[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
FILED
U.S. COURT OF APPEALS
No. 00-14723 ELEVENTH CIRCUIT
________________________ DECEMBER 11, 2001
THOMAS K. KAHN
D. C. Docket No. 00-00001-CR-JAL CLERK
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
JEAN CARLO FERREIRA,
PEDRO RAFAEL CARABALLO-MARTINEZ,
et al.,
Defendants-Appellants.
________________________
Appeals from the United States District Court
for the Southern District of Florida
_________________________
(December 11, 2001)
Before HULL, MARCUS and FARRIS*, Circuit Judges.
MARCUS, Circuit Judge:
*
Honorable Jerome Farris, U.S. Circuit Judge for the Ninth Circuit, sitting by designation.
In December 1999, Christina Aragao and her two children were abducted
and held hostage for several days before being freed by police. For their roles in
the kidnapping, appellants Jean Carlo Ferreira, Pedro Rafael Caraballo-Martinez,
and Ewin Oscar Martinez were convicted of hostage taking and conspiracy to
commit hostage taking in violation of the Hostage Taking Act, 18 U.S.C. § 1203,
carjacking and conspiracy to commit carjacking in violation of 18 U.S.C. §§ 371,
2119(2), and for using and carrying a firearm during and in relation to a crime of
violence in violation of 18 U.S.C. § 924(c). Each was sentenced to life in prison.
In this appeal, they raise three significant challenges to their convictions and
sentences -- that the Hostage Taking Act is unconstitutional because it
discriminates impermissibly on the basis of alienage and that Congress lacked the
power to enact it; that Congress likewise lacked the power to enact the firearms
statute; and, finally, that the district court erred in applying a six-level
enhancement pursuant to U.S.S.G. § 2A4.1(b)(1) because a ransom note was never
delivered. We are unpersuaded by those arguments and, accordingly, affirm.1
1
Several additional challenges were raised by appellants in their briefs and at oral
argument. Specifically, they argue that the district court erred by:
(1) denying Caraballo-Martinez’s motion to suppress his post-arrest statement;
(2) denying their motion for acquittal on the carjacking charge;
(3) denying Ferreira’s motion for substitution of counsel;
(4) failing to instruct the jury that alienage is an element of conviction under the Hostage
Taking Act which must be proven beyond a reasonable doubt;
2
I.
As they are relevant to the appeal, the following facts were established at
trial and during the sentencing proceedings. On December 13, 1999, Christina
Aragao and her two children, Alceu Aragao, Jr. (“Junior”), age nine, and
Alexander Aragao, age one, were attacked by three men in a parking garage near
their condominium home in Aventura, Florida. Mrs. Aragao was shocked
repeatedly with stun guns. The electric shocks caused her to drop her baby to the
floor of the garage. She screamed loudly and was struck in her face five or six
times by one of the attackers. Junior attempted to flee but was shot in the head and
neck with a stun gun and caught by another of the attackers. The Aragaos then
were forced into one of the family’s cars, a Lincoln Navigator SUV, to which the
attackers had previously obtained keys, and driven to a house approximately fifteen
minutes away.
(5) determining that it was reasonably foreseeable that firearms would be used or carried
during the course of the conspiracy;
(6) sentencing the appellants based on three groups of offenses related to the three
victims, rather than based on one inclusive conspiracy;
(7) enhancing the appellants’ offense levels based on a conclusion that Christina Aragao
was a vulnerable victim pursuant to U.S.S.G. § 3A1.1;
(8) enhancing Ferreira’s sentence pursuant to U.S.S.G. § 2A4.1(b)(2) based on the
injuries suffered by the victims; and
(9) enhancing Martinez’s offense level pursuant to U.S.S.G. § 3B1.1(a) because he was
the leader of the conspiracy.
We have reviewed these contentions and find no merit in any of them.
3
Inside the house, the attackers tied Mrs. Aragao’s hands and legs to a chair
and placed her in a closet. They did the same to Junior and placed him in a
different closet. The baby was kept in another room. The next day, Mrs. Aragao
and Junior were removed from the closet and required to stay in shuttered rooms.
Mrs. Arago was permitted to care for the baby, but because her arm was still numb
from the electric shocks, she was unable to lift or change him. When their captors
left the house, Mrs. Arago and Junior once again were tied to chairs and put into
closets. At night, Junior was forced to sleep in his underwear in a bed with
Martinez.
The Aragaos were held captive in the North Miami house for four and one-
half days. During that time, Mrs. Aragao was required to use her cellular phone to
make a series of calls to her husband, a successful businessman, requesting that he
meet with Martinez. Each time, Martinez dictated what she was to say. When the
phone calls did not result in a meeting, Martinez required Mrs. Aragao to type a
letter that he dictated requesting a meeting with Mr. Aragao. The letter was mailed
to Ipanema Enterprises, the company owned by Mr. Aragao.
By tracing one of the cellular phone calls, the FBI was able to locate the
house at which the Aragaos were being held captive, and the family was rescued on
the morning of December 18, 1999. Martinez and Caraballo-Martinez were
4
arrested at that time. Among other evidence in the house, the police found a torn
letter addressed to Mr. Aragao in a trash can. When reconstructed, the letter stated
that if Mr. Aragao did not turn over all of his money, he and his family would be
killed. An identical letter was found in a file on Martinez’s laptop computer.
At trial, Mrs. Aragao and Junior identified Martinez and Caraballo-Martinez
as two of the three men who abducted them. Ferreira was not identified as the third
abductor. Rather, he was the parking lot attendant at the Aragao’s condominium
complex and had provided the keys to the Aragao’s Lincoln Navigator.
Additionally, Junior testified that Ferreira had asked him about the family’s plans
for the evening of the abduction. Telephone records showed that during the time
the Aragao’s were held captive, a cellular phone registered to Ferreira made 22
calls to a cellular phone registered to Martinez and found in the North Miami
house.2
A grand jury indicted Martinez, Caraballo-Martinez, and Ferreira for
violating the Hostage Taking Act, carjacking, and using a firearm during a crime of
violence. Martinez also was charged with knowingly possessing child
pornography in violation of 18 U.S.C. § 2252A(a)(5)(B). The child pornography
2
After their arrests, both Martinez and Caraballo-Martinez made statements to police
without the benefit of counsel. Prior to trial, Caraballo moved to suppress his statement. That
motion was denied, and this Court has found no error in the district court’s ruling.
5
count was severed, and the three appellants were tried jointly. The trial ended on
June 2, 2000, and the jury found the appellants guilty on the remaining counts.
In the presentence investigation report (PSI), the offenses were grouped into
three categories based on the three victims, and a base offense level of 24 was
determined for the abduction. The PSI recommended enhancements on the
grounds that the children were vulnerable victims, that Mrs. Aragao and Junior
suffered serious, permanent, or life-threatening bodily injuries, that a dangerous
weapon was used, and that the appellants obstructed justice by lying at trial. See
U.S.S.G. §§ 2A4.1(b)(2), 2A4.1(b)(3), 3A1.1(b)(1), 3C1.1.3 Additionally, the PSI
recommended a six-level enhancement for each appellant pursuant to U.S.S.G. §
2A4.1(b)(1) because a ransom demand was made. The district judge adopted each
of the recommendations,4 and sentenced each defendant to life imprisonment for
Counts I and II, 60 months for Count III, and 300 months for Count IV, to be
served concurrently, and a consecutive term of 60 months for Count V.
II.
3
Martinez also received a four-level enhancement pursuant to U.S.S.G. § 3B1.1(a) for his
leadership role and a three-level enhancement pursuant to U.S.S.G. § 2A4.1(b)(5) for sexually
exploiting Junior.
4
The PSI did not recommend a two-level enhancement based on Mrs. Aragao’s status as a
vulnerable victim. After the sentencing hearing, the district judge agreed with the government’s
contention that such an enhancement was appropriate, and imposed it for each appellant.
6
We review de novo appellants’ challenges to the Hostage Taking Act and to
the firearms statute. See United States v. Gray, 260 F.3d 1267, 1271 (11th Cir.
2001) (citations omitted) (reviewing de novo a challenge to the constitutionality of
a criminal statute). A challenge to the application of the sentencing guideline is a
mixed question of law and fact. We review the district court’s findings of fact for
clear error and its application of the sentencing guidelines to those facts de novo.
United States v. Jamieson, 202 F.3d 1293, 1295 (11th Cir. 2000). Moreover,
“[i]nterpretation of the Sentencing Guidelines is similar to statutory interpretation
and is subject to de novo review on appeal.” United States v. Goolsby, 908 F.2d
861, 863 (11th Cir. 1990).
A.
Each of the appellants was convicted of conspiracy to commit hostage taking
and hostage taking in violation of the Hostage Taking Act, 18 U.S.C. § 1203. In
relevant part, that provision states that:
(a) Except as provided in subsection (b) of this section, whoever,
whether inside or outside the United States, seizes or detains and
threatens to kill, to injure, or to continue to detain another person in
order to compel a third person or a governmental organization to do or
abstain from doing any act as an explicit or implicit condition for the
release of the person detained, or attempts or conspires to do so, shall
be punished by imprisonment for any term of years or for life and, if
the death of any person results, shall be punished by death or life
imprisonment.
7
(b)(1) It is not an offense under this section if the conduct required for
the offense occurred outside the United States unless --
(A) the offender or the person seized or detained is a national of
the United States;
(B) the offender is found in the United States; or
(C) the governmental organization sought to be compelled is the
Government of the United States.
(2) It is not an offense under this section if the conduct required for
the offense occurred inside the United States, each alleged offender
and each person seized or detained are nationals of the United States,
and each alleged offender is found in the United States, unless the
governmental organization sought to be compelled is the Government
of the United States.
18 U.S.C. § 1203.
Initially, appellants say that the Hostage Taking Act violates their Fifth
Amendment right to equal protection by discriminating impermissibly on the basis
of alienage. The government concedes that the Act “by its own terms applies only
to aliens and, consequently, treats aliens differently than United States citizens,”
(Gov’t Br. at 25),5 but disagrees that the classification is unconstitutional.
Appellants’ argument is grounded on the erroneous foundation that
congressional classifications based on alienage are subject to strict scrutiny. While
it is true that strict scrutiny applies to state classifications of aliens, we have held
expressly that congressional classifications based on alienage are subject to rational
5
Specifically, “[i]f the victim is a national and the United States government is not the
party to be compelled, the statute criminalizes conduct by an alien that would not be subject to
federal prosecution if undertaken by a United States citizen.” (Gov’t Br. at 25.)
8
basis review. See Rodriguez v. United States, 169 F.3d 1342, 1347 (11th Cir.
1999); Tefel v. Reno, 180 F.3d 1286, 1298-99 (11th Cir. 1999); Yeung v. I.N.S.,
76 F.3d 337, 339 (11th Cir. 1996). In other words, Congress can pass laws
regulating the conduct of non-citizens within the United States, and those laws do
not violate equal protection so long as they are rationally related to a legitimate
government interest. The reasons behind the dichotomy between federal and state
authority lie in Congress’s “broad power over naturalization and immigration,”
which enables the Congress, not the states, to make rules applicable to aliens that
“would be unacceptable if applied to citizens.” Matthews v. Diaz, 426 U.S. 67, 79-
80, 96 S. Ct. 1883, 1891 (1976). As the Supreme Court explained:
For reasons long recognized as valid, the responsibility for regulating
the relationship between the United States and our alien visitors has
been committed to the political branches of the Federal Government.
Since decisions in these matters may implicate our relations with
foreign powers, and since a wide variety of classifications must be
defined in the light of changing political and economic circumstances,
such decisions are frequently of a character more appropriate to either
the Legislature or the Executive than to the Judiciary.
Id. at 81, 96 S. Ct. at 1892. Accordingly, the Court found that “decisions made by
the Congress or the President in the area of immigration and naturalization” are
subject to “a narrow standard of review” that is equivalent to rational basis
scrutiny. Id. at 82, 96 S. Ct. at 1892. See also Rodriguez, 169 F.3d at 1347.
9
Appellants’ efforts to avoid this conclusion and distinguish these cases are
unpersuasive. The majority of the cases they cite apply strict scrutiny to state laws
and, therefore, are plainly inapplicable in this context. See, e.g., Graham v.
Richardson, 403 U.S. 365, 371-72, 91 S. Ct. 1848, 1851-52 (1971) (applying strict
scrutiny to a state law classification based on alienage). Appellants also attempt to
distinguish Rodriguez and Matthews on the grounds that the law at issue in this
case is criminal rather than civil and that those cases were based on Congress’s
special authority over aliens with respect to immigration and naturalization matters
and not to classifications of aliens more generally. They do not, however, provide
any case law or rationale to support those arguments, and we are not persuaded by
them. The Supreme Court did not limit its holding in Matthews to civil cases, and
we can find no persuasive reason to do so in this case. Moreover, the Court’s
language in Matthews is applicable to congressional classifications of aliens
generally and not simply to its classification of aliens during the immigration or
naturalization process. See Matthews, 426 U.S. at 80, 96 S. Ct. at 1891 (“The fact
that an Act of Congress treats aliens differently from citizens does not in itself
imply that such disparate treatment is ‘invidious.’”).
We agree with every other circuit court of appeals that has confronted this
issue, and apply rational basis review to the statute. See United States v.
10
Montenegro, 231 F.3d 389, 395 (7th Cir. 2000) (concluding that the Hostage
Taking Act survives rational basis review); United States v. Santos-Riviera, 183
F.3d 367, 373 (5th Cir. 1999) (rejecting the contention that the Hostage Taking Act
should be reviewed using strict scrutiny); United States v. Lue, 134 F.3d 79, 87 (2d
Cir. 1998) (“As long as the Hostage Taking Act is rationally related to a legitimate
government interest it satisfies principles of equal protection in this context.”);
United States v. Lopez-Flores, 63 F.3d 1468, 1473-74 (9th Cir. 1995) (“The same
principles that animate both the Constitution’s grant of plenary control over
immigration legislation to Congress and the attendant low level of judicial review
of such legislation dictate a similarly low level of review here, where foreign
policy interests are strongly implicated.”).
Accordingly, the Hostage Taking Act is a valid exercise of congressional
authority so long as it is “rationally related to the achievement of a legitimate
government purpose.” Joel v. City of Orlando, 232 F.3d 1353, 1357 (11th Cir.
2000) (citation omitted), cert. denied, 121 S. Ct. 1616 (2001). We apply a two-step
analysis in determining whether that standard is met:
The first step in determining whether legislation survives rational-
basis scrutiny is identifying a legitimate government purpose -- a goal
-- which the enacting government body could have been pursuing.
The actual motivations of the enacting governmental body are entirely
irrelevant. . . . The second step of rational-basis scrutiny asks whether
a rational basis exists for the enacting governmental body to believe
11
that the legislation would further the hypothesized purpose. The
proper inquiry is concerned with the existence of a conceivably
rational basis, not whether that basis was actually considered by the
legislative body. As long as reasons for the legislative classification
may have been considered to be true, and the relationship between the
classification and the goal is not so attenuated as to render the
distinction arbitrary or irrational, the legislation survives rational-
basis scrutiny.
Id. at 1358 (quoting Haves v. City of Miami, 52 F.3d 918, 921-22 (11th Cir. 1995))
(emphasis in original).
The first of those requirements -- a legitimate government purpose -- is
easily satisfied because Congress passed the Hostage Taking Act to implement the
International Convention Against the Taking of Hostages, Dec. 18, 1979, T.I.A.S.,
No. 11,081 (“Convention”). Thus, as the Second Circuit noted, the purpose of the
Act is “to address a matter of grave concern to the international community:
hostage taking as a manifestation of international terrorism.” Lue, 134 F.3d at 87.
Indeed the wording of the Act tracks precisely the language of the Convention.
See Convention, art. I, II (requiring the implementing country to make “seiz[ing]
or detain[ing] and threaten[ing] to kill, to injure or to continue to detain another
person . . . in order to compel a third party, namely, a State, an international
intergovernmental organization, a natural or juridical person, or a group of persons,
to do or abstain from doing any act . . . punishable by appropriate penalties”).
12
Second, although, as appellants point out, there are state laws designed to
combat domestic terrorism, Congress enacted the Act because it believed that
kidnapping involving foreign nationals has serious international ramifications,
which are Congress’s unique responsibility. Thus, the second prong is met
because, as the Second Circuit held,
Congress rationally concluded that a hostage taking within our
jurisdiction involving a noncitizen is sufficiently likely to involve
matters implicating foreign policy or immigration concerns as to
warrant a federal criminal proscription. The connection between the
act and its purpose is not so attenuated as to fail to meet the rational-
basis standard.
Id. Accordingly, we agree with all of the other circuits to have confronted the
issue that the Hostage Taking Act is rationally related to a legitimate government
interest. See id.; Montenegro, 231 F.3d at 395 (adopting the holding of Lue);
Santos-Riviera, 183 F.3d at 373 (same); Lopez-Flores, 63 F.3d at 1475.
Appellants also suggest that Congress lacked the authority under any of its
constitutionally enumerated powers to enact the Hostage Taking Act, whether that
power derives from the Commerce Clause, the Law of Nations Clause, or from its
broad power to regulate immigration and naturalization. Those arguments,
however, are misplaced. The Hostage Taking Act was passed in order to
implement the International Convention Against the Taking of Hostages, and thus
congressional authority may be found in the Necessary and Proper Clause.
13
The Necessary and Proper Clause provides that “Congress shall have Power
. . . [t]o make all Laws which shall be necessary and proper for carrying into
Execution the foregoing powers, and all other Powers vested by this Constitution
in the Government of the United States, or in any Department or Officer thereof.”
U.S. Const., art I, § 8. As the Second Circuit noted in Lue, because “Congress’s
authority under the Necessary and Proper Clause extends beyond those powers
specifically enumerated in Article I, section 8[, it] may enact laws necessary to
effectuate the treaty power, enumerated in Article II of the Constitution.” Lue, 134
F.3d at 82 (citing Missouri v. Holland, 252 U.S. 416, 432, 40 S. Ct. 382, 383
(1920); Neely v. Henkel, 180 U.S. 109, 121, 21 S. Ct. 302, 306 (1901)). Thus,
“[i]f the Hostage Taking Convention is a valid exercise of the Executive’s treaty
power, there is little room to dispute that the legislation passed to effectuate the
treaty is valid under the Necessary and Proper Clause.” Id. at 84 (citing Holland,
252 U.S. at 432, 40 S. Ct. at 383, for the proposition that, under normal
circumstances, “[i]f the treaty is valid there can be no dispute about the validity of
[a] statute [passed] under Article I, Section 8, as a necessary and proper means to
execute the powers of the Government”).
We agree with the Second Circuit’s analysis and conclusion that “the
Hostage Taking Convention is well within the boundaries of the Constitution’s
14
treaty power,” id. at 83, and similarly conclude that Congress had authority under
the Necessary and Proper Clause to enact the Hostage Taking Act.
B.
In addition to being found guilty of the hostage taking and carjacking
counts, each appellant was convicted under the firearms statute making it a federal
crime to use and carry a firearm during a crime of violence. See 18 U.S.C. §
924(c) (providing additional penalties for a person “who, during and in relation to
any crime of violence, . . . uses or carries a firearm, or who, in furtherance of any
such crime, possesses a firearm . . ..”). Appellant Caraballo-Martinez argues that
those convictions cannot stand because Congress lacked the power under the
Commerce Clause to enact that provision.
In making that argument, Caraballo-Martinez relies primarily on United
States v. Lopez, 514 U.S. 549, 115 S. Ct. 1624 (1995). After the Court’s decision
in Lopez, however, we squarely rejected precisely the same argument Caraballo-
Martinez now makes. See United States v. DePace, 120 F.3d 233, 235 n.2 (11th
Cir. 1997) (agreeing with those courts that have rejected the idea “that 18 U.S.C. §
924(c) is an unconstitutional effort to regulate intrastate, non-economic activity”)
(citing United States v. Brown, 72 F.3d 96, 96-97 (8th Cir.1995); United States v.
15
Leshuk, 65 F.3d 1105, 1111-12 (4th Cir.1995)). We add that nothing in the
Supreme Court’s recent rulings in Jones v. United States, 529 U.S. 848, 120 S. Ct.
1904 (2000), or United States v. Morrison, 529 U.S. 598, 120 S. Ct. 1740 (2000),
alters that conclusion. Cf. Gray, 260 F.3d at 1270 (concluding that “nothing in
Morrison or Jones alters our previous conclusion that, to convict a defendant for
Hobbs Act robbery, the Government must prove a minimal, but not substantial,
effect on interstate commerce.”) .
C.
Finally, the district court enhanced the appellants’ sentences under U.S.S.G.
§ 2A4.1(b)(1), which provides for a six-level increase “[i]f a ransom demand or
demand upon government was made” in the course of a kidnapping or abduction.
U.S.S.G. § 2A4.1(b)(1). The parties agree that, although a ransom letter was
drafted on Martinez’s computer and was printed, it was never actually delivered to
Mr. Aragao. Appellants Ferreira and Martinez argue, therefore, that the
enhancement was improper because § 2A4.1(b)(1) requires that a ransom demand
“was made.”
The district court rejected that contention, as do we. The district court held
that the guideline language must be read in pari materia with the application notes
accompanying it. Specifically, Application Note Five to § 2A4.1 states that “[i]n
16
the case of a conspiracy, attempt, or solicitation to kidnap, § 2X1.1 (Attempt,
Solicitation or Conspiracy) requires that the court apply any adjustment that can be
determined with reasonable certainty.” U.S.S.G. § 2A4.1, comment. (n.5).
Reading the commentary alongside the guideline language, the district court
concluded that an enhancement is appropriate if it could be determined “with
reasonable certainty” that a ransom demand would have been made but for the
appellants’ capture. The district court then found that the repeated phone calls to
Mr. Aragao together with the torn letter made it “reasonably certain” that the
appellants would have made a ransom demand if doing so had been feasible.
Appellants argue that the district court erred in relying on the application
note in this case because the guideline language plainly requires that the ransom
demand “was made.” In making that argument, they cite our opinion in United
States v. Chastain, 198 F.3d 1338 (11th Cir. 1999), for the proposition that, where
the Guidelines provide for an enhancement based on a completed act, as evidenced
by the use of the past tense, the act must actually have occurred in order for the
enhancement to apply. In Chastain, the defendants attempted to use a private plane
to import narcotics, but the plane crashed before the crime could be executed.
During sentencing, the district court granted a two-level enhancement pursuant to
U.S.S.G. § 2D1.1(b)(2), which is entitled “Unlawful Manufacturing, Importing,
17
Exporting, or Trafficking (Including Possession with Intent to Commit These
Offenses) Attempt or Conspiracy,” and permits the increase “[i]f the defendant
unlawfully imported or exported a controlled substance under circumstances in
which an aircraft other than a regularly scheduled commercial air carrier was used
to import or export the controlled substance.” In granting the two-level
enhancement, the district court relied on the words “attempt or conspiracy” in the
title. Id. at 1353. On appeal, we determined that the language required that the
airplane was “used to import” and, therefore, contemplated a “completed event, an
actual importation.” Id. Accordingly, we found it unnecessary to look to the title
of the guideline to explain what was clear in the text and reversed because there
was no completed importation. Id.
Appellants’ reliance on Chastain, however, is misplaced. In Chastain, there
was no application note supporting U.S.S.G. § 2D1.1(b)(2), the provision at issue
in that case. Had there been an application note, nothing in Chastain suggests that
we would not have considered it. There is a substantial difference between the title
of a guideline provision and commentary or an application note to a guideline
provision. A stated purpose of the commentary is to “interpret the guideline or
explain how it is to be applied.” U.S.S.G. § 1B1.7. See also Stinson v. United
States, 508 U.S. 36, 44, 113 S. Ct. 1913, 1918 (1993) (“[C]ommentary explains the
18
guidelines and provides concrete guidance as to how even unambiguous guidelines
are to be applied in practice.”). There is no such stated purpose for the title, and
we have held that the title of a statutory provision may be useful only when it sheds
light on some ambiguous word or phrase. Adler v. Duval County Sch. Bd., 206
F.3d 1070, 1087 (11th Cir. 1999), vac. on other grounds, 531 U.S. 801, 121 S. Ct.
31, and opinion reinstated, 250 F.3d 1330 (11th Cir. 2000), pet. for cert. filed, 70
U.S.L.W. 3147 (U.S. Aug. 08, 2001) (No. 01-287). No restriction is placed on the
use of the application notes and, in fact, exactly the contrary is true -- the guideline
and the commentary must be “read together.” See, e.g., United States v. Pedragh,
225 F.3d 240, 244 (2d Cir. 2000) (holding that, “since the commentary is part and
parcel of the Sentencing Guidelines Manual and, as the Supreme Court has pointed
out, is written by the same body that is charged with drafting the guidelines, the
two are to be read together”). See also United States v. Gay, 240 F.3d 1222, 1232
(10th Cir. 2001).
Finally, the appellants’ contention that a ransom note must actually have
been delivered is directly contrary to the application note’s requirement that the
court apply any adjustment that can be determined with “reasonable certainty.”
Thus, in order to adopt appellants’ reading of the guideline language, we would be
required to ignore the application note entirely. That, we are unwilling to do.
19
Rather, we conclude that the district court correctly interpreted U.S.S.G. §
2A4.1(b)(1). Because the phone calls to Mr. Aragao coupled with the letter found
in the North Miami house made it “reasonably certain” that the appellants would
have made a ransom demand if doing so had been feasible, the district court
appropriately granted the six-level enhancement.
III.
In sum, we conclude that the Hostage Taking Act does not violate the Equal
Protection Clause, that the codification of that statute and 18 U.S.C. § 924(c) are
valid exercises of congressional authority, and that the district court appropriately
granted a six-level enhancement upon a determination that the appellants intended
to make a ransom demand. Accordingly, we find no error and affirm the
appellants’ convictions and sentences.
AFFIRMED.
20