IN THE COMMONWEALTH COURT OF PENNSYLVANIA
H. Eric Becker, :
Petitioner :
:
v. : No. 184 M.D. 2016
: Submitted: July 12, 2019
Adams County Tax Claim Bureau :
and Department of Environmental :
Protection of The Commonwealth :
of Pennsylvania, :
Respondents :
BEFORE: HONORABLE MARY HANNAH LEAVITT, President Judge
HONORABLE ROBERT SIMPSON, Judge1
HONORABLE MICHAEL H. WOJCIK, Judge
OPINION NOT REPORTED
MEMORANDUM OPINION
BY PRESIDENT JUDGE LEAVITT FILED: October 23, 2019
Before this Court is a motion for summary judgment filed by the
Department of Environmental Protection (DEP) in response to the pro se amended
complaint filed by H. Eric Becker (Petitioner) in our original jurisdiction. The
amended complaint seeks monetary damages for DEP’s allegedly unlawful
demolition of buildings and equipment on a piece of property that Petitioner
purchased through the Adams County Tax Claim Bureau (County). For the reasons
that follow, we grant DEP’s motion for summary judgment.
On March 18, 2015, Petitioner filed a complaint in the Court of
Common Pleas of Adams County (common pleas court) against the County and
DEP. Thereafter, Petitioner filed a series of amended complaints in the common
1
This matter was assigned to this panel before September 1, 2019, when Judge Simpson assumed
the status of senior judge.
pleas court, concluding with the sixth amended complaint filed on December 21,
2015.
The sixth amended complaint averred that on April 30, 2013, Petitioner
submitted a bid during the County’s repository tax sale of 50.63 acres of land in
Cumberland Township (Township). The County advised Petitioner that he
submitted the highest bid and that the “required confirmation or approvals of the
applicable taxing authorities” had been duly received. Complaint at 3, ¶8.
The property in question had been the subject of response actions
conducted by DEP pursuant to the Hazardous Sites Cleanup Act.2 On December 27,
2012, after remediation of the property, DEP issued an administrative order to then-
owner CM Metals Gettysburg, Inc. to prohibit certain activities on the property,
including a partial ban on ground water usage and restrictions on residential uses of
portions of the property. DEP requested the County Recorder of Deeds to place the
administrative order on the deed to the subject property.
The sixth amended complaint asserted four counts against the County
and DEP. Count I sought to void a “side deal” between the County and DEP
whereby the County allegedly requested a $50,000 reduction in the contract purchase
price of the property in exchange for Petitioner’s payment of $50,000 to DEP. Count
II requested the common pleas court to issue a writ of mandamus to compel DEP to
sign Petitioner’s proposed consent order and decree. Count III requested the
common pleas court to order the County to delete the restrictions in the deed required
under DEP’s administrative order. Finally, Count IV sought monetary damages
from DEP for its demolition of the foundry building and equipment on the property.
Complaint at 8, ¶44.
2
Act of October 18, 1988, P.L. 756, as amended, 35 P.S. §§6020.101-6020.1305.
2
The County filed preliminary objections. It asserted that the complaint
failed to state a claim and, second, the complaint lacked sufficient specificity. DEP
also filed a demurrer and further asserted that the common pleas court lacked
jurisdiction over Petitioner’s counts against the Commonwealth. Petitioner filed
responses to the preliminary objections.
By memorandum opinion and order dated February 19, 2016, the
common pleas court granted the County’s preliminary objections in the nature of a
demurrer and dismissed Counts I and III as against the County. Regarding Count I,
the common pleas court found that the allegation of a “side deal” was “speculative,
remote, and not substantiated through the pleadings.” Common Pleas Court
Opinion, 2/19/2016, at 10. The court further held, with respect to Count III, that
there was no legal basis to strike the land use restrictions from the deed, which were
imposed by DEP as a result of its remediation of the property. The court also held
that the pleading was insufficiently specific, because Petitioner did not attach DEP’s
administrative order or the deed to the amended complaint.3
Regarding the counts against DEP, the common pleas court held that it
lacked jurisdiction and transferred those claims to this Court. The common pleas
court did not address DEP’s other preliminary objections.
By memorandum opinion of May 12, 2016, this Court sustained DEP’s
preliminary objections in the nature of a demurrer and dismissed Count II, reasoning
that Petitioner’s action was, in actuality, a request for this Court to issue a writ of
3
Pennsylvania Rule of Civil Procedure 1019(i) states:
When any claim or defense is based upon a writing, the pleader shall attach a copy
of the writing, or the material part thereof, but if the writing or copy is not accessible
to the pleader, it is sufficient so to state, together with the reason, and to set forth
the substance in writing.
PA. R.C.P. NO. 1019(i).
3
mandamus to compel DEP to perform a discretionary act, i.e., sign Petitioner’s
proposed consent order, which this Court cannot do. Thus, the only remaining count
is Count IV of the sixth amended complaint.4
On April 15, 2019, DEP filed a motion for summary judgment asserting
that Count IV is barred by sovereign immunity because Petitioner seeks damages
against DEP, a Commonwealth party.5 Petitioner responds that sovereign immunity
does not shield DEP from liability because his claim falls under the personal
property exception in Section 8522(b)(3) of the act commonly referred to as the
Sovereign Immunity Act. 42 Pa. C.S. §8522(b)(3). Petitioner also asserts that
material facts are in dispute and, in support, has submitted his own affidavit, answers
to interrogatories by a former employee of CM Metals, and the Township’s
ordinance regulating dangerous structures. Petitioner claims that he is the assignee
of CM Metals.
A motion for summary judgment may be granted only where there is
no genuine issue of material fact and the moving party is entitled to judgment as a
4
Following this Court’s May 12, 2016, order, DEP filed an answer to the sixth amended complaint.
DEP answered Count I of the amended complaint as if it was still pending. The bulk of the claim
in Count I, although mentioning DEP in passing, was raised against the County. As such, we
conclude that the common pleas court dismissed Count I in its entirety, leaving no remaining claim
against DEP.
Further, both Petitioner and DEP conceded that Count IV of the sixth amended complaint
is the only remaining issue pending before this Court. In his answer to this Court’s rule to show
cause why the action should not be dismissed for want of prosecution, Petitioner stated that the
subject action now concerns Count IV, “the demolition by [DEP] of an industrial site.” Petitioner
Answer to Rule to Show Cause, 10/19/2018, at 3, ¶8. DEP also indicated, in a status report filed
with this Court, that Count IV is the only remaining issue in the subject action. DEP Status Report,
02/22/2019, at 4, ¶15.
5
DEP’s defense of sovereign immunity was not raised in its preliminary objections or answer to
the amended complaint. However, sovereign immunity is “non-waivable and may be asserted at
any time.” Chiro-Med Review Company v. Bureau of Workers’ Compensation, 908 A.2d 980, 985
(Pa. Cmwlth. 2006).
4
matter of law. Flood v. Silfies, 933 A.2d 1072, 1074 (Pa. Cmwlth. 2007). A fact is
material if it directly affects the disposition or the outcome of a case. Department
of Environmental Protection v. Delta Chemicals, Inc., 721 A.2d 411, 416 (Pa.
Cmwlth. 1998). The right to judgment must be clear and free from doubt. The
record “must be viewed in the light most favorable to the non-moving party, and all
doubts as to the existence of a genuine issue of material fact must be resolved against
the moving party.” Kee v. Pennsylvania Turnpike Commission, 743 A.2d 546, 549
(Pa. Cmwlth. 1999). Parties seeking to avoid the imposition of summary judgment
must establish in their depositions, answers to interrogatories, admissions or
affidavits that there is a genuine issue of fact for trial. Id. at 549.
Article I, Section 11 of the Pennsylvania Constitution provides that the
Commonwealth and its agents may only be sued “in such manner, in such courts and
in such cases as the Legislature may by law direct.” PA. CONST. art. I, §11.
Generally, “the Commonwealth, and its officials and employees acting within the
scope of their duties, shall continue to enjoy sovereign immunity and official
immunity and remain immune from suit except as the General Assembly shall
specifically waive the immunity.” 1 Pa. C.S. §2310.
The General Assembly has waived sovereign immunity for
Commonwealth parties only in instances where “(1) the alleged act is a negligent act
for which damages would be recoverable under the common law or by statute, and
(2) the act falls within one of the specifically enumerated exceptions listed in Section
8522(b) of the [Sovereign Immunity Act], 42 Pa. C.S. §8522(b).” Weckel v.
Carbondale Housing Authority, 20 A.3d 1245, 1248 (Pa. Cmwlth. 2011); see also
42 Pa. C.S. §8522(a). Under Section 8522(b), the defense of sovereign immunity is
waived for claims for damages caused by (1) vehicle liability; (2) medical-
5
professional liability; (3) care, custody or control of personal property; (4)
Commonwealth real estate, highways and sidewalks; (5) potholes and other
dangerous conditions; (6) care, custody or control of animals; (7) liquor store sales;
(8) national guard activities; and (9) toxoids and vaccines. 42 Pa. C.S. §8522(b).
The exceptions to sovereign immunity are strictly construed. Dean v.
Commonwealth, 751 A.2d 1130, 1132 (Pa. 2000). Notably, sovereign immunity “is
not waived for intentional acts committed by a Commonwealth employee acting
within the scope of his or her employment.” Paluch v. Department of Corrections,
175 A.3d 433, 438 (Pa. Cmwlth. 2017).
We need not consider whether Petitioner’s claim fits into the personal
property exception in Section 8522(b)(3) of the Sovereign Immunity Act because
Petitioner has not established that DEP’s alleged act “is a negligent act for which
damages would be recoverable under the common law or by statute.” Weckel, 20
A.3d at 1248; 42 Pa. C.S. §8522(a). The amended complaint sets forth, at most, a
claim for damages for trespass or conversion. The amended complaint alleges that
DEP took possession of the subject property “[b]efore, or perhaps soon after” CM
Metals acquired title of the property. Amended Complaint at 9, ¶45. Without
permission, DEP demolished more than 60,000 square feet of the foundry building
on the property “either by [its] own employees, and/or those of a contractor
employed by [DEP].” Amended Complaint at 9, ¶46. The amended complaint
further alleges that DEP unlawfully disposed of foundry machinery, vehicles, and
forklifts on the property. Petitioner asserts that DEP’s actions constituted a “taking”
because replacing the foundry building and equipment would cost millions of
dollars. Amended Complaint at 10, ¶57. It is well established that trespass and
6
conversion are intentional torts, for which sovereign immunity has not been waived.6
Paluch, 175 A.3d at 438.
For these reasons, we conclude that Petitioner’s damages claim against
DEP, a Commonwealth party, for its demolition of the foundry building and
equipment on the property is barred by sovereign immunity. Accordingly, we grant
DEP’s motion for summary judgment and dismiss Petitioner’s sixth amended
complaint with prejudice.7
_____________________________________
MARY HANNAH LEAVITT, President Judge
6
Notably, Section 703(c) of the Hazardous Sites Cleanup Act provides that “[n]o State agency or
political subdivision shall be liable under this act for costs or damages as a result of actions taken
by the State agency or political subdivision in response to a release or threatened release of a
hazardous substance generated by or from a site.” 35 P.S. §6020.703(c).
7
The amended complaint also asserts in passing, as part of Count IV, that DEP violated the
Takings Clause of the Fifth Amendment and the Due Process Clause of the Fourteenth Amendment
to the United States Constitution. U.S. CONST. amend. V, XIV. “[A] taking of private property is
unconstitutional without payment of just compensation. [It] occurs when [an] entity clothed with
the power substantially deprives an owner of the use and enjoyment of his property.” People
United to Save Homes v. Department of Environmental Protection, 789 A.2d 319, 326 (Pa.
Cmwlth. 2001). As a threshold matter, to establish that a compensable taking has occurred, the
property owner must establish that a valid property right has been affected. Id.
The amended complaint fails to state specific allegations to support the constitutional
claims. Petitioner alleges that DEP demolished the foundry building and equipment on the property
without permission from CM Metals, which was the owner at the time and which is not a party to
the subject action. Petitioner claimed that he was the recipient of a “certain [a]ssignment from CM
Metals,” Amended Complaint at 8, ¶44, but he did not explain the nature of this alleged assignment
of rights or provide evidence that he has a cognizable property right that was affected by DEP’s
actions.
It is well established that “[a] complaint must not only give the defendant notice of what
the plaintiff’s claim is and the grounds upon which it rests, but it must also formulate the issues by
summarizing those facts essential to support the claim.” Smith v. Brown, 423 A.2d 743, 745 (Pa.
Super. 1980) (citing PA. R.C.P. No. 1019(a)). This Court need not “accept as true conclusions of
law, unwarranted inferences from facts, argumentative allegations, or expressions of opinion.”
Stone and Edwards Insurance Agency, Inc. v. Department of Insurance, 616 A.2d 1060, 1063 (Pa.
Cmwlth. 1992). In short, to the extent Count IV of Petitioner’s amended complaint raises
constitutional takings claims, those claims are dismissed.
7
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
H. Eric Becker, :
Petitioner :
:
v. : No. 184 M.D. 2016
:
Adams County Tax Claim Bureau :
and Department of Environmental :
Protection of The Commonwealth :
of Pennsylvania, :
Respondents :
ORDER
AND NOW, this 23rd day of October, 2019, Respondent’s motion for
summary judgment is GRANTED, and Petitioner’s sixth amended complaint is
DISMISSED with prejudice.
_____________________________________
MARY HANNAH LEAVITT, President Judge