J-A03011-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
JEFFREY AND ANN YORTY : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
Appellants :
:
:
v. :
:
:
ALLISON B. KOHLER, DECEASED IN : No. 1131 MDA 2020
CARE OF SURVIVING SPOUSE, JO :
ANN KOHLER :
Appeal from the Order Entered August 18, 2020
In the Court of Common Pleas of Franklin County
Civil Division at No(s): 2019-02517
BEFORE: LAZARUS, J., KUNSELMAN, J., and MURRAY, J.
MEMORANDUM BY MURRAY, J.: FILED APRIL 13, 2021
Jeffrey and Ann Yorty (Appellants), plaintiffs in the underlying action
against “Allison B. Kohler, deceased in care of surviving spouse, Jo Ann Kohler”
(Defendant), appeal from the order granting Defendant’s motion for summary
judgment and dismissing Appellants’ complaint. We affirm.
On November 22, 2017, Jeffrey Yorty (Yorty) was driving a car in
Franklin County, when a car driven by Allison B. Kohler (Mr. Kohler) struck
Yorty’s car from behind. Yorty alleged the accident caused him injuries.
Mr. Kohler died on April 1, 2019. Approximately three months later, on
June 20, 2019, Appellants, through counsel, commenced this negligence/loss
of consortium action by writ of summons. Importantly, the caption of the writ
named as the party defendant: “Allison B. Kohler, Deceased, in care of
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surviving spouse, Jo Ann Kohler.” At that time, when a sheriff served the writ
on Mr. Kohler’s widow, Jo Ann Kohler (Mrs. Kohler), an estate had not yet
been created for the late Mr. Kohler. Appellants do not dispute that the writ
“erroneously” named a deceased person as the defendant. See, e.g.,
Appellants’ Brief at 8 (“[Appellants] concede that the caption of the Writ was
erroneous and ineffective.”).
On September 16, 2019, Appellants filed a petition with the Register of
Wills to compel Mr. Kohler’s heirs/representatives to open an estate. On
September 27, 2019, the Register of Wills granted Mrs. Kohler letters
testamentary in the Estate of Allison B. Kohler (Estate).
On October 15, 2019, Appellants filed a complaint, at the same docket
as their erroneous writ. The complaint altered the caption, changing the name
of the defendant from “Allison B. Kohler, Deceased, in care of surviving
spouse, Jo Ann Kohler” to “The Estate of Allison B. Kohler, Deceased.” 1 The
complaint did not name Mrs. Kohler as the personal representative of the
Estate. See 20 Pa.C.S.A. § 3373 (“An action or proceeding to enforce any
right or liability which survives a decedent may be brought by or against his
personal representative alone or with other parties as though the decedent
were alive.”).
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1Appellants did not seek leave to amend their original pleading to add a new
defendant, pursuant to Pa.R.C.P. 1033.
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On November 18, 2019, Defendant filed an answer and new matter.
Unlike the caption of the complaint, the caption of this pleading reflected the
original caption from the writ, and identified Defendant as: “Allison B. Kohler,
Deceased, in care of surviving spouse, Jo Ann Kohler.” Thereafter, the parties
engaged in discovery.
On May 13, 2020, Defendant filed a motion for summary judgment.
Defendant argued Appellants’ action was a legal nullity because the trial court
lacked subject matter jurisdiction. Defendant asserted that Appellants
improperly filed the writ against a deceased person, Mr. Kohler, and the
attempt by Appellants to amend the party defendant in the complaint was
improper.
The 2-year statute of limitations applicable to Appellants’ action – 42
Pa.C.S.A. § 5524(2) – expired on April 1, 2020. See 20 Pa.C.S.A. § 3383
(“The death of a person shall not stop the running of the statute of limitations
applicable to any claim against him, but a claim which otherwise would be
barred within one year after the death of the decedent shall not be barred
until the expiration of one year after his death.”).
Appellants filed an answer in opposition to summary judgment on June
5, 2020. The trial court conducted a hearing on August 11, 2020. By order
entered August 18, 2020, the trial court granted summary judgment and
dismissed Appellants’ complaint with prejudice. Appellants timely appealed.
Both Appellants and the trial court have complied with Pa.R.A.P. 1925.
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Appellants raise a single issue for our review: “Did the lower Court err
i[n] granting the Defendant’s Motion for Summary Judgment after two years
of litigation based on a claim of lack of jurisdiction?” Appellants’ Brief at 3.
We apply the following standard in reviewing the grant of summary
judgment:
[S]ummary judgment is only appropriate in cases where there are
no genuine issues of material fact and the moving party is entitled
to judgment as a matter of law. Pa.R.C.P. 1035.2(1). When
considering a motion for summary judgment, the trial court must
take all facts of record and reasonable inferences therefrom in a
light most favorable to the non-moving party and must resolve all
doubts as to the existence of a genuine issue of material fact
against the moving party. An appellate court may reverse a grant
of summary judgment if there has been an error of law or an
abuse of discretion. Because the claim regarding whether there
are genuine issues of material fact is a question of law, our
standard of review is de novo and our scope of review is plenary.
Nicolaou v. Martin, 195 A.3d 880, 891-92 (Pa. 2018) (some citations
omitted).
Appellants argue the trial court erred in granting summary judgment
because Defendant was fully aware of the identity of the party defendant
Appellants “intended” to name. See Appellants’ Brief at 7, 10. Appellants
assert that even though they erroneously named a deceased person as
defendant in the writ, they should be permitted to amend the caption.
Appellants state:
Under no circumstances did the miscaptioning of [Appellants’] suit
[] modify, in any way whatsoever, whom the intended defendant
was, nor would it subject alternate assets to be “subject to
liability” if permitted. Absent said factor, there lacks such an
impediment to the modification of the caption.
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Id. at 11 (citation and some capitalization omitted).
Further, Appellants claim:
[Defendant] clearly lulled [Appellants] into believing they were
defending the case on the merit, by filing an answer with new
matter that did not raise the issue of the proper party, agreeing
to the entry of a case management order with the Estate listed as
the defendant, propounding written discovery and later scheduling
depositions, all of which delayed this case until the statutes of
limitations expired.
Id. at 12 (citation and some capitalization omitted). Finally, Appellants assert
“the Estate was privileged, pursuant to Pa.R.C.P. 1030, to raise the issue of a
wrongly cited defendant in the caption via New Matter. The Estate . . .
strategically chose to skip this significant issue, which obviously would have
placed [Appellants] on notice of such[.]” Id. at 9.2
It is well established in Pennsylvania that,
[b]y its very terms, an action at law implies the existence of legal
parties; they may be natural or artificial persons, but they must
be entities which the law recognizes as competent. A dead man
cannot be a party to an action, and any such attempted
proceeding is completely void and of no effect[.]
Thompson v. Peck, 181 A. 597, 598 (Pa. 1935) (citations omitted, emphasis
added); see also McClean v. Djerassi, 84 A.3d 1067, 1071 (Pa. Super.
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2The cases Appellants cite to support their argument are distinguishable. See
Appellants’ Brief at 10-13 (citing Lafferty v. Alan Wexler Agency, Inc., 574
A.2d 671 (Pa. Super. 1990), and Peaceman v. Tedesco, 414 A.2d 1119 (Pa.
Cmwlth. 1980)). Neither decision involves a deceased party/estate. Also,
with regard to Peaceman, decisions of the Commonwealth Court are not
binding on this Court. See, e.g., Citizens’ Ambulance Serv. Inc. v.
Gateway Health Plan, 806 A.2d 443, 447 n.3 (Pa. Super. 2002)
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2013) (collecting cases and explaining “Thompson has been consistently
followed.”). Therefore, if a plaintiff commences an action against a deceased
person, the only recourse is to file a new action naming the decedent’s
personal representative as the defendant. Montanya v. McGonegal, 757
A.2d 947, 950 (Pa. Super. 2000). “‘[A]ll actions that survive a decedent must
be brought by or against the personal representative’ and ‘a decedent’s estate
cannot be a party to litigation unless a personal representative exists.’”
Salvadia v. Ashbrook, 923 A.2d 436, 440 (Pa. Super. 2007) (quoting
Marzella v. King, 389 A.2d 659, 660–61 (1978)).
Here, the trial court reasoned:
[Appellants’] writ of summons and the original complaint against
Mr. Kohler are a nullity because he died before [Appellants]
commenced the lawsuit. We agree with Defendant that
[Appellants’] change in the caption from “Allison B. Kohler,
Deceased, in care of surviving spouse, Jo Ann Kohler” to “The
Estate of Allison B. Kohler, Deceased” was an attempt to amend
the complaint to name the Estate as the defendant. The
attempted substitution of Mrs. Kohler was improper; [Appellants’]
only remaining recourse was to file a new action and complaint
against Mrs. Kohler in her capacity as the personal representative
of the late Mr. Kohler’s Estate. See Montanya, 757 A.2d at 950.
[Appellants] failed to do so and have no legal authority to amend
the complaint to correct the defect because “there can be no
amendment where there is nothing to amend.” See Thompson,
181 A. at 598.
***
When the writ of summons and complaint were filed against
“Allison B. Kohler, Deceased, in care of surviving spouse, Jo Ann
Kohler,” those documents failed to designate a legal, competent
entity as defendant. Therefore, [Appellants] are not [] permitted
to substitute a different party after the statute of limitations has
already run[.]
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Trial Court Opinion and Order, 8/18/20, at 5-6 (footnotes and some
capitalization omitted).
The trial court’s rationale is supported by the record and law. In
McClean, supra, the plaintiff/appellant filed the original complaint against a
deceased person and attempted to cure the defect by amending the complaint
after the statute of limitations had expired. This Court affirmed the trial
court’s dismissal of the complaint with prejudice. We explained:
Appellant’s original complaint against Defendant was ‘void and of
no effect,’ as Defendant was deceased at the time of filing. See
Thompson, 181 A. at 598 . . . . Appellant’s insistence that he
was entitled to amend the complaint in order to substitute the
Estate as defendant is mistaken; Thompson clearly states a
complaint against a deceased defendant cannot be cured by
amendment. See Thompson, 181 A. at 598. Appellant’s only
recourse was to file a new complaint against the Estate[, which
Appellant did not do]. See Montanya, 757 A.2d at 950.
McClean, 84 A.3d at 1071.
Likewise, Appellants did not file a new action against Mr. Kohler’s Estate
and Mrs. Kohler as personal representative. Rather, Appellants filed their
complaint at the same docket as the writ, which was a legal nullity. See id.;
see also Ehrhardt v. Costello, 264 A.2d 620, 622 (Pa. 1970) (where plaintiff
originally filed a void action against a deceased person by writ, but later filed
– after the statute of limitations had run – a complaint against the personal
representative of the deceased at the same docket, the new filing did not cure
the jurisdictional defect).
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Further, we are unpersuaded by Appellants’ claim that Defendant’s filing
of responsive pleadings and engaging in discovery excused the jurisdictional
defect. It is well-settled that the issue of subject matter jurisdiction may
never be waived. See Yentzer v. Taylor Wine Co., 186 A.2d 396, 398 (Pa.
1962); Robert Half Int’l, Inc. v. Marlton Techs., Inc., 902 A.2d 519, 524-
25 (Pa. Super. 2006) (en banc). Our Supreme Court has stated:
The establishment of jurisdiction is of equal importance as the
establishment of a meritorious claim for relief. Jurisdiction is the
predicate upon which a consideration of the merits must rest.
Where the jurisdiction of the court has been lost because of the
staleness of the complaint, the attractiveness of an argument on
the merits is of no moment because the tribunal is without the
power to grant the requested relief.
Robinson v. Com., Pennsylvania Bd. of Prob. & Parole, 582 A.2d 857,
860 (Pa. 1990).
For the above reasons, Appellants’ issue does not merit relief. We
therefore affirm the trial court’s order granting Defendant’s motion for
summary judgment and dismissing Appellants’ complaint.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 04/13/2021
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