Estate of Bear Ex Rel. Billy v. Belcourt

No. 80-390 IN THE SUPREME COURT OF THE STATE OF MONTANA THE ESTATE OF DOUGLAS J. STANDING BEAR, Deceased, by and through CORRINE BILLY, Personal Representative, Plaintiff and Appellant, GERALD BELCOURT, JEAN BELCOURT, and LEOTA M. STANDING BEAR, Defendants and Respondents. Appeal from: District Court of the Twelfth Judicial District, In and for the County of Hill. Honorable B.W. Thomas, Judge presiding. Counsel of Record: For Appellant: Altman & Lilletvedt, Havre, Montana Frank Altman argued, Havre, Montana For Respondents: Wm. George Harris, Missoula, Montana Submitted: June 16, 1981 Decided : Jd $ .. ICJg! lg Filed: \I \\ :\ - 1981 Mr. J u s t i c e Gene B. D a l y d e l i v e r e d t h e O p i n i o n o f t h e C o u r t . Plaintiff is the personal representative of the e s t a t e of Douglas J. Standing Bear. She a p p e a l s from an order of the District Court of the Twelfth Judicial D i s t r i c t , i n and f o r t h e C o u n t y o f H i l l , d i s m i s s i n g f o r l a c k of subject matter jurisdiction her action in claim and d e l i v e r y t o r e c o v e r a r o a d g r a d e r a l l e g e d t o be p r o p e r t y o f the estate. D o u g l a s S t a n d i n g Bear was k i l l e d i n a c a r a c c i d e n t on J u l y 22, 1978. He was, and h i s t h r e e n a t u r a l c h i l d r e n a r e , e n r o l l e d members o f t h e Wind R i v e r Arapaho I n d i a n T r i b e i n Wyoming. H i s wife, d e f e n d a n t Leota M. Standing Bear, and his adopted daughter, Teresa Standing Bear, are enrolled members o f t h e Chippewa-Cree T r i b e i n Montana. A t the t i m e o f h i s d e a t h , d e c e d e n t , h i s w i f e , and t h r e e o f t h e c h i l d r e n w e r e d o m i c i l e d on t h e Rocky B o y ' s Indian Reservation. The f o u r t h c h i l d was l i v i n g i n H a v r e , Montana. On October 1, 1976, the Bureau of Indian Affairs a p p r o v e d an I n d i a n B u s i n e s s Development G r a n t t o d e c e d e n t i n t h e amount o f $30,000 f o r t h e p u r c h a s e o f a motor g r a d e r s o that he could s t a r t a private contracting business. The g r a n t r e q u i r e d t h a t d e c e d e n t o b t a i n 60 p e r c e n t o f the cost of the grader from other sources. He applied for and received a $54,000 loan from the F i r s t National Bank of H a v r e and a g u a r a n t y f o r t h a t l o a n f r o m t h e S m a l l B u s i n e s s Administration. The Havre bank obtained a perfected security interest in the grader. Upon d e c e d e n t ' s d e a t h , a c r e d i t l i f e insurance policy paid the loan balance t o the bank. On A u g u s t 9 , 1 9 7 8 , upon a p p l i c a t i o n o f L e o t a S t a n d i n g Bear (decedent's widow), she was appointed as personal representative of her husband's estate and jurisdiction placed in the District Court of the Twelfth Judicial District, County of Hill. Leota M. Standing Bear was subsequently restrained by orders of the state District Court dated April 11, 1 9 7 9 , May 7, 1979, and October 4, 1 9 7 9 , from d i s p o s i n g o f a n y p r o p e r t y b e l o n g i n g t o t h e e s t a t e of Douglas J. Standing Bear. On O c t o b e r 4 , 1 9 7 9 , t h e c o u r t removed her as personal representative for cause. One o f the decedent's natural children, Corr ine Billy, was t h e r e a f t e r appointed p e r s o n a l r e p r e s e n t a t i v e of t h e e s t a t e . On A u g u s t 2 3 , 1 9 7 8 , L e o t a M . S t a n d i n g Bear p e t i t i o n e d the Tribal Court of the Chippewa-Cree Tribe and was appointed administrator of decedent's estate. Subsequent p r o c e e d i n g s were had in that court by Leota M. Standing Bear, i n t h e e s t a t e o f D o u g l a s J . S t a n d i n g B e a r , and on J u n e 1 8 , 1979, t h e T r i b a l Court g r a n t e d her ownership of c e r t a i n a s s e t s o f d e c e d e n t l o c a t e d a t t h a t t i m e on t h a t r e s e r v a t i o n , including the Caterpillar motor grader. All of these p r o c e e d i n g s and o r d e r s w e r e made e x p a r t e w i t h o u t any n o t i c e t o any i n t e r e s t e d p e r s o n s , i n c l u d i n g any of d e c e d e n t ' s o t h e r heirs or potential heirs. On March 1 0 , 1 9 8 0 , t h e T r i b a l C o u r t made and e n t e r e d a n o r d e r v a c a t i n g a l l p r i o r o r d e r s made i n t h e m a t t e r o f t h e estate of Douglas Standing Bear for the reason that the T r i b a l C o u r t d i d n o t have j u r i s d i c t i o n over t h e e s t a t e s i n c e decedent was not an enrolled member of the Chippewa-Cree Tribe. A t t h e time of d e c e d e n t ' s d e a t h , t h e r o a d g r a d e r was l o c a t e d on t h e F o r t Peck I n d i a n R e s e r v a t i o n . I t was moved t o t h e Rocky B o y ' s Reservation. Defendant Leota Standing Bear then s o l d t h e grader t o her b r o t h e r , defendant Gerald Belcourt, f o r $ 1 2 5 , who i n t u r n s o l d i t f o r $70,000 t o an unknown p a r t y . The D i s t r i c t C o u r t found t h a t o u t o f the proceeds, B e l c o u r t g a v e L e o t a S t a n d i n g Bear t h e sum o f $ 2 2 , 0 0 0 ; k e p t $ 6 , 0 0 0 f o r h i m s e l f ; and d e p o s i t e d t h e sum o f $ 4 2 , 0 0 0 i n t h e Montana Bank o f B r o w n i n g , Montana, i n h i s name and t h a t o f h i s wife, Jean Belcourt. A l l defendants in this action are e n r o l l e d members o f t h e Chippewa-Cree T r i b e . Corrine Billy, as personal representative of the estate, b r o u g h t a c l a i m and d e l i v e r y a c t i o n t o r e c o v e r t h e grader or t h e proceeds of its s a l e . On March 26, 1 9 8 0 , t h e District Court granted plaintiff a preliminary injunction which restrained transfer of the grader or its proceeds. D e f e n d a n t s f i l e d a m o t i o n t o d i s m i s s t h e a c t i o n and a l s o a motion to quash the preliminary injunction. The court continued the hearing on those motions to May 28, 1980, combining t h e h e a r i n g w i t h t h e " p a r e n t " c a s e , P r o b a t e Cause No. 5 1 5 8 , E s t a t e of D o u g l a s J . S t a n d i n g B e a r , D e c e a s e d . On J u l y 2 4 , 1 9 8 0 , t h e D i s t r i c t C o u r t h e l d t h a t i t had j u r i s d i c t i o n over t h e p r o b a t e proceeding b u t t h a t it lacked j u r i s d i c t i o n o v e r t h e c l a i m and d e l i v e r y a c t i o n . I n denying jurisdiction, t h e c o u r t noted t h a t t h e s a l e of the grader t o o k p l a c e on t h e reservation, t h a t a s u b s t a n t i a l p a r t of t h e p r o c e e d s a r e d e p o s i t e d i n a bank on an I n d i a n r e s e r v a - tion, and that the Chippewa-Cree Tribal Code claims j u r i s d i c t i o n of a l l c i v i l s u i t s whenever t h e d e f e n d a n t i s a tribal member. The District Court concluded that state j u r i s d i c t i o n would i n t e r f e r e w i t h t r i b a l g o v e r n m e n t and t h a t p l a i n t i f f ' s remedy was t o s u e i n t h e T r i b a l C o u r t . P l a i n t i f f a p p e a l s t h e f i n a l judgment o f t h e D i s t r i c t Court. The sole issue presented to this Court on appeal concerns the subject matter jurisdiction of t h e c l a i m and d e l i v e r y a c t i o n by t h e s t a t e D i s t r i c t C o u r t . P l a i n t i f f c o n t e n d s t h a t t h e D i s t r i c t C o u r t e r r e d when i t h e l d it d i d n o t have s u b j e c t m a t t e r jurisdiction of the c l a i m and d e l i v e r y a c t i o n a g a i n s t d e f e n d a n t s . I n Crawford e t a1. v. Roy ( 1 9 7 8 ) , 176 Mont. 227, 577 P.2d 392, this Court, using the transactional analysis test, held that t h e r e were sufficient a c t i v i t i e s occurring outside the r e s e r v a t i o n t o i n v e s t t h e s t a t e c o u r t with j u r i s d i c t i o n and, a s s u c h , s t a t e j u r i s d i c t i o n c o u l d n o t be h e l d t o i n f r i n g e on t h e r i g h t s o f t h e r e s e r v a t i o n I n d i a n s t o make t h e i r own l a w s and t o be r u l e d by t h e i r own l a w s . In the instant case, Leota Standing Bear invoked s t a t e c o u r t j u r i s d i c t i o n when s h e p e t i t i o n e d f o r t h e p r o b a t e of her deceased husband's e s t a t e . A t t h e t i m e of d e c e d e n t ' s d e a t h , t h e g r a d e r was n o t l o c a t e d on t h e Rocky B o y ' s R e s e r - v a t i o n ; and f u r t h e r , d e f e n d a n t s G e r a l d and J e a n B e l c o u r t a r e r e s i d e n t s o f t h e S t a t e o f Montana. These f a c t s , according to appellant, are sufficient to meet the transactional analysis test and, therefore, confer jurisdiction on the s t a t e court. There is no federal treaty or statute that has preempted j u r i s d i c t i o n i n t h e D i s t r i c t C o u r t . Furthermore, t h e T r i b a l Court has n o t , and i s n o t , exercising jurisdic- tion in this case. Therefore, the Tribal Court has not preempted Distr i c t Court jur isd i c t i o n but, in fact, has conceded that jurisdiction lies with the state District C o u r t and w i l l s u p p o r t and e n f o r c e t h e s t a t e c o u r t ' s f i n a l order. A p p e l l a n t a r g u e s t h a t , by e n t e r i n g i n t o a s a l e o f t h e grader, respondents committed the torts of fraud and conversion against appellant. S i n c e s u c h t o r t i o u s a c t s were directed against an estate being administered in state c o u r t , and s i n c e s u c h d e l i b e r a t e a c t i o n was t a k e n t o d e p r i v e the state court of its lawful jurisdiction, i t would be plain error t o hold that remedial a c t i o n does not lie in s t a t e court. Respondents d i d n o t appear i n t h i s Court a t t h e time set for oral arguments. The brief filed by respondents indicates the following general position. The state is p r e c l u d e d by f e d e r a l p r e e m p t i o n and t h e e x e r c i s e o f p l e n a r y power of the United States over Indian tribes from exercising jurisdiction in Indian estate and probate matters. Exclusive jurisdiction over estate and probate p r o c e e d i n g s r e s p e c t i n g d e s c e n t and d i s t r i b u t i o n o f a s s e t s o f an Indian is v e s t e d in the S e c r e t a r y of the Interior by f e d e r a l law. S e e , 25 U.S . C . S372 e t s e q . ; 25 C.F.R. -2 e t seq.; and 43 C.F.R. SS4.200 e t s e q . ; s e e a l s o Pub. L . No. 83-280, 67 STAT 588; 28 U.S.C. S 1 3 6 0 ( b ) ; and S t a t e e x r e l . Three I r o n s v. Three I r o n s ( 1 9 8 0 ) , Mon t . , 6 2 1 P.2d 476, 37 S t . R e p . 2016. Respondents argue t h a t t h e following reservation "contacts" are s u f f i c i e n t t o defeat s t a t e court jurisdiction: 1. The p r i n c i p a l h e i r s of Douglas J . S t a n d i n g Bear r e s i d e d a t t h e t i m e o f h i s d e a t h on t h e Rocky R o y ' s R e s e r v a - tion; 2. The p r i n c i p a l p l a c e o f business for the grading s e r v i c e was on t h e Rocky B o y ' s R e s e r v a t i o n ; 3. The c o n t r a c t u a l r e l a t i o n s h i p s t h e d e c e d e n t u n d e r - t o o k w e r e w i t h t h e B u r e a u o f I n d i a n A f f a i r s , t o be p e r f o r m e d on I n d i a n r e s e r v a t i o n s ; 4. The e q u i p m e n t and records of t h e b u s i n e s s were l o c a t e d on t h e F o r t Peck I n d i a n R e s e r v a t i o n ; 5. The income d e r i v e d from s e r v i c e s performed on Indian reservations; 6. An administrative law probate proceeding was ongoing under D a n i e l S. BOOS, A d m i n i s t r a t i v e Law J u d g e , and b o t h a p p e l l a n t and r e s p o n d e n t s h a v e n o t i c e t h e r e o f ; 7. Under 2 5 C.F.R. SS11.1 e t s e q . , through a Court of Indian Offenses, any claimed heir may bring suit to determine heirs and divide decedent' s property and that decedent's spouse, on A u g u s t 23, 1978, s o u g h t and invoked j u r i s d i c t i o n t o t h a t e f f e c t ; and 8. More importantly, by o r d e r of March 10, 1980, jurisdiction over the f i l e d p r o b a t e and e s t a t e p r o c e e d i n g s was, by the Court of 1ndia.n Offenses, attempted to be conceded t o t h e s t a t e D i s t r i c t C o u r t . The b r i e f s and D i s t r i c t C o u r t f i l e h e r e i n a r e v a g u e and d i f f i c u l t t o f o l l o w . I t a p p e a r s t h a t on A u g u s t 9 , 1 9 7 8 , Leota M. Standing Bear filed an application for informal appointment of personal representative in intestacy of decedent's estate with the District Court of the Twelfth Judicial District. S h e was a p p o i n t e d p e r s o n a l r e p r e s e n t a - t i v e t h a t same d a y . Two weeks l a t e r , L e o t a a p p l i e d t o t h e Rocky B o y ' s R e s e r v a t i o n t o have d e c e d e n t ' s e s t a t e adminis- tered in the Tribal Court. On A u g u s t 23, 1978, s h e was a p p o i n t e d a d m i n i s t r a t o r of t h e e s t a t e i n t h e T r i b a l C o u r t . On O c t o b e r 4 , 1 9 7 9 , t h e D i s t r i c t C o u r t removed L e o t a a s personal r e p r e s e n t a t i v e and restrained her from trans- f e r r i n g o r d i s p o s i n g of t h e p r o p e r t y of t h e e s t a t e . Subse- q u e n t l y , on May 1 0 , 1 9 8 0 , t h e T r i b a l C o u r t e n t e r e d a n o r d e r v a c a t i n g a l l p r i o r o r d e r s made i n t h e m a t t e r o f the Estate o f D o u g l a s J . S t a n d i n g Bear f o r t h e r e a s o n t h a t i t d i d n o t h a v e j u r i s d i c t i o n o v e r t h e e s t a t e b e c a u s e d e c e d e n t was n o t a member of t h e Chippewa-Cree Tribe. The T r i b a l C o u r t a l s o conceded j u r i s d i c t i o n t o t h e s t a t e . L e o t a was r e s t r a i n e d by o r d e r s o f t h e D i s t r i c t C o u r t d a t e d A p r i l 11, 1 9 7 9 , May 7 , 1 9 7 9 , and O c t o b e r 4 , 1979, from d i s p o s i n g of any p r o p e r t y b e l o n g i n g t o t h e e s t a t e , i n c l u d i n g t h e g r a d e r which i s t h e s u b j e c t o f t h i s l i t i g a t i o n . However, a s stated previously, Leota, sometime a f t e r t h e October 4, 1979, o r d e r , s o l d t h e g r a d e r t o h e r b r o t h e r G e r a l d , who i n turn sold it to a nonresident. On March 14, 1980, the personal representative, appellant herein, f i l e d an a c t i o n f o r c l a i m and d e l i v e r y o f t h e g r a d e r . Respondents filed a motion to dismiss for lack of subject matter jurisdiction. A s i m i l a r m o t i o n was a l s o made i n the probate proceeding. Both m o t i o n s w e r e t r i e d on May 2 8 , 1 9 8 0 , i n s o f a r a s t h e y i n v o l v e d some o f t h e same p a r t i e s and t h e same f a c t u a l m a t t e r s . On J u l y 2 4 , 1 9 8 0 , t h e D i s t r i c t C o u r t e n t e r e d anomalous results . The D i s t r i c t C o u r t h e l d that it had subject matter jurisdiction over the probate proceeding but that it d i d n o t have s u b j e c t m a t t e r juris- d i c t i o n o v e r t h e c l a i m and d e l i v e r y a c t i o n b e c a u s e s u c h a n e x e r c i s e would i n t e r f e r e w i t h r e s e r v a t i o n s e l f - g o v e r n m e n t . In the longstanding case of United S t a t e s ex rel. Riggs v. J o h n s o n County ( 1 8 6 8 ) , 6 W a l l . 1 6 6 , 1 8 L.Ed. 768, t h e U n i t e d S t a t e s Supreme C o u r t s t a t e d : ". .. Jurisdiction i s d e f i n e d t o be t h e power t o h e a r and d e t e r m i n e t h e s u b j e c t matter i n c o n t r o v e r s y i n t h e s u i t b e f o r e t h e c o u r t , and t h e r u l e i s u n i v e r s a l , t h a t i f t h e power is conferred t o render t h e judgment o r e n t e r t h e d e c r e e , i t a l s o i n c l u d e s t h e power t o i s s u e p r o p e r p r o c e s s t o e n f o r c e s u c h judgment o r d e c r e e . . ." F u r t h e r m o r e , i n S t a t e ex r e l . E i s e n h a u e r v . D i s t r i c t C o u r t ( 1 9 1 7 ) , 54 Mont. 1 7 2 , 1 6 8 P. 522, t h i s C o u r t h e l d t h a t i f a c o u r t h a s t h e power t o make a n o r d e r , it has j u r i s d i c - tion t o enforce t h a t order. The purpose of probate is the just and equitable t r a n s f e r of e s t a t e property t o the proper h e i r s . The D i s - trict Court determined that it had jurisdiction over the parent probate proceeding. In an a t t e m p t t o p r o t e c t the estate property, the District Court issued restraining orders against the decedent's wife, Leota. L e o t a , however, allegedly violated t h o s e o r d e r s and s o l d t h e g r a d e r , which was p a r t o f t h e e s t a t e , t o h e r b r o t h e r . Contempt p r o c e e d i n g s were i n i t i a t e d , b u t t h e D i s t r i c t C o u r t f i l e is v o i d of any determination of the contempt m a t t e r . In an attempt to recover the estate property, appellant instituted the present claim and delivery action. The subject matter jurisdiction of this action has its roots in the probate proceedings and, even though f i l e d s e p a r a t e l y , i t i s , none- t h e l e s s , t h e e n f o r c e m e n t arm t o r e c o v e r p r o p e r t y w i t h i n t h e j u r i s d i c t i o n o f t h e p r o b a t e c o u r t , whose j u r i s d i c t i o n is n o t i n q u e s t i o n b u t c o n c e d e d by t h e T r i b a l C o u r t . Additionally, when Leota applied to the District Court to be the personal representative of decedent's estate, s h e e l e c t e d t o be g o v e r n e d by t h e l a w s o f Montana. She c a n n o t r e t r e a t t o t h e r e s e r v a t i o n , d i s p o s e o f p r o p e r t y contrary to s t a t e laws and be afforded protection of the T r i b a l C o u r t t o deny t h e s t a t e c o u r t o f its j u r i s d i c t i o n t o enforce its rulings. Such a n a c t i o n would make a sham o f probate proceedings. The a p p l i c a b l e r u l e s g o v e r n i n g i m p o s i t i o n of juris- d i c t i o n enunciated in I r o n Bear v . D i s t r i c t Court (1973), 1 6 2 Mont. 335, 512 P.2d 1292 a r e : (1) whether t h e e x e r c i s e of state jurisdiction would i n t erfere with reservation self-government; and ( 2 ) whether the tribal court is cur- r e n t l y exercising j u r i s d i c t i o n or has exercised j u r i s d i c t i o n i n s u c h a manner a s t o p r e e m p t s t a t e j u r i s d i c t i o n . This has b e e n a d e q u a t e l y a d d r e s s e d by C h i e f T r i b a l J u d g e M i t c h e l l i n h i s order dismissing t h i s matter and relinquishing subject matter jurisdiction t o t h e s t a t e D i s t r i c t Court a s follows: "This Court concedes t h a t j u r i s d i c t i o n over t h e p e r s o n a l p r o p e r t y owned by D o u g l a s J . S t a n d i n g B e a r o r i n which h e had a n i n t e r e s t , which may h a v e b e e n o r i s l o c a t e d on t h e Rocky B o y ' s R e s e r v a t i o n , i s i n t h e D i s t r i c t C o u r t of t h e T w e l f t h J u d i c i a l D i s t r i c t of t h e S t a t e o f M o n t a n -, - i- -a n d f o r t h e Counfiy- - - a- - n - -- - of Hill. A l l of t h e m a t t e r s r e l a t i n g t o t h e p e r s o n a l p r o p e r t y o f D o u g l a s J . S t a n d i n g Bear m u s t be r e s o l v e d by t h e s a i d C o u r t f o r t h e S t a t e o f M o n t a n a , ---------- o u r t o f I n d i a n and t h e C O f f e n s e s w i l l s u p p o r t t h e f i n a l o r d e r s of t h e S t a t e C o u r t and w i l l a s s i s t i n e n f o r c e m e n t o f o r d e r s of s a i d C o u r t i f r e q u i r e d . " (Emphasis supplied. ) The judgment of t h e D i s t r i c t Court is r e v e r s e d , and t h e c a u s e remanded t o t h e s t a t e D i s t r i c t C o u r t f o r f u r t h e r proceedings. W e concur: ~ d* P- M (7 $ Chief J u s t i c e