The summaries of the Colorado Court of Appeals published opinions
constitute no part of the opinion of the division but have been prepared by
the division for the convenience of the reader. The summaries may not be
cited or relied upon as they are not the official language of the division.
Any discrepancy between the language in the summary and in the opinion
should be resolved in favor of the language in the opinion.
SUMMARY
January 28, 2021
2021COA8
No. 19CA1636 Defend Colorado v. Governor Jared Polis —
Public Health and Environment — Air Quality Control
Commission — Clean Air Act — National Ambient Air Quality
Standards
This appeal concerns a certification of the completeness and
accuracy of air quality data — specifically, ozone levels recorded in
the Denver Metropolitan/North Front Range area — that Colorado
must annually submit to the United States Environmental
Protection Agency (EPA). A division of the court of appeals
concludes that
the Colorado Air Quality Control Commission (Commission)
does not have the authority to require that the certification
include supplemental information intended to show the
influence of emissions from foreign countries and
“exceptional” events such as forest fires on recorded ozone
levels;
the Commission is not required to hold a public hearing
before either (1) the submission of the certification to the
EPA or (2) the withdrawal of a request to the EPA for an
extension of a deadline to attain the national ambient air
quality standards; and
the district court did not err in dismissing certain claims by
Defend Colorado without first receiving and considering the
entire certified administrative record.
The division therefore affirms the district court’s judgment
dismissing Defend Colorado’s claims against the Commission and
Governor Jared Polis for lack of standing and failure to state a claim
on which relief can be granted.
COLORADO COURT OF APPEALS 2021COA8
Court of Appeals No. 19CA1636
City and County of Denver District Court No. 19CV31577
Honorable Brian R. Whitney, Judge
Defend Colorado, a Colorado nonprofit association,
Plaintiff-Appellant,
v.
Governor Jared Polis and The Colorado Air Quality Control Commission,
Defendants-Appellees.
JUDGMENT AFFIRMED
Division III
Opinion by JUDGE YUN
Furman and Harris, JJ., concur
Announced January 28, 2021
Greenberg Traurig, LLP, Paul M. Seby, Matt Tieslau, Denver, Colorado, for
Plaintiff-Appellant
Philip J. Weiser, Attorney General, Leeann Morrill, First Assistant Attorney
General, Denver, Colorado, for Defendant-Appellee Governor Jared Polis
Philip J. Weiser, Attorney General, Thomas A. Roan, First Assistant Attorney
General, Robyn L. Wille, Senior Assistant Attorney General, Denver, Colorado,
for Defendant-Appellee The Colorado Air Quality Control Commission
¶1 This case concerns a certification of air quality data —
specifically, ozone levels recorded in the Denver Metropolitan/North
Front Range area — that Colorado must annually submit to the
United States Environmental Protection Agency (EPA). The central
question is whether the Colorado Air Quality Control Commission
(Commission) has the authority to require that the certification
include supplemental information intended to show the EPA that
the recorded ozone levels would have been lower if not for emissions
from foreign countries and “exceptional” events such as forest fires.
¶2 Based on our review of the statutory and regulatory scheme
governing the certification, we conclude, as a matter of first
impression, that the Commission does not have such authority. We
therefore affirm the district court’s judgment dismissing Defend
Colorado’s claims against the Commission and Governor Jared Polis
for lack of standing and failure to state a claim on which relief can
be granted.
I. Background
¶3 We first briefly describe the parties and the statutory and
regulatory background, then describe the procedural history of this
case.
1
A. Parties
¶4 Defend Colorado is a nonprofit organization whose members
include Colorado businesses and industry groups subject to
regulation under the Clean Air Act, 42 U.S.C. §§ 7401-7671, and
the Colorado Air Pollution Prevention and Control Act, §§ 25-7-101
to -1309, C.R.S. 2020 (Colorado Air Act). Defend Colorado states
that one of its primary purposes is “to advocate for policies and
regulations that align with the statutory mandates of the Colorado
Air Act and the Clean Air Act.”
¶5 The Governor is the head of the executive branch. Colo.
Const. art. IV, § 2. As such, the Governor is vested with authority
and control over the Colorado Department of Public Health and
Environment (CDPHE) and its subdivision, the Air Pollution Control
Division (Division). See §§ 24-1-119, 24-1-105(4), 25-1-102(1),
25-1-106, C.R.S. 2020. The Division’s responsibilities include
collecting data to determine the nature and quality of existing
ambient air throughout the state, § 25-7-111(2)(b), C.R.S. 2020,
and administering and enforcing the air quality control programs
adopted by the Commission, § 25-7-111(1).
2
¶6 The Commission is a governmental agency within the CDPHE.
§ 25-7-104, C.R.S. 2020. It consists of nine Colorado citizens, id.,
and is tasked with promulgating rules and regulations under the
Colorado Air Act, including, but not limited to, a comprehensive
state implementation plan to ensure attainment and maintenance
of the national ambient air quality standards and to prevent
significant deterioration of air quality, § 25-7-105(1)(a)(I), C.R.S.
2020. The Commission “exercise[s] its prescribed statutory powers,
duties, and functions . . . independently of the head of the
[CDPHE]” and, therefore, of the Governor. § 24-1-105(1); see also
§ 25-7-125, C.R.S. 2020.
B. The National Ambient Air Quality Standards
¶7 Under section 108 of the Clean Air Act, 42 U.S.C.
§ 7408(a)(1)(A), the EPA must identify and list air pollutants
“emissions of which . . . cause or contribute to air pollution which
may reasonably be anticipated to endanger public health or
welfare.” Section 109, 42 U.S.C. § 7409, directs the EPA to propose
and promulgate national ambient air quality standards (NAAQS) for
pollutants, including ozone, listed under section 108. The air
3
quality standard relevant to this case is the 2008 ozone NAAQS.
73 Fed. Reg. 16,436 (Mar. 27, 2008).
¶8 The EPA determines whether an area attains the ozone NAAQS
based on the area’s “design value” — that is, the three-year average
of the annual fourth-highest daily maximum eight-hour average
ozone concentrations. 40 C.F.R. § 50.15(b) (2021). An area with a
design value above the NAAQS is designated as being in
“nonattainment” and given an “attainment date” by which it must
attain the NAAQS. 42 U.S.C. §§ 7407(d), 7511(a)(1). Depending on
how much the ozone levels in a nonattainment area exceed the
NAAQS, the EPA classifies the area as being in marginal, moderate,
serious, severe, or extreme nonattainment. 42 U.S.C. § 7511(a)(1).
When an area fails to attain the NAAQS by its attainment date, the
EPA may reclassify the area to the next higher classification of
nonattainment. 42 U.S.C. § 7511(b)(2).
¶9 A state may avoid reclassification of a nonattainment area to a
higher classification of nonattainment if it can demonstrate to the
EPA that the area would have met the NAAQS “but for” the effect of
emissions emanating from outside the United States. 42 U.S.C.
§ 7509a(b). Similarly, if the ozone levels in an area exceed the
4
NAAQS due to “exceptional” events such as forest fires, then the
state may request mitigation for the exceedance in future
determinations or designations. 40 C.F.R. § 50.14(c) (2021).
C. The May Data Certification
¶ 10 Each year, a state must submit quarterly data of recorded
levels of ozone at all monitoring stations to the EPA’s computerized
system for the storing and reporting of information relating to
ambient air quality data. 40 C.F.R. § 58.16 (2021).
¶ 11 Further, by May 1 of each year, a state monitoring agency,
through its head official or his or her designee, must submit to the
EPA an “annual air monitoring data certification letter” certifying
“that the previous year of ambient concentration and quality
assurance data are completely submitted to [the EPA’s
computerized system] and that the ambient concentration data are
accurate to the best of her or his knowledge, taking into
consideration the quality assurance findings.” 40 C.F.R. § 58.15(a)
(2021). We refer to this annual letter as the “May Data
Certification.”
5
D. The Nonattainment Area
¶ 12 In 2016, the EPA classified the Denver Metropolitan/North
Front Range area (Nonattainment Area) as being in moderate
nonattainment for the 2008 ozone NAAQS and imposed an
attainment date of July 20, 2018. 81 Fed. Reg. 26,697 (May 4,
2016).
¶ 13 In June 2018, the CDPHE requested a one-year extension of
the attainment date. In a proposed rule, the EPA proposed to
approve the request. 83 Fed. Reg. 56,781 (Nov. 14, 2018).
However, in March 2019, the Governor issued a letter to the EPA
withdrawing the extension request. Thus, the Nonattainment
Area’s attainment date remained July 20, 2018. 84 Fed. Reg.
70,897 (Dec. 26, 2019).
¶ 14 In December 2019, based on ozone monitoring data showing
that the design value for the Nonattainment Area exceeded the 2008
ozone NAAQS for the period 2015 to 2017, the EPA published a
final rule reclassifying the Nonattainment Area from moderate to
serious nonattainment, effective January 27, 2020. 84 Fed. Reg.
70,897 (Dec. 26, 2019).
6
E. Procedural History
¶ 15 In February 2019, Defend Colorado petitioned the Commission
to hold one or more public hearings to “investigate and quantify
the . . . effects of international emissions and exceptional events on
ozone concentrations” in the Nonattainment Area in 2018 and
“[i]ssue a Declaratory Order at the conclusion of such
investigations . . . directing” the CDPHE to demonstrate to the EPA
in the 2019 May Data Certification that, but for the effect of
international emissions and exceptional events, the Nonattainment
Area attained the 2008 ozone NAAQS in 2018. Because, at the time
Defend Colorado filed its petition, the Governor had not yet
withdrawn Colorado’s request that the EPA extend the attainment
date to July 2019, Defend Colorado believed that the EPA would
consider 2018 data in determining whether to reclassify the
Nonattainment Area from moderate to serious nonattainment.
Thus, Defend Colorado asserted that the failure to present the EPA
with information regarding international emissions and emissions
from exceptional events in 2018 would “result in EPA [reclassifying]
the [Nonattainment] Area to ‘serious’ nonattainment, and the
7
imposition of extremely burdensome and costly requirements on
Coloradans.”
¶ 16 The Commission declined to decide the petition. Citing section
24-4-105(11), C.R.S. 2020, the Commission concluded that it had
discretion to issue declaratory orders terminating controversies or
removing uncertainties “as to the applicability to the petitioners of
any statutory provision or of any rule or order of the agency.”
Because Defend Colorado’s petition did not identify any controversy
or uncertainty as to the applicability to Defend Colorado of any
statute, rule, or order, the Commission held that Defend Colorado
lacked standing to petition for a declaratory order. Defend Colorado
submitted an emergency motion for reconsideration or clarification
of the Commission’s order. In its order denying Defend Colorado’s
motion to reconsider, the Commission clarified that, “[b]ecause
Defend Colorado does not have standing to request a declaratory
order, holding a hearing to determine whether to issue such an
order is illogical.”
¶ 17 Defend Colorado brought a complaint in the district court for
declaratory and injunctive relief and judicial review under the
Colorado Administrative Procedure Act, §§ 24-4-101 to -204, C.R.S.
8
2020 (Colorado APA), against the Commission and the Governor. In
its complaint, Defend Colorado asserted four claims for relief:
In its first claim for relief against the Commission,
Defend Colorado asserted that the Commission was
required to hold a hearing “on the contents and basis” of
the 2019 May Data Certification and that, if the 2019
May Data Certification was submitted to the EPA without
the Commission first holding a hearing, then it was
invalid and must be set aside.
In its second claim for relief against the Commission,
Defend Colorado asserted that any May Data
Certification that did not include a demonstration of the
effects of international emissions and exceptional events
could not be characterized as accurate and must be
deemed invalid and set aside.
In its third claim for relief, against both the Commission
and the Governor, Defend Colorado asserted that, while
the Commission was considering Defend Colorado’s
petition, the Governor improperly attempted to influence
the Commission; that the Commission “acquiesce[d]” to
9
the Governor’s influence; and that, therefore, both the
Governor and the Commission violated the separation of
powers required by Article III of the Colorado
Constitution.
In its fourth claim for relief, against the Governor alone,
Defend Colorado asserted that the Governor’s letter to
the EPA withdrawing Colorado’s request for an extension
of the Nonattainment Area’s attainment date “was a
usurpation of the Commission’s statutory duty and
authority” and therefore invalid.
¶ 18 The Commission moved to dismiss the first, second, and third
claims, and the Governor moved to dismiss the third and fourth
claims. After reviewing the pleadings, the district court concluded
the following:
Under 40 C.F.R. § 58.15, the May Data Certification is
only a statement from the state monitoring agency that
the previous year’s data is accurate and precise and a
summary report of the data. The May Data Certification
is not the vehicle for submitting a demonstration
regarding international emissions or exceptional events.
10
The Commission does not “have any statutory or
regulatory involvement in the creation, transmission,
ratification, or manipulation of the [May Data
Certification] at all.” Rather, the May Data Certification
is “a ministerial function of [the] CDPHE.”
Because the petition asked the Commission to do
something it could not do — that is, to exercise “oversight
authority concerning” the May Data Certification —
Defend Colorado suffered no injury to a legally protected
right.
It was legally impossible for the Governor to improperly
influence the Commission in its decision to deny Defend
Colorado’s petition. Further, the complaint contained no
factual allegations suggesting that the Governor
influenced the Commission in its decision.
As a ministerial duty of the CDPHE, the May Data
Certification “is in the province of the Governor’s
executive function.” Thus, the Governor’s actions did not
violate the separation of powers because “the actions
were direct powers granted to the Governor.”
11
Accordingly, Defend Colorado did not have standing to
assert its first and second claims, and its third and
fourth claims failed to state a claim on which relief could
be granted.
¶ 19 Defend Colorado now appeals.
II. Analysis
¶ 20 Defend Colorado contends that the district court erred by
(1) dismissing its first and second claims under C.R.C.P. 12(b)(1) for
lack of standing; (2) dismissing its third and fourth claims under
C.R.C.P. 12(b)(5) for failure to state a claim on which relief can be
granted; and (3) dismissing its claims without first having received
and considered the entire certified administrative record. We
disagree with each of these contentions.
A. First and Second Claims
¶ 21 We begin with our analysis of whether the district court erred
by dismissing Defend Colorado’s first and second claims against the
Commission for lack of standing.
1. Standard of Review
¶ 22 We review the issue of standing de novo. Ainscough v. Owens,
90 P.3d 851, 855 (Colo. 2004).
12
2. Standing
¶ 23 To establish standing, a plaintiff must satisfy two criteria:
first, the plaintiff must have suffered an injury-in-fact, and second,
the injury must have been to a legally protected interest. Id. Under
the first prong, the injury may be tangible, such as physical damage
or economic harm, or it may be intangible, such as the deprivation
of a legally created right. Id. at 856. The second prong of the
standing test “requires that the plaintiff have a legal interest
protecting against the alleged injury. This is a question of whether
the plaintiff has a claim for relief under the constitution, the
common law, a statute, or a rule or regulation.” Id. (citation
omitted).
¶ 24 The district court concluded that Defend Colorado has no
legally protected interest in the Commission’s holding a public
hearing on the 2019 May Data Certification because the
Commission has no “statutory or regulatory involvement in the
creation, transmission, ratification, or manipulation of the [May
Data Certification] at all.” Rather, the court found, the May Data
Certification is a ministerial function of the CDPHE, regarding
which the Commission has no oversight authority. Even if the
13
Commission held a hearing, the court reasoned, it could not grant
the relief Defend Colorado sought — issuing a declaratory order to
the CDPHE dictating the contents of the May Data Certification —
and thus Defend Colorado had no legally protected interest in the
hearing. “Because the petition was requesting the Commission to
do something it could not even if granted,” the court concluded,
“Defend Colorado cannot now claim it has lost a right by having the
Commission deny that same petition without [a] hearing.”
3. Discussion
¶ 25 Defend Colorado asserts that it has standing because (1) the
2019 May Data Certification was “incomplete and inaccurate”
without information regarding emissions from international sources
and exceptional events; (2) the Commission has oversight authority
over all of Colorado’s obligations under the Colorado Air Act; and
(3) the Commission was required to hold a public hearing before the
May Data Certification was submitted to the EPA. We address each
of these contentions in turn.
i. The 2019 May Data Certification
¶ 26 Defend Colorado argues that, without a demonstration of the
effect of emissions from international sources and exceptional
14
events, the 2018 data certified by the 2019 May Data Certification
was “incomplete and inaccurate.” However, the May Data
Certification is simply a certification that Colorado is accurately
reporting the ozone values recorded at the monitors, after the
monitored data undergoes quality assurance. 40 C.F.R. § 58.15
states as follows:
(a) The state, or where appropriate local,
agency shall submit to the EPA Regional
Administrator an annual air monitoring data
certification letter to certify data collected . . .
from January 1 to December 31 of the
previous year. The head official in each
monitoring agency, or his or her designee,
shall certify that the previous year of ambient
concentration and quality assurance data are
completely submitted to [the EPA’s
computerized system] and that the ambient
concentration data are accurate to the best of
her or his knowledge, taking into consideration
the quality assurance findings. The annual
data certification letter is due by May 1 of each
year.
(b) Along with each certification letter, the
state shall submit to the Regional
Administrator an annual summary report of all
the ambient air quality data collected . . . .
The annual report(s) shall be submitted for
data collected from January 1 to December 31
of the previous year. The annual summary
serves as the record of the specific data that is
the object of the certification letter.
15
(c) Along with each certification letter, the state
shall submit to the Regional Administrator a
summary of the precision and accuracy data
for all ambient air quality data collected . . . .
The summary of precision and accuracy shall
be submitted for data collected from January 1
to December 31 of the previous year.
The regulation does not, by its plain language, require the May Data
Certification to address or consider the originating sources of the
ozone measured at the monitors.
¶ 27 Moreover, the May Data Certification is not the proper
mechanism for requesting exclusion of ozone monitoring data
influenced by exceptional events or submitting a demonstration
that a nonattainment area would have attained the NAAQS but for
emissions from international sources. A state requesting that the
EPA exclude air quality monitoring data influenced by exceptional
events from use in determinations of exceedances or violations of
the NAAQS must notify the EPA of its intent to request data
exclusion by creating an initial event description, flagging the
associated data in the EPA’s computerized database, and engaging
in the “Initial Notification of Potential Exceptional Event” process as
outlined in 40 C.F.R. § 50.14(c)(2). See 42 U.S.C. § 7619(b);
40 C.F.R. § 50.14(c). For data that may affect an anticipated
16
regulatory determination, the EPA must respond to a state’s Initial
Notification of Potential Exceptional Event with a due date for
submitting a demonstration to justify the exclusion of data.
40 C.F.R. § 50.14(c)(2)(i)(B), (c)(3)(i). Thus, the process for
requesting the exclusion of data influenced by exceptional events is
governed by a separate federal regulation and proceeds separately
from the May Data Certification.
¶ 28 Similarly, under section 179B of the Clean Air Act, 42 U.S.C.
§ 7509a, titled “International border areas,” a state can avoid
reclassification of a nonattainment area to the next higher
classification of nonattainment if it can demonstrate to the EPA that
the area would have attained the ozone NAAQS by the applicable
attainment date “but for” the effect of emissions emanating from
outside the United States. 42 U.S.C. § 7509a(b).1 In December
2020, in order to “help air agencies better understand how to satisfy
1The EPA’s longstanding view is that 42 U.S.C. § 7509a(b) contains
an erroneous reference to 42 U.S.C. § 7511(a)(2) and that Congress
actually intended to refer to section 42 U.S.C. § 7511(b)(2). See
State Implementation Plans; General Preamble for the
Implementation of Title I of the Clean Air Act Amendments of 1990,
57 Fed. Reg. 13,498, 13,569 n.41 (Apr. 16, 1992).
17
the requirements of [Clean Air Act] section 179B,” the EPA finalized
a guidance document on the preparation of demonstrations for
nonattainment areas affected by international emissions. See Air
Quality Pol’y Div., U.S. Env’t Prot. Agency, Guidance on the
Preparation of Clean Air Act Section 179B Demonstrations for
Nonattainment Areas Affected by International Transport of
Emissions 1 (Dec. 2020), https//perma.cc/8FJY-Q776 (179B
Guidance). The 179B Guidance states that, notwithstanding the
title “International border areas,” the EPA will accept
demonstrations of the effects of international emissions on
nonattainment areas that are not adjacent to an international
border. 179B Guidance at 5.2 The 179B Guidance details the
process for preparing and submitting such demonstrations and
states that, “to ensure the integrity of air quality data used in
demonstrations, EPA recommends that [an] air agency submit a
final retrospective demonstration [of the effects of international
emissions] only after all air quality data used to calculate the
2 At the time the 179B Guidance was finalized, the EPA had never
acted on such a demonstration for any nonattainment area not
located on the border between the United States and Mexico. 179B
Guidance at 5 n.12.
18
attainment year design value are certified.” 179B Guidance at 16
(emphasis added). Thus, the process for submitting a
demonstration of the effects of international emissions also
proceeds separately from the May Data Certification.
ii. Statutory Authority
¶ 29 Defend Colorado argues that the Colorado Air Act designates
the Commission as the sole state agency responsible for all of
Colorado’s obligations under the Clean Air Act, including the May
Data Certification. Defend Colorado bases its argument on section
25-7-124(1), C.R.S. 2020, of the Colorado Air Act, which provides
that “[t]he [C]ommission shall serve as the state agency for all
purposes of the federal [Clean Air Act].” Defend Colorado argues
that “[t]he term all purposes is clear, and does not provide room for
interpretation.” Thus, in Defend Colorado’s view, “the Commission,
not CDPHE . . . is the sole state actor that must be submitting
Colorado’s annual [May Data Certifications] to EPA.”
¶ 30 However, Defend Colorado’s reliance on the phrase “for all
purposes” in section 25-7-124(1) overlooks more specific grants of
authority in other parts of the Colorado Air Act and federal
regulations.
19
¶ 31 First, 40 C.F.R. § 58.15, which sets out the requirements for
the May Data Certification, provides that “[t]he head official in each
monitoring agency, or his or her designee,” shall submit the May
Data Certification. 40 C.F.R. § 58.1 (2021) defines “[m]onitoring
agency” as “a state, local or tribal agency responsible for meeting
the requirements of this part,” where “this part” refers to 40 C.F.R.,
Part 58, entitled Ambient Air Quality Surveillance. Under section
25-7-111(2) of the Colorado Air Act, the Division is the state agency
responsible for collecting and evaluating air quality monitoring
data. See § 25-7-111(2)(b) (giving the Division the power to “[c]ollect
data, by means of field studies and air monitoring conducted by the
[D]ivision or by individual stationary sources or individual indirect
air pollution sources, and determine the nature and quality of
existing ambient air throughout the state”). Thus, the Colorado Air
Act allocates responsibility to the Division to handle air quality
monitoring and to submit the May Data Certification.
¶ 32 Second, though Defend Colorado asserts that the term “all
purposes” does not leave room for interpretation, it does not explain
how section 25-7-124(1) should be read together with other specific
statutory delegations of authority to the Division. For example, the
20
Colorado Air Act provides that the Division shall administer and
enforce the air quality control programs adopted by the
Commission, § 25-7-111(1); administer permit programs under the
Clean Air Act, § 25-7-114.5, C.R.S. 2020; and enforce compliance
with the requirements of the state implementation plan,
§ 25-7-115(1)(a), C.R.S. 2020. In construing a statute, we endeavor
to effectuate the purpose of the legislative scheme and to read that
scheme as a whole, giving “consistent, harmonious, and sensible
effect to all of its parts.” Thompson v. People, 2020 CO 72, ¶ 22. In
doing so, we interpret a specific provision as an exception to a
general provision, “carving out a special niche from the general
rules to accommodate a specific circumstance.” Martin v. People,
27 P.3d 846, 852 (Colo. 2001). Thus, we conclude that the specific
provision making the Division responsible for handling air quality
monitoring — and, by extension, for submitting the May Data
Certification — is an exception to the general provision stating that
the Commission serves as the state agency “for all purposes” of the
Clean Air Act. See § 25-7-111(2)(b); 40 C.F.R. §§ 58.1, 58.15.
¶ 33 Accordingly, we, like the district court, reject Defend
Colorado’s contention that the Commission has a statutory duty to
21
oversee Colorado’s May Data Certifications to the EPA. Therefore,
because the Commission could not grant the relief sought in Defend
Colorado’s petition, we conclude that Defend Colorado suffered no
injury to a legally protected interest and thus does not have
standing to assert its first two claims.
iii. Hearing
¶ 34 Defend Colorado further argues that the Commission was
required to hold a public hearing before the May Data Certification
was submitted to the EPA. Defend Colorado bases this argument
on two provisions of the Colorado Air Act.
¶ 35 First, Defend Colorado argues that the Commission was
required to hold a public hearing because section 25-7-110(1),
C.R.S. 2020, provides that the Commission shall conduct a public
hearing as provided in section 24-4-103, C.R.S. 2020, “[p]rior to
adopting, promulgating, amending, or modifying any ambient air
quality standard . . . or any emission control regulation . . . or any
other regulatory plans or programs.” But the May Data
Certification is not (1) an ambient air quality standard; (2) an
emission control regulation; or (3) a regulatory plan or program.
Rather, it is a certification that the previous year’s ambient
22
concentration and quality assurance data were completely and
accurately submitted to the EPA. 40 C.F.R. § 58.15. Further, the
hearing provided for in section 24-4-103 is a rulemaking hearing,
and the May Data Certification does not involve rulemaking.
¶ 36 Second, Defend Colorado argues that the Commission was
required to hold a public hearing because section 25-7-124(3)
provides that no agreement between the CDPHE and the EPA
“involving, authorizing, or requiring compliance in this state with
any ambient air quality standard or emission control regulation”
will be effective “unless or until the [C]ommission has held a
hearing with respect to such standard or regulation and has
adopted the same in compliance with section 25-7-110,” C.R.S.
2020. The district court concluded, and we agree, that attempting
to characterize the May Data Certification as an agreement with the
EPA is incorrect because an agreement requires input from both
parties. See Black’s Law Dictionary (11th ed. 2019) (defining
“agreement” as “[a] mutual understanding between two or more
persons about their relative rights and duties regarding past or
future performances; a manifestation of mutual assent by two or
more persons”). In contrast, the May Data Certification is, in the
23
district court’s words, “a one-directional assertion by Colorado
verifying [its] data.” Further, section 25-7-124(3) does not require
that the Commission approve the “agreement” itself but rather
requires a rulemaking hearing at which the Commission would
adopt the standard or regulation with which the agreement requires
compliance. Thus, it is inapplicable here.
¶ 37 For the foregoing reasons, we conclude that, with respect to its
first two claims, Defend Colorado suffered no injury to a legally
protected interest and the district court did not err by dismissing
these claims under C.R.C.P. 12(b)(1).
B. Third and Fourth Claims
¶ 38 We next turn to Defend Colorado’s contention that the district
court erred by dismissing its third claim against the Governor and
the Commission and its fourth claim against the Governor for
failure to state a claim on which relief can be granted.
1. Standard of Review
¶ 39 We review a district court’s ruling on a motion to dismiss
under C.R.C.P. 12(b)(5) de novo. Moss v. Bd. of Cnty. Comm’rs,
2015 COA 35, ¶ 13. We must accept all allegations of material fact
as true and view the allegations in the complaint in the light most
24
favorable to the plaintiff. Id. However, we are not required to
accept as true legal conclusions that are couched as factual
allegations. Denver Post Corp. v. Ritter, 255 P.3d 1083, 1088 (Colo.
2011). A complaint may be dismissed if the substantive law does
not support the claims asserted. W. Innovations, Inc. v. Sonitrol
Corp., 187 P.3d 1155, 1158 (Colo. App. 2008).
2. Discussion
¶ 40 In its third claim for relief, Defend Colorado asserts that the
Governor improperly influenced the Commission in its decision to
deny Defend Colorado’s petition and that the Commission
acquiesced to the Governor’s influence. We conclude that the
district court properly dismissed Defend Colorado’s third claim
against the Governor and the Commission for two reasons.
¶ 41 First, because, as discussed above, we conclude that the
Commission has no oversight role regarding the May Data
Certification, we agree with the district court that no action taken
by the Governor concerning the May Data Certification could
influence “a body that has no participation in its origin, content, or
issuance.” Thus, as a matter of law, no claim can lie against the
Governor for interfering with the Commission or against the
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Commission for acquiescing to the Governor’s interference under
these circumstances when the Commission has no role in the May
Data Certification.
¶ 42 Second, Defend Colorado’s complaint suffers from a dearth of
factual allegations about how the Governor improperly influenced
the Commission’s actions or decisions, and the conclusory
allegations it does contain are insufficient to rise above a purely
speculative level. See Warne v. Hall, 2016 CO 50, ¶ 24 (adopting
the plausibility standard articulated by the United States Supreme
Court in Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (2007), and
Ashcroft v. Iqbal, 556 U.S. 662 (2009), under which a complaint
must contain factual allegations sufficient to raise a right to relief
above the speculative level). Defend Colorado contends that the
Governor “improperly and unilaterally attempted to influence the
Commission’s statutory duties to administer the Colorado Air Act”
and that the Commission “acquiesce[d]” to the Governor’s “improper
influence over what should have been an impartial decision” on
Defend Colorado’s petition, but none of its factual allegations
explain how the Governor improperly influenced the Commission.
Rather, Defend Colorado points to media reports of the Governor’s
26
public statements. The district court concluded, and we agree, that
“[n]othing in the complaint suggests that the Governor influenced or
didn’t influence” the Commission in its decision not to hold the
hearing and issue the declaratory order requested by Defend
Colorado, “just that the Governor’s actions happened
contemporaneously. This is not enough to state a claim for either
undue influence or a violation of the separation of powers.”
¶ 43 In its fourth claim for relief, Defend Colorado asserts that the
Governor usurped the Commission’s authority by withdrawing
Colorado’s request for an extension of the Nonattainment Area’s
attainment date without the Commission’s holding a hearing. In
support of its argument, Defend Colorado again relies on section
25-7-124(3), which provides that no agreement between the CDPHE
and the EPA “involving, authorizing, or requiring compliance in this
state with any ambient air quality standard or emission control
regulation” will be effective “unless or until the [C]ommission has
held a hearing with respect to such standard or regulation and has
adopted the same in compliance with section 25-7-110.” Defend
Colorado argues that the withdrawal of the extension request was
27
an agreement with the EPA and that the Commission was therefore
required to hold a hearing before the withdrawal was made.
¶ 44 However, even assuming that the withdrawal of the extension
request was an agreement with the EPA, it did not involve,
authorize, or require compliance with any ambient air quality
standard or emission control regulation. The Governor’s letter
merely stated that its intention was to notify the EPA of Colorado’s
request to withdraw its request to extend the Nonattainment Area’s
attainment date. There is simply no “standard or regulation” in the
letter for the Commission to “adopt[] . . . in compliance with section
25-7-110.” Thus, we conclude that no hearing was required under
section 25-7-124(3).
¶ 45 For the foregoing reasons, we conclude that the district court
did not err in dismissing Defend Colorado’s third and fourth claims
for relief because the substantive law does not support those
claims. See W. Innovations, 187 P.3d at 1158.
C. Administrative Record
¶ 46 We next address Defend Colorado’s final contention that the
district court erred by dismissing its first, second, and third claims
28
without first receiving and considering the entire certified
administrative record.
1. Standard of Review
¶ 47 We review the interpretation of statutes and the construction
of rules of procedure de novo. McIntire v. Trammell Crow, Inc.,
172 P.3d 977, 979 (Colo. App. 2007); People v. Davis, 2012 COA 14,
¶ 6.
2. Law
¶ 48 The Colorado APA provides that, in reviewing agency action, a
court “shall review the whole record or portions of the record cited
by any party.” § 24-4-106(7)(c), C.R.S. 2020. It is the plaintiff’s
responsibility to “designate the relevant parts of [the] record and
advance the cost therefor.” § 24-4-106(6).
¶ 49 C.R.C.P. 57, which governs declaratory judgments, provides
that “[w]hen a proceeding under this Rule involves the
determination of an issue of fact, such issues may be tried and
determined in the same manner as issues of facts are tried and
determined in other actions in the court in which the proceeding is
pending.” C.R.C.P. 57(i).
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¶ 50 C.R.C.P. 106(a)(4)(I) provides that, in any civil matter, when
any governmental body or officer or any lower judicial body
exercising judicial or quasi-judicial functions has exceeded its
jurisdiction or abused its discretion, “[r]eview shall be limited to a
determination of whether the body or officer has exceeded its
jurisdiction or abused its discretion, based on the evidence in the
record before the defendant body or officer.” The date for filing the
record “shall be after the date upon which an answer to the
complaint must be filed.” C.R.C.P. 106(a)(4)(III).
a. Standing
¶ 51 Defend Colorado argues that whether its claims were brought
under section 24-4-106 or C.R.C.P. 57, the district court could not
rule on the question of standing without the full administrative
record. We disagree.
¶ 52 Standing is a threshold jurisdictional question that must be
determined before a case may be decided on the merits. Ainscough,
90 P.3d at 855. To establish standing, a plaintiff must demonstrate
(1) that it has suffered an injury-in-fact; and (2) that the injury was
to a legally protected interest. Id. Neither element, however,
requires a court to review the full administrative record. Instead, as
30
discussed above, Defend Colorado’s standing turns on the
interpretation of various statutes and regulations. Accordingly, the
administrative record was unnecessary to resolve whether Defend
Colorado has standing.
¶ 53 Furthermore, Defend Colorado’s reliance on Massachusetts
Department of Public Welfare v. Secretary of Agriculture, 984 F.2d
514 (1st Cir. 1993), and Colorado Ground Water Commission v.
Eagle Peak Farms, Ltd., 919 P.2d 212 (Colo. 1996), is misplaced.
First, Massachusetts Department of Public Welfare was an appeal
from an order granting summary judgment, and in that case, the
court held that “the real question is . . . whether the administrative
record . . . reflects a sufficient dispute concerning the factual
predicate on which [the agency] relied . . . to support a finding that
the agency acted arbitrarily or capriciously.” 984 F.2d at 525. In
contrast, the district court’s ruling on standing in this case did not
turn on a matter of disputed fact, but a question of law. Second,
Colorado Ground Water Commission held that agency rulemaking is
reviewed for reasonableness in light of the administrative record.
919 P.2d at 217. Again, in contrast, this case does not concern
agency rulemaking. Thus, Defend Colorado provided no authority
31
requiring a court to review the entire administrative record before
deciding a threshold standing issue.
¶ 54 We therefore conclude that the district court did not err by
dismissing Defend Colorado’s first and second claims without
considering the entire certified administrative record.
b. Failure to State a Claim
¶ 55 Defend Colorado concedes that the district court did not need
the administrative record to resolve its fourth claim — challenging
the withdrawal of the request for the attainment date extension.
¶ 56 As to its third claim — the Governor’s alleged interference in
the Commission’s consideration of its petition — Defend Colorado
asks us to follow Atieh v. Riordan, 727 F.3d 73 (1st Cir. 2013),
which held that “[t]he relevant inquiry [in judicial review of final
agency decisions under the Federal Administrative Procedure Act]
is . . . not whether the facts set forth in a complaint state a
plausible claim but, rather, whether the administrative record
sufficiently supports the agency’s decision.” Id. at 76. However, the
Atieh court expressly limited its own holding and acknowledged that
a motion to dismiss for failure to state a claim can be appropriate
“where the agency claims that the underlying premise of the
32
complaint is legally flawed (rather than factually unsupported).” Id.
at 76 n.4. Further, in this case, the district court dismissed Defend
Colorado’s third claim under C.R.C.P. 12(b)(5) after noting that the
claim was brought under C.R.C.P. 57 or C.R.C.P. 106, not the
Colorado APA. Thus, Atieh has no persuasive value when reviewing
the district court’s dismissal of the third claim because it did not
involve the Colorado APA.
¶ 57 Defend Colorado also argues that the district court was
required to consider the full administrative record under
C.R.C.P. 57 because its third claim depended on facts “inextricabl[y]
intertwined into the administrative record for the Commission’s
consideration” of its petition. However, as discussed above, Defend
Colorado’s third claim contained no more than speculative and
conclusory allegations, and the question of the sufficiency of the
claim was one of law, not one of fact. See Warne, ¶ 19
(acknowledging that the plausibility standard may result in
“weeding out groundless complaints at the pleading stage”).
¶ 58 Finally, the plain language of C.R.C.P. 106(a)(4)(III) requires
certification of the record only “after the date upon which an answer
to the complaint must be filed.” Here, no answer date was
33
established below because the Commission and the Governor filed
C.R.C.P. 12(b) motions to dismiss. See C.R.C.P. 106(a)(4)(II) (“An
answer or other responsive pleading shall then be filed in
accordance with the Colorado Rules of Civil Procedure.”).
¶ 59 Accordingly, we conclude that the district court did not err by
dismissing Defend Colorado’s third claim without the entire certified
administrative record.
III. Conclusion
¶ 60 The judgment is affirmed.
JUDGE FURMAN and JUDGE HARRIS concur.
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