be convicted unless a criminal intent is shown
. . ."); Commonwealth v. Presby, 14 Gray 65, 66-67 (1859) ("To
constitute a criminal act, there must, as a general rule, be a
criminal intent").
Thus, we begin with the Commonwealth's burden to establish
a defendant's criminal intent. As described in the 1844 Report,
the offense of interference with a police officer required the
Commonwealth to prove that a defendant's conduct was "wilful[]."
Noah Webster's An American Dictionary of the English Language,
published in 1828, defines "willful" as "[g]overned by the will
without yielding to reason; obstinate; stubborn; perverse;
inflexible; as a willful man." "Willful," as used in modern
times, means "intentional without making reference to any evil
intent" (quotation and citation omitted). Commonwealth v. Luna,
418 Mass. 749, 753 (1994). See Commonwealth v. Brennan, 481
Mass. 146, 154 (2018) ("willful" requires intentional conduct,
not accidental). Black's Law Dictionary defines "willful" as
"[v]oluntary and intentional, but not necessarily malicious."
Black's Law Dictionary 1834 (10th ed. 2014).
Accordingly, to convict a defendant of interference with a
police officer, the Commonwealth must prove that the defendant
23
intended his or her conduct, and intended "the harmful
consequences of the conduct -- that is, the interference with,
obstruction, or hindrance." See Commonwealth v. Joyce, 84 Mass.
App. Ct. 574, 578 (2013) (interpreting willful interference with
firefighter statute to require intent to interfere). After all,
without an intent element, it would be a violation of the law
"to stand near a police officer and persistently attempt to
engage the officer in conversation while the officer is
directing traffic at a busy intersection." Houston v. Hill, 482
U.S. 451, 479 (1987). See Cocroft v. Smith, 95 F. Supp. 3d 119,
126 (D. Mass. 2015) (observing that "if Massachusetts were to
recognize the common-law offense of obstructing a police officer
in the performance of his duty, a conviction would require proof
that the alleged violator acted with specific intent to
intimidate, hinder or interrupt the officer").
With respect to the conduct that is prohibited by the
common-law crime of interference with a police officer, the
nature of the offense is shaped, in large part, by the common-
law restriction against the use of interference with a police
officer to criminalize the free exercise of rights "guarantied
or granted by the constitution or laws." See § 18 of chapter 29
of the 1844 Report.
For guidance, we turn to case law from other jurisdictions
involving constitutional challenges to statutes or ordinances
24
that prohibit interference with a police officer. In Hill, the
United States Supreme Court considered an overbreadth challenge
to a city ordinance providing that "[i]t shall be unlawful for
any person to assault, strike or in any manner oppose, molest,
abuse or interrupt any policeman in the execution of his duty"
(citation omitted). Hill, 482 U.S. at 455. The "assault" and
"strike" portions of the ordinance were preempted by provisions
of the Texas Penal Code, leaving only that portion of the
ordinance making it unlawful for "any person to . . . in any
manner oppose, molest, abuse or interrupt any policeman in the
execution of his duty" (citation omitted). Id. at 461. This
remaining portion was overbroad, because it prohibited a
"substantial amount of constitutionally protected conduct," such
as verbally interrupting a police officer while the officer was
on duty. Id. at 458, 462 & n.11. In striking down the
ordinance, the Court noted that the First Amendment to the
United States Constitution "protects a significant amount of
verbal criticism and challenge directed at police officers."
Id. at 461. The Court commented, "The freedom of individuals
verbally to oppose or challenge police action without thereby
risking arrest is one of the principal characteristics by which
we distinguish a free nation from a police state." Id. at 462-
463.
The Court recognized that the ordinance furthered the
25
government's legitimate interest in maintaining public order.
Id. at 464. It is constitutionally permissible to prohibit
individuals from physically obstructing a police officer. Id.
at 462 n.11. It also is constitutionally permissible to
prohibit an individual from obstructing a police officer through
the use of "threats of violence"9 against that officer (so-called
"fighting words"). Id. at 463 n.12. The police do not,
however, have unfettered discretion to arrest someone for speech
that annoys or offends. Id. at 465. See Duran v. Douglas, 904
F.2d 1372, 1378 (9th Cir. 1990) ("expression of disapproval
toward a police officer . . . [falls] squarely within the
protective umbrella of the First Amendment").
The Supreme Court of Minnesota nonetheless has rejected an
overbreadth challenge to Minnesota's statute prohibiting
interference with a peace officer. See State v. Krawsky, 426
N.W.2d 875, 876 (Minn. 1988). That statute provided, in
relevant part, "Whoever intentionally obstructs, hinders or
prevents the lawful execution of any legal process, civil or
criminal, or . . . interferes with a peace officer while the
officer is engaged in the performance of official duties . . .
may be sentenced . . . ." Minn. Stat. § 609.50 (1986). The
court distinguished Hill, 482 U.S. 451, and thus was able to
9 See § 17 of chapter 29 of the 1844 Report.
26
uphold the statute, by interpreting § 609.50 as "directed solely
at physical acts, whereas the ordinance in [Hill] was
significantly broader, prohibiting verbal criticism directed at
police." Id. at 876-877. In addition, the physical acts
prohibited by the Minnesota statute involved "physically
obstructing or interfering with an officer, whereas under the
ordinance in [Hill] one could be punished for merely
'interrupting' an officer in the line of duty." Id. at 877.
Consistent with Hill, the Minnesota court also stated that
"[t]he statute may be used to punish 'fighting words' or any
other words that by themselves have the effect of physically
obstructing or interfering with a police officer in the
performance of his duties." Id. See State v. Leigh, 278 N.C.
243, 246 (1971) (speech alone cannot be punished as opposition
of police officer); State v. Williams, 171 Wash. 2d 474, 485-486
(2011) (crime of obstructing officer requires some conduct in
addition to pure speech).
The principle underlying the Massachusetts common-law
restriction against criminalizing "the legal exercise of any
authority, power, function or right, guarantied or granted by
the constitution or laws," see § 18 of chapter 29 of the 1844
Report, can be distilled to the premise that "a person does not
violate the law by doing what he has a lawful right to do,
regardless of whether it obstructs or hinders a police officer."
27
State v. Jarvis, 172 W. Va. 706, 709 (1983). Accordingly, in
Massachusetts, the offense of interference with a police officer
requires proof of a physical act that obstructs or hinders a
police officer in the lawful performance of his or her duty. It
also may include a "threat[] of violence against" the officer,
see § 17 of chapter 29 of the 1844 Report, which reasonably
would have the effect of obstructing or interfering with the
officer in the performance of a lawful duty.10
Although each case turns on its own facts, because there
could be endless scenarios surrounding police interactions with
citizens where an officer might contemplate charging this
offense, we illustrate the type of conduct prohibited by the
common-law crime of interference with a police officer by
examining a civil rights action that was commenced in a Federal
District Court. In that case, the plaintiff owned property in
Falmouth that included an easement deeded to an electrical
utility. Wilber v. Curtis, 872 F.3d 15, 17 (1st Cir. 2017).
Pursuant to the easement, the utility was entitled to enter the
plaintiff's property to trim, cut, or remove trees and
10See, e.g., Gay v. State, 179 Ga. App. 430, 431-432 (1986)
(evidence of obstruction sufficient where defendant threatened
to get his shotgun and "blow holes in the patrol car" of officer
who had called for truck to tow defendant's vehicle); State v.
Mattila, 77 Or. App. 219, 221, 223 (1986) (obstructing
governmental function established by evidence that defendant
asked his mother, in loud voice, whether he could shoot deputies
who had approached house to serve eviction papers).
28
underbrush that endangered its power lines. Id. As a result of
an earlier confrontation with the plaintiff, a tree service
contracted by the utility to clear vegetation entered the
easement, accompanied by two Barnstable police officers. Id.
When he saw the work crew, the plaintiff went into "a high state
of agitation," verbally protested, and strung yellow caution
tape and plastic rope across the easement. Id. at 18. The
police officers and utility workers removed some of the tape and
rope, causing further delays. Id. The officers told the
plaintiff that the work would not stop absent a court order, and
warned him to cease interfering with the project. Id. Despite
the warning, the plaintiff sat down on a tree stump and refused
to move. Id. The officers then arrested him for disorderly
conduct. Id.
The plaintiff later filed a complaint asserting claims
against the officers for civil rights violations under 42 U.S.C.
§ 1983 and the Massachusetts Civil Rights Act, false arrest,
false imprisonment, and intentional infliction of emotional
distress, and other claims. Id. On appeal from a magistrate
judge's decision, the United States Court of Appeals for the
First Circuit upheld the allowance of a motion for summary
judgment by the police on qualified immunity grounds, and
concluded that the officers had had probable cause to arrest the
plaintiff for the Massachusetts common-law offense of
29
interference with a police officer. Id. at 21-22. The court
reasoned that the officers had been engaged in the performance
of the lawful duty of keeping citizens away from a dangerous
work area, and the plaintiff had obstructed or hindered them by
blocking the work crew. Id.
Accordingly, the offense of interference with a police
officer requires the Commonwealth to prove four elements beyond
a reasonable doubt. First, the Commonwealth must show that the
officer was engaged in the lawful performance of a duty.
Second, the Commonwealth must establish that the defendant
physically performed an act that obstructed or hindered a police
officer in the lawful performance of that duty. The act may
include a "threat[] of violence against" the officer, see § 17
of chapter 29 of the 1844 Report, which reasonably would have
the effect of obstructing or hindering the officer in the
performance of that duty. Third, the Commonwealth must
demonstrate that the defendant was aware that the police officer
was engaged in the performance of his or her duties. Fourth,
the Commonwealth must prove that the defendant intended to
obstruct or hinder the officer in the performance of that duty.
c. Sufficiency of the evidence. The defendant challenges
on two grounds the sufficiency of the evidence that his refusal
to turn over his firearms interfered with the police officers
who had come to his house to collect them. First, the defendant
30
disputes whether the officers were acting within the lawful
performance of a duty when they confiscated his firearms and
ammunition. According to the defendant, G. L. c. 140, §§ 129D
and 131 (f), authorize the police to serve an individual with
notice of a firearm license suspension or revocation. Under the
defendant's interpretation, the individual would be permitted to
maintain possession of his or her firearms and ammunition
pending judicial review of the decision to suspend or revoke.
The defendant maintains that "[a]nything that occurred after the
[notification of license suspension or revocation] could not be
considered interference with the lawful performance of [the
officers'] duty." Second, the defendant contends that his
refusal to surrender his firearms and ammunition was not
sufficient, without more, to support a conviction of common-law
interference with a police officer.
The Commonwealth argues that the jury were entitled to find
that "the officers' duty encompassed not only the serving of the
notice [of license suspension or revocation] but also the
seizing of the weapons -- and that the defendant interfered with
that duty."
In Massachusetts, local police departments are responsible
for the issuance of firearms licenses to individuals who reside
or have a place of business within the jurisdiction. G. L.
c. 140, §§ 121, 129B (1). As relevant to license suspension,
31
G. L. c. 140, § 131 (f), provides, "All licenses to carry
firearms shall be designated [c]lass A or [c]lass B, and the
issuance and possession of any such license shall be subject to
the following conditions and restrictions:"
"A license issued under this section shall be revoked or
suspended by the licensing authority, or his designee, upon
the occurrence of any event that would have disqualified
the holder from being issued such license or from having
such a license renewed. A license may be revoked or
suspended by the licensing authority if it appears that the
holder is no longer a suitable person to possess such
license. Any revocation or suspension of a license shall
be in writing and shall state the reasons therefor."
A license holder who is aggrieved by a suspension or
revocation may seek judicial review in the District Court within
ninety days of the revocation or suspension. Id. Upon the
revocation or suspension of a class A or class B license, "the
licensing authority shall take possession of such license and
the person whose license is so revoked or suspended shall take
all actions required under the provisions of [§] 129D." Id.
General Laws c. 140, § 131 (f), further provides that "[n]o
appeal or post-judgment motion shall operate to stay such
revocation or suspension." Id. See Firearms Records Bureau v.
Simkin, 466 Mass. 168, 172-173 (2013). See also Hightower v.
Boston, 693 F.3d 61, 67 (1st Cir. 2012).
General Laws c. 140, § 129D, on the other hand, contains
provisions that on their face may appear inconsistent with the
requirements of c. 140, § 131 (f). General Laws c. 140, § 129D,
32
provides that a firearm license holder "[u]pon revocation . . .
[or] suspension . . . shall without delay deliver or surrender
to the licensing authority where the person resides all
firearms, rifles, shotguns and machine guns and ammunition which
the person then possesses unless an appeal of the revocation or
suspension is pending." Thereafter, the licensing authority is
responsible for properly storing and (potentially) disposing of
the firearms. Id. See Andrade v. Somerville, 92 Mass. App. Ct.
425, 428 (2017).
As the defendant points out, there indeed is a tension
between these statutory provisions. General Laws c. 140,
§ 131 (f), requires the police to take possession of the revoked
or suspended firearms license, and states, "No appeal or post-
judgment motion shall operate to stay such revocation or
suspension." General Laws c. 140, § 129D, on the other hand,
requires a license holder immediately to surrender all firearms
and ammunition to the police "unless an appeal of the revocation
or suspension is pending."
"Where possible, we seek to harmonize the provisions of a
statute with related provisions that are part of the same
statutory scheme 'so as to give effect to the expressed intent
of the Legislature'" (citation omitted). Chin v. Merriot, 470
Mass. 527, 537 (2015). Massachusetts courts consistently have
noted that the underlying goal of firearms control legislation
33
"is to limit access to deadly weapons by irresponsible persons."
Simkin, 466 Mass. at 176, quoting Ruggiero v. Police Comm'r of
Boston, 18 Mass. App. Ct. 256, 258 (1984). This purpose is
effectuated by the provision that "[n]o appeal or post-judgment
motion shall operate to stay" a revocation or suspension, and
the requirement that the license holder surrender his or her
firearms and ammunition "without delay." See G. L. c. 140,
§§ 129D, 131 (f).
The two statutes may be harmonized so that they form a
coherent and consistent whole and the phrase "unless an
appeal . . . is pending" in G. L. c. 140, § 129D, is understood
consistent with legislative intent and constitutional
protections. See Commonwealth v. Harris, 443 Mass. 714, 725
(2005), quoting LaBranche v. A.J. Lane & Co., 404 Mass. 725, 728
(1989) ("[W]e should endeavor to harmonize the two statutes so
that the policies underlying both may be honored. Implied
repeal of a statute is disfavored, and we should not impliedly
repeal a portion of [the statute] unless it 'is so repugnant to,
and inconsistent with, the later enactment . . . that both
cannot stand'"). See also Ciani v. MacGrath, 481 Mass. 174, 179
(2019) (court strives to give effect to each word of statute so
no part will be inoperative).
To harmonize the provisions of G. L. c. 140, §§ 129D
and 131 (f), and give effect to each word, we conclude that the
34
provisions afford a licensing authority two options when seeking
to implement the suspension or revocation of a license for an
individual deemed potentially "unsuitable." See G. L. c. 140,
§ 131 (d).
First, the licensing authority has discretion to provide
notice to an individual believed no longer to be suitable to
possess a license, and to seek immediate surrender of that
individual's license, firearms, and ammunition.11 The failure to
surrender firearms "without delay," in these circumstances,
could subject the license holder to criminal sanctions pursuant
to G. L. c. 269, § 10 (i).12 Thus, a licensing authority may
11A license to possess a firearm "shall be revoked or
suspended by the licensing authority . . . upon the occurrence
of any event that would have disqualified the holder from being
issued such license or from having such license renewed." G. L.
c. 140, § 131 (f). See District of Columbia v. Heller, 554 U.S.
570, 626 (2008) (right to bear arms is not unlimited; individual
may be statutorily disqualified from holding firearms license,
on grounds of unsuitability, without violation of Second
Amendment); Hightower, 693 F.3d at 73-76 ("unsuitable"
individual, such as felon or one who is mentally ill, is not
denied due process by revocation of firearms license).
12Here, the defendant refused to allow police to enter his
home. A District Court judge properly found that the officers
were required to obtain a search warrant prior to seizing the
firearms, because the Commonwealth was unable to establish
consent or another exception to the warrant requirement. See
Commonwealth v. Rogers, 444 Mass. 234, 236-237 (2005). In such
circumstances, if they deem it necessary, police may secure the
premises from the outside while they await the issuance of a
search warrant. See Commonwealth v. Yesilciman, 406 Mass. 736,
743 (1990). See also Commonwealth v. Blake, 413 Mass. 823, 829
(1992) (securing dwelling, on basis of probable cause to search
for evidence of crime, includes ability to prevent anyone from
35
seek immediate surrender, prior to a hearing, of firearms in
such cases. See G. L. c. 140, §§ 129D, 131 (f).
Although the statute is less than clear, the Legislature
could not have intended to permit firearms to remain in the
possession of dangerous individuals during a ninety-day appeal
period, and then during the possibly lengthy duration of any
subsequent appeal. See United States v. Booker, 644 F.3d 12, 25
(1st Cir. 2011), cert. denied, 565 U.S. 1204 (2012), quoting
United States v. Hayes, 555 U.S. 415, 427 (2009) ("Statistics
bear out the [United States] Supreme Court's observation that
'[f]irearms and domestic strife are a potentially deadly
combination nationwide'"); Chief of Police of Worcester v.
Holden, 470 Mass. 845, 864 (2015). See also United States v.
Reese, 627 F.3d 792, 800-805 (10th Cir. 2010), cert. denied, 563
U.S. 990 (2011) (applying intermediate scrutiny and upholding
statute that precludes those subject to abuse prevention order
from having firearms); United States v. Skoien, 614 F.3d 638,
641-645 (7th Cir. 2010), cert. denied, 562 U.S. 1303 (2011)
(noting Court's holding in Heller "means that some categorical
disqualifications are permissible: Congress is not limited to
case-by-case exclusions of persons who have been shown to be
untrustworthy with weapons, nor need these limits be established
entering dwelling and potentially accessing evidence to be
seized).
36
by evidence presented in court," and upholding revocation of
license, using intermediate scrutiny, for one convicted of
"misdemeanor crime of domestic violence").
Second, the licensing authority may, in the exercise of its
discretion, notify the license holder of a revocation or
suspension without seeking immediate surrender of any firearms.
In such an instance, the commencing of an appeal would stay the
obligation to surrender firearms "without delay." See
Hightower, 693 F.3d at 68-69.
Here, the defendant received written, in-hand service of
the suspension of his class A license. The suspension was based
upon a report filed by the Department of Children and Families
alleging that the defendant had injured his wife and that their
son was at home at the time of the alleged incident. Where the
police officers demanded that the defendant surrender his
firearms because he was no longer believed to be a suitable
person, the defendant thereupon was required immediately to
surrender his license, firearms, and ammunition.13 Thus, the
13The defendant argues that the failure to provide a "safe
harbor" period for the surrender of firearms violated his
constitutional right to bear arms as guaranteed by the Second
Amendment, and right to the due process of law. We disagree.
The United States Supreme Court has explained that "the right
secured by the Second Amendment is not unlimited." Heller, 554
U.S. at 626. Accord McDonald v. Chicago, 561 U.S. 742, 786
(2010). Thus, it "is not 'a right to keep and carry any weapon
whatsoever in any manner whatsoever and for whatever purpose.'"
McDonald, supra, quoting Heller, supra. The Supreme Court has
37
jury were entitled to find that the police were acting in the
lawful performance of their duties when they demanded that the
defendant surrender firearms he was no longer deemed suitable to
possess.
Nonetheless, although the defendant's refusal to surrender
his firearms and ammunition may have violated G. L. c. 269,
§ 10 (i), his noncompliance with the demand that he surrender
his firearms cannot form the basis of a charge of common-law
interference with a police officers. The jury were entitled to
find, in the light most favorable to the Commonwealth, that the
defendant was upset and argumentative. He insisted that he
would not comply with the police order, repeatedly demanded to
contact his lawyer, and told his wife not to allow the police to
enter their home. The Commonwealth did not, however, establish
that the defendant physically obstructed or hindered the officer
in the performance of a lawful duty. Moreover, the defendant's
stated that "prohibitions on the possession of firearms" by
certain classes of people, including "felons and the mentally
ill," are among the nonexhaustive "list" of "presumptively
lawful" regulations a State may adopt. Heller, supra at 626-627
& n.26. Here, the police suspended the defendant's license to
carry a firearm due to a report of spousal abuse. In light of
concomitant safety concerns, the police were entitled to take
affirmative steps to avert potential harm. See Hightower, 693
F.3d at 84 ("unsuitable" license holder not deprived of due
process by absence of predeprivation hearing). After the
surrender of his firearms, the defendant had the opportunity to
seek judicial review within ninety days of the suspension.
G. L. c. 140, § 131 (f).
38
protestations did not rise to the level of threats of violence
against a police officer, which reasonably would have the effect
of obstructing or interfering with the police in the performance
of a lawful duty.
Accordingly, the evidence was insufficient to sustain the
conviction of interference with a police officer.
3. Conclusion. The judgment of conviction of interference
with a police officer is vacated and set aside. The matter is
remanded to the District Court for entry of a judgment of not
guilty.
So ordered.
Appendix A.
Cases charging interference with a police officer
Year Charged Number of Charges
1977 1
1981 1
1982 2
1985 1
1986 1
1987 3
1988 3
1989 4
1990 4
1991 2
1992 7
1993 8
1994 27
1995 35
1996 30
1997 38
1998 25
1999 37
2000 60
2001 42
2002 55
2003 42
2004 44
2005 53
2006 53
2007 59
2008 53
2009 69
2010 66
2011 128
2012 99
2013 164
2014 236
2015 248
2016 285
2017 280
2018 335
Appendix B.
Cases where interfering with a police officer
was the highest offense charged
Year Charged Number of Charges
2002 12
2003 11
2004 14
2005 11
2006 13
2007 13
2008 10
2009 12
2010 18
2011 9
2012 13
2013 11
2014 --
2015 --
2016 --
2017 --
2018 --