[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 05-14900 ELEVENTH CIRCUIT
Non-Argument Calendar MAY 18, 2006
________________________ THOMAS K. KAHN
CLERK
D. C. Docket No. 03-00217-CR-ORL-22-JGG
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
versus
SAINT R. MURPHY,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Florida
_________________________
(May 18, 2006)
Before TJOFLAT, DUBINA and MARCUS, Circuit Judges.
PER CURIAM:
This is the second time we consider Saint R. Murphy’s sentence on appeal.
We previously vacated and remanded Murphy’s 292-month sentence, for
conspiring to possess with intent to distribute 5 kilograms or more of cocaine
hydrochloride and 50 grams or more of cocaine base, in violation of 21 U.S.C.
§§ 846, 841(a)(1) and (b)(1)(A)(ii), for resentencing under the now-advisory
Sentencing Guidelines, pursuant to United States v. Booker, 543 U.S. 220 (2005).
See United States v. Murphy, No. 04-16312 (11th Cir. May 5, 2005) (unpublished
order granting government’s motion to remand for resentencing) (“Murphy I”). In
this appeal, “Murphy II,” the government appeals the 188-month sentence imposed
at the resentencing hearing. On appeal, the government argues that the district
court erred as a matter of law by determining that Murphy could be sentenced only
on the basis of the drug quantities charged in the indictment, to which he pled
guilty, rather than based on the district court’s own findings of greater drug
quantities. The government asserts that after Booker a district court may impose a
sentence based on judicial findings of fact that go beyond the facts charged in the
indictment and the defendant’s admissions, so long as the district court does not do
so under a mandatory Guidelines regime.
Upon careful review of the record and the parties’ arguments, and in light of
our intervening caselaw concerning sentencing after Booker, which we observe
was not available to the district court when it resentenced Murphy, we again vacate
Murphy’s sentence and remand for resentencing.
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The relevant facts and procedural history follow. On January 21, 2004, by
superseding indictment, Murphy, along with 3 co-defendants, was charged with
conspiring to possess with intent to distribute 5 kilograms or more of cocaine
hydrochloride and 50 grams or more of cocaine base, in violation of 21 U.S.C.
§§ 846, 841(a)(1) and (b)(1)(A)(ii). Murphy pled guilty and proceeded to
sentencing for the first time in Murphy I.
According to the presentence investigation report (“PSI”), Murphy was
arrested after another individual, who was cooperating with authorities, provided
information about drug trafficking activities in Daytona Beach, Florida. The
cooperating witness estimated that Murphy and his brother purchased 10 to 45
kilograms of cocaine twice monthly. A confidential informant also advised law
enforcement agents that on one occasion he or she transported between 60 and 80
kilograms of cocaine base to Murphy and his brother. The PSI stated that the total
quantity of drugs attributable to Murphy exceeded 150 kilograms of cocaine
hydrochloride and 1.5 kilograms of cocaine base.
Murphy raised two objections to the PSI, including, pursuant to Blakely v.
Washington, 542 U.S. 296 (2004), that the Federal Sentencing Guidelines were
unconstitutional and that he should be sentenced without regard to the base offense
level established by the Guidelines and his criminal history. He also disputed the
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PSI’s determination of drug quantity, arguing that he pled guilty to only the
amount charged in the indictment, which was 5 kilograms or more of cocaine
hydrochloride and 50 grams or more of cocaine base.
On September 17, 2004, at the first sentencing hearing, the district court
overruled Murphy’s Blakely claim, noting that this Court had determined that the
Blakely holding did not apply to the Guidelines. After considering the testimony
of three cooperating co-conspirators, the district court specifically found that
Murphy’s crime involved 150 kilograms or more of cocaine hydrochloride and 1.5
kilograms of cocaine base. Based on this finding, the PSI’s recommendations, and
Murphy’s adjusted offense level of 36 and criminal history category V, Murphy
faced a Guidelines sentencing range of 292 to 365 months’ imprisonment. The
district court imposed a 292-month term of imprisonment, followed by 5 years’
supervised release. The government inquired whether the district court would have
imposed the same sentence if the Guidelines were declared unconstitutional, to
which the district court responded it would have imposed a 150-month sentence
based on the drug quantity to which Murphy pled rather than the amount calculated
in the PSI.
In Murphy I, Murphy appealed to this Court, arguing that he was entitled to
be resentenced under Booker, which issued after his sentence was imposed and
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while his appeal was pending here. The government filed a “Motion for Order
Certifying that Remand for Resentencing is Warranted” based on the district
court’s comments at sentencing that if the Guidelines had not been mandatory, the
court would have imposed a lower sentence. The district court also certified that
resentencing was warranted and we vacated Murphy’s sentence and remanded the
case for a new sentencing hearing, during which the district court could consider
the Guidelines as advisory. We provided the following guidance to the district
court in our Murphy I remand order:
At the new sentencing hearing, the District Court is still required to
make guidelines calculations, should determine the guidelines range,
and shall consider the guidelines range along with the statutory factors
contained in 18 U.S.C. § 3553(a). See U.S. v. Rodriguez, 398 F.3d
1291, 1300 (11th Cir. 2002) (Stating “the guidelines range is now
advisory; it no longer dictates the final sentencing result but instead is
an important factor that the sentencing court is to consider along with
the factors contained in § 3553(a) in reaching the sentencing result.”).
Id.
On August 2, 2005, at the resentencing hearing, which forms the basis of the
government’s instant appeal, Murphy reiterated his argument that the district court
could not find drug quantities exceeding the amounts charged in the indictment or
admitted by him. The government responded that, post-Booker, while the
Guidelines should be applied in an advisory fashion, it was not necessary that the
drug amount be charged in the indictment or proven beyond a reasonable doubt to
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a jury. The government noted that the testimony from the first sentencing hearing
supported the conclusion that Murphy had been responsible for a larger drug
quantity than the quantity specified in the indictment. The following colloquy then
took place:
[AUSA]: In reviewing the transcript of sentencing on November 17[,
2004] . . . I believe [the Court] was concerned as to whether or not we
had proof beyond a reasonable doubt of the amount of drugs. If we
did, the Court indicated, then it would be five kilos of cocaine, 50
grams of crack, and therefore, he would be a level 32. . . .
That was not the case, as it would happen. The Supreme Court,
I think, surprised all of us in its ruling and basically said that
guidelines were just advisory. So we would ask the Court to still
sentence him to what we believe is a reasonable sentence, the sentence
previously imposed, which was the low end of the guideline range.
THE COURT: Do you have any case law that says that post-
Booker and Fanfan that there’s no need for a jury to determine the
drug quantity?
....
I don’t remember a case but I’m asking if you know.
....
[DEFENSE COUNSEL]: No, I don’t, Judge, because I don’t know
that there is any case that’s a remand case or anything, a sentencing,
after January, [the date of Booker], that would have just been a pure
Booker case as opposed to some type of Blakely/Booker hybrid. I
don’t know of any.
THE COURT: So there is no disagreement that he’s a [offense level]
32-[criminal history category] V if it has to be the drug quantity he
pled to?
6
[AUSA]: If the drug quantity had to be proved beyond a reasonable
doubt or admitted by the defendant, than it would be a 32-V.
THE COURT: Right. Do you agree with that --
[DEFENSE COUNSEL]: Yes.
....
THE COURT: . . . Well, I’m going to make the finding that in an
instance such as this where the defendant pleads guilty assuming a
certain level of drug quantity charged in the indictment, [that] is the
guideline range the Court should impose. So I’m going to consider
the guidelines range is 30-V [after a 2-level acceptance-of-
responsibility reduction] which is 168 to 210. And then I’ll address
arguments from both sides as to whether the guideline range is
appropriate in this case.
(emphasis added). Thus, the court determined, the total adjusted offense level,
after a two-level reduction for acceptance of responsibility, was 30, and the
criminal history category was V, resulting in an applicable guideline range of 151
to 188 months’ imprisonment.
In support of a low-end sentence of 151 months’ imprisonment, defense
counsel argued that Murphy’s co-conspirators had received sentences ranging from
37 to 210 months’ imprisonment, with the average sentence being 145 months.
Counsel also urged that a criminal history category V overstated the seriousness of
Murphy’s criminal history.
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The government objected to the district court’s determination that it could
not make factual findings to support the offense-level enhancements it previously
imposed at the first sentencing hearing. The government also urged that Murphy
played a larger role in the conspiracy, thus supporting a higher sentence than other
co-conspirators.
After hearing the parties’ arguments, providing Murphy the opportunity to
make a statement, and noting that it had considered the § 3553(a) factors, the court
imposed a high-end sentence of 188 months’ imprisonment and 5 years’ supervised
release, finding “no reason . . . considering [§] 3553 to depart from the guidelines
sentence” and stating that Murphy “should get the high end of the sentencing
guideline rather than the low end based upon his participation in this conspiracy.”
The court subsequently reiterated that it “[found] no reason to depart from the
sentence called for by application of the guidelines. This appeal followed.
We have now made clear that Booker’s prohibition against extra-verdict
enhancements is dependent on the mandatory nature of the Guidelines. See United
States v. Shelton, 400 F.3d 1325, 1331 (11th Cir. 2005)(“Booker error exists when
the district court misapplies the Guidelines by considering them as binding as
opposed to advisory.”). “[B]oth majority opinions in Booker make clear that the
decisive factor that makes pre-Booker sentencing problematic is not extra-verdict
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enhancements but their use in a mandatory guidelines system.” United States v.
Rodriguez, 398 F.3d 1291, 1301 (11th Cir.), cert. denied,--- U.S. ----, 125 S. Ct.
2935; see also United States v. Chau, 426 F.3d 1318, 1323-24 (11th Cir. 2005)
(holding that if a district court applies the Guidelines as advisory, nothing in
Booker prohibits the district court from making, under a preponderance-of-the-
evidence standard, additional factual findings that go beyond a defendant’s
admission).
Thus, a district court may find facts not found by a jury nor admitted by the
defendant, and use them in formulating a sentence, as long as the district court
properly applies advisory Guidelines. Chau, 426 F.3d at 1324. As we have
explained, “the district court’s factual findings for purposes of sentencing may be
based on, among other things, evidence heard during trial, undisputed statements in
the PSI, or evidence presented during the sentencing hearing.” United States v.
Polar, 369 F.3d 1248, 1255 (11th Cir. 2004).
In the instant case, the district court’s statements at the resentencing hearing
indicate that it erred as a matter of law in imposing sentence. The court said: “in
an instance such as this where the defendant pleads guilty assuming a certain level
of drug quantity charged in the indictment, [that] is the guideline range the Court
should impose.” Given the colloquy that took place before this conclusion, it is
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clear the district court thought that Booker required it to use the amount charged in
the indictment, or admitted by a defendant, in calculating the Guidelines range. To
the contrary, we have explained that post-Booker, sentencing courts can make
factual determinations using a preponderance-of-the-evidence standard, and
sentence a defendant on the basis of such factual findings, even if the defendant did
not admit to those facts. See Chau, 426 F.3d at 1323.
Here, at the first sentencing hearing, for which a PSI was prepared and at
which time it heard the testimony of three cooperating co-conspirators, the district
court found as a fact that the instant offense involved 150 kilograms or more of
cocaine hydrochloride and 1.5 kilograms of cocaine base, but indicated it would
impose a lower sentence if the Guidelines were advisory. At the resentencing
hearing, the district court took no new evidence, made no new factual findings, and
did not order an amended PSI, but determined that it could not use the findings it
had previously made to compute the drug quantity attributable to Murphy. This
was legal error and requires that we vacate and again remand Murphy’s case for
resentencing. Cf. Polar, 369 F.3d at 1255 (noting that “factual findings for
purposes of sentencing may be based on, among other things, evidence heard
during trial, undisputed statements in the PSI, or evidence presented during the
sentencing hearing”).
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On remand, the district court initially must correctly calculate the Guidelines
range and then may, if warranted, and in consideration of the 18 U.S.C. § 3553(a)
sentencing factors, “impose a more severe or more lenient sentence as long as it is
reasonable.” United States v. Crawford, 407 F.3d 1174, 1179 (11th Cir. 2005); see
also United States v. Williams, 435 F.3d 1350, 1353-54 (11th Cir. 2006) (“After it
has made this calculation [the correctly calculated Guidelines range], the district
court may impose a more severe or more lenient sentence as long as the sentence is
reasonable.”).
VACATED AND REMANDED.
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