If this opinion indicates that it is “FOR PUBLICATION,” it is subject to
revision until final publication in the Michigan Appeals Reports.
STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
June 16, 2022
Plaintiff-Appellee,
v No. 355943
Ogemaw Circuit Court
NEAL HAVILAND ERICKSON, LC No. 13-004013-FC
Defendant-Appellant.
ON REMAND
Before: MURRAY, P.J., and MARKEY and RIORDAN, JJ.
PER CURIAM.
In this appeal, defendant raised two related evidentiary issues decided by the trial court
prior to trial. First, defendant challenged the trial court’s ruling that statements defendant made
during a prior sentencing hearing were admissible for impeachment purposes in his upcoming trial.
Second, defendant challenged the trial court’s ruling that his written statement, submitted with the
presentence investigation report (PSIR) regarding why he was entitled to leniency, could also be
used for impeachment. We affirmed the trial court’s order, and remanded for the trial to take place.
People v Erickson, __ Mich App __; __ NW2d __ (2021). On defendant’s application, the
Supreme Court denied leave to appeal, but remanded for us to reconsider the issue of whether the
statement attached to the PSIR could be used at trial in light of MCL 791.229. Although the
Supreme Court recognized that this Court addressed that issue in our prior opinion it concluded
we had not done so definitively. People v Erickson, __ Mich __; 972 NW2d 843 (2022). We
again affirm.
With regard to the statements in the PSIR, defendant argues that MCL 791.229 bars their
admission. MCL 791.229 states:
Except as otherwise provided by law, all records and reports of
investigations made by a probation officer, and all case histories of probationers
shall be privileged or confidential communications not open to public inspection.
Judges and probation officers shall have access to the records, reports, and case
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histories. The probation officer, the assistant director of probation, or the assistant
director’s representative shall permit the attorney general, the auditor general, and
law enforcement agencies to have access to the records, reports, and case histories
and shall permit designated representatives of a private contractor that operates a
facility or institution that houses prisoners under the jurisdiction of the department
to have access to the records, reports, and case histories pertaining to prisoners
assigned to that facility. The relation of confidence between the probation officer
and probationer or defendant under investigation shall remain inviolate.
In several civil decisions, we have previously concluded that “the language of the statute is
absolute.” Peters v Bay Fresh Start Inc, 161 Mich App 491, 497; 411 NW2d 463 (1987). Accord:
Havens v Roberts, 139 Mich App 64, 67-68; 360 NW2d 183 (1984). Yet, despite this conclusion,
the Peters Court also agreed with prior decisions that there are times in which greater rights—
constitutional rights and certain trial rights—override the absolute nature of the statute. Peters,
161 Mich App at 497-498.
The prosecutor relies on these earlier decisions, specifically People v Rohn, 98 Mich App
593; 296 NW2d 315 (1980), overruled on other grounds by People v Perry, 460 Mich 55; 594
NW2d (1999), in support of the trial court’s decision allowing the use of the statement for
impeachment. The defendant in Rohn, convicted of murder, had sought access for impeachment
purposes to those portions of the PSIRs of three prosecution witnesses that related the witnesses’
version of the murder in question. Rohn, 98 Mich App at 598-599. The Court stated that MCL
791.229, “preserving the confidentiality of presentence reports, may directly conflict with the
equally protected rights of confrontation and impeachment through prior inconsistent statements.”
Id. at 599. It added, “[w]here there is such a conflict, we believe that confidentiality must give
way to other stronger interests.” Id. The Court spoke about the right of confrontation and stated:
Although the defendants’ interests differ, the Davis[1] defendant sought to
impeach to show a witness’s bias while Rohn wants to impeach to attack the
credibility of incriminating information, we agree that the latter impeachment is as
equally necessary as the former. It is critically important that any finding of guilt
or any sentence be predicated on accurate information. See People v Malkowski,
385 Mich 244, 249; 188 NW2d 559 (1971). Thus, we must conclude that the need
for impeachment of criminal accusations outweighs any need for confidentiality of
presentence reports. This does not mean that defendants should receive wholesale
access to the confidential records of others. We hold only that when records of
prior inconsistent statements of witnesses are necessary for effective cross-
examination, they should be made available to the defendant. An in camera
inspection procedure should be utilized by the court to limit disclosure to those
statements materially inconsistent with the witness’s testimony. [Id. at 600
(emphasis added).]
The prosecutor also cites People v Hooper (After Remand), 157 Mich App 669; 403 NW2d
605 (1987), where charges were filed against the defendant and another person, Theodore Rhode,
1
Davis v Alaska, 415 US 308; 94 S Ct 1105; 39 L Ed2d 347 (1974).
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in connection with the sale of cocaine. Id. at 671. The defendant raised a “mere presence” defense,
and at the time of his trial, Rhode had already been convicted and was awaiting sentencing. Id.
This Court explained:
Prior to defendant’s trial, his attorney, James L. Feinberg, anticipated
calling codefendant Rhode as a defense witness. After the prosecution rested,
Feinberg announced at a conference in chambers that he would call Rhode as a
witness. The assistant prosecutor informed Feinberg that he would use statements
given by Rhode in his presentence report if Rhode’s trial testimony differed from
his version of the offense in the presentence report. [Id. at 671-672.]
“[T]he trial court found that Feinberg feared jeopardizing his case if Rhode testified and was
impeached” and that “the decision not to call Rhode was based on trial strategy.” Id. at 672.
The defendant asserted on appeal that Rhode had been intimidated into not testifying and
asserted that “use of information in a presentence report violates the statute calling for this
information to remain confidential.” Id.2 The Hooper Court discussed Rohn and stated:
The issue in Rohn was whether a defendant could use statements in a
presentence report to impeach prosecution witnesses. In the instant case, the issue
is whether the prosecutor may use presentence-report statements to impeach a
defense witness. Impeachment of witnesses by their prior inconsistent statements
is an important cross-examination tool whether the witness is for the prosecution
or for the defense. Assuming that the purpose of the confidentiality of the
presentence report is to encourage full disclosure, and assuming the possibility of
impeachment with these statements may discourage full disclosure, it matters not,
in weighing impeachment versus confidentiality, whether the subsequent
impeachment comes from the prosecutor or from the defense counsel. To the
convicted person, the threat of a possible breach of confidentiality is the same. The
very limited breach of confidentiality sanctioned by Rohn is no greater a breach
when the prosecutor uses the information for impeachment than when the defense
counsel does. [Id. at 673-674 (emphases added).]
The Court also stated:
Moreover, the statute specifically instructs the probation officer to permit
the Attorney General and law enforcement agencies to have access “to the records,
reports, and case histories.” As the trial court noted, the statute, while specifying
that the case reports are not to be “open to public inspection,” still permits judges,
probation officers, and law enforcement agencies to have access to them, apparently
distinguishing the latter from the general public. We do not disagree with the trial
2
The material provisions of MCL 791.229 were the same at the time Hooper was decided as they
are now. See id. at 672-673.
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court’s conclusion that the Legislature contemplated the use of this information by
the various officers enumerated in the statute. [Id. at 674.]
Importantly, integral to the Hooper Court’s conclusion concerning witness intimidation was its
parallel conclusion that the information from the PSIR was, in fact, available for impeachment
purposes.
In light of Rohn and Hooper, we cannot conclude that the trial court erred in ruling that
MCL 791.229 allowed introduction of defendant’s prior statement from the PSIR for impeachment
purposes.3 First, both Rohn and Hooper made clear that the importance of impeachment (whether
done by defendant or the prosecution) to the search for the truth can overcome the confidentiality
of the statute. Second, the statute does not speak to the admissibility of reports or statements
attached to the report but instead speaks only to the confidentiality of the reports in terms of
“disclosure to the public,” and who is able to access the reports and information. Indeed, as others
have noted, there are several positions and entities related to the court system—including judges
and the attorney general—that are statutorily allowed access to the reports. See Hooper, 157 Mich
App at 674. Thus, if defendant chooses to testify and testifies inconsistently with his prior
statement made a part of the PSIR, MCL 791.229 does not foreclose its use by the prosecution for
impeachment.
Affirmed.
/s/ Christopher M. Murray
/s/ Jane E. Markey
/s/ Michael J. Riordan
3
Both Rohn and Hooper, as well as Peters, were discussed in Howe v Detroit Free Press, Inc, 440
Mich 203, 215-217; 487 NW2d 374 (1992), but that Court ultimately decided that case on a waiver
issue, as opposed to the extent of the statute’s confidentiality provision.
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