[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
Nos. 08-16450 and 09-11170 ELEVENTH CIRCUIT
DECEMBER 17, 2009
Non-Argument Calendar
THOMAS K. KAHN
________________________
CLERK
D. C. Docket No. 07-61261-CV-WPD
CARL SHELL,
Plaintiff-Appellant,
versus
TIM SCHWARTZ,
HOLLYWOOD HOUSING AUTHORITY,
Defendants-Appellees.
________________________
Appeals from the United States District Court
for the Southern District of Florida
_________________________
(December 17, 2009)
Before TJOFLAT, CARNES and WILSON, Circuit Judges.
PER CURIAM:
In this consolidated appeal, Carl Shell, proceeding pro se, appeals the district
court’s order granting summary judgment in favor of the Hollywood Housing
Authority and Tim Schwartz, in his capacity as project manager of the Housing
Authority. Shell also appeals the district court’s order denying his motion for
relief from judgment, pursuant to Federal Rule of Civil Procedure 60(b)(6). The
underlying lawsuit involves a 42 U.S.C. § 1983 claim to recover terminated federal
housing benefits, a claim that was also litigated in earlier state court proceedings.
In this instant appeal, Shell contends that the district court erred in granting
summary judgment in favor of the appellees based on its finding that his claims
were barred by the doctrine of res judicata. He says that doctrine is inapplicable
because he suffered an injustice when his housing assistance benefits were
terminated before he received an administrative hearing. Shell further contends
that the district court abused its discretion in denying his Rule 60(b)(6) motion for
relief from judgment because the earlier state court actions did not result in
on-the-merits adjudications, a contention he bases on the theory that he never had
standing to sue in state court.
I.
We review de novo a district court’s ruling on summary judgment, applying
the same legal standards as the district court. Whatley v. CNA Ins. Cos., 189 F.3d
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1310, 1313 (11th Cir. 1999). The moving party is entitled to summary judgment,
“if the pleadings, the discovery and disclosure materials on file, and any affidavits
show that there is no genuine issue as to any material fact and that the movant is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c). If the non-moving
party bears the ultimate burden of proof regarding the claim at issue in the motion,
that party, in response to the motion, must go beyond the pleadings and establish,
through competent evidence, that there truly is a genuine, material issue to be tried.
Celotex Corp. v. Catrett, 477 U.S. 317, 324, 106 S.Ct. 2548, 2553, 91 L.Ed.2d 265
(1986). “When deciding whether summary judgment is appropriate, all evidence
and reasonable factual inferences drawn therefrom are reviewed in a light most
favorable to the non-moving party.” Rojas v. Florida, 285 F.3d 1339, 1341-42
(11th Cir. 2002) (quotation omitted).
Whether a claim is barred by res judicata is a legal determination that we
review de novo. Kizzire v. Baptist Health System, Inc., 441 F.3d 1306, 1308 (11th
Cir. 2006). When considering “whether to give res judicata effect to a state court
judgment,” we “must apply the res judicata principles of the law of the state whose
decision is set up as a bar to further litigation.” Green v. Jefferson County
Comm'n., 563 F.3d 1243, 1252 (11th Cir. 2009) (quotation omitted), cert. denied,
(U.S. Oct. 5, 2009) (No. 09-20).
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Under Florida law:
[a] judgment on the merits rendered in a former suit between the same
parties or their privies, upon the same cause of action, by a court of
competent jurisdiction, is conclusive not only as to every matter
which was offered and received to sustain or defeat the claim, but as
to every other matter which might with propriety have been litigated
and determined in that action.
Fla. Dep’t. of Transp. v. Juliano, 801 So.2d 101, 105 (Fla. 2001) (quotation
omitted). More specifically, “[t]he Florida doctrine of res judicata bars subsequent
litigation where there is (1) identity of the thing sued for, (2) identity of the cause
of action, (3) identity of persons and parties to the actions, and (4) identity of the
quality or capacity of the person for or against whom the claim is made.” Fields v.
Sarasota Manatee Airport Auth., 953 F.2d 1299, 1307-08 (11th Cir. 1992)
(quotation omitted). The doctrine further requires plaintiffs to raise all available
claims involving the same circumstances in one action. Dep’t of Agric. and
Consumer Serv. v. Mid-Florida Growers, Inc., 570 So.2d 892, 901 (Fla. 1990).
Res judicata is not an absolute doctrine, and Florida courts have held that the
doctrine should not be adhered to where its application would work an injustice.
deCancino v. Eastern Airlines, Inc., 283 So.2d 97, 98 (Fla. 1973). For example,
Florida courts have held that application of the doctrine may be improper where
the impact of the litigant’s incompetency at the time of the original proceedings
was unclear from the record or application of the doctrine would contravene strong
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public policy. See Artigas v. Winn Dixie Stores, Inc., 622 So.2d 1346, 1347-48
(Fla. 1st Dist. Ct. App. 1993) (holding that the doctrine of res judicata was
improperly applied in workers’ compensation case because the evidence showed
that, during the original proceedings, the claimant had labored under a psychiatric
condition and the record did not reflect when a guardian was appointed on his
behalf); Hernandez v. Marsarm Corp., 613 So.2d 914, 916 (Fla. 3d Dist. Ct. App.
1992) (applying the manifest injustice exception when affirming the dismissal
would, in effect, “deprive a child of needed support for the remainder of his
minority”).
The district court did not err granting summary judgment in favor of
appellees because Shell failed to show that applying the doctrine of res judicata
would result in injustice. The record shows that Shell was, in fact, given a full and
fair opportunity to litigate his claims in the state court proceedings, and he did so.
The application of the doctrine does not contravene any public policy, nor is there
any resulting injustice in the required sense. Shell’s arguments to the contrary are
little more than a rehash of his losing state court arguments. Accordingly, we
affirm the district court’s order granting summary judgment in favor of appellees.
II.
Shell’s contention that the district court erred in denying his Rule 60(b)(6)
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motion is based on the premise that he lacked standing to bring a lawsuit in state
court and therefore none of the proceedings there could have resulted in a
determination on the merits against him.
We review a district court’s denial of a Fed.R.Civ.P. 60(b) motion only for
an abuse of discretion. Toole v. Baxter Healthcare Corp., 235 F.3d 1307, 1316
(11th Cir. 2000). Rule 60(b)(6) motions allow a party to be relieved from a
judgment for any other reason justifying relief from the operation of the judgment.
Fed.R.Civ.P. 60(b)(6). Relief under Rule 60(b)(6) “is an extraordinary remedy
which may be invoked only upon a showing of exceptional circumstances,” and
that, “absent such relief, an extreme and unexpected hardship will result.” Griffin
v. Swim-Tech Corp., 722 F.2d 677, 680 (11th Cir. 1984) (quotations omitted).
Even under exceptional circumstances, the decision of “whether to grant the
requested relief is a matter for the district court’s sound discretion.” Toole, 235
F.3d at 1317 (quotation and ellipsis omitted). The appellant’s burden on an appeal
from the denial of a Rule 60(b)(6) motion is a heavy one. Cano v. Baker, 435 F.3d
1337, 1342 (11th Cir. 2006). “[I]t is not enough that a grant of the motion might
have been permissible or warranted; rather, the decision to deny the motion . . .
must have been sufficiently unwarranted as to amount to an abuse of discretion.”
Griffin, 722 F.2d at 680. The defendant “must demonstrate a justification so
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compelling that the [district] court was required to vacate its order.” Cavaliere v.
Allstate Ins. Co., 996 F.2d 1111, 1115 (11th Cir. 1993) (quotation omitted).
A prior state court judgment must be on the merits to support application of
res judicata. State v. McBride, 848 So.2d 287, 290 (Fla. 2003). Pursuant to
Florida Rule of Civil Procedure 1.420(b), (“Rule 1.420(b)”), “[u]nless the court in
its order for dismissal otherwise specifies, a dismissal . . . other than a dismissal for
lack of jurisdiction or for improper venue or for lack of an indispensable party,
operates as an adjudication on the merits.” See Crews v. Dobson, 177 So.2d 202,
205 (Fla. 1965) (stating that “dismissals brought by defendants for plaintiff’s . . .
failure to prove a case” constitute an adjudication of the merits, “[u]nless the court
otherwise provides”). We have, however, recognized that Florida law does not
permit preclusion unless the prior court had jurisdiction over the parties and
subject matter jurisdiction over the claim. Aquatherm Indus. Inc. v. Fla. Power &
Light Co., 84 F.3d 1388, 1392-93 (11th Cir. 1996) (holding that the doctrine of res
judicata could not be applied to bar antitrust claims first brought in state court
because the state court lacked subject matter jurisdiction over those claims).
Shell did have standing to bring a claim, under 28 U.S.C. § 1983, for
wrongful termination of housing benefits in state court. He claimed to have
suffered an economic injury from the denial of state and federal rights, and state
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courts have concurrent jurisdiction over § 1983 claims, Maine v. Thiboutot, 448
U.S. 1, 3 n.1, 100 S.Ct. 2502, 2503 n.1 (1980). The state court decisions that
concluded Shell had no valid federal cause of action are determinations on the
merits. Shell has fallen far short of carrying his burden of showing that the district
court was compelled to grant his Rule 60(b)(6) motion.
III.
AFFIRMED.
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