SUPREME COURT OF ARIZONA
En Banc
ARIZONA INDEPENDENT ) Arizona Supreme Court
REDISTRICTING COMMISSION, an ) No. CV-11-0313-SA
Independent Constitutional Body, )
)
Petitioner, )
)
COLLEEN COYLE MATHIS, )
)
Intervenor, )
)
v. ) O P I N I O N
)
JANICE K. BREWER, in her )
official capacity as the )
Governor of the State of )
Arizona; ARIZONA STATE SENATE; )
RUSSELL PEARCE, in his official )
capacity as Senate President, )
)
Respondents. )
)
__________________________________)
Special Action
JURISDICTION ACCEPTED; RELIEF GRANTED
________________________________________________________________
OSBORN MALEDON PA Phoenix
By Mary R. O’Grady
Kristin L. Windtberg
Grace E. Campbell
Jean-Jacques Cabou
Joseph N. Roth
Attorneys for Arizona Independent Redistricting Commission
JONES SKELTON & HOCHULI PLC Phoenix
By A. Melvin McDonald, Jr.
Lori L. Voepel
Jonathan P. Barnes
Attorneys for Arizona State Senate and Russell K. Pearce
GAMMAGE & BURNHAM PLLC Phoenix
By Lisa T. Hauser
Christopher Hering
Cameron C. Artigue
And
OFFICE OF THE GOVERNOR Phoenix
By Joseph Sciarrotta, Jr.
Christina Estes-Werther
Attorneys for Governor Janice K. Brewer
LAW OFFICES OF THOMAS A. ZLAKET PLLC Tucson
By Thomas A. Zlaket
Attorney for Colleen Coyle Mathis
COPPERSMITH SCHERMER & BROCKELMAN PLC Phoenix
By Andrew S. Gordon
Roopali Hardin Desai
Attorneys for Amicus Curiae Linda C. McNulty
TIM NELSON, PLLC Phoenix
By Timothy A. Nelson
Attorney for Amicus Curiae Jose Herrera
ARIZONA CENTER FOR LAW IN THE PUBLIC INTEREST Phoenix
By Timothy M. Hogan
Joy E. Herr-Cardillo
Attorneys for Amici Curiae Ann Eschinger, Dennis Michael
Burke, and Bart Turner
NAVAJO NATION, DEPARTMENT OF JUSTICE Window Rock
By Dana L. Bobroff
Michelle Begay
And
SACKS TIERNEY PA Scottsdale
By Judith M. Dworkin
Patricia Ferguson-Bohnee
Attorneys for Amicus Curiae Navajo Nation
ARIZONA HOUSE OF REPRESENTATIVES Phoenix
By Peter A. Gentala
Attorney for Amici Curiae Andrew M. Tobin, Alan L.
Krieger, Marlin Kuykendall, and John Moore
PERKINS COIE LLP Phoenix
By Paul F. Eckstein
2
Amelia M. Gerlicher
Kirstin T. Eidenbach
Attorneys for Amici Curiae Common Cause, Susan Gerard,
Lucia Howard, Paul Johnson, and Roberta L. Voss
PEÑALOSA & ASSOCIATES Phoenix
By Jose L. Peñalosa, Jr.
Attorney for Amici Curiae Barbara L. Klein and Ken Clark
CANTELME & BROWN PLC Phoenix
By David J. Cantelme
Attorney for Amicus Curiae Speaker Andrew M. Tobin
________________________________________________________________
P E L A N D E R, Justice
¶1 This special action challenges the Governor’s removal
of Chairperson Colleen Mathis from the Arizona Independent
Redistricting Commission (“IRC”). On November 17, 2011, we
issued an order, clarified on November 23, accepting
jurisdiction and granting relief with a written opinion to
follow. This is that opinion.
I. FACTUAL AND PROCEDURAL BACKGROUND
¶2 The IRC consists of five citizen volunteers
constitutionally charged with drawing Arizona’s congressional
and state legislative districts every ten years. Ariz. Const.
art. 4, pt. 2, § 1(3). Commissioners are nominated by the
Commission on Appellate Court Appointments. Id. § 1(4)-(5).
The first four appointments are made by the highest ranking
officers and minority party leaders of the Arizona House of
Representatives and Senate. Id. § 1(6). Those four
commissioners then select a chairperson, the fifth commissioner,
3
from a pool of nominees not registered with any party already
represented on the IRC. Id. § 1(8).
¶3 The four partisan appointees on the present IRC are
Republicans Scott Freeman and Richard Stertz and Democrats Jose
Herrera and Linda McNulty. In early 2011, they unanimously
selected Colleen Mathis, a registered Independent, as the
Chairperson. The IRC then began holding meetings aimed at
accomplishing its core function – to prepare draft maps for
Arizona’s congressional and legislative districts, obtain public
comment, adjust and finalize the maps, and submit final maps to
the United States Department of Justice for approval. Ariz.
Const. art. 4, pt. 2, § 1; 42 U.S.C. § 1973c.
¶4 In June 2011, the IRC retained a mapping consultant,
Strategic Telemetry, after a three-to-two vote in which Mathis,
Herrera, and McNulty were in the majority. Several weeks later,
the Attorney General’s Office began investigating the IRC’s
compliance with Arizona’s open meeting and procurement laws with
respect to the Strategic Telemetry contract. The investigation
raised questions of first impression regarding the scope of
Arizona’s statutory open meeting law and its applicability to
the IRC, which has a separate constitutionally mandated open
meeting requirement. See Ariz. Const. art. 4, pt. 2, § 1(12).
Litigation of those issues was pending in superior court when
this special action was filed in and decided by this Court.
4
¶5 In October 2011, the IRC approved draft maps for new
congressional and legislative districts by a three-to-two vote,
with Mathis and the two Democratic Commissioners again in the
majority. The IRC then advertised those maps and embarked on
statewide meetings to obtain public comment. See Ariz. Const.
art. 4, pt. 2, § 1(16).
¶6 On Wednesday, October 26, 2011, Governor Janice K.
Brewer notified all five Commissioners in writing of allegations
that they had committed substantial neglect of duty and gross
misconduct in office. Arizona’s Constitution permits a governor
to remove an IRC commissioner, with the concurrence of two-
thirds of the Senate, for “substantial neglect of duty, gross
misconduct in office, or inability to discharge the duties of
office.” Ariz. Const. art. 4, pt. 2, § 1(10). Before removal,
a commissioner must be served written notice and given an
opportunity to respond. Id.
¶7 In her October 26 letter, the Governor raised four
issues and listed seven IRC actions that allegedly
“contribut[ed] to” cause for removal.1 The Governor asked each
1
In her October 26 letter, the Governor charged the IRC with
violating constitutional requirements in the preparation of
draft maps; refusing to cooperate with the Attorney General’s
Office in its investigation of open meeting law issues; pre-
arranging votes in violation of open meeting requirements and
principles; and committing procurement improprieties to
manipulate selection of specific vendors.
5
Commissioner to respond by 8 a.m. on Monday, October 31, 2011.
The IRC and the five Commissioners separately responded to the
Governor’s letter by that deadline.
¶8 On November 1, Secretary of State Ken Bennett, in his
capacity as Acting Governor while Governor Brewer was out of
state,2 sent a letter to Commissioner Mathis removing her from
the IRC, effective upon concurrence of two-thirds of the Senate.
That letter stated in full:
Dear Ms. Mathis:
Thank you for your October 31, 2011 letter, in
response to my October 26, 2011 letter, in which you
were given written notice of allegations that you have
committed substantial neglect of duty and/or gross
misconduct in office. The Arizona Constitution is
designed to ensure that Arizona’s redistricting
process is undertaken by commissioners committed to
their constitutional duty to apply the provisions of
Arizona Constitution, Art. 4, Pt. 2, § 1 in an honest,
independent and impartial fashion, and to transact the
redistricting process in a way that upholds public
confidence in the integrity of the redistricting
process. To that end, the Constitution expressly
confers on me the authority to remove a commission
member when in my judgment, and with the concurrence
of two-thirds of the Arizona Senate, there has been
substantial neglect of duty, gross misconduct in
office, or an inability to discharge the duties of
office.
After careful review of your response and the
responses of the other commissioners, I have
determined that you have failed to conduct the Arizona
Independent Redistricting Commission’s business in
meetings open to the public, and failed to adjust the
grid map as necessary to accommodate all of the goals
2
Because Secretary of State Bennett acted on the Governor’s
behalf, we refer to them interchangeably.
6
set forth in Arizona Constitution Art. 4, Pt. 2,
§ 1(14), including, but not limited to, the failure to
consider or determine whether the creation of a
competitive district is practicable or does not cause
significant detriment to the other goals. The result
is a failure to apply the Arizona Constitution’s
redistricting provisions in an honest, independent and
impartial fashion, and a failure to uphold public
confidence in the integrity of the redistricting
process. In my judgment, the foregoing constitutes
substantial neglect of duty or gross misconduct in
office.
Accordingly, I hereby remove you as the fifth
member of the Arizona Independent Redistricting
Commission and as its Chair. This removal will be
effective immediately upon concurrence of two-thirds
of the Arizona Senate.
Sincerely,
Ken Bennett
Acting Governor
on behalf of
Janice K. Brewer
Governor
¶9 Acting Governor Bennett called a special session of
the Legislature at 4:45 p.m. on November 1, 2011, to remove
Chairperson Mathis from the IRC. Two-thirds of the Senate
concurred in the removal, and the Senate adjourned sine die at
6:35 p.m. that day.
¶10 Three days later, the IRC petitioned this Court for
special action relief, claiming that the Governor exceeded her
limited removal authority and that the Governor and Senate
violated separation-of-powers principles by usurping powers of
the IRC and the judiciary. Mathis moved to intervene as a
petitioner. We granted that motion, obtained further briefing
7
from the parties and various amici, and held expedited oral
argument.3
II. JURISDICTION
¶11 In challenging whether the Governor acted within her
“legal authority” in removing Mathis, Petitioners raise a
question covered by our special action rules. See Ariz. R. P.
Spec. Act. 3(b). Those procedural rules combine the old common
law writs into a single form of action, but do not expand the
constitutional scope of this Court’s original jurisdiction. See
id. 1(a); cf. Ingram v. Shumway, 164 Ariz. 514, 516, 794 P.2d
147, 149 (1990) (finding original jurisdiction based on
applicable “constitutional provisions,” rather than on special
action procedure).
¶12 The IRC invoked our subject matter jurisdiction under
Article 6, Section 5 of the Arizona Constitution. That
provision grants this Court original jurisdiction to issue
“mandamus, injunction and other extraordinary writs to state
officers” and extends “[s]uch other jurisdiction as may be
provided by law.” Ariz. Const. art. 6, § 5(1), (6); see also
A.R.S. § 12-2021 (empowering this Court to issue a writ of
mandamus “to any person . . . to compel the admission of a party
to the use and enjoyment of a right or office to which he is
3
“Petitioners” in this opinion includes the IRC and Mathis
unless otherwise indicated.
8
entitled and from which he is unlawfully precluded by such . . .
person”).
¶13 The Governor argues that we lack jurisdiction because
this special action does not fall within any of the categories
specified in Article 6, Section 5. But, regardless of whether
the relief requested is characterized as mandamus, certiorari,
or some other “extraordinary writ,” we find original subject
matter jurisdiction here. See Forty-Seventh Legislature v.
Napolitano, 213 Ariz. 482, 485 ¶ 10, 143 P.3d 1023, 1026 (2006)
(finding that “[t]his Court has original jurisdiction to issue
extraordinary writs against state officers,” including the
governor); Rios v. Symington, 172 Ariz. 3, 5, 833 P.2d 20, 22
(1992) (same); see also Holmes v. Osborn, 57 Ariz. 522, 527,
540-41, 115 P.2d 775, 778, 783-84 (1941) (reviewing in
certiorari proceeding gubernatorial removal of Industrial
Commissioners and noting that the governor acted in quasi-
judicial capacity in exercising removal power).
¶14 We exercised our discretion to accept special action
jurisdiction because the legal issues raised required prompt
resolution and are of first impression and statewide importance.
See Rios, 172 Ariz. at 5, 833 P.2d at 22 (“In limited
circumstances, a judicial proceeding by way of special action
may be appropriate to test the constitutionality of executive
conduct.”); see also Adams v. Comm'n on Appellate Court
9
Appointments, 227 Ariz. 128, 131 ¶ 9, 254 P.3d 367, 370 (2011);
Brewer v. Burns, 222 Ariz. 234, 237 ¶ 8, 213 P.3d 671, 674
(2009).
III. JUSTICIABILITY
A. Standing
¶15 Respondents argue that the IRC is not a jural entity
and therefore lacks standing to sue except in certain
constitutionally specified areas. See Ariz. Const. art. 4, pt.
2, § 1(20). Respondents also contend that the IRC suffered no
distinct and palpable injury. See Brewer, 222 Ariz. at 237
¶ 12, 213 P.3d at 674 (“To have standing, a party generally must
allege a particularized injury that would be remediable by
judicial decision.”). But Mathis, who was displaced from
office, unquestionably has standing to challenge the legality of
the Governor’s removal action. Therefore, we need not decide
whether the IRC also has standing. See Crawford v. Marion Cnty.
Election Bd., 553 U.S. 181, 189 n.7 (2008).
B. Political Question
¶16 Respondents also argue that this case presents non-
justiciable political questions. The Arizona Constitution
entrusts some matters solely to the political branches of
government, not the judiciary. See Ariz. Const. art. 3
(providing that the three departments of Arizona government
“shall be separate and distinct, and no one of such departments
10
shall exercise the powers properly belonging to either of the
others”); Kromko v. Ariz. Bd. of Regents, 216 Ariz. 190, 192-93
¶ 12, 165 P.3d 168, 170-71 (2007). That a lawsuit involves
“constitutional issues with significant political overtones,”
however, “does not automatically invoke the political question
doctrine.” INS v. Chadha, 462 U.S. 919, 942-43 (1983); see also
Zivotofsky ex rel. Zivotofsky v. Clinton, 132 S. Ct. 1421, 1428
(2012) (noting that “courts cannot avoid their responsibility”
to resolve “litigation challenging the constitutional authority
of one of the three branches . . . merely because the issues
have political implications” (internal quotation marks
omitted)).
¶17 Under separation-of-powers principles, a non-
justiciable political question is presented when “there is ‘a
textually demonstrable constitutional commitment of the issue to
a coordinate political department; or a lack of judicially
discoverable and manageable standards for resolving it.’”
Kromko, 216 Ariz. at 192 ¶ 11, 165 P.3d at 170 (quoting Nixon v.
United States, 506 U.S. 224, 228 (1993)). Although this test is
generally framed in the disjunctive, the fact that the
Constitution assigns a power to another branch only begins the
inquiry. Kromko, 216 Ariz. at 193 ¶ 13, 165 P.3d at 171; see
also Forty-Seventh Legislature, 213 Ariz. at 485 ¶ 7, 143 P.3d
at 1026 (“‘Political questions,’ broadly defined, involve
11
decisions that the constitution commits to one of the political
branches of government and raise issues not susceptible to
judicial resolution according to discoverable and manageable
standards.” (emphasis added)).
¶18 A conclusion that there is a textually demonstrable
commitment to a coordinate branch is strengthened when the
Constitution does not provide judicially manageable standards
for review. Kromko, 216 Ariz. at 193 ¶ 14, 165 P.3d at 171
(citing Nixon, 506 U.S. at 228-29). Conversely, the
significance of a textually demonstrable commitment to another
branch is weakened when the Constitution expressly provides
discernible and manageable standards for judicial review. In
other words, the two aspects of the test are interdependent.
See id. at 193 ¶¶ 13-14, 165 P.3d at 171.
¶19 The Constitution provides for removal of an IRC
Commissioner as follows:
After having been served written notice and provided
with an opportunity for a response, a member of the
independent redistricting commission may be removed by
the governor, with the concurrence of two-thirds of
the senate, for substantial neglect of duty, gross
misconduct in office, or inability to discharge the
duties of office.
Ariz. Const. art. 4, pt. 2, § 1(10). That provision expressly
assigns removal power to the governor, subject to a
supermajority concurrence of the Senate. This textual
commitment, Respondents assert, makes Petitioners’ challenge to
12
Mathis’s removal a non-reviewable political question. But we
must also consider whether Section 1(10) identifies judicially
manageable standards for review.
¶20 Respondents contend that this provision vests the
political branches alone with the power to determine whether
constitutional cause exists for removal, a determination not
subject to judicial review under any circumstances. Section
1(10)’s removal provision, Respondents argue, is akin to the
legislature’s constitutional impeachment power and, therefore,
this case is controlled by Mecham v. Gordon, 156 Ariz. 297, 751
P.2d 957 (1988) (Mecham I), and Mecham v. Arizona House of
Representatives, 162 Ariz. 267, 782 P.2d 1160 (1989) (Mecham II)
(collectively “Mecham Cases”). In Mecham I, we held that “the
Constitution gives the Senate, rather than this Court, the power
to determine what rules and procedures should be followed in the
impeachment trial.” 156 Ariz. at 303, 751 P.2d at 963. In
Mecham II, we declined to review impeachment proceedings that
culminated in removal of the governor from office and stated
that, when all constitutional requirements undisputedly were
met, “this Court has no jurisdiction to review the proceedings
in the legislature, to examine for error of fact or law, . . .
to prescribe or reject rules to be followed by the Senate during
the trial,” or to determine whether a governor committed
impeachable acts. 162 Ariz. at 268, 782 P.2d at 1161.
13
¶21 The impeachment issues addressed in the Mecham Cases,
however, are sui generis; for several reasons, those decisions
do not categorically apply to other constitutional removal
provisions such as Section 1(10). First, the constitutional
commitment of impeachment powers to the legislature is textually
exclusive. This Court determined in Mecham I that Arizona’s
impeachment provisions are structurally similar to and
correspond with those in the federal Constitution.4 156 Ariz. at
301, 751 P.2d at 961. In construing the federal clause, which
provides “[t]he Senate shall have the sole Power to try all
Impeachments,” the Supreme Court concluded that use of the word
“sole” described an authority reposed in the legislative branch
and nowhere else. Nixon, 506 U.S. at 229 (citing U.S. Const.
art. 1, § 3, cl. 6). In Mecham I, we found Arizona’s similar
constitutional text — granting “sole power of impeachment” to
the House of Representatives and mandating the Senate to try
“[a]ll impeachments” — similarly demonstrated authority reposed
exclusively in the legislative branch. 156 Ariz. at 301, 751
P.2d at 961 (quoting Ariz. Const. art. 8, pt. 2, § 1). In
contrast, Section 1(10) has no such exclusionary or mandatory
language.
4
See U.S. Const. art. 1, § 2, cl. 5 (“The House of
Representatives . . . shall have the sole Power of
Impeachment.”); art. 1, § 3, cl. 6 (“The Senate shall have the
sole Power to try all Impeachments.”).
14
¶22 Second, impeachment under Article 8 of Arizona’s
Constitution includes four important procedural checks to ensure
a Senate trial’s just outcome. Article 8 requires the Senate to
try all impeachments; when sitting for trial, senators must be
on oath or affirmation to do justice according to law and
evidence; the chief justice must preside over the trial; and
two-thirds of the Senate must concur in the impeachment. Ariz.
Const. art. 8, pt. 2, §§ 1, 2.
¶23 Section 1(10), on the other hand, does not require a
trial; an oath, affirmation, or a just determination based on
law and evidence; or representative oversight by another
governmental department. The requirement of two-thirds Senate
concurrence is a significant check on the governor’s removal
power and poses a potentially formidable hurdle to curb abuse of
executive discretion. But the absence in Section 1(10) of the
other procedural and substantive safeguards found in Article 8
distinguishes the Senate’s role under Section 1(10) from its
role in an impeachment.
¶24 Third, impeachment was uniquely designed by the
framers of the federal Constitution to be a political process.
THE FEDERALIST, No. 65 (A. Hamilton). The framers considered and
rejected a judicial role in the process, deciding instead that
impeachment should be a legislative “inquest into the conduct of
public men.” Id. Arizona’s impeachment framework is no
15
different. See Ingram, 164 Ariz. at 519, 794 P.2d at 152
(“Impeachment, essentially a political process, is not subject
to judicial review.”). In contrast, the constitutional
provisions creating and governing the IRC, which include Section
1(10), were designed to remove redistricting from the political
process by extracting this authority from the legislature and
governor and instead granting it to “an independent commission
of balanced appointments.” Ariz. Sec’y of State 2000 Publicity
Pamphlet 60 (2000) (providing the title and text of Proposition
106, which established the IRC as a constitutional body); see
also Ariz. Minority Coal. for Fair Redistricting v. Ariz. Indep.
Redistricting Comm’n, 220 Ariz. 587, 591 ¶ 2, 208 P.3d 676, 680
(2009).
¶25 The intent to distance IRC redistricting from the
political process is also reflected in the constitutional
prohibitions against commissioners having held a political
appointment or office for three years before IRC service, and
against their working as a state public officer or paid lobbyist
for three years after such service. Ariz. Const. art. 4, pt. 2,
§ 1(3), (13); see also Adams, 227 Ariz. at 131-32 ¶ 10, 135
¶ 30, 254 P.3d at 370-71, 374. The legislature’s role in
redistricting is limited to submitting recommendations by
memorial or minority report, which the IRC considers before
establishing final district boundaries. Ariz. Const. art. 4,
16
pt. 2, § 1(16). And, other than Section 1(10)’s removal
provision, the Constitution provides no role for the governor in
the redistricting process. These factors suggest that Section
1(10) removal is not exclusively political or beyond judicial
review.
¶26 Finally, impeachment is a political question because
it serves in part as an “‘important constitutional check’” on
the judiciary. Nixon, 506 U.S. at 235 (quoting THE FEDERALIST,
No. 81 (A. Hamilton)); see also Ariz. Const. art. 8, pt. 2, § 2
(making judicial officers subject to impeachment). Judicial
review of impeachment proceedings would “eviscerate” this check
by placing final review authority “in the hands of the same body
that the impeachment process is meant to regulate.” Nixon, 506
U.S. at 235. Judicial review of a governor’s exercise of
Section 1(10) removal power gives rise to no such concerns.
¶27 For these reasons, the Mecham Cases do not control the
justiciability of a challenge to gubernatorial removal of a
commissioner under Section 1(10). See Holmes, 57 Ariz. at 537,
115 P.2d at 782 (finding that impeachment cases “lend very
little aid” in determining whether the governor legally removed
Industrial Commissioners). Accordingly, we turn to whether
judicially discoverable and manageable standards exist to allow
and guide review of such removal for constitutional compliance.
¶28 Removal under Section 1(10) requires a finding by the
17
governor of substantial neglect of duty, gross misconduct in
office, or inability to discharge the duties of office. The
question of justiciability here turns on whether the
constitutionally prescribed causes for removal can be discovered
and managed by the courts.
¶29 The Governor argues that the finding of cause for
removal is a subjective policy determination, and a court cannot
define or construe Section 1(10)’s terms without substituting
its judgment for hers. To be sure, this Court cannot
subjectively determine whether a commissioner found to have
committed one of the stated grounds for removal should be
removed under Section 1(10) — that judgment belongs to the
governor, subject only to concurrence of two-thirds of the
Senate. It is plainly within the courts’ ambit, however, to
determine whether the stated grounds for removal constitute
legal cause when, as here, the Constitution provides clear,
comprehensible standards.
¶30 In Kromko, we concluded the question presented was
nonjusticiable under the political question doctrine because the
constitutional mandate at issue — that university tuition be “as
nearly free as possible” — could not be assessed without first
making policy determinations clearly reserved to the legislature
and Board of Regents, such as proper class size and facility
maintenance. 216 Ariz. at 194 ¶¶ 18-21, 165 P.3d at 172.
18
Kromko, however, does not support the Governor’s position here.
Courts, both in this state and elsewhere, routinely construe
such standards as “written notice,” “opportunity to respond,”
“neglect of duty,” and “gross misconduct.” See, e.g., Holmes,
57 Ariz. at 539-40, 115 P.2d at 783 (neglect of duty); Sims v.
Moeur, 41 Ariz. 486, 489, 19 P.2d 679, 680 (1933) (same); In re
Zawada, 208 Ariz. 232, 234 ¶ 4, 239 ¶ 25, 92 P.3d 862, 864, 869
(2004) (gross misconduct); Jones v. Kan. State Univ., 106 P.3d
10, 25-26, 28 (Kan. 2005) (same); cf. Brewer, 222 Ariz. at 239
¶¶ 20-22, 213 P.3d at 676 (finding the term “reasonable” to be
judicially discoverable and manageable because “[c]ourts
regularly assess the reasonableness of actions in many
contexts”). Here, unlike Kromko, well-established legal
principles exist to guide us in determining whether the
Governor’s removal of Mathis meets constitutional requirements,
without “substituting our subjective judgment” on facts or on
the nature and severity of Mathis’s alleged wrongs. Kromko, 216
Ariz. at 194 ¶ 21, 165 P.3d at 172.
¶31 Indeed, review of executive for-cause removals has
long been recognized as within the judiciary’s sphere. See
Holmes, 57 Ariz. at 527-28, 558, 115 P.2d at 778, 790 (annulling
the governor’s removal of Industrial Commissioners for
“inefficiency, neglect of duty, malfeasance, misfeasance and
nonfeasance in office”). Judicial review is particularly
19
appropriate when an executive seeks to remove a commissioner
from an independent body such as the IRC. See Humphrey’s Ex’r
v. United States, 295 U.S. 602, 629-32 (1935) (holding that the
President could only remove Federal Trade Commissioner during
prescribed term for identified statutory grounds, and noting
that “it is quite evident that one who holds his office only
during the pleasure of another cannot be depended upon to
maintain an attitude of independence against the latter’s
will”); Lunding v. Walker, 359 N.E.2d 96, 101 (Ill. 1976)
(finding “properly reviewable by the courts” the governor’s for-
cause removal of a member of the State Board of Elections, and
noting “the independent nature of the Board” and that “public
interest demands[] that Board members not be amenable to
political influence or discipline in the discharge of their
official duties”); Hall v. Tirey, 501 P.2d 496, 501 (Okla. 1972)
(concluding that a member of an independent board who acts in a
quasi-legislative capacity “is entitled to have the courts
decide whether his removal [for cause] complied with the
standards established by the Legislature”); Bowers v. Penn.
Labor Relations Bd., 167 A.2d 480, 484 (Pa. 1961) (rejecting
governor’s claim that he could remove at his pleasure a member
of the Labor Relations Board, whose “members were not to be made
amenable to political influence or discipline in the discharge
of their official duties”).
20
¶32 The gubernatorial removal power derives from the
Constitution, not statute. That fact, however, does not alter
or lessen a court’s power to review whether removal of an
independent commissioner meets constitutional requirements. See
Holmes, 57 Ariz. at 541, 115 P.2d at 784 (stating this Court may
inquire “into the existence of jurisdictional facts,” that is,
whether the charges constitute “legal cause for removal,” when
“removal is authorized only for cause or for causes specified in
the Constitution or statutes” (citing People ex rel. Emerson v.
Shawver, 222 P. 11, 30 (Wyo. 1924))); Lunding, 359 N.E.2d at 97,
101 (reviewing governor’s removal of independent board member
who was constitutionally removable for neglect of duty).
¶33 The Senate argues that the above-cited removal cases
are inapposite because each involved judicial review of a
governor’s decision not subject to the legislative check
provided for in Section 1(10). But ratification by one
political branch of an action taken by another does not
necessarily immunize the action from judicial review. To
conclude otherwise would deprive the judiciary of its authority,
and indeed its obligation, to interpret and apply constitutional
law. Cf. Chadha, 462 U.S. at 942 n.13 (“The assent of the
Executive to a [legislative] bill which contains a provision
contrary to the Constitution does not shield it from judicial
review.”).
21
¶34 Taken to its logical conclusion, the Senate’s argument
would preclude courts from reviewing any law promulgated under
the legislature’s Article 4 power because the enactment was
subject to an executive check under the governor’s Article 5
power to veto or approve legislation. But it is well settled
that when one with standing challenges a duly enacted law on
constitutional grounds, the judiciary is the department to
resolve the issue even though promulgation and approval of
statutes are constitutionally committed to the other two
political branches. See Forty-Seventh Legislature, 213 Ariz. at
485 ¶ 8, 143 P.3d at 1026 (“To determine whether a branch of
state government has exceeded the powers granted by the Arizona
Constitution requires that we construe the language of the
constitution and declare what the constitution requires.”); THE
FEDERALIST, No. 78 (A. Hamilton) (“The interpretation of the
laws is the proper and peculiar province of the courts” and “[a]
constitution is . . . and must be regarded by the judges[] as
fundamental law.”); Marbury v. Madison, 5 U.S. (1 Cranch) 137,
177 (1803) (“It is emphatically the province and duty of the
judicial department to say what the law is.”).
¶35 Likewise, when removal of an IRC commissioner is
challenged on constitutional grounds, it is our duty to
interpret and apply the constitutional limits even though the
power and decision to remove and concur reside with the Governor
22
and Senate respectively. We are aware of the delicate balance
our constitutional framework requires among the branches of
government. This Court understands the importance of not
overstepping its bounds. We are also mindful of the tension
that results when courts are asked to judge the conduct of other
branches. See, e.g., Zivotofsky, 132 S. Ct. at 1427 (“[T]he
Judiciary has a responsibility to decide cases properly before
it, even those it ‘would gladly avoid.’” (quoting Cohens v.
Virginia, 19 U.S. (6 Wheat.) 264, 404 (1821))). For the reasons
stated above, however, we conclude that our review of whether
the Governor complied with Section 1(10)’s legal standards in
removing Commissioner Mathis is not barred by the political
question doctrine. See Zivotofsky, 132 S. Ct. at 1430 (finding
that “[t]he political question doctrine poses no bar to judicial
review” when issues raised “sound in familiar principles of
constitutional interpretation”).
IV. MERITS
¶36 Petitioners argue that the Governor exceeded her
authority under Section 1(10) by removing Mathis without legal
cause, unconstitutionally usurping the IRC’s legislative power
to draw congressional and legislative districts, and violating
Mathis’s due process rights. Because we conclude that the
Governor’s stated grounds for removing Mathis were
constitutionally deficient, we do not address Petitioners’ other
23
arguments.
¶37 Section 1(10) limits the legal cause for removal to
“substantial neglect of duty, gross misconduct in office, or
inability to discharge the duties of office.” Ariz. Const. art.
4, pt. 2, § 1(10). Only the first two grounds are at issue
here. The Governor neither alleged nor found that Mathis was
unable to discharge the duties of her office.
¶38 The Governor removed Mathis because she “failed to
conduct the Arizona Independent Redistricting Commission’s
business in meetings open to the public, and failed to adjust
the grid map as necessary to accommodate all of the goals set
forth in Arizona Constitution Art. 4, Pt. 2, § 14,” concluding
that these failures “constitute[] substantial neglect of duty or
gross misconduct in office.” The Governor had made additional,
broader allegations of IRC improprieties in her October 26
letter to all five Commissioners. But, after soliciting,
receiving, and considering the Commissioners’ responses to those
charges, the Governor memorialized her findings in the November
1 letter and articulated only the two aforementioned grounds for
removing Mathis. The November 1 letter did not include other
bases for removal or incorporate by reference any of the various
charges made in the October 26 letter. Cf. Sims, 41 Ariz. at
488-89, 19 P.2d at 680 (after serving Industrial Commissioners
with written charges alleging grounds for removal and conducting
24
an evidentiary hearing, the governor made findings that all of
the previously specified charges were sustained). Therefore, in
analyzing the constitutionality of the removal, we consider only
the two grounds expressly specified in the November 1 letter.5
¶39 We do not today find, assess, or weigh facts.6 Our
task is to interpret the language in Section 1(10) to determine
whether the stated grounds for removal meet the constitutional
standards.
¶40 Neglect of duty is the substantial failure to perform
a duty. Holmes, 57 Ariz. at 540, 115 P.2d at 783. It
“impl[ies] wrongdoing, some act of omission or commission in
5
The November 1 letter also stated that “[t]he result” of
Mathis’s two specified missteps “is a failure to apply the
Arizona Constitution’s redistricting provisions in an honest,
independent and impartial fashion, and a failure to uphold
public confidence in the integrity of the redistricting
process.” (Emphasis added). The italicized language is not
found in Section 1(10), but rather in Section 1(3), which
addresses appointment qualifications and sets forth aspirational
goals and expectations for commissioners. Those provisions do
not constitute separate legal grounds for removal under Section
1(10) and cannot be considered apart from the two grounds for
Mathis’s removal set forth in the November 1 letter.
6
As a general rule, the weight and sufficiency of evidence
will not be reviewed on certiorari unless it is necessary to
determine jurisdictional facts. Hunt v. Norton, 68 Ariz. 1, 6,
198 P.2d 124, 127 (1948); see also Johnson v. Mofford, 193 Ariz.
540, 543 ¶ 14, 544 ¶ 16, 975 P.2d 130, 133-134 (App. 1998) (when
the governor has power to remove an official, the court’s role
in judicial review is “narrow and restrained,” not to determine
whether evidence warrants the removal, but rather “merely to
ensure that the executive branch complies with the constitutions
of Arizona and the United States” (citing Farish v. Young, 18
Ariz. 298, 307-08, 158 P. 845, 849 (1916))).
25
office the law required to be done which was not done or if done
was done in an unlawful manner.” Id. at 539-40, 115 P.2d at
783. Section 1(10)’s express use of the term “substantial” to
describe the type of “neglect of duty” allowing removal
emphasizes that a commissioner’s failure must be categorical and
egregious. Cf. Holmes, 57 Ariz. at 551-52, 115 P.2d at 788
(finding that an Industrial Commissioner’s maintenance of
excessive reserves and failure to revise rates did not violate
statutory requirements, and that his failure to collect premiums
was de minimis and without harm, and thus his conduct did not
rise to neglect of duty); Sims, 41 Ariz. at 503, 19 P.2d at 685
(finding an Industrial Commissioner’s failure to strictly comply
with statutory requirements for annual reports did not rise to
“such neglect of duty . . . as to be cause for removal”).
¶41 Misconduct in office consists of a public officer’s
corrupt violation of assigned duties by malfeasance,
misfeasance, or nonfeasance. Bryan A. Garner, A Dictionary of
Modern Legal Usage 564 (2d ed. 1995); see also Black’s Law
Dictionary 1089 (9th ed. 2009) (defining “official misconduct”
and recognizing it is also termed “misconduct in office”).
“Malfeasance is doing that which [an] officer has no authority
to do, and is positively wrong or unlawful.” Holmes, 57 Ariz.
at 540, 115 P.2d at 783. “Misfeasance . . . is doing in a
wrongful manner that which law authorizes or requires [an
26
officer] to do.” Id. Nonfeasance is synonymous with neglect of
duty, defined above. Id.
¶42 Gross misconduct is different in kind as well as
degree, requiring a knowing and willful violation of a legal
duty. See, e.g., Jones, 106 P.3d at 25-26, 28; John v. John,
450 N.W.2d 795, 801-02 (Wis. App. 1989); Geeslin v. McElhenney,
788 S.W.2d 683, 685 (Tex. App. 1990); cf. In re Zawada, 208
Ariz. at 234 ¶ 4, 237 ¶¶ 15, 17, 239 ¶ 25, 92 P.3d at 864, 867,
869 (finding a prosecutor’s appeals to the jury’s fear;
disrespect for, prejudice against, and harassment of expert
witnesses; and improper arguments were knowing, deliberate, and
“clearly gross misconduct”); Scott v. Scott, 75 Ariz. 116, 122,
252 P.2d 571, 575 (1953) (gross or wanton negligence “is highly
potent, . . . flagrant and evinces a lawless and destructive
spirit”). Thus, gross misconduct requires a willful act or
omission that the commissioner knew or should have known was
wrong or unlawful.
¶43 The Governor’s first stated ground, that Mathis
“failed to conduct the Arizona Independent Redistricting
Commission’s business in meetings open to the public,” is not
legal cause for removal. That charge expressly tracks Article
4, Part 2, Section 1(12) of the Arizona Constitution, which
directs that “[w]here a quorum is present, the independent
redistricting commission shall conduct business in meetings open
27
to the public, with 48 or more hours public notice provided.” A
failure to conduct the IRC’s business in meetings open to the
public must at least involve a violation of that constitutional
provision to constitute “substantial neglect of duty” or “gross
misconduct.” At no point, however, did the Governor allege or
find that a non-public meeting of a quorum of the IRC occurred.
¶44 In removing Mathis, the Governor did not refer to
Arizona’s open meeting statutes, A.R.S. §§ 38-431 to -431.09.
Indeed, the question of whether those statutes apply to the IRC
was the subject of pending litigation and unresolved when Mathis
was removed. See supra ¶ 4.7 But, in any event, those statutes
define “meeting” as a gathering of a quorum, A.R.S. § 38-431(4),
and direct that all meetings of public bodies shall be public
meetings and that legal action of public bodies shall occur in
public meetings. Id. § 38-431.01(A). Thus, even if the open
meeting statutes apply to the IRC, a question we do not decide,
it would not change the result because the statutes also require
a quorum.
7
On December 9, 2011, the superior court granted the IRC’s
motion for summary judgment, finding “the Open Meeting Law,
A.R.S. § 38-431 et seq., does not apply to the IRC, which is
governed instead by the open meeting laws of Article IV Pt. 2
§ 1(12).” State v. Mathis, Under Advisement Ruling, CV 2011-
016442. The court further found that “neither the Attorney
General nor the Maricopa County Attorney may proceed in their
investigation, except as provided by Rules of Procedure for
Special Actions.” Id. The state’s appeal from the superior
court’s order is pending in the court of appeals.
28
¶45 Because the Governor neither alleged nor purported to
find that Mathis caused or participated in a nonpublic meeting
of a quorum of the IRC, we conclude that the first ground for
removal cannot and does not constitute substantial neglect of
duty. And because the Governor did not allege or purport to
find that Mathis’s conduct was in willful derogation of clearly
established and ascertainable law, we conclude that any alleged
open-meeting failures could not rise to gross misconduct.
¶46 The Governor’s second stated ground, that Mathis
“failed to adjust the grid map as necessary to accommodate all
of the goals set forth in Arizona Constitution Art. 4, Pt. 2,
§ 1(14),” also is not legal cause for removal. Section 1(14)
sets forth six goals to be accommodated by making adjustments to
the grid map. The first goal, mandating that districts must
comply with the United States Constitution and Voting Rights
Act, is unqualified. § 1(14)(A). The next five goals —
mandating equal population, geographic compactness and
contiguity, respect for communities of interest, use of certain
recognized boundaries, and competitive districts where
competitiveness is not significantly detrimental to other goals
— are required “to the extent practicable.” § 1(14)(B)-(F).
¶47 To the extent any Commissioner might have disregarded
or failed to meet any of those requirements, the Governor’s
objection is premature. When the Governor removed Mathis, the
29
congressional and legislative district maps were still in draft
stages, subject to further discussion, revision, and ongoing
public comment. A legal inquiry to test the IRC’s compliance
with Section 1(14) requirements is timely and appropriate after
Commissioners have adopted the final plan. See Ariz. Minority
Coal., 220 Ariz. at 596-97 ¶¶ 25-28, 208 P.3d at 685-86
(recognizing that the IRC must “balance competing concerns” and
“exercise discretion in choosing among potential adjustments to
the grid map”). Moreover, if procedural flaws are alleged after
adoption of the final maps, the recourse is judicial. Id. As a
matter of law, the Governor cannot base a removal decision on a
commissioner’s alleged failure to comply with constitutional
map-adjusting criteria before completion and review of the final
maps. Accordingly, the Governor’s second stated ground for
removing Mathis did not constitute substantial neglect of duty
or gross misconduct.
V. CONCLUSION
¶48 For the reasons stated, we accepted special action
jurisdiction and found this matter to be justiciable. We
conclude, as a matter of law, that neither of the Governor’s two
stated grounds for removing Mathis constitutes substantial
neglect of duty or gross misconduct in office, as required under
Article 4, Part 2, Section 1(10) of the Arizona Constitution.
Accordingly, we granted the relief requested by Mathis and
30
ordered that she be reinstated as chair of the IRC.
_____________________________________
A. John Pelander, Justice
CONCURRING:
_____________________________________
Andrew D. Hurwitz, Vice Chief Justice
_____________________________________
W. Scott Bales, Justice
_____________________________________
Robert M. Brutinel, Justice
_____________________________________
*
*
Chief Justice Rebecca White Berch has recused herself from
this case. Pursuant to Article 6, Section 3 of the Arizona
Constitution, the Honorable Michael D. Ryan, Retired Justice of
the Arizona Supreme Court, was designated to sit in this matter.
Before his untimely death on January 30, 2012, Justice Ryan
fully participated in this case, including oral argument, and
concurred in the orders issued by this Court on November 17 and
November 23, 2011.
31