RENDERED: APRIL 22, 2022; 10:00 A.M.
TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2020-CA-1495-MR
LANCE CONN; MARK DEWITT;
KELVIN ROBERSON; AND RALPH
SHOLLER APPELLANTS
APPEAL FROM FRANKLIN CIRCUIT COURT
v. HONORABLE PHILLIP J. SHEPHERD, JUDGE
ACTION NO. 13-CI-01118
KENTUCKY PAROLE BOARD APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CETRULO, DIXON, AND LAMBERT, JUDGES.
CETRULO, JUDGE: Four current Kentucky state inmates appeal the Franklin
Circuit Court’s order denying their motion for summary judgment that challenged
the Kentucky Parole Board’s authority to issue a serve-out on a life sentence.
After careful review of the record, we affirm the Franklin Circuit Court.
PRELIMINARY MATTERS
First, the Commonwealth filed a Motion for Leave to File an Amicus
Brief. In a separate order, this motion is granted.
Second, the Appellants filed a Motion to Strike the Amicus Brief of
the Commonwealth of Kentucky for failure to comply with CR1 76.12. In a
separate order, this motion is denied.
FACTS AND PROCEDURAL BACKGROUND
Kentucky state inmates Lance Conn, Mark Dewitt, Kelvin Roberson,
and Ralph Sholler (the “Appellants”) were given a life sentence, but were not
found guilty of a charge that would qualify them for a sentence of life without
parole (“LWOP”). All four Appellants were given a serve-out2 on their life
sentences by the Kentucky Parole Board (the “Board”).
The Appellants’ brief describes the Appellants3 as such: “Mr. Conn
was an accomplice to a murder and robbery, who was served[-]out after the Board
mistakenly believed he had a prior felony when he did not. Mr. Sholler and Mr.
1
Kentucky Rule of Civil Procedure.
2
501 Kentucky Administrative Regulation (KAR) 1:030, Section 1(10) defines a “serve-out” as
“a decision of the board that an inmate shall serve until the completion of his sentence.”
3
Appellants’ brief states that in lieu of certifying a class action, the parties agreed to an order,
which states in relevant part, “the parties agree that any relief granted will be afforded to all
offenders who have been served[-]out on a life sentence.”
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Roberson were served[-]out on life sentences imposed for non-homicide offenses.
Mr. Dewitt was convicted of a single count of murder in 1980 and a low-risk
inmate who had been successfully classified down to a community custody level
when he was served[-]out on his life sentence.” The record4 provides further
conviction and parole information.
Ralph Sholler #124166 is an inmate at the Kentucky
State Reformatory. In 1996 he was convicted of Robbery
in the First Degree, Burglary in the First Degree, Rape in
the First Degree, Sodomy in the First Degree, and being a
Persistent Felony Offender, and sentenced to life
imprisonment. He was originally considered by the
Parole Board on October 8, 2007 and given a serve out.
....
Kelvin Roberson #080523 is an inmate at the Kentucky
State Penitentiary who has been serving a life sentence
for Rape and other offenses since 1984. He was first
seen by the Board for this offense in 1992, and given a 12
year deferment.[5] He was again seen in 2004, and given
a 10 year deferment. Then, on June 23, 2014, Mr.
Roberson was again seen by the Board and given a serve
out on his life sentence. His request for reconsideration
was denied on August 13, 2014.
Lance Conn #122297 is an inmate at Little Sandy
Correctional Complex, who has been serving a life
sentence for murder and robbery since 1996. He has
never been paroled, and was given a 96 month deferment
4
New First Amended Complaint Seeking Declaratory and Injunctive Relief at 9-11, No. 13-CI-
01118, Franklin Circuit Court, filed January 20, 2015.
5
501 KAR 1:030, Section 1(2) defines a deferment as “a decision by the [B]oard that an inmate
shall serve a specific number of months before further parole consideration.”
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in 2006. On June 23, 2014 he was again considered for
parole. Despite being considered “Low Risk” . . . he was
given a serve out on his life sentence.
Mark DeWitt #084100 is an inmate at the Kentucky State
Reformatory, who has been serving a life sentence for
murder and wanton endangerment since 1980. He has
never been paroled, and instead been given deferments of
48, 48, 144 and 96 months. At a time when such
programs were authorized, he successfully completed
furloughs and time in a halfway house, but was never
released from custody. He has completed numerous
programs at the institution, and has one write[-]up – for
smoking – in the last 10 years. He was considered for
parole on June 23, 2014. Despite scoring “Low Risk” . . .
and otherwise being an evidently strong candidate for
parole, he was given a serve out on his life sentence.
This action originally began in 2013 in Franklin Circuit Court when
19 inmate Plaintiffs alleged that the Board was not complying with the Public
Safety and Offender Accountability Act,6 commonly referred to as House Bill 463
(“HB 463”). The matter and the parties have evolved over the years, but as related
to this appeal, in June 2019 the Appellants filed a motion for summary judgment
challenging the Board’s authority to order a serve-out for those serving a life
sentence. Appellants requested reinstatement of their parole eligibility. In October
2020, the circuit court denied the motion. The circuit court stated that the Board
does have authority to grant a serve-out on a life sentence. This appeal resulted.
6
2011 Ky. Laws ch. 2 (HB 463) (eff. Mar. 3, 2011).
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STANDARD OF REVIEW
Summary judgment is only appropriate when there is no genuine issue
as to any material fact and the moving party is entitled to a judgment as a matter of
law. CR 56.03. In general, denial of a motion for summary judgment is not
appealable because of its interlocutory nature, but the case sub judice falls under an
established exception. Abbott v. Chesley, 413 S.W.3d 589, 602 (Ky. 2013)
(citation omitted). “[A]ppellate review [of a denial of a summary judgment
motion] is proper if (1) the facts are not in dispute, (2) the only basis of the ruling
is a matter of law, (3) there is a denial of the motion, and (4) there is an entry of a
final judgment with an appeal therefrom.” Id. (internal quotation marks and
citations omitted). Our review of the record establishes that these elements have
been met, and the only matter on appeal is whether the circuit court correctly found
that the Board did not exceed its authority by authorizing serve-outs on the
Appellants. As this issue is purely a matter of law, we review de novo. 3D
Enterprises Contracting Corp. v. Louisville & Jefferson County Metro. Sewer
Dist., 174 S.W.3d 440, 445 (Ky. 2005) (citation omitted). As such, we afford no
deference to the trial court’s application of the law. Brady v. Commonwealth, 396
S.W.3d 315, 317 (Ky. App. 2013) (citation omitted).
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ANALYSIS
Appellants aptly point out that the Legislature sets the state’s
sentencing guidelines. “Determining what should be a crime and setting
punishments for such crimes is a legislative function.” Phon v. Commonwealth,
545 S.W.3d 284, 303 (Ky. 2018). After the Legislature set those parameters, then
the Judiciary determines guilt and selects or implements a sentence within that
legislative range. Id. (citing Jones v. Commonwealth, 319 S.W.3d 295, 299 (Ky.
2010)). Any “sentence imposed beyond the limitations of the [L]egislature as
statutorily imposed is unlawful and void.” Id. at 304. We agree with the
Appellants that the Executive Branch (here, the Board) has no independent
authority to determine sentencing guidelines. The Board can only “set[] the
conditions of release, as well as the terms of supervision, after a prisoner has been
sentenced by the court and has begun serving his or her sentence.” Jones, 319
S.W.3d at 298. See also KRS7 439.340. Appellants argue that by giving a serve-
out, the Board is essentially changing a life sentence to a LWOP sentence, which
(1) exceeds the power given to them by statute and (2) violates the separation of
powers doctrine.
7
Kentucky Revised Statute.
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A. Statutory Authority
Appellants argue that the Legislature never authorized LWOP for
offenses lacking an aggravating factor. KRS 532.025(3) provides that the jury
must designate in writing the aggravating circumstance or circumstances for
sentences recommending death, LWOP, and life without probation or parole for 25
years. Here, the Appellants’ sentences include no such aggravating factor. But,
the Legislature did grant the Board broad discretion in its duties. KRS 439.340.
Included in that discretion is the authorization to grant a deferment, or conversely,
a serve-out.
(14) If the parole board does not grant parole to a
prisoner, the maximum deferment for a prisoner
convicted of a non-violent, non-sexual Class C or Class
D felony shall be twenty-four (24) months. For all other
prisoners who are eligible for parole:
(a) No parole deferment greater than five (5) years shall
be ordered unless approved by a majority vote of the
full board; and
(b) No deferment shall exceed ten (10) years, except for
life sentences.
KRS 439.340(14) (emphasis added).
The Kentucky Supreme Court has long held that the “fundamental
rule of statutory construction is to determine the intent of the [L]egislature[.]”
Beach v. Commonwealth, 927 S.W.2d 826, 828 (Ky. 1996).
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In interpreting a statute, we have a duty to accord to
words of a statute their literal meaning unless to do so
would lead to an absurd or wholly unreasonable
conclusion. As such, we must look first to the plain
language of a statute and, if the language is clear, our
inquiry ends. We hold fast to the rule of construction
that the plain meaning of the statutory language is
presumed to be what the [L]egislature intended, and if
the meaning is plain, then the court cannot base its
interpretation on any other method or source. In other
words, we assume that the Legislature meant exactly
what it said, and said exactly what it meant.
Jones v. Commonwealth, 636 S.W.3d 503, 505-06 (Ky. 2021) (citation omitted).
Looking at the language of the statute, we are bound by its plain
meaning: “No deferment shall exceed ten (10) years, except for life sentences.”
KRS 439.340(14)(b) (emphasis added). Thus, for life sentences, the statute does
allow for deferments longer than 10 years. We cannot infer language not present
in the statute; the statute does not require a deferment be granted for life sentences.
As is often repeated in these matters, parole is not a right but a privilege. Stewart
v. Commonwealth, 153 S.W.3d 789, 793 (Ky. 2005) (citing Commonwealth v.
Polsgrove, 231 Ky. 750, 754, 22 S.W.2d 126, 128 (1929)). Consequently, the
Legislature has not prohibited the Board from authorizing a serve-out for life
sentences.
B. Separation of Powers
Appellants argue that Kentucky is a strict adherent to the separation of
powers doctrine. Diemer v. Commonwealth, 786 S.W.2d 861, 864 (Ky. 1990). To
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this, we agree. Appellants also contend that by granting a serve-out, the Board is
imposing on those powers granted to the Judiciary. To this, we do not agree.
Appellants point to a United States Supreme Court case that clarifies
that a sentence of life is constitutionally and legally distinct from LWOP, citing
Graham v. Florida, 560 U.S. 48, 69-70, 130 S. Ct. 2011, 2027-28, 176 L. Ed. 2d
825 (2010). Appellants discuss McClanahan v. Commonwealth, 308 S.W.3d 694
(Ky. 2010), to support their proposition that by granting a serve-out the Board is
encroaching on legislative powers. (In McClanahan, the Appellant inmate entered
into a plea agreement that delivered a sentence beyond the maximum legal
punishment allowable under the circumstances of the case. The Kentucky
Supreme Court found that “[a] sentence that lies outside the statutory limits is an
illegal sentence, and the imposition of an illegal sentence is inherently an abuse of
discretion.” Id. at 701. Accordingly, the Court reversed and remanded finding that
the plea agreement should have been rejected. Id. at 704.) Appellants argue that
the McClanahan Court limited the power of the Board and “made it clear that
where a court attempts to impose a sentence outside the statutory range, that
sentence is void, regardless of circumstance[,]” citing to McClanahan, 308 S.W.3d
at 701. But, McClanahan is distinguishable from the case sub judice because it
dealt with a sentence at the judicial level (i.e., sentence imposed by a jury, judge,
or plea deal) that exceeded the clear guidelines established by the statute. Here,
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there is no violation of statute and we are not willing to take the leap to imply one
exists from the current language of KRS 439.340.
Our conclusion is supported by Simmons v. Commonwealth, 232
S.W.3d 531 (Ky. App. 2007), current Kentucky precedent. This Court in Simmons
stated “[i]t is well-recognized in Kentucky that the power to grant parole is purely
an executive function.” Id. at 535 (citation omitted). Further, the Court held that
ordering a serve-out was within the Board’s discretionary powers and by doing so
the Board does not “invade[] the functions reserved for the judicial or legislative
branches of government.” Id.
However, we are cognizant of the evolution of this conversation since
our opinion in Simmons in 2007. In 2011, with the adoption of HB 463, the
Kentucky General Assembly adopted several new statutes with the goal of
“[f]ocusing on rehabilitation rather than incarceration[.]” Helms v.
Commonwealth, 475 S.W.3d 637, 641 (Ky. App. 2015). HB 463 established that
the primary objective of sentencing is to maintain public safety and hold offenders
accountable while reducing recidivism and criminal behavior and improving
outcomes for those offenders who are sentenced. KRS 532.007. Additionally, the
Board itself has muddied the waters by shifting policy8 more than once since
8
In May 2021, the Board issued a policy change, stating that serve-outs will not be authorized on
an inmate’s first appearance before the Board. VICTOR PUENTE, Policy Change Could Allow
Some Convicted Murderers In Ky. To Get New Chance At Parole, WKYT (May 18, 2021),
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Simmons (and changing when a serve-out may or may not be authorized). Also,
Appellants cite to post-Simmons cases that challenge the “continued validity of
Simmons.” Appellants argue McClanahan, Graham, and Phon, supra, imply that
the Board “does not have unfettered authority to grant or deny parole.” We agree
that these cases do not give the Board unrestricted authority, but neither do these
cases overturn Simmons nor create a deferment mandate for life sentences.
We find Simmons to still be the law of the Commonwealth. We agree
with the circuit court that “the Simmons case has not been distinguished in any
meaningful way, and thus the Board still retains the power to serve[-]out a parole-
eligible life sentence. Unless Simmons is overruled, this Court is bound by its
holding.”
CONCLUSION
For the foregoing reasons, we AFFIRM the Franklin Circuit Court.
ALL CONCUR.
https:// www.wkyt.com/2021/05/18/policy-change-could-allow-some-convicted-murderers-in-
ky-to-get-new-chance-at-parole. Just a few months later, after a leadership change, the Board
rescinded that directive. TOM KENNY, Kentucky Parole Board Rescinds Policy Granting New
Hearings To Inmates Sentenced To Life, WTVQ (Jul. 1, 2021), https://www.wtvq.com/kentucky-
parole-board-rescinds-policy-granting-new-hearings-to-inmates-sentenced-to-life.
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BRIEFS FOR APPELLANTS: BRIEF FOR APPELLEE:
Timothy G. Arnold Angela T. Dunham
Andrea Reed Amy V. Barker
Frankfort, Kentucky Frankfort, Kentucky
BRIEF FOR AMICUS CURIAE
COMMONWEALTH OF KENTUCKY:
Daniel Cameron
Attorney General of Kentucky
Barry L. Dunn
Deputy Attorney General
Matthew F. Kuhn
Solicitor General
Brett R. Nolan
Principal Deputy Solicitor General
Jeffrey A. Cross
Deputy Solicitor General
Frankfort, Kentucky
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