United States Court of Appeals
For the First Circuit
No. 10-2316
JOHN COLLINS,
Plaintiff, Appellant,
v.
UNIVERSITY OF NEW HAMPSHIRE; BRUCE MALLORY, in his official
capacity as Provost and Executive Vice President of the
University of New Hampshire; ROBERT C. WHITTEN, in his official
capacity as Police Officer of the University of New Hampshire
Police Department,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW HAMPSHIRE
[Hon. Landya B. McCafferty, U.S. Magistrate Judge]
Before
Lynch, Chief Judge,
Torruella and Howard, Circuit Judges.
Paul McEachern, with whom Shaines & McEachern, PA, was on
brief for appellant.
Martha Van Oot, with whom John L. Arnold and Orr & Reno, PA,
was on brief for appellees.
December 20, 2011
TORRUELLA, Circuit Judge. John Collins, ("Collins"), a
professor at the University of New Hampshire ("UNH"), was arrested
and charged with stalking and disorderly conduct after unleashing
an expletive-filled tirade against a colleague whom he suspected of
causing him to receive a parking ticket. Although the charges were
later dismissed, Collins sued UNH and various UNH officials for
false arrest, defamation, and violation of his due process rights.
The district court granted judgment on the pleadings for the
defendants on the false arrest counts, and later granted summary
judgment for the defendants on the due process and defamation
counts. See Collins v. Univ. of N.H. (Collins I), No. 09-cv-78,
2010 U.S. Dist. LEXIS 26436 (D.N.H. March 15, 2010); Collins v.
Univ. of N.H. (Collins II), 746 F. Supp. 2d 358 (D.N.H. 2010).
Collins now appeals these rulings. After careful review, we affirm
the decisions of the district court.
I. Background
A. Outburst and Subsequent Criminal and Disciplinary Proceedings
Collins is a tenured associate professor of Biochemistry
and Molecular Biology in the College of Life Sciences and
Agriculture ("COLSA") at UNH. At the time of the incidents
underlying this case, he was also the Chair of the Department of
Biochemistry and Molecular Biology. On the morning of June 28,
2007, Collins received a parking ticket from UNH Parking Services
for being parked in a loading zone beyond the 30-minute limit.
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Collins suspected that one of his colleagues, Professor Stacia
Sower ("Sower"), had reported his car to Parking Services, as she
had done on a previous occasion. As Collins waited for the
elevator in the lobby of Rudman Hall, the building that housed his
office and Sower's, he encountered Bernadine Schultz ("Schultz"),
an assistant to Professor Sower, and Mihael Fremat ("Fremat"), a
graduate student. Schultz observed that Collins appeared agitated
and suggested that he let out his angry thoughts. Collins
responded with an expletive-laden tirade against Sower, stating
several times that he could "kill that fucking bitch." Collins
also kicked a large trash can. Six people, including Schultz and
Fremat, either saw or heard Collins's outburst.
Soon afterwards, Sower passed Collins in the hallway, but
the two exchanged no words or gestures. At around 1:00 p.m.,
Collins went to the office of COLSA Dean William Trumble
("Trumble") to report his outburst. Collins was calm and
acknowledged that his conduct was inappropriate. He vowed not to
repeat such conduct.
Sower was apparently not perturbed when she first heard
about Collins's outburst. Witnesses reported that Sower shrugged
her shoulders and said, "no big deal, oh yeah, that's John
Collins." Nevertheless, at approximately 3:00 p.m., Schultz
informed Collins that she had reported his outburst to UNH Police.
Later, at around 5:30 p.m., two UNH police officers approached
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Collins and told him that Sower had reported that she was fearful
of his presence in Rudman Hall. Collins assured the officers that
he planned to be in the building only briefly, and left soon
afterwards.
At around the same time, various UNH administrators and
UNH Police Chief Paul Dean ("Dean") exchanged emails discussing the
filing of criminal charges against Collins. The emails indicate
that Dean and the administrators planned to have UNH Police charge
Collins with disorderly conduct. The officials also discussed
whether or not UNH should issue a press release about the incident.
Kim Billings ("Billings"), a UNH spokeswoman, proposed two options.
The first option was to proactively issue a press release.
Billings suggested that this option might be appropriate "given the
heightened awareness around violence on campus." The second option
was to draft a press release but wait to issue it until the media
contacted UNH. Billings wrote that the first option "seems too
strong at first blush, but again, we are just erring on the side of
over-communicating given Va. Tech." "Va. Tech." referred to the
April 6, 2007 shooting at Virginia Polytechnic Institute ("Virginia
Tech") in which thirty-two people were killed.
The next morning, June 29, 2007, UNH campus police
arrested Collins on a warrant charging not only disorderly conduct,
but also stalking. In his sworn statement in support of the arrest
warrant, UNH Police Officer Robert C. Whitten ("Whitten") averred
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that Collins engaged in a course of conduct that caused Sower to
reasonably fear for her safety. The same morning, Sower filed a
petition with the Superior Court in Strafford, New Hampshire,
seeking a restraining order preventing Collins from entering the
Rudman complex and coming near Sower or her students. The court
denied this request, but issued an order restraining Collins from
having any direct or indirect contact with Sower.
Also on the morning of June 29, Professor Rick Cote
("Cote"), a faculty member in COLSA, learned that UNH Provost Bruce
Mallory ("Mallory") planned to ban Collins from the campus. Cote
and Alberto Manelo ("Manelo"), the Associate Dean of COLSA, met
with Mallory to protest this plan, telling Mallory that they did
not think Collins posed a risk to anyone. Mallory was not swayed,
however, and referred to the Virginia Tech incident in his
conversation with Cote and Manelo.
The ban went into effect the afternoon of June 29.
Collins was also placed on administrative leave with pay and
suspended from his department chair position. At approximately
5:00 p.m., Mallory had an email sent to all COLSA faculty and staff
containing a press release announcing the arrest. The email also
stated that Collins had been banned from campus and instructed that
"[a]nyone who sees Dr. Collins anywhere on campus should avoid
contact with him and immediately notify the UNH Police Department."
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Over the next few months, various faculty members
complained to Mallory about his treatment of Collins and about
disruptive behavior by Sower. On August 20, 2007, Collins and his
counsel met with Mallory. Collins provided his account of the
incident and asked that the ban be lifted. Mallory invited Collins
to explain in writing why the ban should be lifted. Collins
responded on September 4, 2007. In the meantime, on August 30,
2007, Mallory received the report regarding UNH's investigation
into the incident, which included interviews with over twenty
faculty and staff. The people interviewed did not view Collins as
being a threat to anyone, and the report concluded that the
incident did not rise to the level of a hostile work environment
under UNH's Discriminatory Harassment Policy.
On September 10, 2007, Mallory responded to Collins's
letter requesting that the ban be lifted. Mallory found that
Collins behaved unprofessionally, exercised poor judgment, "failed
to be an effective leader and role model," and created an "air of
intimidation in the workplace." Based on these findings, Mallory
removed Collins from his position as department chair. Mallory
also left the campus ban and the paid suspension from the COLSA
faculty in place. In addition, Mallory ordered Collins to
apologize to Sower in writing and to attend an anger-management
class. Mallory stated that the suspension and ban would continue
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until Collins complied with these directives and until any criminal
and civil cases against him were resolved.
After a trial in the Durham, New Hampshire District Court
on October 23, 2007, Collins was cleared of the stalking and
disorderly conduct charges for which he was arrested on June 29.
At various times during the fall and winter of 2007, Collins was
given permission to enter the campus for specified events,
including attending his children's sporting events and helping his
daughter move into her dormitory. On January 15, 2008, Mallory
wrote a letter to Collins informing him that the suspension and ban
had been lifted and that Collins could return to campus and to his
faculty duties on January 22, 2008. However, Mallory did not
reinstate Collins to his position as department chair.
B. Procedural History
On March 9, 2009, Collins filed suit against UNH,
Mallory, and Whitten in the United States District Court for the
District of New Hampshire. Collins's Complaint contained four
counts: (1) a Fourth Amendment false arrest claim against Whitten
and UNH for the arrest on the disorderly conduct charge; (2) a
similar false arrest claim for the arrest on the stalking charge;
(3) a Fourteenth Amendment1 due process claim against Mallory and
1
The Complaint alleged a violation of Collins's due process
rights under the Fifth Amendment rather than under the Fourteenth
Amendment. Because there are no Federal defendants in this case,
a claim under the Fifth Amendment would fail. See Martínez-Rivera
v. Sánchez-Ramos, 498 F.3d 3, 8-9 (1st Cir. 2007). However, the
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UNH for the campus ban, the suspension, and the loss of his
department chair position; and (4) a defamation claim. The
defendants moved for judgment on the pleadings as to the two false
arrest claims. The court granted this motion on March 15, 2010,
finding that there was probable cause for the warrant on both
charges and that the arrest was valid under New Hampshire law. See
Collins I, 2010 U.S. Dist. LEXIS 26436. Collins filed an Amended
Complaint on April 21, 2010, that contained essentially the same
allegations and counts as the original Complaint. The defendants
moved for judgment on the pleadings on the two false arrest counts
in the Amended Complaint, and the district court granted this
motion on May 5, 2010.
On October 8, 2010, the court granted summary judgment
for the defendants on the due process and defamation counts.
Collins had alleged that the defendants violated his due process
rights in three ways. First, Collins, alleged that the defendants
improperly deprived him of a property interest by suspending him
with pay without a prior hearing. However, the district court
rejected this argument, relying on this Court's holding in Torres-
Rosado v. Rotger-Sabat, 335 F.3d 1, 9-10 (1st Cir. 2003), that
public employees are not entitled to pre-suspension process if they
are suspended with pay. Collins II, 746 F. Supp. 2d at 369.
district court construed the Complaint to allege a Fourteenth
Amendment violation rather than a Fifth Amendment violation.
-8-
Second, Collins alleged that the defendants deprived him of his
liberty interest in entering the UNH campus when they imposed the
ban. However, the court held that because Collins's liberty
interest in coming to campus for work-related purposes was
indistinguishable from his interest in his job, he was not entitled
to any process before being banned. Id. at 370. In addition, to
the extent that Collins had an interest in coming to campus for
other purposes, the court held that he was not deprived of that
interest because the ban was temporary and subject to exceptions.
Id. at 370-71. Finally, Collins had argued that the defendants
improperly deprived him of a property interest by removing him from
his position as department chair. However, the court found that
Collins was accorded adequate process, including multiple meetings
with Mallory and an opportunity to submit a written statement. Id.
at 371-72.
As for the defamation count, Collins had alleged that the
statement in the email to COLSA faculty and staff that "[a]nyone
who sees Dr. Collins anywhere on campus should avoid contact with
him and immediately notify the UNH Police Department" defamed him
because it implied that he was "armed and dangerous." However, the
district court held that the statement at most implied that he was
dangerous, and that given Collins's outburst, the statement was
substantially true. Id. at 374. Furthermore, New Hampshire
recognizes a qualified privilege for untrue statements if they were
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made in good faith, without malice, and with reasonable belief in
their truth. See Simpkins v. Snow, 661 A.2d 772, 776-77 (N.H.
1995). The district court found that the privilege applied.
Collins II, 746 F. Supp. 2d at 374.2
Collins now appeals the district court's rulings on all
four counts.
II. Discussion
A. Standard of Review
We review a district court's decision to grant a motion
for judgment on the pleadings applying the same standard as that
used for reviewing a grant of a motion to dismiss. See Citibank
Global Mkts., Inc. v. Santana, 573 F.3d 17, 23 (1st Cir. 2009).
Under this standard, we review the district court's decision de
novo, accepting all well-pleaded facts as true and drawing all
reasonable inferences in favor of the non-moving party. Id. To
survive a motion for judgment on the pleadings, "the complaint must
plead facts that raise a right to relief above the speculative
level, . . . such that entitlement to relief is plausible." Id.
(citation omitted).
2
Collins also claimed that the statement in the press release
that he had been placed on administrative leave was defamatory.
However, under New Hampshire law, "[a] statement is not actionable
for defamation if it is substantially true." Simpkins, 661 A.2d at
776. Thus, because this statement was a true factual assertion
that Collins had been placed on leave, the district court held that
it was not actionable. See Collins II, 746 F. Supp. 2d at 373.
Collins does not challenge this ruling on appeal.
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We also review a district court's grant of summary
judgment de novo. Mulloy v. Acushnet Co., 460 F.3d 141, 145 (1st
Cir. 2006). We must construe "the record in the light most
favorable to the nonmovant and resolv[e] all reasonable inferences
in that party's favor" while safely ignoring "conclusory
allegations, improbable inferences, and unsupported speculation."
Carroll v. Xerox Corp., 294 F.3d 231, 237 (1st Cir. 2002) (citation
and internal quotation marks omitted). In doing so, "we are not
married to the trial court's reasoning but, rather, may affirm on
any independently sufficient ground made manifest by the record."
Cahoon v. Shelton, 647 F.3d 18, 22 (1st Cir. 2011).
B. False Arrest on Disorderly Conduct Charge
Collins argues that his arrest for disorderly conduct was
an unreasonable seizure in violation of his Fourth Amendment
rights. "When there is probable cause for an arrest, the Fourth
Amendment's prohibition against unreasonable searches and seizures
is not offended." Acosta v. Ames Dep't Stores, Inc., 386 F.3d 5,
9 (1st Cir. 2004). Collins concedes that there was probable cause
to charge him with disorderly conduct. However, he argues that it
was illegal to arrest him for disorderly conduct because New
Hampshire law does not permit such an arrest.
In New Hampshire, "[d]isorderly conduct is a misdemeanor
if the offense continues after a request by any person to desist;
otherwise, it is a violation." N.H. Rev. Stat. Ann. § 644:2(VI).
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The complaint against Collins described his offense as a
"violation." Collins argues that because he was only charged with
a "violation," it was illegal for the UNH Police to arrest him.
Collins points out that under New Hampshire law, a person convicted
of a violation does not face incarceration; rather, the person "may
be sentenced to conditional or unconditional discharge, or a fine."
Id. § 651:2(III-a). Collins also argues that the New Hampshire
Criminal Code makes a distinction between "crimes" and
"violations." See id. § 625:6 ("No conduct or omission constitutes
an offense unless it is a crime or violation under this code or
another statute.") (emphasis added). Finally, Collins points to
the definition of "arrest" in the criminal code, which is "the
taking of a person into custody in order that he may be forthcoming
to answer to the commission of a crime." Id. § 594:1(I) (emphasis
added). Because the definition of "arrest" refers to a "crime,"
and because of the alleged distinction between crimes and
violations, Collins argues that his arrest was illegal. We find no
merit in Collins's argument.
In State v. Miller, the New Hampshire Supreme Court
rejected the argument that a person cannot be arrested for an
offense classified as a "violation," holding that "the use of the
word 'crime' [in § 594:1] was not intended as a word of limitation
but rather to encompass broadly all offenses prohibited by statute
or ordinance." 348 A.2d 345, 347 (N.H. 1975). Collins attempts to
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distinguish Miller by arguing that disorderly conduct is a "civil
offense" rather than a "criminal offense." However, the disorderly
conduct statute, N.H. Rev. Stat. Ann. § 644:2, is part of the
Criminal Code of New Hampshire, and Collins provides no support for
the proposition that an offense defined in the Criminal Code is
somehow civil in nature.
Collins also appears to argue that the Constitution
prohibits arrest for offenses that do not involve the potential for
incarceration. However, the Supreme Court flatly rejected this
argument in Atwater v. City of Lago Vista, 532 U.S. 318, 346-348
(2001) (upholding arrest for a misdemeanor seatbelt violation
punishable only by a fine under Texas law and rejecting a rule
"forbidding custodial arrest, even upon probable cause, when
conviction could not ultimately carry any jail time").
Because there was probable cause for Collins's arrest on
the disorderly conduct charge, Collins has no plausible entitlement
to relief on his claim that the arrest violated his Fourth
Amendment rights. Therefore, we affirm the district court's grant
of judgment on the pleadings to the defendants on this count.
C. Stalking
Regarding the false arrest count on grounds of stalking,
Collins alleged that the warrant pursuant to which he was arrested
was invalid. The district court held that the warrant was valid
because it was supported by probable cause. Collins argues on
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appeal that the district court had insufficient evidence before it
to conclude that the warrant was valid.
Ordinarily, "[a] magistrate's 'determination of probable
cause should be paid great deference by reviewing courts.'"
Illinois v. Gates, 462 U.S. 213, 236 (U.S. 1983) (quoting Spinelli
v. United States, 393 U.S. 410, 419 (U.S. 1969)).3 Here, however,
the record before the district court did not contain the documents
that were presented to the New Hampshire justice of the peace who
issued the arrest warrant. Thus, Collins argues, the district
court could not have conducted any review of the warrant, even the
deferential review required under Gates.
We reject Collins's argument. There is no support for
Collins's proposition that a reviewing court must examine all of
the documents presented to the court that issued a warrant in order
to determine whether the warrant was supported by probable cause.
The reviewing court's task is simply to "ensure that the magistrate
had a 'substantial basis for concluding' that probable cause
existed." Id. at 238-39 (quoting Jones v. United States, 362 U.S.
257, 271 (1960)) (alterations in quotation omitted). Here, the
district court had before it ample undisputed evidence to conclude
that the warrant was supported by probable cause.
3
Although Gates discusses probable cause in the context of a
search, we have applied Gates in cases discussing probable cause
for an arrest. See, e.g., Wilson v. City of Boston, 421 F.3d 45,
54 (1st Cir. 2005); Burke v. Town of Walpole, 405 F.3d 66, 79-80
(1st Cir. 2005).
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Probable cause exists "if 'the facts and circumstances
within [the issuing judge's] knowledge and of which they had
reasonably reliable information' would suffice to 'warrant a
prudent person believing' that a person has committed . . . a
crime." Burke, 405 F.3d at 80 (quoting Roche v. John Hancock Mut.
Life Ins. Co., 81 F.3d 249, 254 (1st Cir. 1996)). Under New
Hampshire law, stalking is defined as, inter alia, "[p]urposely,
knowingly, or recklessly engag[ing] in a course of conduct targeted
at a specific person which would cause a reasonable person to fear
for his or her personal safety or the safety of a member of that
person's immediate family, and the person is actually placed in
such fear." N.H. Rev. Stat. Ann. § 633:3-a(I)(a). "'Course of
conduct' means [two] or more acts over a period of time, however
short, which evidences a continuity of purpose," and can include
"[t]hreatening the safety of the targeted person . . . ." Id.
§ 633:3-a(II).
Collins's Complaint excerpts the criminal complaint sworn
by Officer Whitten on which the arrest warrant was based:
[T]he Defendant [Collins] did recklessly
engage in a course of conduct targeted at
Stacia Sower which would cause a reasonable
person to fear for her safety and Stacia Sower
was actually placed in such fear in that the
Defendant did in the elevator of Rudman Hall
and then twice more in the basement state that
he was, "going to kill that fucking bitch,"
referring to Stacia Sower . . . .
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Thus, at the very least, the issuing court had before it Officer
Whitten's statement about Collins's conduct. This statement
provided sufficient information for a prudent person to believe
that Collins had threatened Sower's safety at least two times and
that Sower did fear for her safety, which would constitute stalking
under New Hampshire law.4 Thus, there was probable cause to issue
the arrest warrant.
Because the warrant for Collins's arrest on stalking
charges was supported by probable cause, Collins has no plausible
entitlement to relief on his invalid warrant claim. Therefore, we
affirm the district court's grant of judgment on the pleadings to
the defendants on this count.
D. Due Process
As he did below, Collins argues that Mallory and UNH
violated his due process rights in three ways. First, he argues
that the defendants improperly deprived him of a property interest
by suspending him with pay. Second, he argues that the defendants
deprived him of his liberty interest in entering the UNH campus
when they imposed the campus ban. Finally, he argues that the
defendants improperly deprived him of a property interest by
removing him from his position as department chair. We address
these arguments in turn.
4
Notably, Collins does not suggest that any of the documents
before the issuing court might have challenged the credibility of
Officer Whitten's statement.
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1. Suspension with Pay
In Cleveland Board of Education v. Loudermill, the
Supreme Court noted that the "root requirement" of the Due Process
Clause was "that an individual be given an opportunity for a
hearing before he is deprived of any significant property
interest." 470 U.S. 532, 542 (U.S. 1985) (quoting Boddie v.
Connecticut, 401 U.S. 371, 379 (1971)). Collins argues that his
suspension with pay violated his due process rights because he was
not given any sort of hearing prior to being suspended.
The district court ruled that because Collins was
suspended with pay, he was not deprived of any property interest,
and therefore was not entitled to pre-suspension process. In so
ruling, the district court relied on our opinion in Torres-Rosado,
in which we explained that "a government employer who wishes to
remove a worker immediately may suspend that worker with pay until
the procedures associated with termination can be completed." 335
F.3d at 9 (citing Loudermill, 470 U.S. at 544-45). In Torres-
Rosado, the plaintiff, an employee of the government of Puerto
Rico, was suspended with pay for insubordination without a prior
hearing and then terminated five months later. See 335 F.3d at 8.
We held that because the suspension "caused only a very temporary
deprivation of job functions and no financial loss, [it] did not
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give rise to any constitutional entitlement to due process." Id.
at 10.5
We agree with the district court that Torres-Rosado
controls here. Determining what process is due requires balancing
three factors: "'[f]irst, the private interest that will be
affected by the official action; second, the risk of an erroneous
deprivation of such interest through the procedures used, and the
probable value, if any, of additional or substitute procedural
safeguards; and finally, the Government's interest.'" Gilbert v.
Homar, 520 U.S. 924, 931-32 (1997) (quoting Mathews v. Eldridge,
424 U.S. 319, 335 (1976)). Here, Collins has an interest in
5
Collins argues that our statement in Torres-Rosado that a
government employer may suspend a worker with pay is based on an
improper reading of Loudermill. In Loudermill, the Supreme Court
held that prior to being terminated for cause, a public employee
must be given some opportunity to respond to charges. 470 U.S. at
547-48. The Court stated in dicta that "in those situations where
the employer perceives a significant hazard in keeping the employee
on the job, it can avoid the [due process] problem by suspending
with pay." Id. at 544-45 (emphasis added). Relying on this dicta,
Collins argues that UNH was required to find that he was a
"significant hazard" in order to suspend him without first giving
him process. Collins contends that he was denied due process
because UNH did not consider whether he was a "significant hazard"
before suspending him. He further argues that UNH could not have
found him to be a hazard given that many faculty members stated
that they did not think he was dangerous.
Collins reads too much into the above-quoted sentence from
Loudermill. We do not read the Court's language to be stating that
a finding of hazardousness is a prerequisite to suspending an
employee with pay. Rather, we interpret the Court's language as
simply noting two uncontested points: (1) that a government
employer has the general authority to impose a paid suspension
without a prior hearing; and (2) that the employer can exercise
this authority if it perceives an employee to be hazardous.
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receiving his pay, but that interest was minimally affected, if at
all: there was only a "very temporary deprivation of job functions
and no financial loss." Torres-Rosado, 335 F.3d at 10. Therefore,
there was no "deprivation" of any interest that would entitle
Collins to any process prior to suspension.6
We did suggest in Torres-Rosado that "a very long or
open-ended paid suspension might function so much like a
termination that some due process protection might attach." 335
F.3d at 10 n.8. However, as in Torres-Rosado, "[w]e need not
consider that prospect here." Id. The initial suspension with pay
went into effect on June 29, 2007. Collins was then given multiple
opportunities to be heard orally and in writing. Finally, on
September 10, 2007, Mallory decided that Collins's behavior
warranted continued suspension until Collins fulfilled certain
requirements. Thus, Collins was only subject to suspension without
process (as opposed to suspension with process) for approximately
two months. This is shorter than the five-month suspension in
Torres-Rosado, which we found to be too short to raise due process
6
In Gilbert, the Supreme Court applied this test and unanimously
rejected a due process challenge to a university's decision to
immediately suspend a police officer without pay after the officer
was arrested on drug charges. See 520 U.S. at 934. Here, the
balance of the Mathews factors weighs at least as strongly in favor
of the government, if not more so. Unlike in Gilbert, the
suspension here was with pay; thus, there was minimal harm to
Collins's interest. In contrast, UNH had a strong interest in
maintaining order and decorum on campus, an interest that Collins
clearly disturbed.
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concerns. We thus agree with the district court that Collins was
not entitled to pre-suspension process.7
2. Ban from Campus
The district court found that Collins's liberty interest
in "tending to his campus laboratory [and] mentoring his graduate
students" was co-extensive with his property interest in his
position, and thus held that Collins was not entitled to pre-ban
process. Collins does not challenge this conclusion on appeal.
However, the court also found that to the extent Collins had a
liberty interest in coming to the campus for non-work purposes, he
was not deprived of it because the ban was (1) "temporary and
lifted by the University after its investigation" and (2) "subject
to exceptions for plaintiff's 'legitimate needs.'" Collins
challenges the district court's characterization of the ban, noting
that (1) the ban remained in place until January of 2008, whereas
UNH's investigation concluded in September of 2007; and (2) he was
denied entry onto the campus on November 16, 2007 to attend a
seminar given by his graduate student.
The record shows that Collins was given permission to
enter the campus at least nine times during his suspension, whereas
Collins can identify only one occasion in which permission was
7
Our result is consistent with "[n]umerous courts [that] have
held that paid suspensions could be imposed without the sorts of
procedures the Constitution demands for terminations of career
employees who have proprietary interests in their jobs."
Torres-Rosado, 335 F.3d at 10 n.8 (collecting cases).
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denied. A single denial of permission is not a deprivation
sufficient to give rise to any right to a pre-ban process.8
Moreover, even assuming arguendo that Collins was
deprived of some liberty interest, the record shows that UNH gave
him adequate process. Mallory initially banned Collins on June 29,
2007, the day after the incident. Given Collins's behavior and
UNH's strong interest in order and safety, Collins had no right to
notice or a hearing prior to the initial ban. Mallory confirmed
the ban on September 10, 2007, after the University's investigation
and after Collins had been given multiple opportunities to be heard
in writing and in person. Thus, Collins was given adequate process
before the longer-term ban went into effect.
3. Loss of Department Chair Position
Collins claims that the University did not give him
adequate notice of the charges against him or of the possibility
that he could lose his department chair position before permanently
stripping him of the position. Collins points to our decision in
Cotnoir v. University of Maine Systems, in which we held that if a
government employee faces loss of a protected interest, the
employee must be given "notice of both charges against an
employee[] and the proposed action based on those charges . . . ."
8
Furthermore, the single event Collins was prevented from
attending was an academic event. Thus, his liberty interest in
attending this event was arguably co-extensive with his property
interest in his position. As discussed supra, the deprivation of
this interest did not violate Collins's due process rights.
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35 F.3d 6, 11 (1st Cir. 1994) (citing Loudermill, 470 U.S. at 543-
46).
The record clearly shows that Collins had notice of both
the charges against him and the possible sanctions. UNH sent a
letter to Collins on June 29, 2007 informing him that he was being
suspended from his "duties as associate professor and department
chair of Biochemistry and Molecular Biology" pending review of "the
circumstances surrounding [his] arrest on criminal charges relating
to behavior alleged to have occurred on campus." Moreover, the
letter said that the University would "determine what, if any,
further response may be warranted." Therefore, Collins was clearly
on notice that he was subject to sanction for his outburst on
June 28, 2007. Moreover, while the letter does not explicitly
state that Collins could lose his position as department chair
permanently, the reference to "further action," coupled with the
initial suspension of his department chair position, placed Collins
on notice that a permanent loss of that position was possible. Cf.
O'Neill v. Baker, 210 F.3d 41, 49 (1st Cir. 2000) (stating that in
context of termination for poor performance, "there is no specific
due process requirement that an individual know, prior to a
contemplated action hearing, precisely what action is contemplated
where there has been prior notice that termination could result if
there were no improvement").
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E. Defamation
Collins argues that in granting summary judgment to the
defendants on the defamation claim, the district court wrongly
decided fact questions that should have been left to the jury.
"[W]e must reverse [a grant of summary judgment] if we find that
plaintiffs have established a genuine issue of material fact that
a reasonable jury could resolve in their favor." Coffin v.
Bowater, Inc., 501 F.3d 80, 97 (1st Cir. 2007) (emphasis added).
We find that no reasonable jury could have found for Collins on his
defamation claim.
Under New Hampshire law, defamation requires proof that
the defendant "failed to exercise reasonable care in publishing,
without a valid privilege, a false and defamatory statement of fact
about the plaintiff to a third party." Indep. Mech. Contractors,
Inc. v. Gordon T. Burke & Sons, Inc., 635 A.2d 487, 492 (N.H. 1993)
(emphasis added). "[W]ords alleged to be defamatory must be read
in the context of the publication taken as a whole." Duchesnaye v.
Munro Enters., Inc., 480 A.2d 123, 125 (N.H. 1984). "A statement
is not actionable if it is substantially true." Simpkins, 661 A.2d
at 776. Moreover, even if a statement is false, a qualified
privilege exists if it was "published on a lawful occasion, in good
faith, for a justifiable purpose, and with a belief, founded on
reasonable grounds of its truth, provided that the statement[] [is]
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not made with actual malice." Id. at 777 (internal quotation mark
omitted).
Collins contends that the statement, "[a]nyone who sees
Dr. Collins anywhere on campus should avoid contact with him and
immediately notify the UNH Police Department," defamed him because
it implied he was "armed and dangerous." This statement appeared
in an email to COLSA faculty and staff informing them of Collins's
arrest and ban from campus. The email also included a press
release stating that Collins had voluntarily turned himself in on
the arrest warrant and had been released on $2,500 bail. Thus, no
reasonable juror, reading the challenged statement in the context
of the email as a whole, could have interpreted it to mean that
Collins was "armed and dangerous."
At most, as the district court found, the statement might
have implied that Collins was dangerous. Yet even assuming that
the email implied Collins was dangerous, and assuming this
implication was false, the defendants were clearly privileged in
making the statement. The email was sent on a lawful occasion, and
the record shows that UNH officials made a good-faith decision to
proactively publicize the incident. Given that Collins had been
banned from campus for an incident involving violence against
property and a threat of violence against another person, UNH had
a justifiable purpose in instructing anyone who saw him to avoid
him and inform the police. Finally, given Collins's behavior, the
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University had a reasonable ground for believing Collins could be
dangerous.9 Moreover, there is no evidence in the record that the
defendants acted with malice. Thus, no reasonable jury could have
found that the privilege did not apply, and hence summary judgment
was proper.10
III. Conclusion
The judgment of the district court is affirmed.
Affirmed.
9
Collins accuses UNH of "administrative hysteria" for viewing him
as a potential danger, and notes that on the morning of June 29,
2007, before Mallory had the email sent, Cote and Manello met with
Mallory to say that Collins was not dangerous. However, given that
Collins kicked a trash can and publicly said he could kill a
colleague over a parking ticket, we find Collins's protest
unpersuasive. It is also important to recall that this incident
occurred just months after the shooting at Virginia Tech, which, as
the record reflects, put UNH officials on heightened alert for
campus violence.
10
Collins's contention that the question of qualified privilege
must always be left to a jury at trial is flatly wrong.
Ordinarily, the question of whether the privilege applies is a
question of fact. See Pickering v. Frink, 461 A.2d 117, 119 (N.H.
1983) (citing McGranahan v. Dahar, 408 A.2d 121, 123 (N.H. 1979)).
However, the purpose of summary judgment is "to pierce the
boilerplate of the pleadings and assay the parties' proof in order
to determine whether trial is actually required." McCarthy v. Nw.
Airlines, Inc., 56 F.3d 313, 314 (1st Cir. 1995). Where, as here,
no reasonable jury could have found that the privilege did not
apply, a trial is not necessary.
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