Filed 6/14/21 P. v. Smith CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE, C090693
Plaintiff and Respondent, (Super. Ct. No. 19FE009867)
v.
OMAR DUSHAUN SMITH,
Defendant and Appellant.
A jury found defendant Omar Dushaun Smith guilty of two counts of being a felon
in possession of a firearm and one count of resisting, obstructing, or delaying peace
officers in the discharge of their duties. Defendant raises two arguments on appeal. First,
defendant challenges the trial court’s order sustaining the prosecution’s objection to the
admission of lay testimony intended to establish defendant suffers from extreme panic
attacks. Second, defendant argues the prosecution submitted a legally invalid theory to
the jury during closing arguments and it is likely the jury found him guilty on that theory.
Finding no merit in defendant’s arguments, we affirm.
1
FACTUAL AND PROCEDURAL BACKGROUND
Defendant was driving a car with codefendant LeRoy Wandick, who defendant
refers to as his uncle, in the passenger seat when police officers observed him failing to
make a complete stop. The officers activated their overhead lights and, when defendant
failed to stop immediately, followed the vehicle. The officers observed at least one of the
vehicle occupants “bending over and moving around,” before defendant pulled the
vehicle over and stopped.1
Upon stopping, defendant got out of the vehicle. While officers were “dealing
with Defendant,” Wandick moved into the driver’s seat and started revving the engine.
Defendant took off running when the officers turned their attention to Wandick. One of
the officers chased defendant and subdued him.
After defendant and Wandick were placed in the back of the police vehicle, the
officers searched defendant’s car and located a backpack on the front passenger
floorboard. The backpack contained two loaded handguns as well as other objects that
belonged to Wandick. During the search, defendant and Wandick had a conversation
recorded by audio and visual equipment in the police vehicle. In the transcript of the
recording, defendant is heard saying, “[m]y fingerprints is on that gun.” In a
conversation with one of the officers before being placed into the police vehicle, recorded
by a body-worn camera, and again once in the police vehicle, Wandick repeatedly
claimed the guns belonged to him. No fingerprints were recovered from either gun. The
parties stipulated that defendant was previously convicted of a felony.
1 In his briefing, defendant states only Wandick was bending over and moving. The
People state both defendant and Wandick were bending over and moving. The officer’s
testimony on this issue is ambiguous as to whether both defendant and Wandick were
“bending over and moving around.”
2
Defendant and Wandick were tried in the same trial by the same jury. On
September 20, 2019, the jury found defendant guilty of being a felon in possession of a
firearm, and resisting, obstructing, or delaying police officers. Defendant was sentenced
to an aggregate term of four years and 120 days on October 18, 2019. On the same day,
defendant filed a notice of appeal.
Additional facts pertinent to each issue are included in the Discussion.
DISCUSSION
I
The Trial Court Did Not Abuse Its Discretion In Finding
The Proposed Panic Attack Testimony Inadmissible
Defendant argues the trial court’s exclusion of evidence related to his panic attacks
prohibited him from presenting a complete defense, violating his constitutional right
thereto. Specifically, defendant maintains that “[e]vidence of [his] tendency to panic in
stressful situations should have been admissible to rebut the prosecution’s theories of
guilt. . . . Whether [defendant] had a tendency to go into a severe state of panic was
relevant to the issue of whether he ‘willfully’ intended to resist/delay/obstruct the
officer’s performance of their [sic] duties in violation of [Penal Code] section 148,
subdivision (a), for example, when he failed to immediately pull over and, later, when he
ran. . . . More importantly, however, [defendant’s] state of mind in fleeing was highly
relevant to rebut the prosecution’s theory that [defendant’s] flight established
consciousness of guilt.” Defendant further asserts that, to the extent the argument was
forfeited, his counsel was ineffective in failing to preserve the challenge at trial.
The People argue defendant’s proffered testimony was properly excluded because
it constituted improper lay testimony and was likely to mislead the jury.
We conclude the trial court did not abuse its discretion in finding the proffered
evidence inadmissible under Evidence Code section 352. As such, we do not address
defendant’s lay witness testimony or ineffective assistance of counsel arguments. We do,
3
however, briefly consider defendant’s argument that the evidentiary ruling violated his
constitutional right to present a complete defense. We conclude no such violation
occurred.
A
Additional Facts
At trial, outside the presence of the jury, the prosecution raised concerns regarding
the witness testimony defendant planned to elicit from his fiancée, Lonyeua Sellers. The
prosecutor explained defense counsel “intends to ask questions from the civilian witness
that [defense counsel] is calling, having her testify that Defendant Smith has panic
attacks. . . . [¶] I’m objecting to any testimony regarding Defendant Smith’s panic
attacks, mental health issues, anything in that realm at all, as irrelevant; and even if it
were relevant, as speculative and improper expert opinion.”
Defense counsel countered, analogizing that he “would anticipate this coming in is
if someone testified: Is this person afraid of water? Yes, I have seen this person at the
beach running away, staying very far from water.” “[T]hey can observe that person’s
activities. I have seen this person do actions to avoid traveling on a boat; right? There
are ways in which we can commonsensically get some insight into the mental state of
another person.” “What she would testify to is she’s witnessed my client have panic
attacks in the past so extreme that he calls an ambulance. The ambulance comes, they
take him to the hospital, and he gets released shortly thereafter. That is what she would
testify to, which is basically the testimony of a percipient witness.”
The prosecutor disagreed, stating: “First, it’s irrelevant that he has panic attacks.
And on top of that, the fact that it’s caused by a panic attack requires an expert opinion.
That is not just something that a lay witness can say, [y]ou’re having panic attacks. So
my objection is the same.”
4
The trial court sustained the prosecution’s objection. The court explained the
proffered testimony was improper lay opinion and had Evidence Code section 352 issues
because it lacked probative value and posed a risk of misleading the jury.
B
The Proffered Testimony Would Have Produced Only Speculative Inferences
“Only relevant evidence is admissible at trial. [Citation.] Under Evidence Code
section 210, relevant evidence is evidence ‘having any tendency in reason to prove or
disprove any disputed fact that is of consequence to the determination of the action.’ A
trial court has ‘considerable discretion’ in determining the relevance of evidence.
[Citation.] Similarly, the court has broad discretion under Evidence Code section 352 to
exclude even relevant evidence if it determines the probative value of the evidence is
substantially outweighed by its possible prejudicial effects. [Citation.] An appellate
court reviews a court’s rulings regarding relevancy and admissibility under Evidence
Code section 352 for abuse of discretion. [Citation.] We will not reverse a court’s ruling
on such matters unless it is shown ‘ “the trial court exercised its discretion in an arbitrary,
capricious, or patently absurd manner that resulted in a manifest miscarriage of
justice.” ’ ” (People v. Merriman (2014) 60 Cal.4th 1, 74.)
Defendant asserts his “tendency to go into a severe state of panic” was relevant to
negating the specific intent required to obstruct, resist, or delay the officers in the
performance of their duties and rebutting the prosecution’s theory that defendant’s flight
showed a consciousness of guilt. We find no merit in this argument. Defendant made no
proffer indicating he had a panic attack during the interaction with the police or that the
prior panic attacks occurred under similar circumstances. Thus, any testimony regarding
defendant’s prior panic attacks would produce only a speculative inference that defendant
perhaps had one during the interaction with the police. This was not, for example, an
instance where the witness was testifying as to what she observed during the incident.
The “ ‘exclusion of evidence that produces only speculative inferences is not an abuse of
5
discretion.’ ” (People v. Cornwell (2005) 37 Cal.4th 50, 81, disapproved of on another
ground in People v. Doolin (2009) 45 Cal.4th 390, 421 & fn. 22.) The proffered
testimony further did not tend to logically, naturally, or by reasonable inference establish
material facts as to defendant’s specific intent. (See People v. Hamilton (2009) 45
Cal.4th 863, 940 [“ ‘ “ ‘The test of relevance is whether the evidence tends ‘logically,
naturally, and by reasonable inference’ to establish material facts such as identity, intent,
or motive’ ” ’ ”].)
None of the Evidence Code section 352 cases upon which defendant relies
supports his position. (Citing People v. McAlpin (1991) 53 Cal.3d 1289; People v.
Reeder (1978) 82 Cal.App.3d 543; People v. Sotelo-Urena (2016) 4 Cal.App.5th 732.)
In McAlpin, our Supreme Court reviewed the exclusion of evidence in a case
where the defendant was convicted of nonviolent lewd conduct with a child under the age
of 14. The court considered the exclusion of “proposed testimony of [the] defendant’s
three additional character witnesses that in their opinion defendant [wa]s not a ‘sexual
deviant,’ i.e., in the words of defendant’s offer of proof, ‘a person of lustful or lewd
conduct with children.’ ” (People v. McAlpin, supra, 53 Cal.3d at pp. 1289, 1308.) As to
the female character witnesses, the court found the trial court erred in excluding their
proposed testimony “that they observed defendant’s behavior with their children
throughout the course of their relationship with him, and their opinion that he is not a
person given to lewd conduct with children . . . .” (Id. at p. 1309.) The court reasoned
that, “[b]ecause the latter conclusion of the witnesses was based on their direct
observation of defendant’s behavior with their daughters, it was both a proper subject of
lay opinion testimony and relevant to the charge of child molestation.” (Ibid.) The court
further disagreed with the trial court’s conclusion that the probative value of the proposed
testimony was outweighed by the time it would take to introduce it and the confusion it
would cause. (Id. at p. 1310, fn. 15.)
6
There are no meaningful similarities between McAlpin and this case. In McAlpin,
the defendant’s behavior with children was directly at issue and the excluded evidence
tended to show defendant had a history of acting in a manner contrary to the criminal
behavior with which he was charged in that case. (People v. McAlpin, supra, 53 Cal.3d
at pp. 1304-1305.) Here, defendant did not argue that he had a panic attack during the
incident and the proffered testimony did not seek to establish that defendant had panic
attacks under circumstances similar to the incident. McAlpin thus does not assist
defendant.
Reeder is also inapposite. Defendant asserts “Reeder held that Evidence Code
section 352 may not be applied to exclude ‘evidence, the probative value of which is
stronger than the slight-relevancy category and which tends to establish a defendant’s
innocence . . . .’ ” (Quoting People v. Reeder, supra, 82 Cal.App.3d at p. 552.) The full
quote from Reeder actually provides that “a defendant’s due process right to a fair trial
requires that evidence, the probative value of which is stronger than the slight-relevancy
category and which tends to establish a defendant’s innocence, cannot be excluded on the
theory that such evidence is prejudicial to the prosecution.” (Ibid.) Here, the trial court
did not exclude the evidence because it was prejudicial to the prosecution; rather, the trial
court found the proffered evidence lacked probative value and could mislead the jury.
Moreover, Reeder is also distinguishable as to that court’s probative value finding,
upon which defendant relies.2 The defendant in Reeder was convicted of selling heroin.
(People v. Reeder, supra, 82 Cal.App.3d at p. 547.) The defendant attempted to submit
evidence showing that he strongly disliked his codefendant and thus would not have
engaged in narcotics dealings with him. (Id. at p. 550.) The trial court excluded such
2 Defendant asserts that, as in Reeder, “the trial court erred as a matter of law by
excluding evidence related to [defendant’s] character as it would have helped explain
[defendant’s] possible state of mind at the time of the charged offenses.”
7
evidence, but the appellate court “conclude[d] that the trial court’s ruling in excluding the
proffered evidence constituted prejudicial error.” (Ibid.) The court explained that “from
this mental fact of dislike, it is reasonable to make an inference that defendant acted in
conformity with such dislike and did not furnish the samples of cocaine and heroin to [the
codefendant] and did not, at the instigation of [the codefendant], sell heroin to [another].”
(Ibid.) In contrast to Reeder, as explained ante, here, any inferences drawn from the
proffered testimony would have been speculative and thus likely to mislead the jury, as
the trial court correctly determined. This case is thus not like Reeder.
Finally, the facts in Sotelo-Urena are materially different from this case. In
Sotelo-Urena, the defendant was tried for first degree murder and sought to introduce
expert testimony regarding homeless individuals being the victims of crime at a
significantly higher rate than housed individuals “via an expert prepared to testify that as
a result of this higher rate of victimization, homeless individuals experience a heightened
sensitivity to perceived threats of violence. This evidence, [the] defendant submitted,
was relevant to his claim that he acted in self-defense or, at the very least, imperfect self-
defense. The trial court excluded the testimony on the ground that it was irrelevant to
[the] defendant’s claim that he actually and reasonably believed he needed to use lethal
force to defend himself -- that homelessness was a ‘common experience with the jurors
and not subject to expert testimony.’ ” (People v. Sotelo-Urena, supra, 4 Cal.App.5th at
pp. 736-737, 741.) The appellate court disagreed and reversed. (Id. at p. 737.)
The appellate court in Sotelo-Urena explained “[a] defendant claiming self-
defense or imperfect self-defense is required to ‘prove his own frame of mind.’
[Citations.] Because defendant’s frame of mind was at issue, the jury in [the] defendant’s
trial was expressly instructed that, ‘In evaluating the defendant’s beliefs, consider all the
circumstances as they were known and appeared to the defendant.’ [Citation.] In other
words, the jury was to evaluate [the] defendant’s belief in the need to use lethal force
from his perspective. Evidence that would assist the jury in evaluating the situation from
8
defendant’s perspective was thus relevant.” (People v. Sotelo-Urena, supra, 4
Cal.App.5th at p. 745.)
Defendant asserts “Sotelo-Urena, first, rejected the trial court’s relevancy analysis,
given the defendant’s frame of mind in killing the victim was squarely at issue in the
murder trial. [Citation.] Sotelo-Urena, then, highlighted that evidence establishing a
defendant’s tendency to overreact is highly relevant to explaining the defendant’s
reaction on a given occasion. [Citation.] Finding the jury’s assessment as to the
defendant’s likely mental state in stabbing the victim was essential, among other things,
to their analysis of the intent element, Sotelo-Urena found the lower court’s exclusion
constituted reversible error.”
Again, the problem with defendant’s argument is that he fails to explain how the
fact that he had some panic attacks in the past was probative of any issue in this case. As
we explained ante, it was not. As such, Sotelo-Urena is different from this case. In
Sotelo-Urena, the proffered evidence about overreacting during the event was the very
behavior in question -- whether defendant acted in self-defense or imperfect self-defense.
(People v. Sotelo-Urena, supra, 4 Cal.App.5th at p. 744.) The defendant’s heightened
sensitivity to perceived threats of violence was relevant to the defendant’s mental state at
issue in that case. (Id. at p. 745.)
Defendant has failed to show the trial court abused its discretion in a “manner that
resulted in a manifest miscarriage of justice.” (People v. Rodriguez (1999) 20 Cal.4th 1,
9-10.) Defendant has thus not met his burden of showing prejudicial error requiring
reversal.
C
The Trial Court Did Not Violate Defendant’s Right To Present A Complete Defense
Defendant cites Chambers v. Mississippi (1973) 410 U.S. 284 [35 L.Ed.2d 297]
for support and argues the trial court’s evidentiary exclusion violated his right to present
a complete defense. Defendant asserts that his “fundamental rights to due process and
9
confrontation mandate a defendant be permitted to call witnesses and introduce testimony
to rebut the charges against him.” Although defendant cites and summarizes Chambers,
he fails to explain how the reasoning in that case applies here.
In Chambers, the United States Supreme Court invalidated a state’s hearsay rule
on the ground that it abridged the defendant’s right to “present witnesses in his own
defense” and concluded “the exclusion of this critical evidence, coupled with the State’s
refusal to permit [the defendant] to cross-examine [a witness], denied him a trial in
accord with traditional and fundamental standards of due process.” (Chambers v.
Mississippi, supra, 410 U.S. at p. 302 [35 L.Ed.2d at pp. 312, 313].) The court
specifically stated, “we hold quite simply that under the facts and circumstances of this
case the rulings of the trial court deprived Chambers of a fair trial.” (Id. at p. 303 [35
L.Ed.2d at p. 313]) As defendant acknowledges, to determine whether the exclusion of
evidence violates the federal standard, as determined in Chambers, depends on whether
the excluded evidence was vital to the defendant’s defense. (Citing People v. Cornwell,
supra, 37 Cal.4th at p. 82.)
As our Supreme Court said in Cornwell, when it discussed the applicability of
Chambers, “[a] defendant has the general right to offer a defense through the testimony
of his or her witnesses [citation], but a state court’s application of ordinary rules of
evidence -- including the rule stated in Evidence Code section 352 -- generally does not
infringe upon this right.” (People v. Cornwell, supra, 37 Cal.4th at p. 82.) “Although the
high court in Chambers determined that the combination of state rules resulting in the
exclusion of crucial defense evidence constituted a denial of due process under the
unusual circumstances of the case before it, it did not question ‘the respect traditionally
accorded to the States in the establishment and implementation of their own criminal trial
rules and procedures.’ ” (Ibid.) As our Supreme Court also more recently explained:
“ ‘ “Although we recognize that a criminal defendant has a constitutional right to present
all relevant evidence of significant probative value in [her] favor [citations], ‘. . . the
10
proffered evidence must have more than “slight-relevancy” to the issues presented.’ ” ’ ”
(People v. Nieves (2021) 11 Cal.5th 404, 445.)
Where, as in Cornwell, “the excluded evidence in the present case was not so vital
to the defense that due process principles required its admission,” the exclusion of the
panic attack testimony under Evidence Code section 352 did not violate defendant’s
federal constitutional right to present a defense. (People v. Cornwell, supra, 37 Cal.4th at
p. 82.) Indeed, although defendant notes “the issue is whether the excluded evidence was
‘vital,’ ” he makes no attempt to argue the excluded evidence was vital in this case. As
we explained ante, the excluded evidence was not of significant probative value. Thus,
defendant has failed to demonstrate that Chambers has any application under the facts
presented here.
Defendant further asserts that, “as in Reeder, the exclusion of evidence violated
the federal constitution” because, “the proffered evidence was not merely impeachment
evidence that might have undermined a witnesses’ credibility but, rather, spoke to the
defendant’s culpability directly.” In Reeder, discussed ante, the appellate court
determined the trial court was not “justified in exercising [its] discretion under Evidence
Code section 352 to exclude evidence of significant value to defendant because of the
danger of substantial prejudice to a codefendant.” (People v. Reeder, supra, 82
Cal.App.3d at pp. 553-554.) Here, in contrast to the defendant in Reeder, defendant has
failed to demonstrate how the proffered evidence had any probative value at the trial level
and now, again, on appeal -- as is his burden.
11
II
Defendant’s Prosecutorial Error Claims Are Forfeited And
His Ineffective Assistance Of Counsel Argument Fails
Defendant argues the jury was misled because the prosecution submitted a legally
invalid theory of possession to the jury during closing argument.3 Specifically, defendant
claims that the prosecution argued a definition of possession used for robbery, including
an understanding of constructive possession, that defendant maintains has been held by
our Supreme Court to not apply to unlawful possession of a firearm. In defendant’s view,
“[i]n doing so, the prosecutor denied having any obligation to prove [defendant] ever
actually exercised and/or intentionally exercised possession, whether constructive or
actual, as to either gun, much less both.” Defendant further asserts that the prosecutorial
error resulted in the jury finding him guilty on a legally invalid theory because “it is
reasonably likely that at least one juror convicted [defendant] without finding [defendant]
had ever intentionally exercised a right of possession over both guns at any point in the
past.” To the extent we deem the argument forfeited because defense counsel failed to
object to the prosecutor’s closing argument and ask for clarifying instructions, defendant
asserts he is entitled to relief based on a denial of his Sixth Amendment right to the
effective assistance of counsel.
The People initially maintain that defendant’s claim of prosecutorial error is
forfeited. The People further argue the prosecutor noted the proper theory of guilt during
closing argument, and, in the alternative, any error in that regard was harmless.
We conclude, first, that defendant’s claim of prosecutorial error was not properly
preserved at the trial level and thus forfeited. Second, to the extent clarifying instructions
3 Defendant confusingly frames this issue as an instructional error claim. We agree
with the People that defendant’s argument amounts to a prosecutorial error claim instead.
The prosecution does not instruct the jury; the court does.
12
should have been provided, defendant similarly failed to properly preserve that issue for
appeal. Finally, we conclude defendant has not demonstrated his counsel’s performance
fell below an objective standard of reasonableness under prevailing professional norms
and thus we find no merit in his ineffective assistance of counsel argument.
A
Additional Facts
The trial court provided the following pertinent jury instructions. “To prove that a
defendant is guilty of [unlawfully possessing a firearm, Penal Code section 29800], the
People must prove that, number one, the defendant possessed a firearm; two, the
defendant knew that he possessed the firearm; and, three, the defendant had previously
been convicted of a felony.” “A person does not have to actually hold or touch
something to possess it. It is enough if the person has control over it, or the right to
control it either personally or through another person. Two or more people may possess
something at the same time. But mere proximity or access to the weapon standing alone
is not sufficient evidence of possession.”
During closing argument, the prosecutor expanded on the above. “A person does
not have to hold or touch something to possess it. A lot of times people will think, like,
only if you were holding it, you’re possessing it; right? So, yes, I’m possessing this little
laser pointer thing, but I’m also possessing my binder over there. It’s my binder. I have
a right to go over and use it if I want to. So just because I’m not touching it, I’m still
possessing it. So a person doesn’t have to hold or touch something to possess it. It is
enough that someone has control over it, or the right to control it. So what we’re talking
about is a right to control. . . . [¶] Two or more people may possess something at the
same time. So there are multiple people who could have the right to possess one
thing. . . . [¶] Mere proximity to the weapon by itself is not enough. Of course, if
something is next to you, and you don’t know it, then you’re not possessing it.”
13
“What is important when you’re looking at a right to possess is the relationship
between the people involved. So is it a family relationship, husband/wife, mother/son, or
parent/child, cousins, nephew and uncle, they have often time [sic] a family relationship
where they will have the right to possess something of another person in their family.
Gang members often have rights to possess each others [sic] weapons, that is something
that is kind of a common example. Friends have rights to possess each other’s items.”
The prosecutor then provided the following example: “Say [defendant and
Wandick] get into the car, maybe [defendant] is in the driver’s seat and he puts his gun in
the console, the little kind of compartment in the driver door, and . . . Wandick gets in the
passenger seat and puts his gun in the little console, the passenger door compartment, and
then they’re driving along. They switch positions in the car, and [defendant] decides to
get in the passenger seat and . . . Wandick is now driving the car. Let’s say at that
moment they get shot at. So they grab their guns, and they go to shoot back at whatever
car is shooting at them. If that were to happen, it doesn’t matter that actually it was
Defendant Smith’s gun in that compartment of the driver door. You better believe
Defendant Wandick is going to be able to grab it and fire back. It doesn’t matter that
Defendant Wandick’s gun were [sic] in the passenger side compartment of that door
because Defendant Smith can grab it and shoot back because of their relationship.”
Defense counsel objected, “This is not proper argument. This is pure speculation at this
point as to future dangers and to the public that are posed by these defendants.” The
prosecutor countered that she was “[e]xplaining the right to possess.” The trial court
sustained the objection to “the extent of discussing speculation about shooting the gun.”
The prosecutor continued, “Obviously, there is no evidence of shooting in this
case. We’re not talking about shooting. I’m just explaining if a situation were to arise
they can use each other’s guns, so it doesn’t matter that one person owns one gun and one
person owns the other. If something were to happen and they both have their guns there,
there’s not going to be an issue because they are nephew and uncle that [sic] they can use
14
each other’s guns if a situation were to arise. . . . [¶] So it doesn’t matter, like I was
saying, which gun belongs to which person. We’re talking about the family relationship.
These are two people [who] are close. Obviously, they are close enough that they’re both
going to put their guns in one backpack together to try to hide the guns. . . . [¶] These
two people have a close relationship, and because of that close relationship, regardless of
whether they ever intended to use each other’s guns, regardless of whether maybe both
guns belonged to Defendant Smith or Defendant Wandick, regardless of whether or not
they ever planned to, whether or not they have ever held each other’s guns, because of
their relationship they have the right to possess the other person’s guns or both guns in
the car, so that is what we’re talking about. You have to look at the relationship and see
obviously they have the right to possess each other’s guns.”
Defense counsel addressed the prosecutor’s possession arguments during his
closing argument. “If there is a disagreement about the law, you have the instructions,
you can ask for more direction, if necessary.” “[T]he People must prove that the
defendant possessed a firearm, and that the defendant knew that he possessed the firearm.
What does that mean? Just say my girlfriend hands me a purse, I have the purse, right,
and there might be something in that purse, I don’t know, I have not looked in it, right,
they have to prove both the possession and the knowledge is occurring at the same time.”
“So let’s return to the instructions. The defendant possessed a firearm, the
defendant -- I’m cutting stuff out for the sake of brevity, and to go [sic] the parts that are
important. The defendant possessed a gun, the defendant knew that he possessed a gun.
Where is the evidence that he actually touched it? I know there is evidence that he
thought he may have; right? But where is the evidence that he touched it? Where is the
evidence that he touched which gun? The [district attorney] can’t say to you that you
have got to convict him of one or the other and they can’t prove which one. They have
got to be able to prove one, so that is insufficient. So which one did he touch, if he did,
in fact, touch it? Where is the evidence of the right of control? If it was Ms. Sellers
15
coming in here and taking the fall for him, I can see this story making a little more sense,
but Mr. Wandick is -- where the evidence that he is so close to Mr. Smith, right, that they
have some sort of relationship where he would take -- he would take the fall for him?”
The prosecutor responded in rebuttal with the following. “I just want to address a
couple of things that [defense counsel] said in his closing argument. [¶] . . . [¶] He said
that, well, the [prosecutor] can’t prove which person goes to which gun, and who owns
which gun, and so, therefore, she is conceding herself that the defendants are not guilty of
either charge one or charge two. I said this in my first closing argument, it’s not required
that we prove which defendant goes to which gun. That is why I was making that
distinction between ownership and right to control. . . . We’re not talking about
ownership. We’re talking about right to possess like I was talking about earlier, and what
we’re looking at with the right to possess for firearms is the relationship with the two
people.”
“Are these two people who would have a right to possess a firearm if they wanted
to, if they wanted to grab that firearm and use it? The answer is yes. Because of their
[sic] relationship between Defendant Smith and Wandick, uncle and nephew, whatever it
may be, they have the right to possess the firearms of each other, regardless of who
actually had which gun in this case.” “So I just wanted to clarify that area of the law. It’s
not required ownership, of course, for possession of a firearm.” “Now, of course
[defense counsel] wishes he would have had a lawyer advising him when he was in the
back seat of the patrol vehicle, because, of course, he would not have said, my prints are
on that gun. He would not have confessed to handling one of those guns. He would not
have made an incredibly incriminating statement if he had a lawyer advising him. Of
course he wishes he did not say that because it shows he is guilty of [Penal Code section]
29800. It shows he was handling that gun; that one of those guns was his.” “So this is
not some maybe I touched the gun, or maybe when I pushed it away my fingerprints were
on it; that is a very direct statement from him essentially confessing to [Penal Code
16
section] 29800, confessing to handling the gun, so, of course, he wishes he would have
not said that, he wishes he had a lawyer advising him to stop talking, but he did, and that
shows that he was handling one of those guns.” “When you’re looking at all of the facts,
and you’re using your common sense, the only reasonable conclusion is that both
defendants in this case possessed those guns, they both had guns, they both had the right
to possess them, so they are both guilty of [Penal Code section] 29800.” Thereafter, the
court gave instructions on jury deliberations, conduct, and the verdict forms.
B
Forfeiture
“ ‘ “[A] defendant may not complain on appeal of prosecutorial misconduct unless
in a timely fashion, and on the same ground, the defendant objected to the action and also
requested that the jury be admonished to disregard the perceived impropriety.” ’ ”
(People v. Centeno (2014) 60 Cal.4th 659, 674, italics added.) Here, defense counsel
objected only to the prosecutor’s hypothetical of a shooting occurring as “pure
speculation.” Defense counsel in that regard failed to request that the jury be admonished
to disregard the perceived impropriety. More importantly, defense counsel did not object
to the prosecutor’s possession arguments and did not assert that “the prosecution was
incorrectly urging the application of a robbery-possession analysis (plus knowledge of
presence),” as defendant now advances on appeal. Defendant has thereby forfeited the
prosecutorial error argument.
Further, defendant agrees the jury instructions provided by the trial court were
correct. Defendant believes, however, that defense counsel “should have requested
clarifying instructions.”4 “[B]ecause the instruction given was correct, it was incumbent
4 We note defendant’s argument with regard to the need for a clarifying instruction
or clarifying instructions is confusing. As we can best glean, defendant believes his trial
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on defendant[] to request clarifying language. [His] failure to do so [forfeited] the issue.”
(People v. Hardy (1992) 2 Cal.4th 86, 153.) Accordingly, we deem forfeited defendant’s
argument regarding the need for clarifying instructions.
C
Ineffective Assistance Of Counsel
Anticipating our finding of forfeiture, defendant argues constitutionally effective
counsel would have objected “more thoroughly to the prosecution’s misleading
arguments” and requested clarifying instructions as to possession and specific intent. The
People do not address this argument. The People maintain the prosecutor’s argument
regarding the law of possession was legally correct and there is no reasonable likelihood
the jury interpreted the prosecutor’s remarks to negate the requisite specific intent.
“ ‘A defendant whose counsel did not object at trial to alleged prosecutorial
misconduct can argue on appeal that counsel’s inaction violated the defendant’s
constitutional right to the effective assistance of counsel.’ [Citation.] Defendant
advances that claim here. He bears the burden of showing by a preponderance of the
evidence that (1) counsel’s performance was deficient because it fell below an objective
standard of reasonableness under prevailing professional norms, and (2) counsel’s
deficiencies resulted in prejudice.” (People v. Centeno, supra, 60 Cal.4th at p. 674.)
“ ‘Unless a defendant establishes the contrary, we shall presume that “counsel’s
performance fell within the wide range of professional competence and that counsel’s
actions and inactions can be explained as a matter of sound trial strategy.” ’ ” (People v.
Centeno, supra, 60 Cal.4th at pp. 674-675.) When the record on direct appeal sheds no
light on why counsel failed to act in the manner challenged, defendant must show that
there was “ ‘ “ ‘no conceivable tactical purpose’ ” for counsel’s act or omission.’ ” (Id. at
counsel should have “request[ed] a clarification or tailoring of the intent instruction”
and/or clarification that the right to control a gun is insufficient to establish possession.
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p. 675.) “ ‘[T]he decision facing counsel in the midst of trial over whether to object to
comments made by the prosecutor in closing argument is a highly tactical one . . . .’
[citation], and ‘a mere failure to object to evidence or argument seldom establishes
counsel’s incompetence.’ ” (Ibid.)
In his closing argument, defense counsel countered the prosecutor’s closing
argument regarding knowledge and possession. He told the jury that, “[i]f there is a
disagreement about the law, you have the instructions, you can ask for more direction, if
necessary.” As defendant acknowledges, the appropriate instructions were provided to
the jury by the trial court. Defendant’s trial counsel further specifically addressed the
elements of knowledge and possession, and the prosecutor’s theories. From his closing
argument, we understand defense counsel’s strategy was to focus on the lack of evidence
that defendant touched either of the guns and the lack of evidence that defendant and
Wandick had a close relationship. Defendant’s trial counsel thus made a tactical choice
to undermine the prosecutor in his own closing remarks and to direct the jury to the
instructions that were correct. For this reason, defendant has failed to show that there
was no conceivable tactical purpose for his trial counsel’s actions and thus his ineffective
assistance of counsel claim fails.
Defendant attempts to use Jeffers as an example where there was an occurrence of
instructional error with regard to intent. First, defendant acknowledges the trial court in
this case provided the jury with the correct instructions. Second, Jeffers does not assist
with the ineffective assistance of counsel inquiry because that case did not consider an
ineffective assistance of counsel claim. We thus fail to see the relevance or pertinence of
Jeffers in this context.
To the extent defendant asserts his counsel was ineffective for failing to object to
the prosecutor’s rebuttal argument, we disagree. In that regard, Johnsen is on point.
(People v. Johnsen (2021) 10 Cal.5th 1116, 1165.) In Johnsen, during opening argument,
“the district attorney recited the jury instruction defining reasonable doubt,” adding
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additional commentary thereto. (Id. at p. 1162) “[The defendant’s] counsel did not
object at the time to the prosecution’s characterization of the reasonable doubt standard.
[¶] During closing argument, however, defense counsel directly confronted the
prosecutor’s opening comments.” (Ibid.) During his rebuttal, the prosecutor once again
commented on the reasonable doubt standard. (Id. at p. 1163.) After closing arguments,
the court instructed the jury with the definition of reasonable doubt. (Id. at p. 1164.)
On appeal, the defendant argued his defense counsel was ineffective for objecting
to the prosecutor’s closing argument. (People v. Johnsen, supra, 10 Cal.5th at p. 1165.)
Focusing on whether “ ‘the record affirmatively discloses counsel had no rational tactical
purpose for the challenged act or omission,’ ” the Johnsen court underscored that “ ‘the
decision . . . whether to object to comments made by the prosecutor in closing argument
is a highly tactical one.’ ” (Ibid.) In that regard, the Johnsen court contrasted the facts in
that case with those in Centeno: “Instead of registering a contemporaneous objection,
defense counsel appears to have made a tactical choice to undermine the prosecutor in his
own closing remarks. In Centeno, we held that there was ‘no reasonable tactical purpose’
for defense counsel’s failure to object to the prosecutor’s use of an improper hypothetical
that was reasonably likely to have misled the jury regarding the reasonable doubt
standard. [Citation.] The prosecutor in Centeno mischaracterized the reasonable doubt
standard for the first time during rebuttal arguments. By contrast the prosecutor in this
case made nearly identical misstatements during both his opening and rebuttal arguments.
Defense counsel may have made a strategic decision to rely on the counterarguments he
had already made during his closing statement rather than objecting to the prosecutor’s
rebuttal statements. Such a tactical choice was not objectively unreasonable . . . .”
(Johnsen, at p. 1165.)
For the reasons provided in Johnsen, as contrasted with Centeno, we conclude that
defendant’s trial counsel’s potential tactical choice to not object to the prosecutor’s
rebuttal argument was not objectively unreasonable. As in Johnsen, defense counsel
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responded to the prosecutor’s possession and knowledge arguments during his own
closing argument. Defendant identifies no additional grounds for objecting to the
prosecutor’s rebuttal closing argument. Thus, as in Johnsen, we conclude defense
counsel appears to have made the tactical choice “to rely on the counterarguments he had
already made during his closing statement rather than object[] to the prosecutor’s rebuttal
statements” and his tactical decision was not objectively unreasonable. (People v.
Johnsen, supra, 10 Cal.5th at p. 1165.)
DISPOSITION
The judgment is affirmed.
/s/
Robie, Acting P. J.
We concur:
/s/
Murray, J.
/s/
Renner, J.
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