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Supreme Court Date: 2021.02.19
16:15:42 -06'00'
People v. Jackson, 2020 IL 124112
Caption in Supreme THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. AARON
Court: JACKSON, Appellant.
Docket No. 124112
Filed March 19, 2020
Decision Under Appeal from the Appellate Court for the Fifth District; heard in that
Review court on appeal from the Circuit Court of St. Clair County, the Hon.
John Baricevic, Judge, presiding.
Judgment Affirmed.
Counsel on James E. Chadd, State Appellate Defender, John M. McCarthy and
Appeal Catherine K. Hart, Deputy Defenders, and Susan M. Wilham,
Assistant Appellate Defender, of the Office of the State Appellate
Defender, of Springfield, for appellant.
Kwame Raoul, Attorney General, of Springfield (Jane Elinor Notz,
Solicitor General, and Michael M. Glick and Michael L. Cebula,
Assistant Attorneys General, of Chicago, of counsel), for the People.
Justices JUSTICE NEVILLE delivered the judgment of the court, with
opinion.
Chief Justice Anne M. Burke and Justices Kilbride, Garman,
Karmeier, and Theis concurred in the judgment and opinion.
Justice Michael J. Burke took no part in the decision.
OPINION
¶1 Following a jury trial in the circuit court of St. Clair County, defendant, Aaron Jackson,
was convicted of first degree murder (720 ILCS 5/9-1(a) (West 2008)) and was sentenced to a
term of 35 years’ imprisonment. The appellate court affirmed. 2018 IL App (5th) 150274. This
court allowed defendant’s petition for leave to appeal (Ill. S. Ct. R. 315(a) (eff. July 1, 2018)).
We now affirm the judgment of the appellate court.
¶2 I. BACKGROUND
¶3 On April 1, 2010, just before 6 a.m., the victim, John Thornton, mayor of Washington Park,
Illinois, was fatally shot at close range while seated in his white four-door Buick Regal.
Witnesses told police that they heard gunshots, saw the victim’s car crash into a tree, and then
saw defendant exit the victim’s vehicle and get into a waiting vehicle, which drove from the
scene. The victim was found slumped over in the driver’s seat of his car. He sustained three
gunshot wounds to the right side of his chest. Both front airbags were deployed. No firearm
was recovered, but police found three spent bullets inside the vehicle. On May 28, 2010, a
grand jury indicted defendant of first degree murder for the shooting death of the victim.
¶4 A. First Trial
¶5 Defendant’s first jury trial, which commenced on October 17, 2011, ended in mistrial on
October 20. Testimony from the mistrial relevant to this appeal comes from State witnesses
Nortisha Ball and Laqueshia Jackson. Ball’s testimony is relevant because defendant argues
that inconsistencies in her testimony from the mistrial and retrial rendered the evidence
insufficient to convict him of first degree murder. Jackson’s testimony is relevant because
defendant argues that defense counsel was ineffective for failing to call her as a witness at his
retrial.
¶6 At the time of trial, Ball was being held on pending charges of residential burglary and
theft. Ball acknowledged that she was not promised anything in exchange for her trial
testimony. Ball testified that she met with Illinois State Police Special Agent Joseph Bates and
gave him a statement concerning what she witnessed. Her statement was videotaped.
¶7 Ball’s trial testimony was inconsistent in some respects with her videotaped statement. In
her statement, Ball acknowledged telling Special Agent Bates that she heard two gunshots and
that, after the victim’s car crashed into the tree, she saw a man she knew as “Chill” exit the
vehicle. Ball explained that defendant was known as “Chill.” Ball told Bates that, after
defendant exited the crashed vehicle, he got into a red Impala and drove from the scene.
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¶8 Ball testified at trial, however, that, just before the victim’s car hit the tree, she saw
someone get out of the driver’s side of the vehicle and thought that person might have been
defendant. Ball further testified that she could not remember any details of her statement or
conversation with Bates because she was under the influence of drugs or alcohol during the
interview.
¶9 A week after the shooting, Ball met with Special Agent Bates for a follow-up interview.
During the interview, Ball picked defendant’s picture out of a six-picture photo array. Ball
testified that she circled defendant’s picture because Bates asked her if she knew any of the
people pictured in the photo array and that defendant was the only person she recognized.
¶ 10 Laqueshia Jackson testified that on April 1, 2010, she was staying overnight at her mother’s
house when she received an early morning call from ADT Security Services notifying her that
her home’s burglar alarm had been activated. Jackson drove to her house and parked in the
driveway but decided not to enter the house because there were no police on the scene. Jackson
was turning out of the driveway to return to her mother’s house when she heard gunshots, and
as she drove further up the street, she heard a “loud boom” and then saw that a white car had
crashed into a tree.
¶ 11 Jackson slowed her vehicle and then saw a man she knew as “Chill” exit the passenger side
of the crashed car and “limp” to a white Suburban. Jackson testified that the Suburban was
owned and driven by her ex-boyfriend, David Taylor. Jackson met with Special Agent Bates
and, during the interview, picked defendant’s picture out of a photo array. Jackson testified
that she recognized defendant not only from seeing him around the neighborhood but also from
his limp, which she believed was caused by a recent gunshot injury. Jackson made an in-court
identification of defendant as “Chill.”
¶ 12 Prior to commencing proceedings on the second day of trial, and outside the presence of
the jury, the trial court informed counsel for both sides that it had become aware of anonymous
threats made against Jackson and her children. The trial court questioned the assistant state’s
attorneys as to why the court had to learn of this development “second hand.” The trial court
admonished the assistant state’s attorneys of their duty to promptly inform the court of such
information. The trial court directed the assistant state’s attorneys to investigate the matter and
report back to the court.
¶ 13 On the next day of trial, during a break in the proceedings, one of the assistant state’s
attorneys informed the trial court and defense counsel that his office had received an
anonymous phone call stating that, if Jackson were recalled to testify, she should be questioned
as to whether a police officer offered her a bribe to testify that he was never at the crime scene.
The officer in question was Washington Park detective Kim McAfee, who was one of the
detectives assigned to investigate the shooting of the victim. At the time of trial, Detective
McAfee had been indicted on federal charges of business fraud unrelated to defendant’s case.
¶ 14 After discussing the matter off record, the trial court agreed that Jackson should be recalled
and questioned outside the presence of the jury as to the validity of the alleged bribe. The
proceedings were continued while the state’s attorney’s office attempted to locate Jackson.
¶ 15 Later that day, Jackson returned to court and underwent questioning, outside the presence
of the jury, regarding the alleged bribe. Jackson testified that she was never offered a bribe or
given any money from a police officer concerning her testimony. Jackson testified that
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Detective McAfee was at the crime scene when she spoke with another investigating officer
but that she never spoke directly to McAfee.
¶ 16 Jackson was also questioned about the anonymous threats she had received. Jackson
explained that she did not want to testify any further because she had received anonymous
phone calls threating her and her children. She stated that the caller knew the times she left
court, where she attended school, where she lived, and the times her children got on and off
their school bus. Jackson also testified that someone claiming to be from the state’s attorney’s
office had called her children’s school asking to speak with them. Jackson claimed that her
children were afraid to leave the house or go to school.
¶ 17 Defense counsel then expressed concern that defendant could be prejudiced if Jackson was
recalled for additional cross-examination and the jury observed her terrified demeanor and saw
her “sobbing.” Defense counsel consulted with defendant and deferred to his agreement to
have Jackson cross-examined in the presence of the jury but outside the presence of courtroom
spectators.
¶ 18 Jackson returned to the witness stand and in the presence of the jury acknowledged that
she was previously questioned as to whether she ever spoke with Detective McAfee. When
defense counsel asked Jackson what her response had been to this question, she initially
claimed she could not remember but then fell silent and failed to respond to any further
questioning.
¶ 19 At this point, the jury was ushered out of the courtroom, and a short recess was taken.
Jackson subsequently suffered a seizure. When the jurors returned to the courtroom, the trial
court released them for the day but, before doing so, admonished them not to discuss the case
and to avoid all media coverage of the trial.
¶ 20 After the jury was released, the trial court called deputy court clerk Mary Ponder to the
witness stand and questioned her about Jackson’s condition. Ponder testified that Jackson was
crying and claimed she had seen a dark-haired woman with blonde highlights in the hallway
of the courthouse and that this woman was the same person who had shown up at her house
the previous night. The trial court then agreed that the record should reflect that Jackson went
into a “stupor” on the witness stand, the jury was subsequently removed from the courtroom,
and thereafter Jackson suffered a seizure and was taken to the hospital by ambulance.
¶ 21 The following morning, the trial court recalled Ponder to question her, outside the presence
of the jury, about a phone call she received that morning from Jackson’s sister, Angela Dodd.
Ponder testified that Dodd told her that Jackson suffered another seizure and was admitted to
the hospital. Jackson’s blood pressure was elevated, and paramedics were concerned she might
suffer a stroke. According to Dodd, Jackson told the paramedics “If I do have a stroke, let me
die because if I don’t die they’re going to kill me.” Dodd also told Ponder that she witnessed
Detective McAfee tell Jackson that if she kept her mouth shut, he would pay her off.
¶ 22 Following Ponder’s testimony, defense counsel moved for a mistrial on the ground that
defendant’s right to a fair trial was prejudiced by what jurors saw when Jackson went into a
stupor on the witness stand and by what they heard when she suffered a seizure within hearing
distance of the jury room.
¶ 23 The trial court denied the motion, stating in part that it did not believe that Jackson’s illness
in and of itself was grounds for a mistrial. The trial court stated that “[a]ll the jury knows is
that the witness became ill.” The trial court added there was no reason to assume the jury
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believed that Jackson’s illness was related to defendant. The trial court also expressed
skepticism that the jury might have overheard anything in connection with the treatment
Jackson received after suffering her seizure, pointing out that the jury was separated in “another
room.”
¶ 24 The trial court then called bailiff Tyrone Jordan to the witness stand. Jordan testified
outside the presence of the jury that a woman identifying herself as Angela had called the court
and left a phone number. Jordan called the phone number and spoke with a woman who
identified herself as Angela Dodd, Jackson’s sister. Dodd told Jordan that her nephew had
received an anonymous phone call telling him that Jackson should not testify in the case and
that defendant “could beat” the case if she refused to testify.
¶ 25 When the court proceedings resumed after lunch, the assistant state’s attorney advised the
court and defense counsel about an anonymous phone call his office received during lunchtime.
The caller stated that the state’s attorney’s office should investigate Detective McAfee and
claimed that the detective offered Laqueshia Jackson money in exchange for her testifying that
the detective was never at the crime scene. The assistant state’s attorney then told the court and
defense counsel about a recent phone conversation he had with Jackson where she admitted
that Detective McAfee had offered her money in exchange for her testimony. The assistant
state’s attorney added however that Jackson continued to insist that her prior testimony about
the shooting was “accurate.”
¶ 26 Defense counsel renewed his motion for a mistrial. The trial court granted the motion,
explaining that the latest revelations of possible witness tampering and alleged perjured
testimony had created a situation that deprived defendant of a fair trial.
¶ 27 B. Second Trial
¶ 28 Defendant’s second jury trial began on April 24, 2012. Sergeant Wendell Wilson of the
Washington Park Police Department was the first officer on the scene. Sergeant Wilson
testified that as he was securing the crime scene he was approached by Ball, who informed him
that she had information regarding the shooting. Sergeant Wilson was familiar with Ball
because he had arrested her on prior occasions. Sergeant Wilson secured Ball in his squad car
until she was turned over to Detective McAfee.
¶ 29 Ball testified again for the State. At the time of trial, she was serving a four-year prison
sentence for burglary. Ball testified that on April 1, 2010, at about 5:30 a.m., she was hanging
outside with some people when she saw and heard a car crash into a tree. Ball testified that,
after the crash, she saw a male passenger exit the vehicle. Ball stated that the man’s hair was
braided, but she could not see his face. The State attempted to impeach Ball with the videotaped
statement she gave to Special Agent Bates.
¶ 30 Ball testified that she remembered giving the statement but could not recall any of its
details. Ball reluctantly acknowledged that her memory would be refreshed if she watched the
videotaped statement. The trial court, along with defense counsel, the assistant state’s
attorneys, and Ball, watched the videotaped statement outside the presence of the jury.
¶ 31 Ball was recalled to the witness stand and, in the presence of the jury, testified that her
memory was refreshed after viewing her videotaped statement. Ball admitted telling police
that, after the victim’s car crashed into the tree, she saw “Chill” exit the car and limp to a red
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Chevy Impala, which drove from the scene. Ball testified that she recognized “Chill” because
he once dated her sister.
¶ 32 Ball claimed she was standing across the street from the car crash when she was approached
by a police officer she knew as Wendell Wilson. Ball testified that she and Wilson talked but
that they did not discuss the crash. Ball claimed that she spoke with Detective McAfee and
Special Agent Bates that morning and told them what she witnessed concerning the crash.
After Ball claimed that she never told police she heard gunshots, she was impeached with her
prior statement, where she claimed she heard gunshots. Ball responded that she had lied to the
police. Ball also testified that she picked defendant’s picture out of a six-picture photo array
because Detective McAfee told her to circle defendant’s picture.
¶ 33 At this point, over defense counsel’s objection, the trial court granted the State’s request to
treat Ball as a hostile witness in order to impeach her with her prior statement to Special Agent
Bates. Ball initially claimed that she lied to Bates but then claimed she was under the influence.
Ball acknowledged however that the information in her statement was probably more accurate
than her trial testimony because the statement was made closer in time to the incident. Ball
admitted telling Special Agent Bates that she witnessed defendant exit the victim’s car after it
crashed into the tree but then testified that she did not know who the person was who exited
the vehicle and denied it was defendant.
¶ 34 On cross-examination by defense counsel, Ball testified that, after the car crash, Detective
McAfee transported her to the police station. Ball testified that, during the ride to the police
station, McAfee told her that, if she saw something, to tell him; otherwise she would be
arrested. Ball testified that McAfee told her that he already knew from another witness that
defendant was the person who got out of the victim’s car after it crashed into the tree. Ball
claimed that McAfee told her to tell the police that defendant was the person who exited the
crashed vehicle; otherwise she would be arrested. Ball testified that, when she arrived at the
police station, she spoke with Special Agent Bates. When defense counsel asked Ball if anyone
had threatened her, she responded that she had not been threatened but then claimed she “got
scared” when her cousin informed her that her name was in the newspaper.
¶ 35 On redirect examination, and over defense counsel’s objection, the trial court permitted the
State to impeach Ball with a letter she wrote to the trial court while in jail. In the letter, Ball
writes that she is “scared,” she requests to be put in protective custody, and she states, “Please
help me. I’m admitting to everything that happened. It was Jackson that killed the mayor.”
¶ 36 Ball acknowledged writing the letter but claimed it was not true. Ball testified that she
wrote the letter because she was mad at something that happened long ago, which she refused
to discuss, but which she claimed had nothing to do with defendant’s case. The letter was
admitted into evidence over defense counsel’s objection.
¶ 37 Special Agent Bates testified that, after he interviewed Ball, he focused his investigation
on defendant. Bates interviewed and obtained a videotaped statement from defendant on the
morning of the murder. The videotaped interview was played for the jury. In the interview,
defendant claims that in the early morning hours of April 1, 2010, he was walking down 47th
Street when he heard gunshots and started running. He fell and thought he had been shot. He
went to his girlfriend’s apartment but could not remember how he got there or anything else
that happened during that time. In his videotaped statement, defendant can be seen limping.
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¶ 38 Gilda Lott testified for the State regarding the events at issue. She was not a witness at
defendant’s first trial. Police first interviewed Lott in March 2012, nearly two years after the
murder. Lott was in jail awaiting trial on a charge of reckless driving.
¶ 39 At the time of trial, there were criminal charges pending against Lott. She acknowledged
that no threats or promises were made to her in exchange for her trial testimony.
¶ 40 Lott testified that on April 1, 2010, at around 5 a.m., she was standing outside her
daughter’s house talking with friends, including Nortisha Ball, when she saw a car come down
47th Street and hit a tree. Lott claimed she did not see who was driving the car but at the same
time testified that, after the car crashed into the tree, she saw “Chill” get out of the driver’s
side of the vehicle. Lott testified that, after Chill exited the vehicle, he ran and “jump[ed] in a
car with somebody else.” When Lott was asked to clarify whether defendant ran or walked,
she testified that he was “limping.” Lott was also asked if she ever gave a statement to police
claiming that the driver of the waiting vehicle got out and helped defendant into the vehicle.
Lott admitted that, if she made the statement, it would be accurate. Lott made an in-court
identification of defendant as “Chill” and testified that she knew him from the neighborhood.
¶ 41 On cross-examination, defense counsel attempted to impeach Lott with statements she
made to him and his investigator Michael Boyne during a speakerphone conversation and
subsequent face-to-face meeting. Defense counsel inquired if Lott remembered telling him and
his investigator that she did not actually see anyone get out of the car after it crashed into the
tree and that she identified defendant because she thought that was what the police wanted to
hear and she believed it would help her case.
¶ 42 Lott denied seeking any favorable treatment in return for her statement to the police. Lott
acknowledged her conversations with defense counsel and his investigator but claimed she
could not remember what she said during those conversations because she had recently been
hit in the head with a baseball bat, causing memory loss. When asked how she could remember
events that occurred on the morning of the murder, two years before trial, if she was unable to
remember a conversation that took place three days earlier, Lott responded “Because when I
got hit in my head, before I could remember very well.”
¶ 43 On redirect and recross-examinations, the State and defense counsel continued questioning
Lott as to whether she saw defendant get out of the car after it crashed into the tree. Lott insisted
that she saw defendant exit the crashed vehicle, from the driver’s side.
¶ 44 Boyne testified for the defense about the conversations he and defense counsel had with
Lott. According to Boyne, when Lott was asked if she ever saw defendant get out of the car
after it crashed into the tree, she responded that she saw the car crash but did not see who exited
the vehicle after the crash. Boyne testified that, when he asked Lott why she identified
defendant to the police, she responded that she thought it would help her get out of jail. Boyne
testified that, although Lott agreed to give him a written statement to that effect, she never did
so.
¶ 45 Cynthia Hooker, defendant’s girlfriend and the mother of two of his children, testified that
on the night of March 31, 2010, she left work and returned to her apartment at about 11 p.m.
Defendant was at the apartment, but he left shortly thereafter in her red Chevy Impala. Hooker
testified that she went to sleep and, when she woke up the next morning just before 7 a.m., she
saw that defendant had returned to the apartment. Hooker and defendant argued about him
being out all night. Defendant claimed he was out gambling.
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¶ 46 Hooker testified that she and defendant were in her apartment watching television when a
news report came on about the fatal shooting of the victim. The news report stated that the
police were looking for a red Impala. A few hours later, police arrived at Hooker’s apartment.
The police towed her car and then came to her front door. Hooker testified that defendant got
dressed and told her that he did not know why the police were there but that they were probably
looking for him. The parties stipulated that, on the day of the shooting, Detective McAfee
transported defendant to the police station.
¶ 47 Dr. Raj Nanduri, who conducted the autopsy on the victim, testified that the victim suffered
three gunshot wounds to the front right side of his chest, including a contact wound underneath
his right nipple. Dr. Nanduri concluded, within a reasonable degree of scientific certainty, that
the victim died as a result of the gunshot wounds.
¶ 48 The State presented expert testimony concerning the forensic evidence recovered in this
case. Abby Keller, a crime scene investigator with the Illinois State Police, photographed the
victim’s vehicle, including blood on the airbags, the dashboard between the airbags, the seats,
the door panels, the ceiling of the vehicle, and the exterior of the vehicle near the top of the
windshield on the passenger side and the rear passenger-side door. Swabs of the blood evidence
were collected. Three spent bullets were recovered from inside the vehicle along with a cell
phone. Keller dusted the vehicle for fingerprints and collected 57 lifts.
¶ 49 Melissa Gamboe, a fingerprint examiner with the Illinois State Police, testified that she
examined the latent fingerprints lifted from the victim’s car and identified one of the
fingerprints as belonging to defendant. The fingerprint was found near the front passenger door
handle underneath the window.
¶ 50 Robert Berk, a trace evidence analyst with the Illinois State Police, analyzed the gunshot
residue kits performed on defendant’s hands. He also analyzed defendant’s clothing for the
presence of gunshot residue and residue from the deployed airbags. No airbag residue was
found on defendant’s hands or clothing. However, gunshot residue was found on his left hand,
the left shoulder area of his T-shirt, and the right thigh area of his jeans.
¶ 51 Ellen Chapman, a forensic scientist with the Illinois State Police, analyzed the gunshot
residue kits performed on defendant’s hands. She found gunshot residue on his left hand, but
none was found on his right hand.
¶ 52 Jay Winters, a forensic scientist with the Illinois State Police, performed DNA testing on a
small bloodstain recovered from defendant’s jeans. Due to the small size of the bloodstain,
Winters was only able to obtain a partial DNA profile, which was from a male. Winters
compared the partial DNA profile to known DNA standards obtained from defendant and the
victim.
¶ 53 Defendant was excluded as a possible contributor to the partial DNA profile recovered
from his jeans. Winters testified that, although the victim could not be excluded as a
contributor, the partial DNA profile was “consistent” with having originated from the victim.
¶ 54 Winters added that, although the partial DNA profile recovered from defendant’s jeans did
not precisely “match” the victim’s DNA, he opined within a reasonable degree of scientific
certainty that it “likely” came from the victim. Utilizing updated DNA recalculations, Winters
explained that the partial DNA profile occurred in only 1 out of every 46,000 unrelated African
American individuals, 1 out of every 73,000 unrelated Caucasian individuals, and 1 out of
every 17, 000 unrelated Hispanic individuals.
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¶ 55 The jury found defendant guilty of first degree murder, and he was sentenced to 35 years
in prison. On September 7, 2012, following a hearing, the trial court denied defendant’s
posttrial motion. Defendant filed his appeal the same day.
¶ 56 A week later, defendant, pro se, sent a letter to the trial court arguing that the evidence was
insufficient to prove him guilty of first degree murder. Defendant also argued that he was not
fairly represented by his trial counsel. The trial court did not address the letter.
¶ 57 The appellate court dismissed defendant’s pending appeal as premature but remanded the
matter to the trial court to conduct a preliminary inquiry into defendant’s pro se claims of
ineffective assistance of counsel in accordance with People v. Krankel, 102 Ill. 2d 181 (1984).
Following a preliminary Krankel inquiry, the trial court concluded that defendant’s pro se
claims were meritless and declined to appoint new counsel to argue those claims.
¶ 58 Defendant appealed on a number of grounds, each of which the appellate court rejected.
2018 IL App (5th) 150274. Pertinent here, the appellate court held that the evidence was
sufficient to allow a reasonable jury to find defendant guilty of first degree murder beyond a
reasonable doubt. Id. ¶¶ 50-58. The appellate court also rejected defendant’s contention that
he was denied a fair trial by the prosecutor’s closing argument. Id. ¶¶ 69-78. The appellate
court also held that the trial court’s error in permitting the State to participate in the preliminary
Krankel hearing in an adversarial manner was harmless beyond a reasonable doubt. Id. ¶¶ 81-
105. Finally, the appellate court found that the trial court did not err in refusing to appoint new
counsel to investigate defendant’s claims of ineffective assistance of trial counsel. Id. ¶¶ 106-
22.
¶ 59 Defendant appeals to this court. Additional pertinent facts will be discussed in the context
of the issues raised on appeal.
¶ 60 II. ANALYSIS
¶ 61 Before this court, defendant contends that his conviction should be reversed because the
evidence was insufficient to prove him guilty beyond a reasonable doubt. Defendant
alternatively seeks a new trial because the prosecutor made two mischaracterizations during
closing argument that were prejudicial and constituted reversible error. Also, defendant seeks,
as alternative relief, appointment of counsel to address the merits of his pro se claim of
ineffective assistance of counsel, pursuant to Krankel, 102 Ill. 2d 181.
¶ 62 A. Sufficiency of the Evidence
¶ 63 Defendant contends that the evidence was insufficient for the jury to find him guilty of first
degree murder beyond a reasonable doubt. Defendant argues that the two eyewitnesses to the
incident, Nortisha Ball and Gilda Lott, were not credible because they gave inconsistent and
contradictory accounts of the incident. Defendant also argues that the physical evidence linking
him to the crime scene “was weak” and did not place him inside the victim’s car.
¶ 64 When a defendant challenges the sufficiency of the evidence, a reviewing court must
determine whether, after viewing the evidence in the light most favorable to the prosecution,
any rational trier of fact could have found the essential elements of the crime beyond a
reasonable doubt. People v. Jackson, 232 Ill. 2d 246, 280 (2009); People v. Evans, 209 Ill. 2d
194, 209 (2004). This standard of review applies in all criminal cases, whether the evidence is
direct or circumstantial. People v. Tenney, 205 Ill. 2d 411, 427 (2002). Further, circumstantial
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evidence that meets this standard is sufficient to sustain a criminal conviction. Jackson, 232
Ill. 2d at 281. “Under this standard of review, it is the responsibility of the trier of fact to ‘fairly
*** resolve conflicts in the testimony, to weigh the evidence, and to draw reasonable
inferences from basic facts to ultimate facts.’ ” People v. Howery, 178 Ill. 2d 1, 38 (1997)
(quoting Jackson v. Virginia, 443 U.S. 307, 319 (1979)); see Jackson, 232 Ill. 2d at 281. It is
not the function of the reviewing court to retry the defendant. Evans, 209 Ill. 2d at 209; Tenney,
205 Ill. 2d at 428. Therefore, a reviewing court will not substitute its judgment for that of the
trier of fact on issues involving the weight of the evidence or the credibility of witnesses.
People v. Siguenza-Brito, 235 Ill. 2d 213, 224-25 (2009). A criminal conviction will not be set
aside on a challenge to the sufficiency of the evidence unless the evidence is so improbable or
unsatisfactory that it creates a reasonable doubt of the defendant’s guilt. People v. Belknap,
2014 IL 117094, ¶ 67; Tenney, 205 Ill. 2d at 427.
¶ 65 Defendant argues that Ball and Lott were not credible because they gave inconsistent and
contradictory versions of the incident. Defendant points out that Ball claimed that, after the
mayor’s car crashed into the tree, she saw defendant exit from the front passenger side of the
car, while Lott testified that she saw him exit from the driver’s side of the vehicle. We do not
believe that this discrepancy rendered the whole of Lott’s testimony unworthy of belief. See,
e.g., People v. Brooks, 187 Ill. 2d 91, 133-34 (1999) (discrepancies such as whether defendant
was in the front or rear passenger seat of a vehicle are to be expected anytime several persons
witness the same event under traumatic circumstances). Also, we observe that it is highly
unlikely he would have exited from the driver’s side of vehicle since the victim’s body was
found in the driver’s seat, slumped over the steering wheel. Moreover, we note that these two
eyewitnesses were generally consistent on key points in regard to how the incident unfolded,
such as the car crashing into a tree, defendant exiting the vehicle, and defendant limping from
the vehicle. In this case, jurors were not required to disregard Lott’s testimony in its entirety
because she did not remember which side of the vehicle defendant exited from after the car
crash.
¶ 66 The discrepancies and inconsistencies defendant points to, such as where the eyewitnesses
were standing when they observed the crash, how defendant exited the crashed vehicle, and
who called the police, are issues to be resolved by the jury as the trier of fact. It is the function
of the jury as the trier of fact to assess the credibility of the witnesses and to resolve
discrepancies and inconsistencies in the evidence. Evans, 209 Ill. 2d at 211; Tenney, 205 Ill.
2d at 428.
¶ 67 Defendant also argues that Ball and Lott were not credible because they recanted their prior
testimony and statements to police identifying defendant. It is well settled that the recantation
of testimony is generally regarded as unreliable, especially where it might have resulted from
duress or perceived threat. Brooks, 187 Ill. 2d at 132. Under such circumstances, it is for the
trier of fact to determine the credibility of the recantation testimony. Id. Here, in light of Ball’s
letter to the trial court requesting that she be placed in protective custody, a rational trier of
fact could have concluded that she recanted due to threats from defendant’s family and that the
recantation was not credible.
¶ 68 Lott was asked if she ever gave a statement to police identifying defendant as the person
who exited the victim’s vehicle after it crashed into the tree. Lott admitted that, if she made
the statement, it would be accurate. It was up to the jury as the trier of fact to determine whether
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Lott’s statement was more credible than her subsequent recantation. See id. at 133 (trier of fact
could have reasonably believed that statement implicating defendant was truthful and that
subsequent recantation was untruthful).
¶ 69 Continuing his challenge to the sufficiency of the evidence, defendant points to Lott’s
issues with her memory and her alleged motive to fabricate her testimony because she was in
jail when she identified defendant. Defendant’s challenge addresses the province of the jury,
not this court of review. The jury observed Lott testify and was made aware of her criminal
history and memory problems. The jury, as the trier of fact, was in a much better position than
we are to determine Lott’s credibility and the weight to be accorded to her testimony. Tenney,
205 Ill. 2d at 428-29; People v. Gray, 2017 IL 120958, ¶ 44 (witness memory lapse does not
mandate testimony be wholly disregarded).
¶ 70 Defendant also argues that the physical evidence linking him to the crime scene “was
weak” and did not place him inside the victim’s car. Defendant observes that no hair or fiber
evidence connected him with the car, there was no evidence that he came into contact with an
automobile airbag, and no gun was recovered. However, it is not necessary that the trier of fact
find each fact in the chain of circumstances beyond a reasonable doubt. Rather, the trier of fact
must find only that the evidence taken together supports a finding of the defendant’s guilt
beyond a reasonable doubt. Evans, 209 Ill. 2d at 209. Further, the trier of fact is not required
to disregard inferences that flow normally from the evidence before it, nor need it search out
all possible explanations consistent with innocence and raise them to a level of reasonable
doubt. Jackson, 232 Ill. 2d at 281; see Siguenza-Brito, 235 Ill. 2d at 229.
¶ 71 “[T]he mandate to consider all the evidence on review does not necessitate a point-by-point
discussion of every piece of evidence as well as every possible inference that could be drawn
therefrom. To engage in such an activity would effectively amount to a retrial on appeal.”
People v. Wheeler, 226 Ill. 2d 92, 117 (2007). In this case, the evidence taken together supports
the jury’s verdict.
¶ 72 Defendant’s fingerprint was found near the passenger door handle of the victim’s car, and
gunshot residue was found on defendant’s hand and clothing. Moreover, an expert witness
opined, within a reasonable degree of scientific certainty, that the partial DNA profile
recovered from defendant’s jeans “likely” came from the victim because the profile occurred
in only 1 out of every 46,000 unrelated African American individuals, 1 out of every 73,000
unrelated Caucasian individuals, and 1 out of every 17, 000 unrelated Hispanic individuals.
¶ 73 Ball and Lott testified and gave statements claiming that, when defendant exited the
victim’s vehicle after it crashed into the tree, he was limping. This was corroborated by
defendant’s videotaped statement showing his limp.
¶ 74 Ball testified that, after defendant exited the victim’s crashed vehicle, he got into a red
Impala, the same type of automobile defendant’s girlfriend owned, which she testified he was
driving at the time of the incident. In addition, defendant’s videotaped statement, which was
played for the jury, placed him at the crime scene at the time the shooting occurred, and he had
no explanation as to how he arrived back at his girlfriend’s apartment after the shooting.
¶ 75 We have reviewed all of the evidence presented in defendant’s trial in the light most
favorable to the prosecution. We cannot say that the evidence was so improbable,
unsatisfactory, or unreasonable as to justify a reasonable doubt of defendant’s guilt.
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¶ 76 B. Prosecutor’s Closing Argument
¶ 77 1. Mischaracterization of the Evidence
¶ 78 Defendant next contends that the prosecutor exaggerated two pieces of evidence during the
State’s closing argument. Defendant argues that these two mischaracterizations were improper
and prejudicial and denied him a fair trial. Before this court, defendant seeks a new trial.
¶ 79 During the State’s closing argument, the prosecutor reminded the jury of DNA analyst
Winters’s testimony that the bloodstain on defendant’s jeans revealed a partial profile that
occurs in only 1 in 46,000 African Americans and Winters’s opinion that the blood could not
have been defendant’s and was “likely” the victim’s. The prosecutor then employed an
example with this statistic to show the likelihood that the bloodstain came from the victim,
during which he used the word “matched.” The prosecutor then repeated that the DNA analyst
could not say definitively that the blood was that of the victim. However, the prosecutor argued
that, based on the statistical likelihood, the jury could find that the blood came from the victim.
¶ 80 Also, during the State’s initial closing argument, the prosecutor remarked that the
defendant’s fingerprint was found on the victim’s car. During defendant’s closing argument,
defense counsel reminded the jury of the State’s fingerprint expert’s testimony that it was
impossible to determine the age of a fingerprint. Defense counsel also argued that numerous
fingerprints were lifted from the victim’s vehicle. During the State’s rebuttal closing argument,
the prosecutor addressed defendant’s argument that numerous other fingerprints were found
on the victim’s car that did not match those of defendant. The prosecutor told the jury that the
State’s fingerprint expert stated that “a fresh print” was recovered.
¶ 81 Defendant acknowledges that he failed to object to each of these two mischaracterizations
at trial and, therefore, has failed to preserve this issue for appellate review. See People v.
Enoch, 122 Ill. 2d 176, 188 (1988) (to preserve an issue for appellate review, a defendant must
object both at trial and in a posttrial motion). Recognizing the procedural default, defendant
seeks review by invoking the plain-error doctrine of Illinois Supreme Court Rule 615(a) (eff.
Jan. 1, 1967). The doctrine serves as a narrow and limited exception to the general rule of
procedural default. People v. Herron, 215 Ill. 2d 167, 177 (2005) (collecting cases). A
reviewing court will consider unpreserved error when a clear or obvious error occurs and
(1) the evidence is so closely balanced that the error alone threatened to tip the scales of justice
against the defendant, regardless of the seriousness of the error, or (2) the error is so serious
that it affected the fairness of the defendant’s trial and challenged the integrity of the judicial
process, regardless of the closeness of the evidence. People v. Piatkowski, 225 Ill. 2d 551, 564-
65 (2007) (citing Herron, 215 Ill. 2d at 186-87). When a defendant fails to establish plain error,
the result is that his procedural default must be honored. People v. Bannister, 232 Ill. 2d 52,
65 (2008). In addressing an assertion of plain error, it is appropriate to determine whether
reversible error occurred at all. See People v. Hood, 2016 IL 118581, ¶ 18; People v. Harris,
225 Ill. 2d 1, 24 (2007).
¶ 82 Generally, prosecutors have wide latitude in the content of their closing arguments. People
v. Runge, 234 Ill. 2d 68, 142 (2009). They may comment on the evidence and on any fair and
reasonable inference the evidence may yield, even if the suggested inference reflects negatively
on the defendant. A reviewing court will consider the closing argument as a whole, rather than
focusing on selected phrases or remarks. People v. Perry, 224 Ill. 2d 312, 347 (2007).
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¶ 83 The standard of review applied to a prosecutor’s closing argument is similar to the standard
used in deciding whether a prosecutor committed plain error. People v. Nieves, 193 Ill. 2d 513,
533 (2000); People v. Henderson, 142 Ill. 2d 258, 323 (1990). A reviewing court will find
reversible error only if the defendant demonstrates that the remarks were improper and that
they were so prejudicial that real justice was denied or the verdict resulted from the error.
Runge, 234 Ill. 2d at 142 (and cases cited therein).
¶ 84 Defendant contends that the prosecutor’s two mischaracterizations were so prejudicial as
to deny him a fair trial. Defendant argues that he was prejudiced because the evidence was so
closely balanced that the mischaracterizations could have tipped the scales of justice against
him. Defendant further argues that the two mischaracterizations were “not isolated, but worked
together to exaggerate and misrepresent the scant physical evidence.” According to defendant,
“[t]he pervasive misconduct here created a pattern of unfairness that denied [defendant] a fair
trial and requires reversal and remand for a new trial.” We disagree.
¶ 85 Considering the closing argument in its entirety, each of the two challenged prosecutorial
remarks was obviously a mischaracterization of an item of evidence. Defendant is correct that
the prosecutor’s remark that the blood from the bloodstain on defendant’s jeans “matched” the
blood of the victim was a mischaracterization. However, this was clearly an isolated remark
that the prosecutor made between several correct references to the DNA evidence throughout
the entirety of the argument.
¶ 86 Defendant is also correct that the prosecutor’s remark that defendant’s fingerprint on the
victim’s vehicle was a “fresh print” was a mischaracterization. However, this too was an
isolated remark among several correct references to defendant’s fingerprint.
¶ 87 We cannot accept defendant’s description of these two isolated remarks as “pervasive
misconduct” that “created a pattern of unfairness.” The brief and isolated nature of these two
mischaracterizations, in the context of the entire lengthy closing argument, is “a factor we have
found significant in assessing the impact of such remarks on a jury verdict.” Runge, 234 Ill. 2d
at 142. As to another appropriate factor in our assessment, we note that the trial court instructed
the jury to disregard statements made in closing argument not based on the evidence. See, e.g.,
id. at 143; People v. Moore, 171 Ill. 2d 74, 100 (1996); Henderson, 142 Ill. 2d at 326.
¶ 88 Accordingly, forfeiture aside, the two challenged remarks were not so improper and so
prejudicial that real justice was denied or that the jury’s verdict may have resulted therefrom.
Without reversible error, there can be no plain error. Hood, 2016 IL 118581, ¶ 29; Harris, 225
Ill. 2d at 24-25, 31-32; People v. Sims, 192 Ill. 2d 592, 623 (2000).
¶ 89 2. Ineffective Assistance of Counsel
¶ 90 Defendant alternatively contends that he was denied the effective assistance of counsel
when his trial counsel failed to preserve this issue for review. To demonstrate ineffective
assistance of counsel, a defendant must show that (1) the attorney’s performance fell below an
objective standard of reasonableness and (2) the attorney’s deficient performance prejudiced
the defendant in that, absent counsel’s deficient performance, there is a reasonable probability
that the result of the proceeding would have been different. Strickland v. Washington, 466 U.S.
668, 687 (1984). Because the defendant must satisfy both prongs of this test, the failure to
establish either is fatal to the claim. Id. at 697.
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¶ 91 In this case, we can dispose of defendant’s assertion of ineffective assistance of counsel on
the prejudice prong alone. The showing of Strickland prejudice in this context is similar to the
prejudice that establishes reversible error for improper prosecutorial remarks: whether the
guilty verdict resulted from trial counsel’s failure to object. Perry, 224 Ill. 2d at 347. We have
concluded that the two challenged remarks were not sufficiently prejudicial to constitute
reversible error. Therefore, trial counsel’s failure to object cannot have caused the type of
prejudice that Strickland requires. Id. at 350; People v. Ceja, 204 Ill. 2d 332, 358 (2003).
¶ 92 C. Krankel Preliminary Inquiry
¶ 93 Defendant submitted, pro se, a letter to the trial court and made posttrial claims of
ineffective assistance of counsel. The trial court eventually conducted a preliminary
examination of defendant’s ineffectiveness claims pursuant to Krankel, 102 Ill. 2d 181. The
trial court denied defendant’s claims without appointment of independent counsel and further
hearing. The appellate court affirmed. 2018 IL App (5th) 150274, ¶¶ 81-122. Before this court,
defendant assigns error as to how the trial court conducted the Krankel preliminary inquiry.
Defendant seeks, pursuant to Krankel, the appointment of counsel for a hearing on the merits
of his pro se ineffective assistance of counsel claim or, at least, a new Krankel preliminary
inquiry.
¶ 94 In Krankel, the defendant filed a pro se posttrial motion for a new trial alleging ineffective
assistance of counsel because his trial counsel failed to investigate or present an alibi defense.
The trial court gave the defendant an opportunity to argue his motion. After hearing from the
defendant, the trial court denied the defendant’s pro se ineffectiveness claim. Before this court,
the State conceded that the defendant should have had new counsel to represent him on the
motion. We agreed and remanded the matter for a new hearing on the defendant’s pro se
motion with different counsel to determine whether the defendant was denied effective
assistance of counsel. Krankel, 102 Ill. 2d at 187-89.
¶ 95 A common-law procedure has developed from our decision in Krankel that governs a
pro se posttrial claim alleging ineffective assistance of counsel. People v. Roddis, 2020 IL
124352, ¶ 34; People v. Patrick, 2011 IL 111666, ¶ 29; People v. Williams, 147 Ill. 2d 173,
250-51 (1991) (collecting cases). This procedure “serves the narrow purpose of allowing the
trial court to decide whether to appoint independent counsel to argue a defendant’s pro se
posttrial ineffective assistance claims” (Patrick, 2011 IL 111666, ¶ 39) and “is intended to
promote consideration of pro se ineffective assistance claims in the trial court and to limit
issues on appeal” (id. ¶ 41). See Roddis, 2020 IL 124352, ¶ 34; People v. Jolly, 2014 IL
117142, ¶¶ 29, 38.
¶ 96 The Krankel procedure “is triggered when a defendant raises a pro se posttrial claim of
ineffective assistance of trial counsel.” Jolly, 2014 IL 117142, ¶ 29. A pro se defendant need
only bring his or her claim to the trial court’s attention. The defendant is not required to file a
written motion in the trial court but may raise the issue orally or through a letter or note to the
court. People v. Ayres, 2017 IL 120071, ¶ 11 (and cases cited therein).
¶ 97 An abundance of decisions from this court and our appellate court “have contributed to the
refinement of the Krankel procedure.” Roddis, 2020 IL 124352, ¶ 37. New counsel is not
automatically appointed in every case when a defendant raises a pro se posttrial claim of
ineffective assistance of counsel. Rather, when a defendant makes such a claim, the trial court
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should first examine its factual basis. If the trial court determines that the claim lacks merit or
pertains only to matters of trial strategy, then the court need not appoint new counsel and may
deny the pro se motion. However, if the allegations show possible neglect of the case, new
counsel should be appointed. Jolly, 2014 IL 117142, ¶ 29; People v. Moore, 207 Ill. 2d 68, 77-
78 (2003) (collecting cases). The new counsel would then represent the defendant at the
hearing on the pro se claim of ineffective assistance of counsel. The appointed counsel can
independently evaluate the pro se claim and avoid the conflict of interest that defendant’s trial
counsel would experience in trying to justify his or her actions contrary to the defendant’s
position. Roddis, 2020 IL 124352, ¶ 36; Moore, 207 Ill. 2d at 78.
¶ 98 The applicable standard of review depends on whether the trial court did or did not
determine the merits of the defendant’s pro se posttrial claims of ineffective assistance of
counsel. 2018 IL App (5th) 150274, ¶ 86. “The operative concern for the reviewing court is
whether the trial court conducted an adequate inquiry into the defendant’s pro se allegations
of ineffective assistance of counsel.” Moore, 207 Ill. 2d at 78. Whether the trial court properly
conducted a Krankel preliminary inquiry presents a legal question that we review de novo.
Roddis, 2020 IL 124352, ¶ 33; Moore, 207 Ill. 2d at 75. However, if the trial court has properly
conducted a Krankel inquiry and has reached a determination on the merits of the defendant’s
Krankel motion, we will reverse only if the trial court’s action was manifestly erroneous.
People v. Lobdell, 2019 IL App (3d) 180385, ¶ 10; People v. Cook, 2018 IL App (1st) 142134,
¶ 106; People v. Smith, 2016 IL App (1st) 140039, ¶ 14; People v. Jackson, 131 Ill. App. 3d
128, 139-40 (1985). Manifest error is error that is clearly evident, plain, and indisputable.
People ex rel. Madigan v. J.T. Einoder, Inc., 2015 IL 117193, ¶ 40; People v. Morgan, 212 Ill.
2d 148, 155 (2004).
¶ 99 Before this court, defendant contends that his Krankel proceeding was improper for three
reasons. First, defendant contends that the trial court applied the wrong criteria in denying his
pro se ineffectiveness claims at the conclusion of the Krankel preliminary inquiry. Second,
defendant contends that the Krankel preliminary inquiry was conducted in an adversarial
manner, which can never be deemed harmless error. Third, defendant alternatively contends
that harmless error review is inappropriate in this particular case.
¶ 100 1. Allegedly Incorrect Criteria
¶ 101 Defendant contends that the trial court applied the wrong guideline in denying his pro se
ineffectiveness claims at the conclusion of the Krankel preliminary inquiry. The test to be
applied at a Krankel preliminary inquiry is familiar. “ ‘ “If the trial court determines that the
claim lacks merit or pertains only to matters of trial strategy, then the court need not appoint
new counsel and may deny the pro se motion. However, if the allegations show possible
neglect of the case, new counsel should be appointed.” ’ ” Ayres, 2017 IL 120071, ¶ 11
(quoting Jolly, 2014 IL 117142, ¶ 29, quoting Moore, 207 Ill. 2d at 78); accord Roddis, 2020
IL 124352, ¶ 35.
¶ 102 At defendant’s Krankel preliminary examination, the trial court asked defendant to
elaborate on his ineffectiveness claims. After defendant elaborated on each claim, the trial
court asked defense counsel to respond.
¶ 103 Defendant claimed that defense counsel was ineffective for failing to call Laqueshia
Jackson as a witness at his second trial. Defendant maintained that Jackson recanted her
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inculpatory testimony from the first trial. In response, defense counsel explained that Jackson
gave him a statement recanting her prior inculpatory testimony but that he did not call her
based on trial strategy due to uncertainty as to what she might say on the witness stand.
Defendant next claimed that defense counsel was ineffective for failing to call Jackson’s sister,
Angela Dodd, as a witness. In response, defense counsel explained that his only memory of
Dodd was speaking with her to locate Jackson. Defendant claimed that defense counsel was
ineffective for failing to call two alibi witnesses. Defense counsel responded that he was unable
to locate one witness and decided not to call the other based on trial strategy. Defendant
claimed that defense counsel was ineffective for failing to object to the two earlier-discussed
prosecution mischaracterizations during closing argument. Defense counsel responded that he
did not believe the mischaracterizations were improper. Defendant also claimed that defense
counsel was ineffective for failing to present evidence concerning the unreliability of the
State’s DNA evidence. Defense counsel responded that he made the strategic decision to argue
that the evidence failed to prove that defendant was ever inside the victim’s car because he
could have picked up the bloodstain from blood that was found on the exterior of the car.
¶ 104 In this case, defendant argues that he triggered the appointment of new counsel for a
hearing on his pro se ineffectiveness claims by showing a possible neglect of his case by
defense counsel. However, according to defendant, the trial court “erroneously applied a higher
standard and required Jackson to show his counsel’s ineffectiveness at this hearing.”
¶ 105 This argument is foreclosed by our recent decision in Roddis, 2020 IL 124352. In Roddis
we observed as follows:
“The trial court, most familiar with the proceedings at issue, remains best situated
to serve the interests of judicial economy by extinguishing conclusory claims. We
decline to unduly limit the most effective arbiter between patently frivolous claims and
those showing possible neglect. The court can ‘base its evaluation of the defendant’s
pro se allegations of ineffective assistance on its knowledge of defense counsel’s
performance at trial and the insufficiency of the defendant’s allegations on their face.’ ”
Id. ¶ 56 (quoting Moore, 207 Ill. 2d at 79).
We held that, “even in preliminary Krankel inquiries, a trial court must be able to consider the
merits in their entirety when determining whether to appoint new counsel on a pro se posttrial
claim of ineffective assistance of counsel. This serves both the ends of justice and judicial
economy.” (Emphasis in original.) Id. ¶ 61.
¶ 106 In the case at bar, the trial court found that “[t]he sufficiency of the allegations made by
the defendant fail on their face to substantiate a claim of ineffective assistance of counsel.” We
agree. Defendant claimed that defense counsel was ineffective by not calling Jackson and Dodd
to testify, by failing to challenge the State’s DNA evidence, and by not objecting to the two
mischaracterizations in the State’s closing argument. “Whether to call certain witnesses and
whether to present an alibi defense are matters of trial strategy, generally reserved to the
discretion of trial counsel.” People v. Kidd, 175 Ill. 2d 1, 45 (1996). Also, generally, “trial
strategy encompasses decisions such as what matters to object to and when to object.” People
v. Pecoraro, 144 Ill. 2d 1, 13 (1991); see People v. Leger, 149 Ill. 2d 355, 396-97 (1992).
Because each of these allegations relates to trial strategy, it cannot serve as the basis of a
Krankel claim. See, e.g., People v. Chapman, 194 Ill. 2d 186, 230-31 (2000); Kidd, 175 Ill. 2d
at 44-45; People v. Strickland, 154 Ill. 2d 489, 526-30 (1992). We hold that the trial court did
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not manifestly err when it denied defendant’s pro se posttrial motion alleging ineffective
assistance of counsel without appointing new counsel and conducting a hearing pursuant to
Krankel.
¶ 107 2. Availability of Harmless Error Review
¶ 108 Defendant also contends that the trial court allowed the State to participate in an adversarial
manner at the Krankel preliminary inquiry. Defendant argues that this error is not subject to
harmless error review.
¶ 109 As earlier stated, defendant elaborated on each claim, to which defense counsel offered a
response. After defendant and defense counsel finished this dialogue, the trial court asked the
prosecutor: “[D]o you want to comment on any of that?” The prosecutor argued that
defendant’s pro se ineffectiveness claims related to trial strategy and evidentiary issues and
that defense counsel presented “an excellent defense” for defendant. The prosecutor asked the
trial court “to make a finding that based upon this initial review, that there has been nothing
presented that is—that additional counsel needs to be presented.” As earlier discussed, the trial
court denied defendant’s claims of ineffective assistance of counsel without appointing
independent counsel and further hearing pursuant to Krankel.
¶ 110 It is established that during the Krankel preliminary inquiry, some interchange between the
trial court and defendant’s trial counsel regarding the facts and circumstances surrounding the
allegedly ineffective representation is permissible and usually necessary in assessing what
further action, if any, is warranted on the defendant’s claim. The trial court may inquire of trial
counsel about the defendant’s pro se allegations, and the court may briefly discuss the
allegations with the defendant. Also, the trial court may base its determination on its
knowledge of defense counsel’s performance at trial and the facial insufficiency of the
defendant’s allegations. Ayres, 2017 IL 120071, ¶ 12; Jolly, 2014 IL 117142, ¶ 30; Moore, 207
Ill. 2d at 78-79.
¶ 111 Relying on this court’s decision in Jolly, 2014 IL 117142, defendant contends that the
State’s adversarial participation in the Krankel preliminary inquiry rendered it erroneous.
During the Krankel inquiry in Jolly, the trial court allowed the defendant to explain each of his
claims of ineffective assistance but repeatedly stopped the defendant from presenting argument
on his claims. Id. ¶ 18. The court then offered the State the opportunity to “rebut” the
defendant’s claims. The State accepted the court’s offer and called the defendant’s trial counsel
as a witness. Id. ¶ 19. The State subjected defense counsel to lengthy questioning on the
defendant’s claims that he was ineffective. Through the examination, defense counsel
generally rebutted and otherwise denied the defendant’s ineffectiveness claims. After the State
questioned defense counsel, the trial court did so. Id. ¶ 20. The court allowed both the pro se
defendant and the State to present brief arguments. Id. ¶ 21. Finding that the defendant’s
allegations lacked merit or pertained to trial strategy, the trial court ruled that it would not
appoint new counsel or proceed to a full evidentiary hearing. Id. ¶ 22. On appeal, the State
conceded before this court that the trial court erred in permitting the State’s adversarial
participation. However, the State argued that the improper procedure constituted harmless
error. Id. ¶ 27.
¶ 112 The Jolly court disapproved of the management of that Krankel hearing. We maintained
that the common-law Krankel procedure is intended to address fully a defendant’s pro se
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posttrial ineffectiveness claims against trial counsel and thus potentially limit issues on appeal.
Also, by initially evaluating a defendant’s claims in a Krankel preliminary inquiry, the trial
court will create the necessary record for any claims raised on appeal. Id. ¶ 38. We held:
“For these reasons, we believe that a preliminary Krankel inquiry should operate as a
neutral and nonadversarial proceeding. Because a defendant is not appointed new
counsel at the preliminary Krankel inquiry, it is critical that the State’s participation at
that proceeding, if any, be de minimis. Certainly, the State should never be permitted
to take an adversarial role against a pro se defendant at the preliminary Krankel
inquiry.” Id.
We reasoned:
“[T]he purpose of Krankel is best served by having a neutral trier of fact initially
evaluate the claims at the preliminary Krankel inquiry without the State’s adversarial
participation, creating an objective record for review. This goal, however, is
circumvented when the circuit court essentially allows the State to bias the record
against a pro se defendant during the preliminary Krankel inquiry. A record produced
at a preliminary Krankel inquiry with one-sided adversarial testing cannot reveal, in an
objective and neutral fashion, whether the circuit court properly decided that a
defendant is not entitled to new counsel.” Id. ¶ 39.
We held that the State’s adversarial participation in that Krankel preliminary inquiry was
“contrary to the intent of a preliminary Krankel inquiry.” Id. ¶ 40.
¶ 113 Generally, the erroneous failure to appoint new counsel to argue a defendant’s pro se
posttrial ineffectiveness claim following a proper Krankel preliminary inquiry can be harmless
beyond a reasonable doubt. Id. ¶¶ 42-43 (citing People v. Nitz, 143 Ill. 2d 82, 134-35 (1991));
Moore, 207 Ill. 2d at 80-81 (collecting cases). In Jolly, this court explained that in Nitz there
was no concern with the adequacy of the record from the Krankel preliminary inquiry. Jolly,
2014 IL 117142, ¶ 44. However, in Jolly, we could not conclude that the State’s adversarial
participation in that Krankel preliminary inquiry constituted harmless error based on the lack
of an objective and neutral record. Id. ¶¶ 39-40. In Jolly, this court explicitly recognized the
State’s concern that our decision would “constitute a new type of reversible structural error.”
Id. ¶ 45. We expressly stated: “The State’s concern is unfounded.” Id. We specifically refused
to “find that the State’s improper adversarial participation in a preliminary Krankel hearing
was structural error.” Id.
¶ 114 In the case at bar, we agree with defendant that the trial court erred by permitting the State’s
adversarial participation in his Krankel preliminary hearing. The State’s participation consisted
of more than a few passing remarks and was not de minimis. Rather, the prosecutor presented
argument in opposition to defendant’s claim of ineffective assistance of trial counsel and
actually asked the trial court to deny defendant’s Krankel motion. By complimenting defense
counsel’s trial performance, the prosecutor advanced the appearance of the State and defense
counsel aligned against defendant, who was acting pro se at this proceeding. Also, the fact that
the State’s argument responded to all of defendant’s ineffectiveness claims at the end of the
Krankel preliminary inquiry, rather than responding sequentially to each claim, does not reduce
the State’s adversarial participation to a de minimis degree. We observe that the appellate court
agreed with our conclusion that the trial court erred by permitting the State’s adversarial
participation in defendant’s Krankel preliminary inquiry. 2018 IL App (5th) 150274, ¶¶ 88-92.
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¶ 115 However, the appellate court further held that the improper Krankel preliminary inquiry
constituted harmless error under the facts and circumstances of this case. Id. ¶¶ 102-04. Before
this court, defendant argues that the State’s adversarial participation in a Krankel preliminary
inquiry is not subject to harmless error review and can never be deemed harmless error.
¶ 116 The State initially responds that defendant forfeited this specific argument because he did
not raise it in the appellate court. Defendant’s appellate court briefs indicate that defendant is
presenting a new argument before this court. In his appellant’s brief, defendant contended that
the Krankel preliminary inquiry was erroneous because of the State’s adversarial participation.
In its appellee’s brief, the State simply denied that the prosecutor’s participation in the Krankel
preliminary inquiry was adversarial. In his reply brief, defendant first raised the issue of
harmless error in the appellate court and plainly limited his harmless error argument to the
facts of this case. He actually argued: “Here, the nature of Jackson’s claims, that his attorney
failed to call witnesses and challenge trial evidence, cannot be reviewed as harmless error on
this record, which was obtained with the adversarial participation of the State.” Indeed, citing
paragraph 45 of Jolly, defendant expressly acknowledged that this court in Jolly “found that
the State’s adversarial input was subject to harmless-error review.”
¶ 117 Therefore, defendant’s argument before this court, that the State’s adversarial participation
in a Krankel preliminary inquiry is not subject to harmless error review and can never be
deemed harmless error, was not raised by defendant in the appellate court. Issues raised for the
first time in this court are forfeited. People v. Cherry, 2016 IL 118728, ¶ 30; People v.
Washington, 2012 IL 110283, ¶ 62; People ex rel. Waller v. 1989 Ford 350 Truck, 162 Ill. 2d
78, 90-91 (1994).
¶ 118 However, this rule is an admonition to the parties and not a limitation on a court of review.
Reviewing courts may look beyond considerations of forfeiture to maintain a sound and
uniform body of precedent or where the interests of justice so require. Halpin v. Schultz, 234
Ill. 2d 381, 390 (2009); Barnett v. Zion Park District, 171 Ill. 2d 378, 389 (1996). A conflict
exists within the appellate court as to whether the State’s adversarial participation in a Krankel
preliminary inquiry is subject to harmless error review and can ever be deemed harmless error.
Accordingly, we choose to address the issue at this time. See People v. Wendt, 163 Ill. 2d 346,
351 (1994).
¶ 119 Relying on Jolly, defendant argues that the State’s adversarial participation in a Krankel
preliminary inquiry precludes harmless error review because this type of error results in “an
unreliable record which cannot be examined to determine if it is harmless” and “will never
produce the type of neutral record required for harmless error review.” We disagree.
¶ 120 We earlier observed that this court in Jolly specifically declined to find that the State’s
improper adversarial participation in a Krankel preliminary inquiry was structural error. Jolly,
2014 IL 117142, ¶ 45. “An error is typically designated as ‘structural’ and requiring automatic
reversal only if it necessarily renders a criminal trial fundamentally unfair or unreliable in
determining guilt or innocence.” People v. Averett, 237 Ill. 2d 1, 12-13 (2010). “Structural
errors are not subject to harmless-error review.” Id. at 14. Conversely, where an error does not
rise to the level of structural error, then it does not require automatic reversal and is amenable
to harmless error review. See People v. Glasper, 234 Ill. 2d 173, 199-200 (2009); Neder v.
United States, 527 U.S. 1, 7 (1999) (holding that errors that are not structural are amenable to
harmless error analysis). In Jolly, when this court specifically refused to hold that the State’s
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adversarial participation in a Krankel preliminary hearing was structural error, we necessarily
concluded that the error does not require automatic reversal and is amenable to harmless error
review.
¶ 121 In People v. Skillom, 2017 IL App (2d) 150681, ¶ 27, a panel of our appellate court
recognized that the trial court erroneously conducted the Krankel preliminary inquiry in that
case in an adversarial manner. However, the Skillom court observed that “the supreme court
specifically declined to hold that the error in that case [Jolly] constituted structural error. Jolly,
2014 IL 117142, ¶ 45.” Id. ¶ 28. Therefore, the Skillom court applied harmless error review to
that Krankel preliminary inquiry. Id. The Skillom court concluded that the error committed
during that inquiry was harmless. Id. ¶¶ 29-30.
¶ 122 However, in People v. Gore, 2018 IL App (3d) 150627, a different panel of our appellate
court reached the opposite conclusion. In that case, the State argued that its adversarial
participation in that Krankel preliminary inquiry was harmless error. The Gore court reasoned:
“That argument, however, is foreclosed by the decision in Jolly, in which our supreme court
rejected the notion that a Krankel inquiry conducted in adversarial fashion could be considered
harmless error.” Id. ¶ 39. Although the Gore court cited Jolly, it failed to refer to paragraph 45
of Jolly, in which we refused to find this type of error to be structural error, thereby rendering
it amenable to harmless error review. Id. To the extent that People v. Gore, 2018 IL App (3d)
150627, holds that the State’s erroneous adversarial participation in a Krankel preliminary
inquiry can never be considered harmless error, that decision is hereby overruled.
¶ 123 3. Appropriateness of Harmless Error Review in This Case
¶ 124 Defendant alternatively contends that harmless error review is inappropriate in this
particular case. Defendant argues that an objective and neutral record of the Krankel
preliminary inquiry is unavailable in this case because the proceeding was tainted by the State’s
adversarial participation and because defendant’s trial counsel actively argued against
defendant’s claims. We disagree. Although the Krankel preliminary inquiry here was
erroneously conducted by the trial court, it nevertheless produced a neutral and objective
record with which a reviewing court can assess defendant’s pro se ineffectiveness claims.
¶ 125 Defendant argues that his trial counsel “did not merely make statements about the facts and
circumstances, [rather] he actively argued against [defendant].” The record refutes this
argument. The trial court, assisted by defense counsel, created an objective record of the facts
and circumstances relating to defendant’s pro se ineffectiveness claims. Defendant points to
one comment. Defendant claimed ineffectiveness because trial counsel failed to challenge the
weakness of the State’s DNA evidence. Defendant contends that his trial counsel argued
against him by responding that defendant’s fingerprint was on the outside of the car. However,
this was an objectively true statement to explain for the record why defense counsel made this
strategic decision.
¶ 126 Further, defendant argues that his Krankel preliminary inquiry “was tainted by the State’s
adversarial participation.” We disagree. We have already concluded that the prosecutor’s
remarks constituted erroneous adversarial participation. However, the trial court’s error
occurred after the trial court allowed defendant to present all of his ineffectiveness claims and
confirmed that defendant had nothing else he wanted to say. Further, in contrast to Jolly, the
prosecution here did not introduce evidence, cross-examine defendant or his trial counsel, or
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otherwise create, much less distort, the record in any way. Rather, the prosecutor erroneously
commented at the end of the hearing on the already existing objective record. Although the
prosecutor’s comments were erroneous, they cannot be said to have distorted the instant record
or to have made it impossible for a reviewing court to consider whether defendant was entitled
to new counsel and a hearing on his ineffectiveness claims. In sum, neither the challenged
remarks of defendant’s trial counsel nor the trial court error of permitting the State’s adversarial
participation in defendant’s Krankel preliminary inquiry prevented the trial court from creating
an objective record for us to review.
¶ 127 To establish that any error was harmless, the State must prove beyond a reasonable doubt
that the result would have been the same absent the error. People v. Thurow, 203 Ill. 2d 352,
363 (2003); People v. Warmack, 83 Ill. 2d 112, 128-29 (1980). We earlier held that defendant’s
ineffectiveness claims, as presented on the neutral and objective record, pertain to trial strategy
and, therefore, cannot serve as the basis of a Krankel request. After reviewing the record of
defendant’s Krankel preliminary inquiry, we conclude that the trial court would have reached
the same result absent the error. Therefore, we hold that the erroneous manner in which the
proceeding was conducted was harmless beyond a reasonable doubt.
¶ 128 III. CONCLUSION
¶ 129 In sum, we hold as follows. The evidence was sufficient to prove defendant guilty of first
degree murder beyond a reasonable doubt. The two challenged prosecutorial
mischaracterizations during closing argument did not constitute reversible error. The trial court
did not manifestly err in denying defendant’s request for the appointment of new counsel and
further hearing on his pro se ineffective assistance of counsel claims pursuant to Krankel.
Lastly, although the trial court erred when it permitted the State’s participation in the Krankel
preliminary inquiry, it constituted harmless error because the trial court’s denial of defendant’s
pro se ineffectiveness claim would have been the same absent the error. Therefore, the
judgment of the appellate court, which affirmed the judgment of the circuit court, is affirmed.
¶ 130 Affirmed.
¶ 131 JUSTICE MICHAEL J. BURKE took no part in the consideration or decision of this case.
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