IN THE COURT OF APPEALS OF IOWA
No. 18-1337
Filed January 9, 2020
STATE OF IOWA,
Plaintiff-Appellee,
vs.
DION BANKS,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Scott County, Joel W. Barrows,
Judge.
Dion Banks appeals his sentence for delivery of heroin. AFFIRMED.
Mark C. Smith, State Appellate Defender, (until withdrawal) and Maria
Ruhtenberg, Assistant Appellate Defender, for appellant.
Dion Jeremiah Banks, Mt. Pleasant, pro se appellant.
Thomas J. Miller, Attorney General, and Israel Kodiaga, Assistant Attorney
General, for appellee.
Considered by Bower, C.J., and May and Greer, JJ.
2
BOWER, Chief Judge.
Dion Banks appeals his sentence from a conviction of delivery of heroin.
He claims the district court abused its discretion during sentencing. We find the
court did not abuse its discretion and affirm.
I. Background Facts & Proceedings
In a Wal-Mart parking lot on the morning of October 22, 2017, Matt Brown
got out of a truck driven by Brice Bennett and got into Banks’s vehicle. The two
vehicles then moved to a casino parking lot, where surveillance cameras recorded
both vehicles. While in Banks’s vehicle, Brown purchased heroin from Banks.
Brown returned to Bennett’s vehicle, and they travelled to a hotel where they used
the heroin. Bennett overdosed on heroin that day.1
On January 30, 2018, two criminal complaints for controlled-substance
violations were filed against Banks. On March 12, a trial information charged
Banks with delivery of heroin. Following trial in May, a jury found Banks guilty of
delivery of less than 100 grams of heroin, in violation of Iowa Code section
124.401(1)(c)(1) (2017), a class “C” felony.
At the sentencing hearing, Banks asked for his sentence to run concurrently
with his sentence imposed in a separate case. The events leading to the other
sentence occurred after those underlying this case, but Banks had already been
sentenced in the latter before trial here. The State requested the sentences run
consecutively and alluded to the amount of narcotics involved in the other case
1
Bennett recovered following medical intervention.
3
during its recommendation. The court sentenced Banks to a term of ten years’
incarceration to run consecutively to his other sentence.
II. Standard of Review
If a sentence is within the statutory limits, we review a district court’s
sentencing decision for an abuse of discretion. State v. Seats, 865 N.W.2d 545,
552 (Iowa 2015). “Thus, our task on appeal is not to second guess the decision
made by the district court, but to determine if it was unreasonable or based on
untenable grounds.” Id. at 553 (citation omitted). “In other words, the district court
did not abuse its discretion if the evidence supports the sentence.” Id.
III. Analysis
A. Sentencing. Banks claims the sentencing court abused its
discretion by imposing his sentence in this case consecutive to his other sentence
and for considering unproven crimes.
Consecutive sentence. The sentencing court must “state on the record its
reason for selecting the particular sentence.” Iowa R. Crim. P. 2.23(3)(d). The
rule also “applies to the district court’s decision to impose consecutive sentences.”
State v. Hill, 878 N.W.2d 269, 273 (Iowa 2016). The purpose for this rule is to
ensure defendants know the consequences of criminal actions and “affords our
appellate courts the opportunity to review the discretion of the sentencing court.’”
Id. (citation omitted). The statement of reasons may be “terse and succinct” as
long as the statement’s brevity “does not prevent review of the exercise of the trial
court’s sentencing discretion.” State v. Thacker, 862 N.W.2d 402, 408 (Iowa 2015)
(citation omitted).
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Our supreme court has ruled the reasons—“protection of the community,
seriousness of the crime, and the nature and circumstances of the offense”—“can
be sufficient to show the exercise of discretion to impose a particular sentence.”
Hill, 878 N.W.2d at 274. However, boilerplate language, “this sentence will provide
reasonable protection of the public,” standing alone, does not satisfy the reasons
requirement. Thacker, 862 N.W.2d at 408. The sentencing court “should also
explicitly state the reasons for imposing a consecutive sentence, although in doing
so the court may rely on the same reasons for imposing a sentence of
incarceration.” Hill, 878 N.W.2d at 275.
When sentencing Banks, the court provided its reasoning on the record:
The court is going to run this sentence consecutive to that in
FECR388199. The reasons for that are the very serious nature of
this offense, because of Mr. Banks’s criminal history, for the
protection of the community. The sentences are consecutive for
those reasons and because they were separate offenses.
It is clear the court understood it had discretion to impose this sentence
consecutive or concurrent to Banks’s other sentence, and it provided sufficient
reasons to impose the sentence consecutive to Banks’s other sentence. The court
did not abuse its discretion in its sentencing decision.
Sentencing considerations. When claiming the court considered unproven
crimes, Banks refers to his presentence investigation (PSI) report, which listed
numerous arrests as a juvenile and adult, primarily in Illinois. Banks notes his adult
convictions prior to the most recent offenses were misdemeanors. He also
questions the language used by the author of the PSI report, including the author’s
own impressions and generalizations.
5
At the sentencing hearing, defense counsel expressly brought to the court’s
attention that a number of the entries in the “criminal history” portion of the PSI
report were only arrests or charges, not convictions. “If a district court improperly
considers unprosecuted and unproven additional charges, we will remand the case
for resentencing.” State v. Formaro, 638 N.W.2d 720, 725 (Iowa 2002). However,
“[w]e will not draw an inference of improper sentencing considerations which are
not apparent from the record.” Id.
The sentencing court expressly noted it would “not consider any criminal
history in the PSI that did not result in a conviction or adjudication of delinquency.”
To the extent the PSI author may have made statements of personal opinion in the
report, Banks waived that challenge when he failed to object to the court’s use of
the PSI report.
The district court did not consider any improper factors in imposing Banks’s
sentence. We affirm.
B. Pro Se Issues. Banks submitted a pro se brief raising eleven
potential ineffective-assistance-of-counsel claims.2 Banks also challenges the
district’s court jurisdiction and authority over him, claiming any judgment against
him is void.
2
We note Iowa Code section 814.6A(1) was recently enacted to prohibit
defendants from filing pro se briefs when represented by counsel. See 2019 Iowa
Acts ch. 140, § 30. Section 814.7 was also amended to limit ineffective-
assistance-of-counsel claims to postconviction-relief actions. Id. § 31. Our
supreme court concluded the change to section 814.7 “appl[ies] only prospectively
and do[es] not apply to cases pending on July 1, 2019.” See State v. Macke, 933
N.W.2d 226, 235 (Iowa 2019). We apply this reasoning to section 814.6A(1) and
conclude the pro-se-brief limitation does not apply to this appeal, which was filed
prior to July 1, 2019.
6
The record on appeal is not sufficient to evaluate the majority of Banks’s
ineffective-assistance-of-counsel claims. See State v. Harris, 919 N.W.2d 753,
754 (Iowa 2018). We preserve all but one of Banks’s ineffective-assistance claims
for postconviction relief so he can develop the claims fully, provide any supporting
evidence, and allow counsel an opportunity to respond.3 See id.
However, we address and dismiss Banks’s claim his counsel was ineffective
for “forcing” him into a not-guilty plea when Banks “demanded an innocent plea of
good faith be entered.” The plea options available before a criminal court in Iowa
are “guilty, not guilty, or former conviction or acquittal.” Iowa R. Crim. P. 2.8(2)(a).
Banks does not claim he had previously been tried and convicted or acquitted on
the offense. Therefore, his only viable pleas were “guilty” and “not guilty.” Counsel
was not ineffective for interpreting Banks’s “innocent plea” as a plea of not guilty.
As to his jurisdictional and authority challenge, this challenge is without
merit.4 The district court has jurisdiction and authority to hear and decide criminal
cases. Iowa Const. art. V, § 6 (“The district court shall be a court of law and
equity, . . . and have jurisdiction in civil and criminal matters arising in their
respective districts, in such manner as shall be prescribed by law.”); Iowa Code
§ 602.6101 (“The district court has exclusive, general, and original jurisdiction of
3 We caution Banks that in any postconviction ineffective-assistance claim, he
“must state the specific ways in which counsel’s performance was inadequate and
identify how competent representation probably would have changed the
outcome.” See Dunbar v. State, 515 N.W.2d 12, 15 (Iowa 1994).
4 Banks makes reference to bankruptcy and contract law, neither of which was an
issue in his criminal case and, thus, are not properly raised here. See Meier v
Senecaut, 641 N.W.2d 532, 537 (Iowa 2002) (“It is a fundamental doctrine of
appellate review that issues must ordinarily be both raised and decided in the
district court before we will decide them on appeal.”).
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all actions, proceedings, and remedies, civil, criminal, probate, and juvenile. . . .
The district court has all the power usually possessed and exercise by trial courts
of general jurisdiction, and is a court of record.”); see State v. Ambrose, 861
N.W.2d 550, 561 (Iowa 2015). This criminal case was properly heard and decided
in the district court, and we dismiss this challenge.
AFFIRMED.